牛牛AI助理已提取核心訊息
RiskOn International, Inc., headquartered in Las Vegas, Nevada, has been notified by the Nasdaq Listing Qualifications staff of non-compliance with certain Nasdaq Listing Rules, specifically the Business Combination Rule 5110(a) and the Shareholder Approval Rule 5635(b). The notice, received on February 21, 2024, is related to the company's acquisition of BitNile.com, Inc., which was completed on March 6, 2023. The Nasdaq staff has determined that a change of control occurred without proper shareholder approval, as Ault Alliance, Inc. (AAI) has exerted significant influence over RiskOn's management and board composition. AAI's officers and directors now hold a majority of RiskOn's board seats, and its senior management has replaced RiskOn's senior management team. Furthermore, RiskOn's financial statements are...Show More
RiskOn International, Inc., headquartered in Las Vegas, Nevada, has been notified by the Nasdaq Listing Qualifications staff of non-compliance with certain Nasdaq Listing Rules, specifically the Business Combination Rule 5110(a) and the Shareholder Approval Rule 5635(b). The notice, received on February 21, 2024, is related to the company's acquisition of BitNile.com, Inc., which was completed on March 6, 2023. The Nasdaq staff has determined that a change of control occurred without proper shareholder approval, as Ault Alliance, Inc. (AAI) has exerted significant influence over RiskOn's management and board composition. AAI's officers and directors now hold a majority of RiskOn's board seats, and its senior management has replaced RiskOn's senior management team. Furthermore, RiskOn's financial statements are consolidated with AAI's, indicating AAI's control. Additionally, the issuance of Series D Convertible Preferred Stock in exchange for the cancellation of debt to AAI was identified as a violation of the Shareholder Approval Rule. As a result, trading of RiskOn's common stock on Nasdaq will be suspended starting February 28, 2024. RiskOn has appealed the decision to a Hearings Panel, which will review the case on February 29, 2024. Depending on the outcome, the suspension may be lifted, or the stock may begin trading over-the-counter on the Pink Current Information tier.
納斯達克上市資格工作人員已通知總部位於內華達州拉斯維加斯的RiskON International, Inc. 未遵守某些納斯達克上市規則，特別是企業合併規則5110（a）和股東批准規則5635（b）。該通知於2024年2月21日收到，與該公司對Bitnile.com公司的收購有關，該收購於2023年3月6日完成。納斯達克工作人員已經確定，控制權的變更是在沒有股東適當批准的情況下發生的，因爲Ault Alliance, Inc.（AAI）對Riskon的管理層和董事會組成施加了重大影響。AAI的高級管理人員和董事現在佔據了Riskon董事會的大部分席位，其高級管理層已經取代了Riskon的高級...展開全部
納斯達克上市資格工作人員已通知總部位於內華達州拉斯維加斯的RiskON International, Inc. 未遵守某些納斯達克上市規則，特別是企業合併規則5110（a）和股東批准規則5635（b）。該通知於2024年2月21日收到，與該公司對Bitnile.com公司的收購有關，該收購於2023年3月6日完成。納斯達克工作人員已經確定，控制權的變更是在沒有股東適當批准的情況下發生的，因爲Ault Alliance, Inc.（AAI）對Riskon的管理層和董事會組成施加了重大影響。AAI的高級管理人員和董事現在佔據了Riskon董事會的大部分席位，其高級管理層已經取代了Riskon的高級管理團隊。此外，Riskon的財務報表與AAI的財務報表合併，表明了AAI的控制權。此外，發行D系列可轉換優先股以換取取消對AAI的債務被確定爲違反《股東批准規則》。因此，從2024年2月28日起，RisKon在納斯達克的普通股將暫停交易。RisKon已就該決定向聽證小組提出上訴，該小組將於2024年2月29日審查此案。視結果而定，停牌可能會被解除，或者股票可能會在粉紅當前信息層開始場外交易。
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