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SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A：超過5%持股股東披露文件(修正)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%)等
美股sec公告 ·  07/09 04:34
牛牛AI助理已提取核心訊息
On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
2024年7月8日，Ault Alliance，Inc.及其他報告人向證券交易委員會提交了第二號修正案以修改13D附表，反映了RiskOn International，Inc.股票的權益變動，該公司於2024年6月13日從納斯達克資本市場除牌。此次除牌允許將優先股轉換爲更多的普通股，因爲該交易所的封鎖條款不再適用。提交的文件詳細說明了各個實體和個人的所有權利益，包括Ault Alliance，Inc.，Ault Lending，LLC，Ault & Company，Inc.,以及幾位高管，Ault Alliance，Inc.可能由於可轉換的優先股而擁有RiskOn International，Inc.96.50%的股權。該文件還概述了證券來源，所有權所代表的類別的百分比，以及持有的投票和決策權。此外，該文件還包括與發行人證券有關的合同、安排和關係的信息。
2024年7月8日，Ault Alliance，Inc.及其他報告人向證券交易委員會提交了第二號修正案以修改13D附表，反映了RiskOn International，Inc.股票的權益變動，該公司於2024年6月13日從納斯達克資本市場除牌。此次除牌允許將優先股轉換爲更多的普通股，因爲該交易所的封鎖條款不再適用。提交的文件詳細說明了各個實體和個人的所有權利益，包括Ault Alliance，Inc.，Ault Lending，LLC，Ault & Company，Inc.,以及幾位高管，Ault Alliance，Inc.可能由於可轉換的優先股而擁有RiskOn International，Inc.96.50%的股權。該文件還概述了證券來源，所有權所代表的類別的百分比，以及持有的投票和決策權。此外，該文件還包括與發行人證券有關的合同、安排和關係的信息。
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