錯誤000186586100018658612024-08-292024-08-290001865861ccts：UnitsEachConstingOfOneClassAordinaryShareAndOnehalf Redeemable t定製成員2024-08-292024-08-290001865861ccts：ClassAordinarySharesParValue00001 PerShareCustomMember2024-08-292024-08-290001865861ccts：Redeemable收件箱EachtRecisable ForOneClassA OrdinaryShareAtAnjecisePriceOf1150定製會員2024-08-292024-08-29

 

證券交易委員會

華盛頓特區，郵編：20549

 

形式 8-K

 

當前報告

根據1934年《證券交易法》第13或15(D)條

 

報告日期(最早報告的事件日期)：

 

(註冊人的確切姓名載於其章程)

 

 

 

(609) 495-2222

註冊人的電話號碼，包括區號

 

不適用

(前姓名或前地址，如自上次報告以來有所更改)

 

如果表格8-K的提交意在同時滿足註冊人根據下列任何一項規定的提交義務(見一般指示A.2)，請勾選下面相應的方框。如下所示)：

 

 

 

 

 

根據該法第12(B)條登記的證券：

 

 

用複選標記表示註冊人是否為1933年證券法規則405(本章230.405節)或1934年證券交易法規則12b-2(本章第240.12b-2節)所界定的新興成長型公司。

 

新興成長型公司：☒

 

如果是一家新興的成長型公司，用複選標記表示註冊人是否選擇不使用延長的過渡期來遵守根據《交易法》第13(A)節提供的任何新的或修訂的財務會計準則。☐

 

 

 

第1.01項訂立實質性的最終協議。

 

 

 

 

2024年8月29日，Cactus Acquisition Corp. 1 Limited，一家開曼羣島豁免公司（“CCTS)，簽訂了企業合併協議(企業合併協議“），由（i）CCTS、（ii）VivoPower International PLC（一家根據英格蘭和威爾士法律組建的上市有限公司）組成（“VivoPower”），（iii）Tembo e-LV b.V.，一家根據荷蘭法律註冊成立的私人有限責任公司，也是VivoPower的子公司（“Tembo”），（iv）Tembo Group b.V.，一家根據荷蘭法律註冊成立的私人有限責任公司，也是Tembo的全資子公司（“霍爾德科)及(V)開曼羣島豁免公司及Holdco的全資附屬公司Tembo EUV Investment Corporation Limited(“合併子”).

 

根據企業合併協議，關於結束(定義見下文)，除其他事項外，(I)Tembo的每一股東(每一位、一位“公司股東“)將出資並將其持有的每股Tembo股份轉讓給Holdco，以換取Holdco的普通股(”股票交易所”），（ii）證券交易所後，Holdco的法律形式將立即從私人有限責任公司轉變為公共有限責任公司（“Holdco重組)及(Iii)Holdco重組後，Merge Sub將與CCTS合併並併入CCTS，CCTS為合併中尚存的公司(合併)，並且，根據合併，在緊接合並生效時間之前，CCTS的每一項未償還證券將轉換為獲得Holdco實質等值證券的權利，所有這些都符合業務合併協議所載的條款和條件，並根據適用法律的規定(業務合併協議、交易記錄“)。完善(《結業以及截止日期，即截止日期“)的交易受慣例成交條件的制約。

 

 

根據企業合併協議，將向Tembo的股權持有人支付的對價為838,000,000美元，將全部以Holdco新發行的普通股形式支付，每股價值10.00美元。

 

 

在合併和Holdco重組之前的截止日期，公司的每一位股東將在換股時生效。在股票交易所之後和合並之前，Holdco將進行Holdco重組，根據該重組，Holdco的法律形式將從私人有限責任公司改為上市有限責任公司。於完成合並後，(A)於緊接完成交易前已發行及已發行之CCTS每股普通股將自動註銷及終止，以換取一股Holdco普通股，及(B)於緊接完成交易前已發行及尚未發行之CCTS每股認股權證將自動不再代表收購CCTS A類普通股之權利，並將自動成為收購Holdco普通股之認股權證。

 

 

申述及保證 

 

在《企業合併協議》中，坦博作出了一些慣例陳述和保證，其中包括以下事項：(1)公司事務，包括適當的組織、存在和良好信譽；(2)資本化；(3)與《企業合併協議》和其他附屬文件的簽署和交付有關的權威和約束力；(4)財務報表；(5)政府批准；(6)許可；(7)重大合同；(8)未發生某些變化；(9)商業活動；(10)訴訟；(11)遵守適用法律；(12)員工計劃；(13)環境事務；(14)知識產權；(15)勞工事務；(16)保險；(17)税務事務；(18)經紀人；(19)不動產和個人財產；(20)與附屬公司的交易；(21)數據隱私和安全；(22)遵守國際貿易和反腐敗法；(23)提供的信息；(24)調查；(25)監管合規；(26)《投資公司法》；(27)供應商和客户；和(28)陳述和保證的排他性。

 

在《企業合併協議》中，CCTS作出了一些慣例陳述和擔保，其中包括以下事項：(1)公司事務，包括適當的組織、存在和良好信譽；(2)與簽署和交付《企業合併協議》和其他附屬文件有關的權威和約束力；(3)政府批准；(4)沒有經紀人或發行人；(5)提供的信息；(6)資本化；(7)美國證券交易委員會(The Securities and Exchange Commission，簡稱SEC)。美國證券交易委員會“)備案；(8)信託賬户；(9)與附屬公司的交易；(10)訴訟；(11)遵守適用法律；(12)業務活動；(13)內部控制、上市、財務報表；(14)沒有未披露的負債；(15)税務事項；(16)調查，沒有其他代表；(17)遵守國際貿易法和反腐敗法；以及(18)陳述和保證的排他性。

 

商業合併協議各方的任何陳述和擔保均不會在交易結束後繼續存在。

 

 

雙方在《企業合併協議》中同意盡其合理的最大努力完成交易。企業合併協議亦載有訂約方在簽署企業合併協議至企業合併協議完成或終止(以較早者為準)期間根據其條款訂立的若干慣例契諾，包括但不限於：(1)提供查閲其賬簿及人員；(2)各自業務在正常業務過程中的運作；(3)公告；(4)向美國證券交易委員會編制及提交登記聲明的努力，其中將包括一份與交易有關的中國中旅股東的委託書。註冊聲明/委託書)；(5)努力獲得中央證券交易委員會所需的股東批准；(6)努力獲得坦博、Holdco和合並子公司所需的股東批准；(7)努力使Holdco的證券獲準在納斯達克上市(“納斯達克“)在交易完成時；(8)董事和高級管理人員的賠償和尾部保險；(9)提供Tembo的財務報表；(10)股票交換和合並的預期税務處理；以及(11)遵守歐盟證券法規。

 

 

各方完成交易的義務受到各種條件的制約，包括以下各方的相互條件(除非放棄)：(I)企業合併協議和交易及相關事項經CCTS股東必要的投票批准；(Ii)獲得實質性的監管批准；(Iii)沒有法律或命令阻止或禁止交易；(Iv)在交易生效(包括完成贖回CCTS股東)後，Holdco在緊接交易結束後擁有至少5,000,001美元的有形資產淨值(根據1934年《證券交易法》第3a51-1(G)(1)條確定)；但條件不適用於在CCTS股東大會之前或與之相關的CCTS管理文件中已有效刪除此類要求的部分；(V)註冊聲明/委託書的有效性；(Vi)Holdco交易結束後董事的任命；及(Vii)納斯達克的首次上市要求已獲滿足。

 

此外，除非Tembo放棄，否則Tembo完成交易的義務必須滿足以下條件，除了習慣證書和其他成交以外：(I)CCTS的陳述和擔保在成交時和成交時真實和正確(受CCTS重大不利影響的制約)；(Ii)CCTS在成交之日或之前已在所有實質性方面履行和遵守其根據業務合併協議必須履行或遵守的契諾和協議；(Iii)Tembo已收到本協議預期的協議、文件、文書或證書附屬文件“)經締約其他各方正式籤立和批准。

 

 

除非被CCTS放棄，否則CCTS完成交易的義務必須滿足以下條件，除了習慣證書和其他成交之外：(I)Tembo在成交時和截至成交時的陳述和擔保是真實和正確的(受公司重大不利影響的影響)；(Ii)Tembo在所有重大方面都履行和遵守了各自在業務合併協議下的契約和協議，要求在成交之日或之前履行或遵守；(Iii)自業務合併協議之日起沒有任何公司重大不利影響；(Iv)Holdco重組及換股完成；(V)VivoPower向Tembo轉讓若干合約的工作已完成；及(Vi)CCTS已收到經其他各方正式簽署及批准的附屬文件。

 

 

在某些其他習慣和有限的情況下，企業合併協議可在交易結束前的任何時間終止，其中包括(I)經CCTS和Tembo的雙方書面同意；(Ii)CCTS或Tembo已發佈命令或採取任何其他行動永久限制、禁止或以其他方式禁止交易，且該命令或其他行動已成為最終且不可上訴；(Iii)公司因CCTS違反企業合併協議的行為而無法滿足相關結束條件；(4)因Tembo違反《企業合併協議》未得到糾正，以致無法滿足相關的成交條件；(V)CCTS或Tembo已正式召開股東大會批准《企業合併協議》和交易的，CCTS的股東進行了正式表決，但未獲得批准；(Vi)如果交易沒有在(A)2025年2月2日和(B)CCTS根據CCTS管理文件完成其初始業務合併的最後日期或之前完成，則由CCTS或Tembo完成，只要CCTS應做出合理努力修改其管理文件以延長該最後日期；及(Vii)CCTS，如果Tembo的某些財務報表未在2024年10月31日或之前交付給CCTS。

 

如果企業合併協議終止，雙方在企業合併協議下的所有其他義務(與保密、終止效果、費用和開支、信託基金豁免、雜項和前述定義有關的某些義務除外)將會終止，企業合併協議任何一方除了對其承擔保密義務外，將不再對任何其他方承擔任何進一步責任。

 

 

Tembo、Holdco和Merge Sub同意，他們和他們的代表將不會對CCTS為其公眾股東持有的信託賬户中的任何款項擁有任何權利、所有權、權益或索賠，並已同意不向該信託賬户提出任何索賠(包括從中進行的任何分配)，並放棄任何權利。

 

 

 

在簽署業務合併協議的同時，CCTS、VivoPower、Tembo、Holdco、Merge Sub和Tag INTL DMCC(“標籤)，一家根據阿拉伯聯合酋長國法律成立的公司，簽訂了股東和投資者支持協議(公司支持協議“)。根據公司支持協議，VivoPower及TAG各自同意(A)投票表決其持有或將持有的Tembo的所有股份，以贊成業務合併協議及交易及將提交本公司股東審批的與交易有關的其他事宜，(B)採取若干其他行動支持業務合併協議及交易，及(C)提供授權書以相應地就該等股份投票，並準許及指示Holdco代表該支持股東籤立荷蘭發行契據，以就該支持股東所持有的股份進行換股。本公司支持協議防止VivoPower及TAG持有或將持有的Tembo股份於本公司支持協議日期至(I)換股完成、(Ii)業務合併協議根據其條款終止的日期及時間及(Iii)雙方達成書面協議之日期及時間之間的最早轉讓。

 

 

 

 

在簽署業務合併協議的同時，CCTS、Holdco、Tembo、VivoPower、仙人掌醫療管理有限公司(“仙人掌保健“)和ARWm Inc.Pte Limited(”ARWN)，簽訂了投資者支持協議(投資者支持協議)，據此，除其他事項外，各投資者同意(A)支持批准企業合併協議及批准交易，但須受若干慣常條件所規限，(B)在(I)交易完成後六個月或(Ii)Holdco完成清算、合併、合併、換股、重組或其他類似交易的日期之前(以較早者為準)，不得轉讓其任何標的股份，而該交易將導致Holdco的所有股東有權以所持的持有的普通股換取現金、證券或其他財產(“股份禁售期”），但前提是，如果收市後，Holdco普通股的最後報告售價等於或超過每股12.00美元，則每位投資者可轉讓該投資者在股份鎖定期內持有的最多50%的主題股份（根據股份分割、股份股息、配股、分拆、重組、資本重組等）在任何30個交易日期間內的任何20個交易日內，並且（c）在收盤後三十（30）天內不得轉讓其任何標的認購證或因行使該等認購證而發行或可發行的任何股份。截至簽署日期，Cactus Healthcare和ARWN共同持有CCTS已發行和發行普通股總數的約59.0%。

 

投資者支持協議的副本以8-k表格的形式作為本報告的附件10.2提交，並以引用的方式併入本文中，投資者支持協議的前述描述通過引用全文而有保留。 

 

 

在收盤前，某些公司股東將簽訂鎖定協議(每個，a禁售協議“)，據此，除其他事項外，該等公司股東將同意不會在截止日期開始至(A)結束日期後183天、(B)最後報告的持有公司普通股售價等於或超過每股12.00美元(經股份拆分、股份分紅、供股、分拆、重組、資本重組等調整後)的任何20個交易日內的任何20個交易日內，出售或分派其所持有的持有公司的某些股份，其中以較早者為準。Holdco完成清算、合併、換股或其他類似交易的日期，該交易導致其所有股東有權按照其中的條款和條件將其持有的Pubco股票交換為現金、證券或其他財產。

 

 

 

Www.sec.gov或者直接向CCTS提出請求，地址為仙人掌收購公司1有限公司，新澤西州克蘭伯裏錫達布魯克大道40號，郵編：08512，電話：(609)495-2222。徵集活動的參與者

 

 

CCTS、Tembo、VivoPower、Holdco及其各自的董事和高級管理人員可能被視為與擬議交易相關的CCTS股東委託書徵集的參與者。有關中央證券交易委員會董事和高級管理人員的更詳細信息，請參見中央證券交易委員會提交給美國證券交易委員會的文件，其中包括截至2023年12月31日的財政年度10-K表格年度報告，該報告於2024年4月15日提交給美國證券交易委員會，可在美國證券交易委員會網站www.sec.gov免費獲取。根據美國證券交易委員會規則，哪些人可能被視為參與了與擬議的業務合併相關的央視股東委託書徵集活動，以及將在央視股東大會上表決的其他事項，相關信息將在交易的登記説明書中列出。

 

沒有要約或懇求

 

本表格8-k的當前報告不應構成對任何證券或擬議交易的委託書、同意或授權的徵求。本表格8-k的當前報告也不應構成出售要約或徵求購買任何證券的要約，也不得在任何州或司法管轄區出售證券，在這些州或司法管轄區，根據任何此類司法管轄區的證券法，在註冊或資格登記或資格之前，此類要約、徵求或出售將是非法的。除非招股説明書符合修訂後的1933年《證券法》第10節的要求，否則不得發行證券，或獲得豁免。

 

 

 

加里·張伯倫

 

首席執行官Business Combination”) and the projected future financial performance of CCTS, Tembo and Holdco following the proposed Business Combination; changes in the market for Tembo’s products and services and expansion plans and opportunities; Tembo’s ability to successfully execute its expansion plans and business initiatives; ability for Tembo to raise funds to support its business; the sources and uses of cash of the proposed Business Combination; the anticipated capitalization and enterprise value of Holdco following the consummation of the proposed Business Combination; the projected technological developments of Tembo and its competitors; ability of Tembo to control costs associated with operations; the ability to manufacture efficiently at scale; anticipated investments in research and development and the effect of these investments and timing related to commercial product launches; and expectations related to the terms and timing of the proposed Business Combination. These statements are based on various assumptions, whether or not identified in this Current Report on Form 8-K, and on the current expectations of VivoPower’s, Tembo’s and CCTS’s management and are not predictions of actual performance. These forward-looking statements are provided for illustrative purposes only and are not intended to serve as, and must not be relied on by any investor as, a guarantee, an assurance, a prediction or a definitive statement of fact or probability. Actual events and circumstances are difficult or impossible to predict and will differ from assumptions. Many actual events and circumstances are beyond the control of Tembo, CCTS, VivoPower and Holdco. These forward-looking statements are subject to a number of risks and uncertainties, including the occurrence of any event, change or other circumstances that could give rise to the termination of the Business Combination Agreement; the risk that the Business Combination disrupts current plans and operations as a result of the announcement and consummation of the transactions described herein; the inability to recognize the anticipated benefits of the Business Combination; the ability to obtain or maintain the listing of the Holdco’s securities on The Nasdaq following the Business Combination, including having the requisite numbers of shareholders and free-trading shares; costs related to the Business Combination; changes in domestic and foreign business, market, financial, political and legal conditions; risks relating to the uncertainty of certain projected financial information and other forecasts with respect to Tembo; Tembo’s ability to successfully and timely develop, manufacture, sell and expand its technology and products, including implementing its growth strategy and satisfactory fulfillment of existing orders; Tembo’s ability to adequately manage any supply chain risks, including the purchase of a sufficient supply of critical components incorporated into its current and future product offerings; risks relating to Tembo’s operations and business, including information technology and cybersecurity risks, failure to adequately forecast supply and demand, including order volume and fulfillment, loss of key customers or distribution relationships and deterioration in relationships between Tembo and its employees; Tembo’s ability to successfully collaborate with business partners; demand for Tembo’s current and future offerings; risks that orders that have been placed for Tembo’s products are cancelled or modified; risks related to increased competition; risks relating to potential disruption in the transportation and shipping infrastructure, including trade policies and export controls; risks that Tembo is unable to secure or protect its intellectual property; risks of product liability or regulatory lawsuits relating to Tembo’s products and services; risks that Holdco experiences difficulties managing its growth and expanding operations; the inability of the parties to successfully or timely consummate the proposed Business Combination, including the risk that any required shareholder or regulatory approvals are not obtained, are delayed or are subject to unanticipated conditions that could adversely affect the combined company or the expected benefits of the proposed Business Combination; the outcome of any legal proceedings that may be instituted against Tembo, VivoPower, CCTS, Holdco or others following announcement of the proposed Business Combination and transactions contemplated thereby; the ability of Tembo to execute its business model, including market acceptance of its planned products and services and achieving sufficient production volumes at acceptable quality levels and prices; technological improvements by Tembo’s peers and competitors; and those risk factors discussed in documents of Holdco, VivoPower and CCTS filed, or to be filed, with the SEC. If any of these risks materialize or our assumptions prove incorrect, actual results could differ materially from the results implied by these forward-looking statements. There may be additional risks that none of VivoPower, Tembo or CCTS presently know or that VivoPower, Tembo or CCTS currently believe are immaterial that could also cause actual results to differ from those contained in the forward-looking statements. In addition, forward-looking statements reflect VivoPower’s, Tembo’s or CCTS’s expectations, plans or forecasts of future events and views as of the date of this Current Report on Form 8-K. VivoPower, Tembo, CCTS and Holdco anticipate that subsequent events and developments will cause VivoPower’s, Tembo’s or CCTS’s assessments to change. However, while VivoPower, Tembo, CCTS and Holdco may elect to update these forward-looking statements at some point in the future, VivoPower, Tembo, CCTS and Holdco specifically disclaim any obligation to do so. Investors are referred to the most recent reports filed with the SEC by VivoPower and CCTS. Investors are cautioned not to place undue reliance upon any forward-looking statements, which speak only as of the date made, and we undertake no obligation to update or revise the forward-looking statements, whether as a result of new information, future events or otherwise.

 

 

Additional Information and Where to Find It

 

Holdco intends to file with the SEC a Registration Statement on Form F-4 (as may be amended, the “Registration Statement”), which will include a preliminary proxy statement of CCTS and a prospectus of Holdco in connection with the proposed Business Combination. The definitive proxy statement and other relevant documents will be mailed to shareholders of CCTS as of a record date to be established for voting on the proposed Business Combination. SHAREHOLDERS OF CCTS AND OTHER INTERESTED PARTIES ARE URGED TO READ, WHEN AVAILABLE, THE PRELIMINARY PROXY STATEMENT, AND AMENDMENTS THERETO, AND THE DEFINITIVE PROXY STATEMENT IN CONNECTION WITH CCTS’S SOLICITATION OF PROXIES FOR THE EXTRAORDINARY GENERAL MEETING OF ITS SHAREHOLDERS TO BE HELD TO APPROVE THE BUSINESS COMBINATION BECAUSE THESE DOCUMENTS WILL CONTAIN IMPORTANT INFORMATION ABOUT CCTS, TEMBO, HOLDCO AND THE BUSINESS COMBINATION. Shareholders will also be able to obtain copies of the Registration Statement and the proxy statement/prospectus, without charge, once available, on the SEC’s website at www.sec.gov or by directing a request to CCTS at  Cactus Acquisition Corp. 1 Ltd, 4B Cedar Brook Drive, Cranbury, NJ 08512, telephone: (609) 495-2222.

 

Participants in the Solicitation

 

CCTS, Tembo, VivoPower, Holdco and their respective directors and officers may be deemed participants in the solicitation of proxies of CCTS shareholders in connection with the proposed transaction. More detailed information regarding the directors and officers of CCTS is contained in CCTS’s filings with the SEC, including its Annual Report on Form 10-K for the fiscal year ended December 31, 2023, which was filed with the SEC on April 15, 2024, and is available free of charge at the SEC’s website at www.sec.gov. Information regarding the persons who may, under SEC rules, be deemed participants in the solicitation of proxies of CCTS’s shareholders in connection with the proposed Business Combination and other matters to be voted upon at the meeting of CCTS’s shareholders will be set forth in the Registration Statement for the transaction when available.

 

No Offer or Solicitation

 

This Current Report on Form 8-K shall not constitute a solicitation of a proxy, consent, or authorization with respect to any securities or in respect of the proposed transaction. This Current Report on Form 8-K shall also not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any states or jurisdictions in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.