| | |
第
頁
|
| |||
其他信息
|
| | | | 1 | | |
常用術語
|
| | | | 2 | | |
商標
|
| | | | 8 | | |
有關前瞻性陳述的警示説明
|
| | | | 9 | | |
關於建議書的問答
|
| | | | 11 | | |
委託書/招股説明書摘要
|
| | | | 21 | | |
股票代碼和股利信息
|
| | | | 32 | | |
KWAC的部分歷史財務信息
|
| | | | 33 | | |
WENTWORTH的選定歷史綜合財務資料
|
| | | | 34 | | |
彙總未經審計的備考簡明合併財務信息
|
| | | | 35 | | |
風險因素
|
| | | | 37 | | |
KWAC股東特別會議
|
| | | | 71 | | |
企業合併方案
|
| | | | 78 | | |
KWAC董事會一致建議我們的股東投票“贊成”批准業務合併提案
|
| | | | 107 | | |
組織文件提案
|
| | | | 108 | | |
KWAC董事會一致建議我們的股東投票“贊成”批准組織文件提案
|
| | | | 109 | | |
諮詢性章程提案
|
| | | | 110 | | |
KWAC董事會一致建議我們的股東投票“贊成”批准每一份諮詢性章程提案
|
| | | | 112 | | |
納斯達克提案
|
| | | | 113 | | |
KWAC董事會一致建議我們的股東投票“支持”批准納斯達克提案
|
| | | | 114 | | |
股權激勵計劃
|
| | | | 117 | | |
休會提案
|
| | | | 126 | | |
KWAC董事會一致建議股東投票
批准延期提案 |
| | | | 126 | | |
未經審計的備考簡明合併財務信息
|
| | | | 127 | | |
未經審計的備考簡明合併財務信息附註
|
| | | | 134 | | |
關於KWAC的信息
|
| | | | 138 | | |
管理層對KWAC財務狀況和經營結果的討論和分析
|
| | | | 149 | | |
温特沃斯的業務
|
| | | | 160 | | |
管理層對温特沃斯的財務狀況和經營結果的討論和分析
|
| | | | 165 | | |
企業合併後控股的管理
|
| | | | 182 | | |
温特沃斯高管薪酬
|
| | | | 190 | | |
某些關係和關聯人交易
|
| | | | 199 | | |
| | |
第
頁
|
| |||
證券的實益所有權
|
| | | | 203 | | |
證券説明
|
| | | | 206 | | |
證券法對合並後的公司普通股轉售的限制
|
| | | | 218 | | |
美國聯邦所得税的某些考慮因素
|
| | | | 219 | | |
考核權
|
| | | | 228 | | |
房屋寄存信息
|
| | | | 229 | | |
提交股東建議書
|
| | | | 230 | | |
未來股東提案
|
| | | | 231 | | |
您可以在哪裏找到更多信息
|
| | | | 232 | | |
法律事務
|
| | | | 233 | | |
專家
|
| | | | 234 | | |
向股東交付文件
|
| | | | 235 | | |
轉會代理和註冊商
|
| | | | 236 | | |
財務報表索引
|
| | | | F-1 | | |
附件A合併協議和計劃
|
| | | | A-1 | | |
附件AA《協議和合並計劃第一修正案》
|
| | | | AA-1 | | |
附件AAA《協定和計劃第二修正案》
合併 |
| | | | AAA-1 | | |
Binah Capital Group,Inc.修訂後重新註冊的《公司註冊證書》附件B格式
|
| | | | B-1 | | |
Binah Capital Group,Inc.章程附件C格式。
|
| | | | C-1 | | |
附件D附函協議
|
| | | | D-1 | | |
附件E創始人支持協議
|
| | | | E-1 | | |
附件F温特沃斯支持協議
|
| | | | F-1 | | |
鎖定協議附件G格式
|
| | | | G-1 | | |
註冊權協議附件H格式
|
| | |
|
H-1
|
| |
附件一《國家貿易協定修正案表》
|
| | |
|
I-1
|
| |
股權激勵計劃建議書附件J表
|
| | |
|
J-1
|
| |
附件K指定證書格式
|
| | |
|
K-1
|
| |
附件A系列認購協議L格式
|
| | |
|
L-1
|
| |
認股權證假設和轉讓附件M表格
協議 |
| | |
|
M-1
|
| |
| | |
假設
最低要求 贖回 (股票) |
| |
%
|
| |
假設
最大 贖回 (股票) |
| |
%
|
| ||||||||||||
WMS股東
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
WMS合併股份總數
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
KWAC公共股份
|
| | | | 484(2) | | | | | | 2.9 | | | | | | — | | | | | | 0.0 | | |
KWAC創始人和私人股份(1)
|
| | | | 3,029 | | | | | | 18.2 | | | | | | 3,029 | | | | | | 18.8 | | |
KWAC股份總數
|
| | | | 3,513 | | | | | | 21.1 | | | | | | 3,029 | | | | | | 18.8 | | |
管道投資者
|
| | | | — | | | | | | 0.0 | | | | | | — | | | | | | 0.0 | | |
預計2023年9月30日的形式控股普通股
|
| | | | 16,613 | | | | | | 100.0 | | | | | | 16,129 | | | | | | 100.0 | | |
| | |
截至的9個月
2023年9月30日 |
| |
截至本年度的年度業績
2022年12月31日 |
| ||||||||||||||||||
| | |
形式
組合 (假設否 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| |
形式
組合 (假設否 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| ||||||||||||
預計淨收益(虧損)
|
| | | | (3,763) | | | | | | (3,763) | | | | | | 338 | | | | | | 338 | | |
普通股預估加權平均流通股
|
| | | | 16,613 | | | | | | 16,129 | | | | | | 16,613 | | | | | | 16,129 | | |
普通股股東每股(基本和稀釋後)淨收益(虧損)
|
| | | $ | (0.23) | | | | | $ | (0.23) | | | | | $ | 0.02 | | | | | $ | 0.02 | | |
($金額,以千計)
|
| |
2023年9月30日
|
| |
2022年12月31日
|
| ||||||
資產負債表數據 | | | | ||||||||||
總資產
|
| | | $ | 6,200 | | | | | $ | 5,850 | | |
總負債
|
| | | | 11,288 | | | | | | 9,930 | | |
承付款和或有事項 | | | | | | | | | | | | | |
A類普通股可能需要贖回
|
| | | | 5,842 | | | | | | 5,212 | | |
股東虧損總額
|
| | | $ | (10,930) | | | | | $ | (9,292) | | |
| | |
截至的9個月
9月30日 |
| |||||||||
(以千為單位的金額)
|
| |
2023
|
| |
2022
|
| ||||||
作業説明書數據 | | | | | | | | | | | | | |
運營費用
|
| | | $ | 1,952 | | | | | $ | 3,261 | | |
其他收入(費用)
|
| | | | 558 | | | | | | 6,469 | | |
扣除所得税準備前的收入(虧損)
|
| | | | (1,394) | | | | | | 3,208 | | |
所得税撥備(福利)
|
| | | | 1 | | | | | | 5 | | |
淨收益(虧損)
|
| | | $ | (1,395) | | | | | $ | 3,203 | | |
(以千為單位的金額)
|
| |
年終了
2022年12月31日 |
| |
年終了
2021年12月31日 |
| ||||||
作業説明書數據 | | | | | | | | | | | | | |
運營費用
|
| | | $ | 4,784 | | | | | $ | 1,209 | | |
其他收入(費用)
|
| | | | 6,174 | | | | | | 763 | | |
扣除所得税準備前的收益(虧損)
|
| | | | 1,390 | | | | | | (446) | | |
所得税撥備(福利)
|
| | | | 37 | | | | | | — | | |
淨收益(虧損)
|
| | | $ | 1,353 | | | | | $ | (446) | | |
($金額,以千計)
|
| |
2023年9月30日
|
| |
2022年12月31日
|
| ||||||
財務狀況數據合併報表 | | | | | | | | | | | | | |
總資產
|
| | | $ | 66,564 | | | | | $ | 68,684 | | |
債務淨額
|
| | | | 21,364 | | | | | | 22,929 | | |
總負債
|
| | | | 60,463 | | | | | | 63,787 | | |
會員權益合計
|
| | | $ | 6,101 | | | | | $ | 4,897 | | |
| | |
截至的9個月
9月30日 |
| |||||||||
(以千為單位的金額)
|
| |
2023
|
| |
2022
|
| ||||||
合併業務報表數據 | | | | | | | | | | | | | |
總收入
|
| | | $ | 126,673 | | | | | $ | 134,308 | | |
總運營費用
|
| | | | 124,939 | | | | | | 132,045 | | |
未計提所得税準備的收入
|
| | | | 1,734 | | | | | | 2,264 | | |
所得税撥備(福利)
|
| | | $ | 289 | | | | | $ | 8 | | |
淨收入
|
| | | $ | 1,445 | | | | | $ | 2,255 | | |
(以千為單位的金額)
|
| |
年終了
2022年12月31日 |
| |
年終了
2021年12月31日 |
| ||||||
合併業務報表數據 | | | | | | | | | | | | | |
總收入
|
| | | $ | 178,850 | | | | | $ | 171,459 | | |
總運營費用
|
| | | | 177,360 | | | | | | 169,454 | | |
未計提所得税準備的收入
|
| | | | 1,490 | | | | | | 2,005 | | |
所得税撥備(福利)
|
| | | | 580 | | | | | | (781) | | |
淨收入
|
| | | $ | 910 | | | | | $ | 2,786 | | |
(千)
|
| |
形式組合
(假設否 贖回) |
| |
形式組合
(假設最大值 贖回) |
| ||||||
未經審計的備考簡明合併經營報表數據摘要
|
| | | | | | | | | | | | |
截至2023年9月30日止期間(以千計,每股數據除外)
|
| | | | | | | | | | | | |
預計淨虧損
|
| | | $ | (3,763) | | | | | $ | (3,763) | | |
普通股加權平均流通股
|
| | | | 16,613 | | | | | | 16,129 | | |
普通股股東每股淨虧損(基本虧損和稀釋虧損)
|
| | | $ | (0.23) | | | | | $ | (0.23) | | |
(千)
|
| |
形式組合
(假設否 贖回) |
| |
形式組合
(假設最大值 贖回) |
| ||||||
未經審計的備考簡明合併經營報表數據摘要
|
| | | | | | | | | | | | |
截至2022年12月31日的年度(單位為千,不包括每
共享數據) |
| | | | | | | | | | | | |
預計淨虧損
|
| | | | 338 | | | | | | 338 | | |
普通股加權平均流通股
|
| | | | 16,613 | | | | | | 16,129 | | |
普通股股東每股淨虧損(基本虧損和稀釋虧損)
|
| | | $ | 0.02 | | | | | $ | 0.02 | | |
(千股)
|
| |
假設
最低要求 贖回 (股票) |
| |
%
|
| |
假設
最大 贖回 (股票) |
| |
%
|
| ||||||||||||
WMS股東
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
WMS合併股份總數
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
KWAC公共股份
|
| | | | 484(2) | | | | | | 2.9 | | | | | | — | | | | | | 0.0 | | |
KWAC創始人和私人股份(1)
|
| | | | 3,029 | | | | | | 18.2 | | | | | | 3,029 | | | | | | 18.8 | | |
KWAC股份總數
|
| | | | 3,513 | | | | | | 21.1 | | | | | | 3,029 | | | | | | 18.8 | | |
管道投資者
|
| | | | — | | | | | | 0.0 | | | | | | — | | | | | | 0.0 | | |
預計2023年9月30日的形式控股普通股
|
| | | | 16,613 | | | | | | 100.0 | | | | | | 16,129 | | | | | | 100.0 | | |
(百萬美元)
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |
9/30/2023
|
| |
9/30/2022
|
| ||||||||||||||||||
佣金 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
–
|
| | | | 22.8 | | | | | | 38.1 | | | | | | 65.2 | | | | | | 71.7 | | | | | | 52.2 | | | | | | 53.5 | | |
–
|
| | | | 60.2 | | | | | | 57.2 | | | | | | 73.0 | | | | | | 65.2 | | | | | | 47.9 | | | | | | 49.9 | | |
諮詢費
|
| | | | 7.8 | | | | | | 9.0 | | | | | | 18.4 | | | | | | 23.1 | | | | | | 16.3 | | | | | | 17.9 | | |
投資銀行業務
|
| | | | — | | | | | | — | | | | | | 5.8 | | | | | | 3.9 | | | | | | 1.3 | | | | | | 2.8 | | |
替代方案
|
| | | | 8.3 | | | | | | 6.1 | | | | | | 4.9 | | | | | | 8.4 | | | | | | 2.7 | | | | | | 5.8 | | |
利息和其他收入
|
| | | | 2.6 | | | | | | 3.0 | | | | | | 4.2 | | | | | | 6.4 | | | | | | 6.2 | | | | | | 4.4 | | |
總收入
|
| | | | 101.7 | | | | | | 113.4 | | | | | | 171.5 | | | | | | 178.8 | | | | | | 126.7 | | | | | | 134.3 | | |
收入成本(3)
|
| | | | 80.1 | | | | | | 91.5 | | | | | | 139.0 | | | | | | 145.7 | | | | | | 103.9 | | | | | | 109.8 | | |
毛利(3)
|
| | | | 21.6 | | | | | | 21.9 | | | | | | 32.4 | | | | | | 33.2 | | | | | | 22.8 | | | | | | 24.5 | | |
調整後G&A合計(1和2)
|
| | | | 15.5 | | | | | | 14.4 | | | | | | 20.5 | | | | | | 22.4 | | | | | | 16.2 | | | | | | 15.0 | | |
調整後的EBITDA(2)
|
| | | | 6.1 | | | | | | 7.5 | | | | | | 12.0 | | | | | | 10.8 | | | | | | 6.6 | | | | | | 8.6 | | |
(百萬美元)
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |
9/30/2023
|
| |
9/30/2022
|
| ||||||||||||||||||
淨收益(虧損)(1)
|
| | | | (8.8) | | | | | | (3.4) | | | | | | 2.8 | | | | | | 0.9 | | | | | | 1.4 | | | | | | 2.3 | | |
調整: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
利息支出,淨額
|
| | | | 4.1 | | | | | | 2.6 | | | | | | 2.9 | | | | | | 3.3 | | | | | | 3.9 | | | | | | 2.3 | | |
所得税支出(福利)
|
| | | | 0.6 | | | | | | (0.4) | | | | | | (0.8) | | | | | | 0.6 | | | | | | 0.3 | | | | | | 0.0 | | |
折舊及攤銷
|
| | | | 5.0 | | | | | | 1.7 | | | | | | 1.6 | | | | | | 1.5 | | | | | | 0.9 | | | | | | 1.2 | | |
非經常性費用(2)
|
| | | | 5.3 | | | | | | 7.0 | | | | | | 5.5 | | | | | | 4.5 | | | | | | 0.1 | | | | | | 2.8 | | |
調整後的EBITDA
|
| | | | 6.1 | | | | | | 7.5 | | | | | | 12.0 | | | | | | 10.8 | | | | | | 6.6 | | | | | | 8.6 | | |
説明
|
| |
2019
|
| |
2020
|
| |
2021
|
| |
2022
|
| |
9/30/2023
|
| |
9/30/2022
|
| ||||||||||||||||||
專業費
|
| | | | 3.9 | | | | | | 1.3 | | | | | | 1.7 | | | | | | 3.8 | | | | | | 0.1 | | | | | | 2.1 | | |
告別
|
| | | | 0.2 | | | | | | 3.3 | | | | | | 3.7 | | | | | | 0.4 | | | | | | 0.0 | | | | | | 0.4 | | |
基礎設施
|
| | | | 1.0 | | | | | | 0.3 | | | | | | 0.1 | | | | | | 0.3 | | | | | | 0.0 | | | | | | 0.3 | | |
債務清償損失
|
| | | | 0.2 | | | | | | 2.1 | | | | | | 0.0 | | | | | | 0.0 | | | | | | 0.0 | | | | | | 0.0 | | |
非經常性費用合計
|
| | | | 5.3 | | | | | | 7.0 | | | | | | 5.5 | | | | | | 4.5 | | | | | | 0.1 | | | | | | 2.8 | | |
來源
|
| | | | | | | |
使用
|
| | | | | | |
賣方普通股展期
|
| | | $ | 131.0 | | | |
賣方普通股展期
|
| | | $ | 131.0 | | |
信託中的現金
|
| | | | 6.0 | | | |
交換了KWAC贊助商貸款
適用於常見 |
| | | | 1.8 | | |
現有現金餘額
|
| | | | 6.3 | | | |
預計現金到資產負債表
|
| | | | 9.1 | | |
新增債務
|
| | | | 21.4 | | | |
還債
|
| | | | 26.5 | | |
新建轉換首選項
|
| | | | 14.4 | | | |
償還Wentworth優先股
股權 |
| | | | 2.7 | | |
KWAC普通等價化貸款
|
| | | | 1.8 | | | |
現金交易費用
|
| | | | 9.8 | | |
來源合計
|
| | | $ | 180.9 | | | |
總使用量
|
| | | $ | 180.9 | | |
諮詢憲章提案
|
| |
現有的KWAC章程
|
| |
擬議的控股憲章
|
|
諮詢建議書A−
股本變動 |
| | 現有的KWAC憲章授權111,000,000股,包括(A)11,000,000股普通股,包括100,000,000股KWAC A類普通股和10,000,000股KWAC B類普通股,以及(B)1,000,000股優先股。 | | | 擬議的控股約章將授權57,000,000股,包括(A)55,000,000股普通股和(B)2,000,000股優先股。 | |
諮詢建議書B−
董事會分類 |
| | 現行的KWAC章程規定,KWAC董事會分為三個級別,每年只選舉一個級別的董事,每個級別的任期為三年。 | | | 建議的控股章程將進行修改,以保持一致。 | |
諮詢建議書C−
論壇評選 |
| | [br}現有的KWAC憲章規定,特拉華州衡平法院或(如果該法院對該法院沒有標的事項管轄權)位於特拉華州的另一個州或聯邦法院將是某些訴訟和索賠的獨家法院。 | | | 擬議的控股憲章將是一致的。 | |
諮詢建議書D−
需要投票才能修改章程 |
| | 現有的KWAC章程規定,只有在獲得 批准的情況下,才能通過、修改、更改或廢除章程 | | | 擬議的《控股憲章》規定,擬議的《控股附例》可以修改、更改或廢除 | |
諮詢憲章提案
|
| |
現有的KWAC章程
|
| |
擬議的控股憲章
|
|
| | | KWAC董事會的多數股份或KWAC的大多數已發行股份的持有人。 | | | 未經股東投票同意而獲得控股董事會多數成員批准的任何方式,不得違反特拉華州法律或擬議的《控股憲章》。 | |
|
轉讓的股份總數
|
| | | | 13,100 | | |
|
每股價值
|
| | | $ | 10.00 | | |
|
總股份對價
|
| | | | 131,000 | | |
|
承擔債務
|
| | | | | | |
|
結清WMS債務
|
| | | | 45,030(1) | | |
|
贊助商股票價值
|
| | | | 28,750 | | |
|
未清償交易費用
|
| | | | 9,800 | | |
|
B類贖回
|
| | | | 2,774 | | |
|
總體考慮
|
| | | | 217,354 | | |
|
應付票據
|
| | | | 22,035 | | |
|
致謝會員
|
| | | | 5,057 | | |
|
本票 - 附屬公司
|
| | | | 12,063 | | |
|
其他債務
|
| | | | 5,875 | | |
|
期末WMS債務總額
|
| | | | 45,030 | | |
| | |
假設
最低要求 贖回 (股票) |
| |
%
|
| |
假設
最大 贖回 (股票) |
| |
%
|
| ||||||||||||
WMS股東
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
WMS合併股份總數
|
| | | | 13,100 | | | | | | 78.9 | | | | | | 13,100 | | | | | | 81.2 | | |
KWAC公共股份
|
| | | | 484 | | | | | | 2.9 | | | | | | — | | | | | | 0.0 | | |
KWAC創始人和私人股份(1)
|
| | | | 3,029 | | | | | | 18.2 | | | | | | 3,029 | | | | | | 18.8 | | |
KWAC股份總數
|
| | | | 3,513 | | | | | | 21.1 | | | | | | 3,029 | | | | | | 18.8 | | |
管道投資者
|
| | | | — | | | | | | 0.0 | | | | | | — | | | | | | 0.0 | | |
預計2023年9月30日的形式控股普通股
|
| | | | 16,613 | | | | | | 100.0 | | | | | | 16,129 | | | | | | 100.0 | | |
資產:
|
| |
截至2023年9月30日
|
| |
交易
會計 調整 (假設沒有 贖回) |
| | | | | | | |
截至
9月30日 2023 |
| |
交易
會計 調整 (假設 最大 贖回) |
| | | | | | | |
截至
9月30日 2023 |
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
WMS
(歷史) |
| |
WMS
調整 |
| | | | | | | |
WMS AS
調整後 |
| |
KWAC
(歷史) |
| |
KWAC
調整 |
| | | | | | | |
KWAC作為
調整後 |
| |
形式上的
組合 (假設沒有 贖回) |
| |
形式上的
組合 (假設 最大 贖回) |
| ||||||||||||||||||||||||||||||||||||||||||||||||||
現金、現金等價物和受限現金
|
| | | | 6,272 | | | | | | (2,733) | | | | |
|
A
|
| | | | | 3,539 | | | | | | 1 | | | | | | 250 | | | | |
|
B
|
| | | | | 251 | | | | | | | | | | | | | | | | | | 9,300 | | | | | | (6,010) | | | | |
|
K
|
| | | | | 3,290 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 6,010 | | | | |
|
C
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,400 | | | | |
|
D
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (640) | | | | |
|
F
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (9,160) | | | | |
|
G
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (21,364) | | | | |
|
E
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,364 | | | | |
|
E
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (5,100) | | | | |
|
E
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | — | | | | |
|
E
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
應收賬款 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
應收佣金
|
| | | | 8,231 | | | | | | — | | | | | | | | | | | | 8,231 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 8,231 | | | | | | — | | | | | | | | | | | | 8,231 | | |
結算經紀人到期
|
| | | | 368 | | | | | | — | | | | | | | | | | | | 368 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 368 | | | | | | — | | | | | | | | | | | | 368 | | |
其他
|
| | | | 1,951 | | | | | | — | | | | | | | | | | | | 1,951 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 1,951 | | | | | | — | | | | | | | | | | | | 1,951 | | |
信託基金持有的投資
帳户 |
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 6,134 | | | | | | (124) | | | | |
|
L
|
| | | | | 6,010 | | | | | | (6,010) | | | | |
|
C
|
| | | | | — | | | | | | — | | | | | | | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | — | | |
財產和設備,淨額
|
| | | | 1,106 | | | | | | — | | | | | | | | | | | | 1,106 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 1,106 | | | | | | — | | | | | | | | | | | | 1,106 | | |
使用權資產
|
| | | | 4,186 | | | | | | — | | | | | | | | | | | | 4,186 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 4,186 | | | | | | — | | | | | | | | | | | | 4,186 | | |
無形資產淨值
|
| | | | 1,725 | | | | | | — | | | | | | | | | | | | 1,725 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 1,725 | | | | | | — | | | | | | | | | | | | 1,725 | | |
商譽
|
| | | | 39,839 | | | | | | — | | | | | | | | | | | | 39,839 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 39,839 | | | | | | — | | | | | | | | | | | | 39,839 | | |
其他資產
|
| | | | 2,886 | | | | | | — | | | | | | | | | | | | 2,886 | | | | | | 65 | | | | | | — | | | | | | | | | | | | 65 | | | | | | — | | | | | | | | | | | | 2,951 | | | | | | — | | | | | | | | | | | | 2,951 | | |
總資產
|
| | | | 66,564 | | | | | | (2,733) | | | | | | | | | | | | 63,831 | | | | | $ | 6,200 | | | | | $ | 126 | | | | | | | | | | | $ | 6,326 | | | | | $ | (500) | | | | | | | | | | | $ | 69,657 | | | | | $ | (6,010) | | | | | | | | | | | $ | 63,647 | | |
負債和會員權益
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
負債: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
應付賬款、應計費用
和其他負債 |
| | | | 7,924 | | | | | | — | | | | | | | | | | | | 7,924 | | | | | | 5,615 | | | | | | | | | | | | | | | | | | 5,615 | | | | | | (6,626) | | | | |
|
G
|
| | | | | 6,913 | | | | | | — | | | | | | | | | | | | 6,913 | | |
應付佣金
|
| | | | 9,838 | | | | | | — | | | | | | | | | | | | 9,838 | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 9,838 | | | | | | — | | | | | | | | | | | | 9,838 | | |
經營租賃負債
|
| | | | 4,217 | | | | | | — | | | | | | | | | | | | 4,217 | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | 4,217 | | | | | | — | | | | | | | | | | | | 4,217 | | |
可轉換本票
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 1,410 | | | | | | 250 | | | | |
|
B
|
| | | | | 1,660 | | | | | | (1,660) | | | | |
|
B
|
| | | | | — | | | | | | — | | | | | | | | | | | | — | | |
應付票據,扣除未攤銷的淨額
債務發行成本 $671,197 |
| | | | 21,364 | | | | | | — | | | | | | | | | | | | 21,364 | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | (21,364) | | | | |
|
E
|
| | | | | 21,364 | | | | | | — | | | | | | | | | | | | 21,364 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 21,364 | | | | |
|
E
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
本票-代銷商
|
| | | | 12,063 | | | | | | — | | | | | | | | | | | | 12,063 | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | (5,100) | | | | |
|
E
|
| | | | | 6,963 | | | | | | — | | | | | | | | | | | | 6,963 | | |
致謝會員
|
| | | | 5,057 | | | | | | — | | | | | | | | | | | | 5,057 | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | |
|
E
|
| | | | | 5,057 | | | | | | — | | | | | | | | | | | | 5,057 | | |
資產:
|
| |
截至2023年9月30日
|
| |
交易
會計 調整 (假設沒有 贖回) |
| | | | | | | |
截至
9月30日 2023 |
| |
交易
會計 調整 (假設 最大 贖回) |
| | | | | | | |
截至
9月30日 2023 |
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
WMS
(歷史) |
| |
WMS
調整 |
| | | | | | | |
WMS AS
調整後 |
| |
KWAC
(歷史) |
| |
KWAC
調整 |
| | | | | | | |
KWAC作為
調整後 |
| |
形式上的
組合 (假設沒有 贖回) |
| |
形式上的
組合 (假設 最大 贖回) |
| ||||||||||||||||||||||||||||||||||||||||||||||||||
應繳税金
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 19 | | | | | | | | | | | | | | | | | | 19 | | | | | | — | | | | | | | | | | | | 19 | | | | | | — | | | | | | | | | | | | 19 | | |
應交消費税
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 2 | | | | | | | | | | | | | | | | | | 2 | | | | | | — | | | | | | | | | | | | 2 | | | | | | — | | | | | | | | | | | | 2 | | |
延期承銷商賠償
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,025 | | | | | | | | | | | | | | | | | | 4,025 | | | | | | (4,025) | | | | |
|
F
|
| | | | | — | | | | | | — | | | | | | | | | | | | — | | |
保修責任
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | 217 | | | | | | | | | | | | | | | | | | 217 | | | | | | — | | | | | | | | | | | | 217 | | | | | | — | | | | | | | | | | | | 217 | | |
遞延所得税
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
總負債
|
| | | | 60,463 | | | | | | — | | | | | | | | | | | | 60,463 | | | | | | 11,288 | | | | | | 250 | | | | | | | | | | | | 11,538 | | | | | | (17,411) | | | | | | | | | | | | 54,590 | | | | | | — | | | | | | | | | | | | 54,590 | | |
承付款和或有事項 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
需要贖回的A類普通股
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 5,842 | | | | | | (124) | | | | |
|
L
|
| | | | | 5,718 | | | | | | (5,718) | | | | |
|
H
|
| | | | | — | | | | | | | | | | | | | | | | | | — | | |
夾層資產: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
可贖回優先股,$ 面值, 授權股份,2023年9月30日已發行1,500,000股
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 14,400 | | | | |
|
D
|
| | | | | 14,400 | | | | | | | | | | | | | | | | | | 14,400 | | |
A類公共單位
|
| | | | 12,299 | | | | | | — | | | | | | | | | | | | 12,299 | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | (12,299) | | | | |
|
I
|
| | | | | — | | | | | | | | | | | | | | | | | | — | | |
B類首選單元
|
| | | | 2,733 | | | | | | (2,733) | | | | |
|
A
|
| | | | | — | | | | | | | | | | | | — | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
A類普通股
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | |
|
H
|
| | | | | — | | | | | | | | | | | | | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
B類普通股
|
| | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
新增實收資本
|
| | | | 8,886 | | | | | | — | | | | | | | | | | | | 8,886 | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 5,718 | | | | |
|
H
|
| | | | | 22,108 | | | | | | (6,010) | | | | |
|
K
|
| | | | | 16,098 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3,385 | | | | |
|
F
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (500) | | | | |
|
G
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (8,886) | | | | |
|
I
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 131,000 | | | | |
|
I
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (109,815) | | | | |
|
I
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,500 | | | | |
|
抄送
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,750 | | | | |
|
B
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (10,930) | | | | |
|
J
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
累計虧損
|
| | | | (17,817) | | | | | | | | | | | | | | | | | | (17,817) | | | | | | (10,930) | | | | | | — | | | | | | | | | | | | (10,930) | | | | | | 10,930 | | | | |
|
J
|
| | | | | (21,441) | | | | | | | | | | | | | | | | | | (21,441) | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (90) | | | | |
|
B
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (2,034) | | | | |
|
G
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (1,500) | | | | |
|
抄送
|
| | | | | | | | | | | | | | | | | | | | | | | | | |
會員權益合計/
股東 赤字 |
| | | | 6,101 | | | | | | (2,733) | | | | | | | | | | | | 3,368 | | | | | | (10,930) | | | | | | — | | | | | | | | | | | | (10,930) | | | | | | 8,229 | | | | | | | | | | | | 667 | | | | | | (6,010) | | | | | | | | | | | | (5,343) | | |
總負債、夾層權益
和成員/股東權益(虧損) |
| | | | 66,564 | | | | | | (2,733) | | | | | | | | | | | | 63,831 | | | | | $ | 6,200 | | | | | $ | 126 | | | | | | | | | | | $ | 6,326 | | | | | $ | (500) | | | | | | | | | | | $ | 69,657 | | | | | $ | (6,010) | | | | | | | | | | | $ | 63,647 | | |
(千)
|
| |
用於
截至9個月 2023年9月30日 |
| |
交易
會計 調整 (假設沒有 贖回) |
| | | | | | | |
截至的9個月
2023年9月30日 |
| | |||||||||||||||||||||||||||||
|
WMS
(歷史) |
| |
KWAC
(歷史) |
| |
形式
組合 (假設沒有 贖回) |
| |
交易
會計 調整 (假設 最大 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| | |||||||||||||||||||||||||||||||
收入: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金
|
| | | | 104,112 | | | | | | — | | | | | | — | | | | | | | | | | | | 104,112 | | | | | | — | | | | | | 104,112 | | | | ||
諮詢費
|
| | | | 16,334 | | | | | | — | | | | | | — | | | | | | | | | | | | 16,334 | | | | | | — | | | | | | 16,334 | | | | ||
利息和其他收入
|
| | | | 6,227 | | | | | | 558 | | | | | | (103) | | | | |
|
bb
|
| | | | | 6,683 | | | | | | — | | | | | | 6,683 | | | | ||
總收入
|
| | | | 126,673 | | | | | | 558 | | | | | | | | | | | | | | | | | | 127,129 | | | | | | | | | | | | 127,129 | | | | ||
費用: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
佣金和手續費
|
| | | | 103,863 | | | | | | — | | | | | | — | | | | | | | | | | | | 103,863 | | | | | | — | | | | | | 103,863 | | | | ||
員工薪酬和福利
|
| | | | 9,875 | | | | | | — | | | | | | 1,500 | | | | |
|
抄送
|
| | | | | 11,375 | | | | | | — | | | | | | 11,375 | | | | ||
租金和入住率
|
| | | | 900 | | | | | | — | | | | | | — | | | | | | | | | | | | 900 | | | | | | — | | | | | | 900 | | | | ||
專業費
|
| | | | 2,412 | | | | | | 1,952 | | | | | | 2,500 | | | | |
|
AA
|
| | | | | 6,864 | | | | | | — | | | | | | 6,864 | | | | ||
技術費
|
| | | | 1,543 | | | | | | — | | | | | | — | | | | | | | | | | | | 1,543 | | | | | | — | | | | | | 1,543 | | | | ||
利息
|
| | | | 3,895 | | | | | | — | | | | | | — | | | | | | | | | | | | 3,895 | | | | | | — | | | | | | 3,895 | | | | ||
折舊及攤銷
|
| | | | 913 | | | | | | — | | | | | | — | | | | | | | | | | | | 913 | | | | | | — | | | | | | 913 | | | | ||
其他
|
| | | | 1,539 | | | | | | — | | | | | | — | | | | | | | | | | | | 1,539 | | | | | | — | | | | | | 1,539 | | | | ||
總費用
|
| | | | 124,939 | | | | | | 1,952 | | | | | | | | | | | | | | | | | | 130,892 | | | | | | | | | | | | 130,892 | | | | ||
扣除所得税準備(收益)前的淨收益(虧損)
|
| | | | 1,734 | | | | | | (1,394) | | | | | | | | | | | | | | | | | | (3,763) | | | | | | | | | | | | (3,763) | | | | ||
所得税撥備(福利)
|
| | | | 289 | | | | | | 1 | | | | | | (290) | | | | |
|
DD
|
| | | | | — | | | | | | — | | | | | | — | | | | ||
淨收益(虧損)
|
| | | | 1,445 | | | | | | (1,395) | | | | | | | | | | | | | | | | | | (3,763) | | | | | | | | | | | | (3,763) | | | | ||
基本和稀釋加權平均股份
已發行A類普通股,以 為準 贖回 |
| | | | — | | | | | | 502 | | | | | | | | | | | | | | | | | | — | | | | | | | | | | | | — | | | | ||
每股基本和稀釋後淨收益(虧損)
|
| | | | — | | | | | $ | (0.39) | | | | | | | | | | | | | | | | | | — | | | | | | | | | | | | — | | | | ||
基本和稀釋後加權平均流通股,A類和B類普通股,不需贖回
|
| | | | — | | | | | | 2,979 | | | | | | | | | | | | | | | | | | 16,613 | | | | | | | | | | | | 16,129 | | | | ||
每股基本和稀釋後淨收益(虧損)
|
| | | | — | | | | | $ | (0.40) | | | | | | | | | | | | | | | | | $ | (0.23) | | | | | | | | | | | $ | (0.23) | | | |
(千)
|
| |
本年度
截至2022年12月31日 |
| |
交易
會計 調整 (假設沒有 贖回) |
| | | | | | | |
本年度
已結束 12月31日 2022 |
| |
交易
會計 調整 (假設 最大 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| |||||||||||||||||||||
|
WMS
(歷史) |
| |
KWAC
(歷史) |
| |
形式
組合(假設為 不兑換) |
| |||||||||||||||||||||||||||||||||||
收入: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金
|
| | | | 149,297 | | | | | | — | | | | | | — | | | | | | | | | | | | 149,297 | | | | | | — | | | | | | 149,297 | | |
諮詢費
|
| | | | 23,107 | | | | | | — | | | | | | — | | | | | | | | | | | | 23,107 | | | | | | — | | | | | | 23,107 | | |
利息和其他收入
|
| | | | 6,446 | | | | | | 6,174 | | | | | | (403) | | | | |
|
bb
|
| | | | | 12,217 | | | | | | — | | | | | | 12,217 | | |
總收入
|
| | | | 178,850 | | | | | | 6,174 | | | | | | — | | | | | | | | | | | | 184,621 | | | | | | — | | | | | | 184,621 | | |
費用: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金和手續費
|
| | | | 145,651 | | | | | | — | | | | | | — | | | | | | | | | | | | 145,651 | | | | | | — | | | | | | 145,651 | | |
員工薪酬和福利
|
| | | | 14,227 | | | | | | — | | | | | | 1,500 | | | | |
|
抄送
|
| | | | | 15,727 | | | | | | — | | | | | | 15,727 | | |
租金和入住率
|
| | | | 950 | | | | | | — | | | | | | — | | | | | | | | | | | | 950 | | | | | | — | | | | | | 950 | | |
專業費
|
| | | | 6,077 | | | | | | 4,784 | | | | | | 640 | | | | |
|
AA
|
| | | | | 11,501 | | | | | | — | | | | | | 11,501 | | |
技術費
|
| | | | 1,892 | | | | | | — | | | | | | — | | | | | | | | | | | | 1,892 | | | | | | — | | | | | | 1,892 | | |
利息
|
| | | | 3,318 | | | | | | — | | | | | | — | | | | | | | | | | | | 3,318 | | | | | | — | | | | | | 3,318 | | |
折舊及攤銷
|
| | | | 1,523 | | | | | | — | | | | | | — | | | | | | | | | | | | 1,523 | | | | | | — | | | | | | 1,523 | | |
其他
|
| | | | 3,721 | | | | | | — | | | | | | — | | | | | | | | | | | | 3,721 | | | | | | — | | | | | | 3,721 | | |
總費用
|
| | | | 177,359 | | | | | | 4,784 | | | | | | — | | | | | | | | | | | | 184,283 | | | | | | — | | | | | | 184,283 | | |
扣除所得税準備(收益)前的淨收益(虧損)
|
| | | | 1,491 | | | | | | 1,390 | | | | | | — | | | | | | | | | | | | 338 | | | | | | — | | | | | | 338 | | |
所得税撥備(福利)
|
| | | | 580 | | | | | | 37 | | | | | | (617) | | | | |
|
DD
|
| | | | | — | | | | | | — | | | | | | — | | |
淨收益(虧損)
|
| | | | 911 | | | | | | 1,353 | | | | | | — | | | | | | | | | | | | 338 | | | | | | — | | | | | | 338 | | |
基本和稀釋後加權平均流通股為A類普通股,需贖回
|
| | | | — | | | | | | 4,860 | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | |
每股基本和稀釋後淨收益(虧損)
|
| | | | — | | | | | $ | 0.17 | | | | | | — | | | | | | | | | | | | — | | | | | | — | | | | | | — | | |
基本和稀釋後加權平均流通股,A類和B類普通股,不需贖回
|
| | | | — | | | | | | 2,979 | | | | | | — | | | | | | | | | | | | 16,613 | | | | | | — | | | | | | 16,129 | | |
每股基本和稀釋後淨收益(虧損)
|
| | | | — | | | | | $ | 0.17 | | | | | | — | | | | | | | | | | | $ | 0.02 | | | | | | — | | | | | $ | 0.02 | | |
| | |
前九個月
截至2023年9月30日 |
| |
截至本年度的年度業績
2022年12月31日 |
| ||||||||||||||||||
| | |
形式
組合 (假設沒有 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| |
形式
組合 (假設沒有 贖回) |
| |
形式
組合 (假設 最大 贖回) |
| ||||||||||||
預計淨額(虧損)
|
| | | $ | (3,763) | | | | | $ | (3,763) | | | | | $ | 338 | | | | | $ | 338 | | |
普通股預估加權平均流通股
|
| | | | 16,613 | | | | | | 16,129 | | | | | | 16,613 | | | | | | 16,129 | | |
每股(基本和稀釋後)淨(虧損)可歸因於
致普通股股東 |
| | | $ | (0.23) | | | | | $ | (0.23) | | | | | $ | 0.02 | | | | | $ | 0.02 | | |
名稱
|
| |
年齡
|
| |||
加里·懷爾德(Gary Wilder) | | | | | 61 | | |
Michael Nessim | | | | | 57 | | |
拉里·羅斯(Larry Roth) | | | | | 66 | | |
David Hudd | | | | | 65 | | |
Jonathan Massing | | | | | 64 | | |
Lisa Roth | | | | | 64 | | |
Caroline O'Connell | | | | | 56 | | |
Duncan Gerard | | | | | 40 | | |
| | |
截至的三個月
9月30日 |
| |
截至的9個月
9月30日 |
| ||||||||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
%更改
|
| |
2023
|
| |
2022
|
| |
%更改
|
| ||||||||||||||||||
收入: | | | | | | | | ||||||||||||||||||||||||||||||
與客户的合同收入:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金
|
| | | | 35,469 | | | | | | 34,219 | | | | | | 3.7% | | | | | $ | 104,112 | | | | | $ | 112,053 | | | | | | -7.1% | | |
諮詢費
|
| | | | 5,448 | | | | | | 5,550 | | | | | | -1.8% | | | | | | 16,334 | | | | | | 17,863 | | | | | | -8.6% | | |
與客户簽訂合同的總收入
|
| | | | 40,917 | | | | | | 39,769 | | | | | | 2.9% | | | | | | 120,446 | | | | | | 129,916 | | | | | | -7.3% | | |
利息和其他收入
|
| | | | 1,933 | | | | | | 1,687 | | | | | | 14.6% | | | | | | 6,227 | | | | | | 4,392 | | | | | | 41.8% | | |
總收入
|
| | | | 42,850 | | | | | | 41,456 | | | | | | 3.4% | | | | | | 126,673 | | | | | | 134,308 | | | | | | -5.7% | | |
費用: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金和手續費
|
| | | | 35,865 | | | | | | 33,918 | | | | | | 5.7% | | | | | | 103,863 | | | | | | 109,765 | | | | | | -5.4% | | |
| | |
截至的三個月
9月30日 |
| |
截至的9個月
9月30日 |
| ||||||||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
%更改
|
| |
2023
|
| |
2022
|
| |
%更改
|
| ||||||||||||||||||
員工薪酬和福利
|
| | | | 3,087 | | | | | | 3,255 | | | | | | -5.2% | | | | | | 9,875 | | | | | | 10,129 | | | | | | -2.5% | | |
租金和入住率
|
| | | | 284 | | | | | | 255 | | | | | | 11.6% | | | | | | 900 | | | | | | 1,192 | | | | | | -24.4% | | |
專業費
|
| | | | 697 | | | | | | 1,546 | | | | | | -54.9% | | | | | | 2,412 | | | | | | 4,260 | | | | | | -43.4% | | |
技術費
|
| | | | 597 | | | | | | 431 | | | | | | 38.5% | | | | | | 1,543 | | | | | | 1,478 | | | | | | 4.4% | | |
利息
|
| | | | 1,249 | | | | | | 774 | | | | | | 61.3% | | | | | | 3,895 | | | | | | 2,322 | | | | | | 67.7% | | |
折舊及攤銷
|
| | | | 304 | | | | | | 452 | | | | | | -32.9% | | | | | | 913 | | | | | | 1,245 | | | | | | -26.7% | | |
其他
|
| | | | 766 | | | | | | 594 | | | | | | 28.9% | | | | | | 1,539 | | | | | | 1,654 | | | | | | -7.0% | | |
總費用
|
| | | | 42,849 | | | | | | 41,226 | | | | | | 3.9% | | | | | | 124,939 | | | | | | 132,045 | | | | | | -5.4% | | |
撥備收入前的收入
税費 |
| | | | 1 | | | | | | 231 | | | | | | -99.6% | | | | | | 1,734 | | | | | | 2,264 | | | | | | -23.4% | | |
所得税撥備
|
| | | | (243) | | | | | | 113 | | | | | | -314.9% | | | | | | 289 | | | | | | 8 | | | | | | 3342.0% | | |
淨收入
|
| | | $ | 244 | | | | | $ | 118 | | | | | | 107.7% | | | | | $ | 1,445 | | | | | $ | 2,255 | | | | | | -35.9% | | |
|
| | |
截至六月三十日止六個月,
|
| |||||||||||||||
| | |
2023
|
| |
2022
|
| |
%更改
|
| |||||||||
收入: | | | | | | | | | | | | | | | | | | | |
來自客户合同的收入:
|
| | | | | | | | | | | | | | | | | | |
佣金
|
| | | $ | 68,643 | | | | | $ | 77,834 | | | | | | (11.8)% | | |
諮詢費
|
| | | | 10,886 | | | | | | 12,313 | | | | | | (11.6)% | | |
客户合同總收入
|
| | | | 79,529 | | | | | | 90,147 | | | | | | | | |
利息和其他收入
|
| | | | 4,294 | | | | | | 2,705 | | | | | | 58.7% | | |
總收入
|
| | | $ | 83,823 | | | | | $ | 92,852 | | | | | | (9.7)% | | |
佣金和手續費
|
| | | | 67,998 | | | | | | 75,847 | | | | | | (10.3)% | | |
員工薪酬和福利
|
| | | | 6,787 | | | | | | 6,874 | | | | | | (1.3)% | | |
租金和入住率
|
| | | | 616 | | | | | | 937 | | | | | | (34.2)% | | |
專業費
|
| | | | 1,715 | | | | | | 2,713 | | | | | | (36.8)% | | |
技術費
|
| | | | 945 | | | | | | 1,046 | | | | | | (9.7)% | | |
利息
|
| | | | 2,646 | | | | | | 1,548 | | | | | | 70.9% | | |
折舊及攤銷
|
| | | | 610 | | | | | | 793 | | | | | | (23.1)% | | |
其他
|
| | | | 773 | | | | | | 1,060 | | | | | | (27.1)% | | |
總費用
|
| | | | 82,090 | | | | | | 90,819 | | | | | | (9.6)% | | |
未計提所得税準備的收入
|
| | | | 1,733 | | | | | | 2,033 | | | | | | (14.8)% | | |
所得税撥備
|
| | | | 532 | | | | | | (105) | | | | | | (607.4)% | | |
淨收入
|
| | | $ | 1,201 | | | | | $ | 2,138 | | | | | | (43.8)% | | |
| | |
截至2013年12月31日的年度
|
| |||||||||||||||
| | |
2022
|
| |
2021
|
| |
%更改
|
| |||||||||
收入: | | | | | | | | | | | | | | | | | | | |
與客户的合同收入:
|
| | | | | | | | | | | | | | | | | | |
佣金
|
| | | | 149,297 | | | | | | 148,840 | | | | | | 0.3% | | |
諮詢費
|
| | | | 23,107 | | | | | | 18,437 | | | | | | 25.3% | | |
客户合同總收入
|
| | | | 172,404 | | | | | | 167,278 | | | | | | | | |
利息和其他收入
|
| | | | 6,446 | | | | | | 4,181 | | | | | | 54.2% | | |
總收入
|
| | | | 178,849 | | | | | | 171,459 | | | | | | 4.3% | | |
費用: | | | | | | | | | | | | | | | | | | | |
佣金和手續費
|
| | | | 145,651 | | | | | | 139,021 | | | | | | 4.8% | | |
員工薪酬和福利
|
| | | | 14,227 | | | | | | 15,970 | | | | | | -10.9% | | |
租金和入住率
|
| | | | 950 | | | | | | 2,013 | | | | | | -52.8% | | |
專業費
|
| | | | 6,077 | | | | | | 3,006 | | | | | | 102.1% | | |
技術費
|
| | | | 1,892 | | | | | | 2,593 | | | | | | -27.0% | | |
利息
|
| | | | 3,318 | | | | | | 2,874 | | | | | | 15.4% | | |
折舊及攤銷
|
| | | | 1,523 | | | | | | 1,637 | | | | | | -6.9% | | |
其他
|
| | | | 3,721 | | | | | | 2,339 | | | | | | 59.1% | | |
總費用
|
| | | | 177,360 | | | | | | 169,454 | | | | | | 4.7% | | |
所得税撥備(福利)前收益
|
| | | | 1,490 | | | | | | 2,005 | | | | | | -25.7% | | |
所得税撥備(福利)
|
| | | | 580 | | | | | | (781) | | | | | | -174.2% | | |
淨收入
|
| | | $ | 910 | | | | | $ | 2,787 | | | | | | -67.3% | | |
| | |
截至9月30日的三個月
|
| |
截至9月30日的9個月
|
| ||||||||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
%更改
|
| |
2023
|
| |
2022
|
| |
%更改
|
| ||||||||||||||||||
以銷售為主的
|
| | | $ | 18,939 | | | | | $ | 18,820 | | | | | | 0.6% | | | | | $ | 56,184 | | | | | $ | 62,089 | | | | | | -10% | | |
尾隨
|
| | | | 16,530 | | | | | | 15,400 | | | | | | 7.3% | | | | | | 47,928 | | | | | | 49,964 | | | | | | -4% | | |
佣金總收入
|
| | | $ | 35,469 | | | | | $ | 34,219 | | | | | | 3.7% | | | | | $ | 104,112 | | | | | $ | 112,053 | | | | | | -7% | | |
| | |
截至6月30日的6個月
|
| | | | | | | | | | | | | |||||||||
| | |
2023
|
| |
2022
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
以銷售為主的
|
| | | $ | 37,245 | | | | | $ | 43,270 | | | | | | (6,025) | | | | | | (13.9)% | | |
尾隨
|
| | | | 31,398 | | | | | | 34,564 | | | | | | (3,166) | | | | | | (9.2)% | | |
佣金總收入
|
| | | $ | 68,643 | | | | | $ | 77,834 | | | | | | (9,191) | | | | | | (11.8)% | | |
| | |
截至12月31日止年度,
|
| | | | | | | | | | | | | |||||||||
| | |
2022
|
| |
2021
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
以銷售為主的
|
| | | $ | 83,988 | | | | | $ | 75,726 | | | | | | 8,262 | | | | | | 11% | | |
尾隨
|
| | | | 65,309 | | | | | | 73,114 | | | | | | (3,135) | | | | | | -3% | | |
佣金總收入
|
| | | $ | 149,297 | | | | | $ | 148,840 | | | | | | 4,384 | | | | | | 3% | | |
| | |
9月30日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經紀資產
|
| | | | 20,820 | | | | | | 18,442 | | |
| | |
6月30日,
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經紀資產
|
| | | | 21,080 | | | | | | 19,299 | | |
| | |
9月30日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
符合試用條件的資產(以十億計)
|
| | | | 14,018 | | | | | | 13,155 | | |
| | |
截至9月30日的三個月
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 21,079 | | | | | | 19,299 | | |
新增經紀淨資產(1)
|
| | | | 509 | | | | | | 161 | | |
市場影響(2)
|
| | | | (769) | | | | | | (1,018) | | |
Balance - 期末
|
| | | | 20,819 | | | | | | 18,442 | | |
| | |
截至9月30日的9個月
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 20,102 | | | | | | 23,063 | | |
新增經紀淨資產(1)
|
| | | | (1,712) | | | | | | 1,143 | | |
市場影響(2)
|
| | | | 2,429 | | | | | | (5,764) | | |
Balance - 期末
|
| | | | 20,820 | | | | | | 18,442 | | |
| | |
06月30日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
符合試用條件的資產(以十億計)
|
| | | | 14,189 | | | | | | 14,059 | | |
| | |
截至6個月的時間
06月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 20,102 | | | | | | 23,063 | | |
新增經紀淨資產(1)
|
| | | | (2,221) | | | | | | 982 | | |
市場影響(2)
|
| | | | 3,199 | | | | | | (4,746) | | |
Balance - 期末
|
| | | | 21,080 | | | | | | 19,299 | | |
| | |
截至12月31日止年度,
|
| | | | | | | | | | | | | |||||||||
| | |
2022
|
| |
2021
|
| |
$更改
|
| |
%更改
|
| ||||||||||||
以銷售為主的
|
| | | $ | 83,988 | | | | | $ | 75,726 | | | | | | 8,262 | | | | | | 11% | | |
尾隨
|
| | | | 65,309 | | | | | | 73,114 | | | | | | (3,135) | | | | | | -3% | | |
佣金總收入
|
| | | $ | 149,297 | | | | | $ | 148,840 | | | | | | 4,384 | | | | | | 3% | | |
| | |
截至12月31日的年度,
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
經紀資產
|
| | | | 20,102 | | | | | | 23,063 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
符合試用條件的資產
|
| | | | 13,890 | | | | | | 16,866 | | |
| | |
截至2013年12月31日的年度
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
期間開始時的Balance -
|
| | | | 23,063 | | | | | | 14,244 | | |
新增經紀淨資產(1)
|
| | | | 1,498 | | | | | | 4,988 | | |
市場影響(2)
|
| | | | (4,459) | | | | | | 3,831 | | |
Balance - 期末
|
| | | | 20,102 | | | | | | 23,063 | | |
| | |
9月30日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
諮詢資產
|
| | | | 1,997 | | | | | | 1,998 | | |
| | |
截至9月30日的三個月
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 2,046 | | | | | | 2,089 | | |
淨新增諮詢資產(1)
|
| | | | 26 | | | | | | 19 | | |
市場影響(2)
|
| | | | (75) | | | | | | (110) | | |
Balance - 期末
|
| | | | 1,997 | | | | | | 1,998 | | |
| | |
截至9月30日的9個月
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 2,129 | | | | | | 2,518 | | |
淨新增諮詢資產(1)
|
| | | | (396) | | | | | | 108 | | |
市場影響(2)
|
| | | | 264 | | | | | | (628) | | |
Balance - 期末
|
| | | | 1,997 | | | | | | 1,998 | | |
| | |
6月30日
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
諮詢資產。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。。
|
| | | | 2,046 | | | | | | 2,089 | | |
| | |
截至6個月的時間
06月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
期間開始時的Balance -
|
| | | | 2,129 | | | | | | 2,518 | | |
淨新增諮詢資產(1)
|
| | | | (422) | | | | | | 89 | | |
市場影響(2)
|
| | | | 339 | | | | | | (518) | | |
Balance - 期末
|
| | | | 2,046 | | | | | | 2,089 | | |
| | |
12月31日
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
諮詢資產。
|
| | | | 2,129 | | | | | | 2,518 | | |
| | |
年終了
12月31日 |
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
期間開始時的Balance -
|
| | | | 2,518 | | | | | | 1,076 | | |
淨新增諮詢資產(1)
|
| | | | 98 | | | | | | 1,153 | | |
市場影響(2)
|
| | | | (487) | | | | | | 289 | | |
Balance - 期末
|
| | | | 2,129 | | | | | | 2,518 | | |
| | |
截至9月30日的三個月
|
| |
截至9月30日的9個月
|
| ||||||||||||||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
%更改
|
| |
2023
|
| |
2022
|
| |
%更改
|
| ||||||||||||||||||
支付範圍
|
| | | | 81.88% | | | | | | 78.39% | | | | | | 4.46% | | | | | | 79.52% | | | | | | 77.74% | | | | | | 2.28% | | |
| | |
截至6月30日的6個月
|
| |
更改
|
| ||||||||||||
| | |
2023
|
| |
2022
|
| ||||||||||||
支付範圍
|
| | | | 78.30% | | | | | | 77.46% | | | | | | 0.84% | | |
| | |
截至12月31日止年度,
|
| | | | |||||||||
| | |
2022
|
| |
2021
|
| |
更改
|
| ||||||
支付範圍
|
| | | | 77.51% | | | | | | 77.79% | | | |
24bps
|
|
|
2023
|
| | | $ | 567,786 | | |
|
2024
|
| | | | 2,418,230 | | |
|
2025
|
| | | | 2,702,207 | | |
|
2026
|
| | | | 3,011,895 | | |
|
2027
|
| | | | 3,357,076 | | |
|
之後
|
| | | | 9,977,866 | | |
|
合計
|
| | | $ | 22,035,060 | | |
| | |
前九個月
截至9月30日 |
| |||||||||
(千)
|
| |
2023
|
| |
2022
|
| ||||||
經營活動提供的現金淨額
|
| | | $ | 284 | | | | | $ | 3,871 | | |
投資活動中使用的淨現金
|
| | | | — | | | | | | (25) | | |
用於融資活動的現金淨額
|
| | | | (1,861) | | | | | | (3,739) | | |
現金流量淨變動
|
| | | $ | (1,577) | | | | | $ | 107 | | |
| | |
前六個月的費用
截止於6月30日 |
| |||||||||
(千)
|
| |
2023
|
| |
2022
|
| ||||||
經營活動提供的現金淨額
|
| | | $ | 241 | | | | | $ | 3,887 | | |
投資活動中使用的淨現金
|
| | | | (88) | | | | | | (55) | | |
用於融資活動的現金淨額
|
| | | | (1,296) | | | | | | 3,008 | | |
現金流量淨變動
|
| | | $ | (1,143) | | | | | $ | 825 | | |
(千)
|
| |
2022
|
| |
2021
|
| ||||||
經營活動提供的現金淨額
|
| | | $ | 5,362 | | | | | $ | 2,526 | | |
投資活動中使用的淨現金
|
| | | | (326) | | | | | | (4,993) | | |
財務活動提供的現金淨額(用於)
|
| | | | (4,510) | | | | | | 3,102 | | |
現金流量淨變動
|
| | | $ | 526 | | | | | $ | 635 | | |
| | |
按期限到期付款
|
| |||||||||||||||||||||||||||
| | |
合計
|
| |
不到1年
|
| |
1-3年
|
| |
3-5年
|
| |
5年以上
|
| |||||||||||||||
合同義務
|
| |
(千)
|
| |||||||||||||||||||||||||||
長期債務(1)
|
| | | $ | 22,035 | | | | | $ | 568 | | | | | $ | 8,132 | | | | | $ | 11,266 | | | | | $ | 2,069 | | |
利息支付
|
| | | | 9,504 | | | | | | 594 | | | | | | 6,152 | | | | | | 2,672 | | | | | | 87 | | |
本票 - 附屬公司(2)
|
| | | | 12,063 | | | | | | 12,063 | | | | | | — | | | | | | — | | | | | | — | | |
由於成員(4)
|
| | | | 5,057 | | | | | | 5,057 | | | | | | | | | | | | | | | | | | | | |
經營租賃義務(3)
|
| | | | 6,157 | | | | | | 806 | | | | | | 2,219 | | | | | | 2,363 | | | | | | 769 | | |
| | | | $ | 54,816 | | | | | $ | 19,087 | | | | | $ | 16,503 | | | | | $ | 16,301 | | | | | $ | 2,924 | | |
執行主任
|
| |
年齡
|
| |
職位
|
|
克雷格·古爾德
|
| | | | | 董事(三類)首席執行官 | |
David·謝恩
|
| | | | | 董事(三類)首席財務官 | |
導演 | | | | | | | |
達斯汀·科恩
|
| | | | | 董事(II類) | |
David鶴
|
| | | | | 董事(一級) | |
Daniel·海因斯
|
| | | | | 董事(II類) | |
喬爾·馬克斯
|
| | | | | 董事(一級) | |
|
董事
|
| |
類
|
|
|
David鶴
|
| |
第一類
|
|
|
喬爾·馬克斯
|
| |
第一類
|
|
|
達斯汀·科恩
|
| |
II類
|
|
|
Daniel·海因斯
|
| |
II類
|
|
|
克雷格·古爾德
|
| |
III類
|
|
|
David·謝恩
|
| |
III類
|
|
姓名和主要職務
|
| |
年
|
| |
工資
($) |
| |
選項
獎項 ($) |
| |
非股權
獎勵 薪酬 |
| |
獎金
($) |
| |
所有其他
薪酬 ($) |
| |
合計
($) |
| | |||||||||||||||||||||||
克雷格·古爾德
|
| | | | 2023 | | | | | $ | 300,000 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 64,586 | | | | | $ | 364,586 | | | | ||
温特沃斯的總裁、卡博特·洛奇證券、有限責任公司的總裁和首席執行官
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
温特沃斯首席執行官
|
| | | | 2022 | | | | | $ | 300,000 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 229,185 | | | | | $ | 529,185 | | | | ||
羅傑·萊博維茨
|
| | | | 2023 | | | | | $ | 200,000 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 59,044 | | | | | $ | 259,044 | | | | | |
有限責任公司首席財務官Cabot Lodge Securities
|
| | | | 2022 | | | | | $ | 200,000 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 52,339 | | | | | $ | 252,339 | | | | ||
Kathine Flouton
|
| | | | 2023 | | | | | $ | 400,000 | | | | | | — | | | | | | | | | | | $ | 50,000 | | | | | | — | | | | | $ | 450,000 | | | | ||
普什·卡普蘭·斯特林
|
| | | | 2022 | | | | | $ | 350,000 | | | | | | | | | | | | | | | | | | | | | | | $ | 41,667 | | | | | $ | 391,667 | | | | ||
投資股份有限公司‘S總裁
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | |
Kingswood收購
公司普通股 (業務合併前) |
| |
關於Binah Capital
集團公司普通股 (業務合併後) |
| ||||||||||||||||||||||||||||||||||||||||||
| | |
A類
個共享 |
| |
B類
個共享 |
| |
合計
個共享 |
| | | | | | | |
假設沒有贖回
|
| |
假設最大贖回量
|
| |||||||||||||||||||||||||||
| | |
百分比
|
| |
個共享
|
| |
百分比
|
| |
個共享
|
| |
百分比
|
| |||||||||||||||||||||||||||||||||
實益擁有人姓名(1) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Kingswood Global Sponsor LLC(2)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
HSQ Investments Limited(3)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
Seaponack,LLC(4)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
Gary Wilder(2)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
Jonathan Massing(2)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
Michael Nessim(2)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
David Hudd(2)
|
| | | | 2,605,000 | | | | | | — | | | | | | 2,605,000 | | | | | | 75.22% | | | | | | 1,566,739(5) | | | | | | 9.43% | | | | | | 1,566,739(5) | | | | | | 9.71% | | |
拉里·羅斯(Larry Roth)
|
| | | | — | | | | | | 200,000 | | | | | | 200,000 | | | | | | 5.78% | | | | | | 191,304(6) | | | | | | 1.15% | | | | | | 191,304(6) | | | | | | 1.19% | | |
Lisa Roth
|
| | | | — | | | | | | 35,000 | | | | | | 35,000 | | | | | | 1.01% | | | | | | 33,478(6) | | | | | | * | | | | | | 33,478(6) | | | | | | * | | |
Caroline O'Connell
|
| | | | — | | | | | | 35,000 | | | | | | 35,000 | | | | | | 1.01% | | | | | | 33,478(6) | | | | | | * | | | | | | 33,478(6) | | | | | | * | | |
傑裏米·懷爾德(2)(4)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Duncan Gerard
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
KWAC作為一個集團的董事和執行官(9名個人)
|
| | | | 2,605,000 | | | | | | 270,000 | | | | | | 2,875,000 | | | | | | 83.02% | | | | | | 1,824,999 | | | | | | 10.99% | | | | | | 1,824,999 | | | | | | 11.32% | | |
MHC證券
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 9,000,000 | | | | | | 54.17% | | | | | | 9,000,000 | | | | | | 55.80% | | |
温特沃斯基金
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,400,000 | | | | | | 8.43% | | | | | | 1,400,000 | | | | | | 8.68% | | |
某些温特沃斯會員
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,100,000 | | | | | | 6.62% | | | | | | 1,100,000 | | | | | | 6.82% | | |
PPD集團
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,400,000 | | | | | | 8.43% | | | | | | 1,400,000 | | | | | | 8.68% | | |
TKM資金
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 200,000 | | | | | | 1.20% | | | | | | 200,000 | | | | | | 1.24% | | |
克雷格·古爾德
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
David·謝恩
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
達斯汀·科恩
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
David鶴
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
Daniel·海因斯
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
喬爾·馬克斯
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1 | | | | | | 0.00% | | | | | | 1 | | | | | | 0.00% | | |
控股集團董事及高管
(6個人) |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 6 | | | | | | 0.00% | | | | | | 6 | | | | | | 0.00% | | |
| KINGSWOD ACQUISITION CORP.財務報表 | | | |||||
|
截至2023年9月30日及截至2023年9月30日期間的簡明財務報表,
2023年和2022年 |
| | | | | | |
|
截至二零二三年九月三十日(未經審核)及二零二二年十二月三十一日之簡明資產負債表
|
| | | | F-2 | | |
|
截至2023年及2022年9月30日止三個月及九個月之簡明營運報表(未經審核)
|
| | | | F-3 | | |
|
截至2023年及2022年9月30日止三個月及九個月之簡明股東虧損變動表(未經審核)
|
| | | | F-4 | | |
|
截至2023年、2023年和2022年9月30日的9個月現金流量表(未經審計)
|
| | | | F-5 | | |
|
簡明財務報表附註(未經審計)
|
| | | | F-6 | | |
| 截至2022年及2021年12月31日的經審核財務報表 | | | |||||
|
獨立註冊會計師報告
|
| | | | F-26 | | |
|
截至2022年和2021年12月31日的資產負債表
|
| | | | F-27 | | |
|
截至二零二二年十二月三十一日及二零二一年十二月三十一日止年度之經營報表
|
| | | | F-28 | | |
|
截至2022年12月31日及2021年12月31日止年度股東虧損變動表
|
| | | | F-29 | | |
|
截至二零二二年十二月三十一日及二零二一年十二月三十一日止年度現金流量表
|
| | | | F-30 | | |
|
財務報表附註
|
| | | | F-31 | | |
|
2)
Wentworth Management Services,LLC
|
| | |||||
|
截至2023年9月30日以及截至2023年及2022年9月30日止九個月的簡明綜合財務報表
|
| | | | | | |
|
截至2023年9月30日(未經審計)和2023年12月31日的簡明合併資產負債表,
2022 |
| | | | F-47 | | |
|
截至2023年及2022年9月30日止三個月及九個月之簡明綜合經營報表(未經審核)
|
| | | | F-48 | | |
|
截至2023年及2022年9月30日止三個月及九個月之簡明綜合股東權益變動表(未經審核)
|
| | | | F-49 | | |
|
截至二零二三年及二零二二年九月三十日止九個月之簡明綜合現金流量表(未經審核)
|
| | | | F-50 | | |
|
簡明合併財務報表附註(未經審計)
|
| | | | F-51 | | |
|
截至2022年12月31日及2021年12月31日止年度的經審核財務報表
|
| | |||||
|
獨立註冊會計師報告
|
| | | | F-64 | | |
|
於二零二二年十二月三十一日及二零二一年十二月三十一日之綜合資產負債表
|
| | | | F-66 | | |
|
截至二零二二年十二月三十一日及二零二一年十二月三十一日止年度之綜合經營報表
|
| | | | F-67 | | |
|
截至2022年12月31日及2021年12月31日止年度合併股東權益變動表
|
| | | | F-68 | | |
|
截至2022年12月31日和12月31日止年度合併現金流量表
2021 |
| | | | F-69 | | |
|
合併財務報表附註
|
| | | | F-70 | | |
| | |
2023年9月30日
|
| |
2022年12月31日
|
| ||||||
| | |
(未經審計)
|
| | | | | | | |||
資產 | | | | | | | | | | | | | |
現金
|
| | | $ | 1,509 | | | | | $ | 277,511 | | |
預繳税款
|
| | | | 65,050 | | | | | | 58,141 | | |
流動資產總額
|
| | | | 66,559 | | | | | | 335,652 | | |
信託帳户
|
| | | | 6,134,176 | | | | | | 5,514,494 | | |
總資產
|
| | | $ | 6,200,735 | | | | | $ | 5,850,146 | | |
負債、可贖回普通股和股東虧損
|
| | | | | | | | | | | | |
應付賬款和應計費用
|
| | | $ | 5,614,877 | | | | | $ | 3,849,284 | | |
可轉換本票
|
| | | | 1,409,942 | | | | | | 1,351,662 | | |
應繳税金
|
| | | | 18,841 | | | | | | — | | |
遞延納税義務
|
| | | | — | | | | | | 31,151 | | |
應交消費税
|
| | | | 1,642 | | | | | | — | | |
流動負債總額
|
| | | | 7,045,302 | | | | | | 5,232,097 | | |
延期承銷商賠償
|
| | | | 4,025,000 | | | | | | 4,025,000 | | |
保修責任
|
| | | | 217,441 | | | | | | 672,978 | | |
總負債
|
| | | | 11,287,743 | | | | | | 9,930,075 | | |
承付款和或有事項(附註6) | | | | | | | | | | | | | |
可能贖回的A類普通股,截至2023年9月30日和2022年12月31日,分別為494,049股和508,456股,贖回價值分別為11.83美元和10.25美元
|
| | | | 5,842,408 | | | | | | 5,211,674 | | |
股東虧損: | | | | | | | | | | | | | |
優先股,面值0.0001美元;授權1,000,000股;未發行和未發行
|
| | | | — | | | | | | — | | |
A類普通股,面值0.0001美元;授權發行1億股;
2,709,000股和104,000股已發行和已發行股票,不包括494,049股 和508,456股,可能需要贖回,截至9月30日 2023年12月31日和2022年12月31日 |
| | | | 271 | | | | | | 10 | | |
B類普通股,面值0.0001美元;授權發行1,000萬股;已發行和已發行股票分別為270,000股和2,875,000股
|
| | | | 27 | | | | | | 288 | | |
新增實收資本
|
| | | | — | | | | | | — | | |
累計虧損
|
| | | | (10,929,714) | | | | | | (9,291,901) | | |
股東虧損總額
|
| | | | (10,929,416) | | | | | | (9,291,603) | | |
負債、可贖回普通股和股東虧損
|
| | | $ | 6,200,735 | | | | | $ | 5,850,146 | | |
| | |
截止三個月
9月30日 |
| |
截至9個月
9月30日 |
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
2023
|
| |
2022
|
| ||||||||||||
運營成本
|
| | | $ | 722,094 | | | | | $ | 736,011 | | | | | $ | 1,952,127 | | | | | $ | 3,261,136 | | |
運營虧損
|
| | | | (722,094) | | | | | | (736,011) | | | | | | (1,952,127) | | | | | | (3,261,136) | | |
其他收入,淨額: | | | | | | | | | | | | | | | | | | | | | | | | | |
利息收入
|
| | | | 57,389 | | | | | | 67,094 | | | | | | 161,026 | | | | | | 144,657 | | |
可轉換本票公允價值變動
|
| | | | (52,412) | | | | | | 140,888 | | | | | | (58,280) | | | | | | 250,179 | | |
權證負債公允價值變動
|
| | | | 151,846 | | | | | | 759,227 | | | | | | 455,537 | | | | | | 6,073,820 | | |
其他收入總額,淨額
|
| | | | 156,823 | | | | | | 967,209 | | | | | | 558,283 | | | | | | 6,468,656 | | |
未計提所得税準備的收入(虧損)
|
| | | | (565,271) | | | | | | 231,198 | | | | | | (1,393,844) | | | | | | 3,207,520 | | |
所得税撥備
|
| | | | (7,917) | | | | | | (1,209) | | | | | | (1,031) | | | | | | (5,241) | | |
淨(虧損)收入
|
| | | $ | (573,188) | | | | | $ | 229,989 | | | | | $ | (1,394,875) | | | | | $ | 3,202,279 | | |
基本和稀釋後加權平均流通股,A類普通股,可能需要贖回
|
| | | | 494,050 | | | | | | 1,463,256 | | | | | | 501,649 | | | | | | 6,573,540 | | |
每股基本和稀釋後淨(虧損)收益
|
| | | $ | (0.16) | | | | | $ | 0.05 | | | | | $ | (0.39) | | | | | $ | 0.34 | | |
基本和稀釋加權平均股份
流通股、A類、B類普通股 不需要贖回 |
| | | | 2,979,000 | | | | | | 2,979,000 | | | | | | 2,979,000 | | | | | | 2,979,000 | | |
每股基本和稀釋後淨(虧損)收益
|
| | | $ | (0.17) | | | | | $ | 0.05 | | | | | $ | (0.40) | | | | | $ | 0.33 | | |
| | |
A類普通股
|
| |
B類普通股
|
| |
額外的
實收 大寫 |
| |
累計
赤字 |
| |
股東的
赤字 |
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
金額
|
| |
個共享
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance - 2023年1月1日
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (9,291,901) | | | | | $ | (9,291,603) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (241,296) | | | | | | (241,296) | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (388,829) | | | | | | (388,829) | | |
截至2023年3月31日的餘額
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (9,922,026) | | | | | $ | (9,921,728) | | |
應交消費税
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (1,642) | | | | | | (1,642) | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (432,858) | | | | | | (432,858) | | |
截至2023年6月30日的餘額
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (10,356,526) | | | | | $ | (10,356,228) | | |
將B類股轉換為
A類 |
| | | | 2,605,000 | | | | | | 261 | | | | | | (2,605,000) | | | | | | (261) | | | | | | — | | | | | | — | | | | | | — | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (573,188) | | | | | | (573,188) | | |
截至2023年9月30日的餘額
|
| | | | 2,709,000 | | | | | $ | 271 | | | | | | 270,000 | | | | | $ | 27 | | | | | $ | — | | | | | $ | (10,929,714) | | | | | $ | (10,929,416) | | |
| | |
A類普通股
|
| |
B類普通股
|
| |
額外的
實收 大寫 |
| |
累計
赤字 |
| |
股東的
赤字 |
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
金額
|
| |
個共享
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance - 2022年1月1日
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (10,256,949) | | | | | $ | (10,256,651) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (10,506) | | | | | | (10,506) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,492,241 | | | | | | 3,492,241 | | |
截至2022年3月31日的餘額
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (6,775,214) | | | | | $ | (6,774,916) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (63,930) | | | | | | (63,930) | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (519,951) | | | | | | (519,951) | | |
截至2022年6月30日的餘額
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (7,359,095) | | | | | $ | (7,358,797) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (156,459) | | | | | | (156,459) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 229,989 | | | | | | 229,989 | | |
截至2022年9月30日的餘額
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (7,285,565) | | | | | $ | (7,285,267) | | |
| | |
截至的9個月
9月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經營活動現金流: | | | | | | | | | | | | | |
淨(虧損)收入
|
| | | $ | (1,394,875) | | | | | $ | 3,202,279 | | |
調整以將淨(虧損)收入與運營中使用的淨現金進行核對
活動: |
| | | | | | | | | | | | |
信託賬户的利息收入
|
| | | | (161,026) | | | | | | (144,609) | | |
可轉換票據公允價值變動
|
| | | | 58,280 | | | | | | (250,179) | | |
權證負債公允價值變動
|
| | | | (455,537) | | | | | | (6,073,820) | | |
營運資金變動:
|
| | | | | | | | | | | | |
遞延納税義務
|
| | | | (31,151) | | | | | | — | | |
預繳税款
|
| | | | 11,932 | | | | | | — | | |
預付費用
|
| | | | — | | | | | | 106,329 | | |
應繳税金
|
| | | | — | | | | | | (13,759) | | |
應付賬款和應計費用
|
| | | | 1,765,593 | | | | | | 1,721,638 | | |
經營活動中使用的淨現金
|
| | | | (206,784) | | | | | | (1,452,121) | | |
投資活動現金流: | | | | | | | | | | | | | |
贖回時從信託賬户中提取的現金
|
| | | | 164,309 | | | | | | 102,894,278 | | |
温特沃斯對 - 信託基金的投資
|
| | | | (553,747) | | | | | | — | | |
信託投資
|
| | | | (69,218) | | | | | | (243,876) | | |
投資活動提供的現金淨額(用於)
|
| | | | (458,656) | | | | | | 102,650,402 | | |
融資活動的現金流: | | | | | | | | | | | | | |
A類普通股的贖回可能會被贖回
|
| | | | (164,309) | | | | | | (102,894,278) | | |
可轉換期票收益
|
| | | | — | | | | | | 1,110,000 | | |
信託基金
|
| | | | 553,747 | | | | | | — | | |
融資活動提供(使用)的現金淨額
|
| | | | 389,438 | | | | | | (101,784,278) | | |
現金淨變化
|
| | | | (276,002) | | | | | | (585,997) | | |
期初現金
|
| | | | 277,511 | | | | | | 838,478 | | |
現金,期末
|
| | | $ | 1,509 | | | | | $ | 252,481 | | |
補充披露現金流量信息:
|
| | | | | | | | | | | | |
非現金投資和融資交易:
|
| | | | | | | | | | | | |
增加可能贖回的A類普通股
|
| | | $ | 241,296 | | | | | $ | 230,895 | | |
應交消費税
|
| | | $ | 1,642 | | | | | $ | — | | |
將B類股轉換為A類股
|
| | | $ | 261 | | | | | $ | — | | |
| | |
9月30日
2023 |
| |
12月31日
2022 |
| ||||||
截至期初
|
| | | $ | 5,211,674 | | | | | $ | 117,861,531 | | |
少: | | | | | | | | | | | | | |
贖回
|
| | | | (164,309) | | | | | | (113,037,043) | | |
加號: | | | | | | | | | | | | | |
賬面價值到贖回價值的重新計量調整(1)
|
| | | | 795,043 | | | | | | 387,186 | | |
A類普通股可能需要贖回
|
| | | $ | 5,842,408 | | | | | $ | 5,211,674 | | |
| | |
截止三個月
9月30日 |
| |
截至9個月
9月30日 |
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
2023
|
| |
2022
|
| ||||||||||||
可贖回A類的淨(虧損)收入
|
| | | $ | (80,246) | | | | | $ | 75,896 | | | | | $ | (195,283) | | | | | $ | 2,209,573 | | |
基本和稀釋後加權平均流通股,
A類普通股,以可能的情況為準 贖回 |
| | | | 494,050 | | | | | | 1,463,256 | | | | | | 501,649 | | | | | | 6,573,540 | | |
每股基本和稀釋後淨(虧損)收益,可贖回A類普通股
|
| | | $ | (0.16) | | | | | $ | 0.05 | | | | | $ | (0.39) | | | | | $ | 0.34 | | |
不可贖回A類可獲得的淨(虧損)收入
和B類普通股 |
| | | | (492,942) | | | | | | 154,093 | | | | | | (1,199,592) | | | | | | 992,706 | | |
基本和稀釋後加權平均流通股,
不可贖回的A類和B類普通股 庫存 |
| | | | 2,979,000 | | | | | | 2,979,000 | | | | | | 2,979,000 | | | | | | 2,979,000 | | |
每股基本和稀釋後淨(虧損)收益、不可贖回的A類和B類普通股
|
| | | $ | (0.17) | | | | | $ | 0.05 | | | | | $ | (0.40) | | | | | $ | 0.33 | | |
2023年9月30日
|
| |
1級
|
| |
二級
|
| |
3級
|
| |||||||||
資產: | | | | | | | | | | | | | | | | | | | |
信託賬户中的活期存款
|
| | | $ | 6,134,176 | | | | | $ | — | | | | | $ | — | | |
負債: | | | | | | | | | | | | | | | | | | | |
可轉換本票
|
| | | $ | — | | | | | $ | — | | | | | $ | 1,409,942 | | |
私募認股權證
|
| | | $ | — | | | | | $ | — | | | | | $ | 131,191 | | |
公開認股權證
|
| | | $ | 86,250 | | | | | $ | — | | | | | $ | — | | |
2022年12月31日
|
| |
1級
|
| |
二級
|
| |
3級
|
| |||||||||
資產: | | | | | | | | | | | | | | | | | | | |
信託賬户中的美國貨幣市場共同基金
|
| | | $ | 5,514,494 | | | | | $ | — | | | | | $ | — | | |
負債: | | | | | | | | | | | | | | | | | | | |
可轉換本票
|
| | | $ | — | | | | | $ | — | | | | | $ | 1,351,662 | | |
私募認股權證
|
| | | $ | — | | | | | $ | — | | | | | $ | 327,978 | | |
公開認股權證
|
| | | $ | 345,000 | | | | | $ | — | | | | | $ | — | | |
輸入
|
| |
9月30日
2023 |
| |
12月31日
2022 |
| ||||||
股價
|
| | | $ | 12.02 | | | | | $ | 10.02 | | |
行權價
|
| | | $ | 11.50 | | | | | $ | 11.50 | | |
期限(年)
|
| | | | 5.0 | | | | | | 5.0 | | |
無風險費率
|
| | | | 4.6% | | | | | | 3.99% | | |
股息率
|
| | | | —% | | | | | | —% | | |
波動性
|
| | | | 11.2% | | | | | | 1.8% | | |
輸入
|
| |
9月30日
2023 |
| |
12月31日
2022 |
| ||||||
到期金額
|
| | | $ | 1,500,000 | | | | | $ | 1,500,000 | | |
期限(年)
|
| | | | 0.15 | | | | | | 0.39 | | |
企業合併成功的概率
|
| | | | 95.0% | | | | | | 92.5% | | |
現值係數
|
| | | | 0.9894 | | | | | | 0.9742 | | |
無風險費率
|
| | | | 5.59% | | | | | | 4.62% | | |
波動性
|
| | | | 11.2% | | | | | | 1.8% | | |
| | |
3級
|
| |||
截至2022年12月31日的公允價值
|
| | | $ | 1,679,640 | | |
可轉換本票公允價值變動
|
| | | | 29,238 | | |
公允價值 - 私募認股權證負債變動
|
| | | | (65,596) | | |
截至2023年3月31日的公允價值
|
| | | $ | 1,643,282 | | |
可轉換本票公允價值變動
|
| | | | (23,370) | | |
公允價值 - 私募認股權證負債變動
|
| | | | (65,595) | | |
截至2023年6月30日的公允價值
|
| | | $ | 1,554,317 | | |
可轉換本票公允價值變動
|
| | | | 52,412 | | |
公允價值 - 私募認股權證負債變動
|
| | | | (65,596) | | |
截至2023年9月30日的公允價值
|
| | | $ | 1,541,133 | | |
| | |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
資產 | | | | | | | | | | | | | |
現金
|
| | | $ | 277,511 | | | | | $ | 838,478 | | |
應收賬款
|
| | | | 58,141 | | | | | | — | | |
預付費用
|
| | | | — | | | | | | 132,740 | | |
流動資產總額
|
| | | | 335,652 | | | | | | 971,218 | | |
信託賬户中持有的投資
|
| | | | 5,514,494 | | | | | | 117,861,531 | | |
總資產
|
| | | $ | 5,850,146 | | | | | $ | 118,832,749 | | |
負債、可贖回普通股和股東虧損
|
| | | | | | | | | | | | |
應付賬款和應計費用
|
| | | $ | 3,849,284 | | | | | $ | 758,095 | | |
可轉換本票
|
| | | | 1,351,662 | | | | | | — | | |
遞延納税義務
|
| | | | 31,151 | | | | | | — | | |
因關聯方原因
|
| | | | — | | | | | | 1,667 | | |
流動負債總額
|
| | | | 5,232,097 | | | | | | 759,762 | | |
延期承銷商賠償
|
| | | | 4,025,000 | | | | | | 4,025,000 | | |
保修責任
|
| | | | 672,978 | | | | | | 6,443,107 | | |
總負債
|
| | | | 9,930,075 | | | | | | 11,227,869 | | |
承付款和或有事項(附註6) | | | | | | | | | | | | | |
可能贖回的A類普通股,508,456股和11,500,000股,贖回價值10.25美元
|
| | | | 5,211,674 | | | | | | 117,861,531 | | |
股東虧損: | | | | | | | | | | | | | |
優先股,面值0.0001美元;授權1,000,000股;未發行,
未償還的 |
| | | | — | | | | | | — | | |
A類普通股,面值0.0001美元;授權100,000,000股;已發行和已發行股票104,000股,不包括508,456股和11,500,000股,可能於2022年12月31日和2021年12月31日贖回
|
| | | | 10 | | | | | | 10 | | |
B類普通股,面值0.0001美元;授權股份1,000萬股;已發行和已發行股份2,875,000股
|
| | | | 288 | | | | | | 288 | | |
新增實收資本
|
| | | | — | | | | | | — | | |
累計虧損
|
| | | | (9,291,901) | | | | | | (10,256,949) | | |
股東虧損總額
|
| | | | (9,291,603) | | | | | | (10,256,651) | | |
負債、可贖回普通股和股東虧損
|
| | | $ | 5,850,146 | | | | | $ | 118,832,749 | | |
| | |
截至本年度的年度業績
2022年12月31日 |
| |
截至本年度的年度業績
2021年12月31日 |
| ||||||
運營成本
|
| | | $ | 4,784,480 | | | | | $ | 1,208,657 | | |
運營虧損
|
| | | | (4,784,480) | | | | | | (1,208,657) | | |
其他收入: | | | | | | | | | | | | | |
利息收入
|
| | | | 255,057 | | | | | | 11,906 | | |
交易成本
|
| | | | — | | | | | | (8,211) | | |
公允價值變動 - 可轉換本票
|
| | | | 148,338 | | | | | | — | | |
權證負債公允價值變動
|
| | | | 5,770,129 | | | | | | 759,227 | | |
其他收入合計
|
| | | | 6,173,524 | | | | | | 762,922 | | |
扣除所得税準備前的收入(虧損)
|
| | | | 1,389,044 | | | | | $ | (445,735) | | |
所得税撥備
|
| | | | (36,810) | | | | | | — | | |
淨收益(虧損)
|
| | | $ | 1,352,234 | | | | | $ | (445,735) | | |
基本和稀釋後加權平均流通股,A類普通股,可能需要贖回
|
| | | | 4,859,959 | | | | | | 11,500,000 | | |
每股基本和稀釋後淨收益(虧損)
|
| | | $ | 0.17 | | | | | $ | (0.03) | | |
基本和稀釋後的加權平均流通股、A類和B類普通股不需贖回
|
| | | | 2,979,000 | | | | | | 2,979,000 | | |
每股基本和稀釋後淨收益(虧損)
|
| | | $ | 0.17 | | | | | $ | (0.03) | | |
| | |
A類
普通股 |
| |
B類
普通股 |
| |
額外的
實收 大寫 |
| |
累計
赤字 |
| |
合計
股東的 赤字 |
| |||||||||||||||||||||||||||
| | |
個共享
|
| |
金額
|
| |
個共享
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance - ,2020年12月31日
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | |
|
—
|
| | | | | (9,558,337) | | | | | | (9,558,039) | | |
服務成本
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (241,091) | | | | | | (241,091) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (11,786) | | | | | | (11,786) | | |
淨虧損
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (445,735) | | | | | | (445,735) | | |
Balance - 2021年12月31日
|
| | | | 104,000 | | | | | | 10 | | | | | | 2,875,000 | | | | | | 288 | | | | |
|
—
|
| | | | | (10,256,949) | | | | | | (10,256,651) | | |
可能贖回的A類普通股重新計量
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (387,186) | | | | | | (387,186) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,352,234 | | | | | | 1,352,234 | | |
Balance - 2022年12月31日
|
| | | | 104,000 | | | | | $ | 10 | | | | | | 2,875,000 | | | | | $ | 288 | | | | | $ | — | | | | | $ | (9,291,901) | | | | | $ | (9,291,603) | | |
| | |
截至本年度的年度業績
2022年12月31日 |
| |
截至本年度的年度業績
2021年12月31日 |
| ||||||
經營活動現金流: | | | | | | | | | | | | | |
淨收益(虧損)
|
| | | $ | 1,352,234 | | | | | $ | (445,735) | | |
將淨收益(虧損)與經營活動中使用的現金淨額進行調整:
|
| | | | | | | | | | | | |
信託賬户中的投資賺取利息
|
| | | | (254,973) | | | | | | (11,786) | | |
權證負債公允價值變動
|
| | | | (5,770,129) | | | | | | (759,227) | | |
可轉換票據公允價值變動
|
| | | | (148,338) | | | | | | — | | |
因關聯方原因核銷
|
| | | | (1,667) | | | | | | — | | |
交易成本
|
| | | | — | | | | | | 8,211 | | |
營運資金變動:
|
| | | | | | | | | | | | |
應收賬款
|
| | | | (58,141) | | | | | | — | | |
遞延納税義務
|
| | | | 31,151 | | | | | | — | | |
預付費用
|
| | | | 132,740 | | | | | | 160,000 | | |
應付賬款和應計費用
|
| | | | 3,091,189 | | | | | | 429,176 | | |
經營活動中使用的淨現金
|
| | | | (1,625,934) | | | | | | (619,361) | | |
投資活動現金流: | | | | | | | | | | | | | |
贖回時從信託賬户中提取的現金
|
| | | | 113,037,043 | | | | | | — | | |
信託賬户現金投資
|
| | | | (435,033) | | | | | | — | | |
投資活動提供的現金淨額
|
| | |
|
112,602,010
|
| | | | | — | | |
融資活動的現金流: | | | | | | | | | | | | | |
可轉換期票收益
|
| | | | 1,500,000 | | | | | | — | | |
A類普通股的贖回可能會被贖回
|
| | | | (113,037,043) | | | | | | — | | |
用於融資活動的現金淨額
|
| | | | (111,537,043) | | | | | | — | | |
現金淨變化
|
| | | | (560,967) | | | | | | (619,361) | | |
期初現金
|
| | | | 838,478 | | | | | | 1,457,839 | | |
現金,期末
|
| | | $ | 277,511 | | | | | $ | 838,478 | | |
非現金投融資交易:
|
| | | | | | | | | | | | |
繳納聯邦所得税
|
| | | $ | 19,000 | | | | | $ | — | | |
可能贖回的A類普通股重新計量
|
| | | $ | 387,186 | | | | | $ | — | | |
| | |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
截至期初
|
| | | $ | 117,861,531 | | | | | $ | 117,849,745 | | |
少: | | | | | | | | | | | | | |
贖回
|
| | | | (113,037,043) | | | | | | — | | |
加號: | | | | | | | | | | | | | |
賬面價值到贖回價值的重新計量調整
|
| | | | 387,186 | | | | | | 11,786 | | |
A類普通股可能需要贖回
|
| | | $ | 5,211,674 | | | | | $ | 117,861,531 | | |
| | |
截至本年度的年度業績
2022年12月31日 |
| |
截至本年度的年度業績
2021年12月31日 |
| ||||||
可贖回A類的淨收益(虧損)
|
| | | $ | 838,385 | | | | | $ | (354,027) | | |
基本和稀釋後加權平均流通股,A類普通股,可能需要贖回
|
| | | $ | 4,859,959 | | | | | $ | 11,500,000 | | |
每股基本和稀釋後淨收益(虧損),可贖回A類普通股
|
| | | | 0.17 | | | | | | (0.03) | | |
不可贖回的A類和B類普通股可獲得的淨收益(虧損)
|
| | | | 513,849 | | | | | | (91,708) | | |
基本和稀釋後的加權平均流通股、不可贖回的A類和B類普通股
|
| | | $ | 2,979,000 | | | | | $ | 2,979,000 | | |
每股基本和稀釋後淨收益(虧損)、不可贖回的A類和B類普通股
|
| | | $ | 0.17 | | | | | $ | (0.03) | | |
| | |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
遞延納税資產 | | | | | | | | | | | | | |
組織成本/啟動費用
|
| | | $ | 843,823 | | | | | $ | 249,918 | | |
聯邦淨營業虧損
|
| | | | 20,252 | | | | | | 42,889 | | |
可轉債公允價值變動
|
| | | | (31,151) | | | | | | — | | |
業務合併費用
|
| | | | — | | | | | | — | | |
遞延税金資產總額
|
| | | | 832,924 | | | | | | 292,807 | | |
估值免税額
|
| | | | (864,075) | | | | | | (292,807) | | |
遞延納税義務
|
| | | $ | (31,151) | | | | | $ | — | | |
| | |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
聯邦政府 | | | | | | | | | | | | | |
當前
|
| | | | 5,659 | | | | | | — | | |
延期
|
| | | | (540,116) | | | | | | (203,914) | | |
狀態 | | | | | | | | | | | | | |
當前
|
| | | | — | | | | | | — | | |
延期
|
| | | | — | | | | | | — | | |
估值免税額變動
|
| | | | 571,267 | | | | | | 203,914 | | |
所得税撥備
|
| | | $ | 36,810 | | | | | $ | — | | |
| | |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
法定聯邦所得税税率
|
| | | | 21.0% | | | | | | 21.0% | | |
業務合併費用
|
| | | | 27.8% | | | | | | —% | | |
交易成本
|
| | | | —% | | | | | | (0.4)% | | |
衍生負債公允價值變動
|
| | | | (87.3)% | | | | | | 35.8% | | |
估值免税額變動
|
| | | | 41.1% | | | | | | (56.4)% | | |
所得税撥備
|
| | | | 2.6% | | | | | | —% | | |
2022年12月31日
|
| |
1級
|
| |
二級
|
| |
3級
|
| |||||||||
資產: | | | | | | | | | | | | | | | | | | | |
信託賬户中的美國貨幣市場共同基金(1)
|
| | | $ | 5,514,494 | | | | | $ | — | | | | | $ | — | | |
負債: | | | | | | | | | | | | | | | | | | | |
可轉換本票
|
| | | $ | — | | | | | $ | — | | | | | $ | 1,351,662 | | |
私募認股權證
|
| | | $ | — | | | | | $ | — | | | | | $ | 327,978 | | |
公開認股權證
|
| | | $ | 345,000 | | | | | $ | — | | | | | $ | — | | |
2021年12月31日
|
| |
1級
|
| |
二級
|
| |
3級
|
| |||||||||
資產: | | | | | | | | | | | | | | | | | | | |
信託賬户中的美國貨幣市場共同基金(1)
|
| | | $ | 117,861,531 | | | | | $ | — | | | | | $ | — | | |
負債: | | | | | | | | | | | | | | | | | | | |
私募認股權證
|
| | | $ | — | | | | | $ | — | | | | | $ | 2,820,607 | | |
公開認股權證
|
| | | $ | 3,622,500 | | | | | $ | — | | | | | $ | — | | |
輸入
|
| |
12月31日
2022 |
| |
12月31日
2021 |
| ||||||
股價
|
| | | $ | 10.02 | | | | | $ | 10.10 | | |
行權價
|
| | | $ | 11.50 | | | | | $ | 11.50 | | |
期限(年)
|
| | | | 5.0 | | | | | | 5.0 | | |
無風險費率
|
| | | | 3.99% | | | | | | 1.26% | | |
股息率
|
| | | | —% | | | | | | —% | | |
波動性
|
| | | | 1.8% | | | | | | 10% | | |
輸入
|
| |
12月31日
2022 |
| |||
到期金額
|
| | | $ | 1,500,000 | | |
期限(年)
|
| | | | 0.5 | | |
企業合併成功的概率
|
| | | | 92.5% | | |
現值係數
|
| | | | 0.9742 | | |
| | |
3級
|
| |||
截至2021年12月31日的公允價值
|
| | | $ | 2,820,607 | | |
借款
|
| | | | 1,500,000 | | |
可轉換本票公允價值變動
|
| | | | (148,338) | | |
公允價值 - 私募認股權證負債變動
|
| | | | (2,492,629) | | |
截至2022年12月31日的公允價值
|
| | | $ | 1,679,640 | | |
| | |
合計
保修期 負債 |
| |||
截至2020年12月31日的公允價值
|
| | | $ | 7,202,334 | | |
轉移到第1級(1)
|
| | | | (4,571,250) | | |
公允價值變動
|
| | | | (189,523) | | |
截至2021年12月31日的公允價值
|
| | | $ | 2,820,607 | | |
| | |
未經審計的
2023年9月30日 |
| |
2022年12月31日
|
| ||||||
資產: | | | | | | | | | | | | | |
現金、現金等價物和受限現金
|
| | | $ | 6,272,186 | | | | | $ | 7,848,715 | | |
應收賬款: | | | | | | | | | | | | | |
應收佣金
|
| | | | 8,231,181 | | | | | | 7,944,495 | | |
結算經紀人到期
|
| | | | 368,023 | | | | | | 641,727 | | |
其他
|
| | | | 1,950,514 | | | | | | 1,878,190 | | |
財產和設備,淨額
|
| | | | 1,106,137 | | | | | | 1,460,590 | | |
使用權資產
|
| | | | 4,186,338 | | | | | | 4,523,614 | | |
無形資產淨值
|
| | | | 1,724,963 | | | | | | 2,158,898 | | |
商譽
|
| | | | 39,838,916 | | | | | | 39,838,916 | | |
其他資產
|
| | | | 2,885,995 | | | | | | 2,389,013 | | |
總資產
|
| | | $ | 66,564,253 | | | | | $ | 68,684,158 | | |
負債和會員權益
|
| ||||||||||||
負債: | | | | | | | | | | | | | |
應付賬款、應計費用和其他負債
|
| | | $ | 7,923,918 | | | | | $ | 8,904,177 | | |
應付佣金
|
| | | | 9,837,742 | | | | | | 11,095,212 | | |
經營租賃負債
|
| | | | 4,216,541 | | | | | | 4,527,015 | | |
應付票據,扣除未攤銷債務發行成本671,197美元和
$748,643 |
| | | | 21,363,863 | | | | | | 22,929,147 | | |
本票-代銷商
|
| | | | 12,063,312 | | | | | | 11,605,998 | | |
致謝會員
|
| | | | 5,057,232 | | | | | | 4,725,463 | | |
總負債
|
| | | | 60,462,608 | | | | | | 63,787,012 | | |
會員權益
|
| | | | 6,101,646 | | | | | | 4,897,146 | | |
總負債和成員權益
|
| | | $ | 66,564,253 | | | | | $ | 68,684,158 | | |
| | |
截至的三個月
9月30日 |
| |
截至9個月的時間
9月30日 |
| ||||||||||||||||||
| | |
2023
|
| |
2022
|
| |
2023
|
| |
2022
|
| ||||||||||||
收入: | | | | | | | | | | | | | | | | | | | | | | | | | |
與客户的合同收入:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
佣金
|
| | | $ | 35,469,227 | | | | | $ | 34,219,415 | | | | | $ | 104,111,862 | | | | | $ | 112,053,157 | | |
諮詢費
|
| | | | 5,447,834 | | | | | | 5,549,563 | | | | | | 16,334,211 | | | | | | 17,862,512 | | |
與客户簽訂合同的總收入
|
| | | | 40,917,061 | | | | | | 39,768,978 | | | | | | 120,446,073 | | | | | | 129,915,669 | | |
利息和其他收入
|
| | | | 1,933,102 | | | | | | 1,687,416 | | | | | | 6,227,314 | | | | | | 4,392,680 | | |
總收入
|
| | | | 42,850,163 | | | | | | 41,456,394 | | | | | | 126,673,387 | | | | | | 134,308,349 | | |
費用: | | | | | | | | | | | | | | | | | | | | | | | | | |
佣金和手續費
|
| | | | 35,865,410 | | | | | | 33,917,943 | | | | | | 103,862,918 | | | | | | 109,764,785 | | |
員工薪酬和福利
|
| | | | 3,087,423 | | | | | | 3,255,107 | | | | | | 9,874,845 | | | | | | 10,129,090 | | |
租金和入住率
|
| | | | 284,125 | | | | | | 254,588 | | | | | | 900,381 | | | | | | 1,191,736 | | |
專業費
|
| | | | 696,831 | | | | | | 1,546,187 | | | | | | 2,411,855 | | | | | | 4,259,528 | | |
技術費
|
| | | | 597,291 | | | | | | 431,232 | | | | | | 1,542,672 | | | | | | 1,477,664 | | |
利息
|
| | | | 1,248,988 | | | | | | 774,363 | | | | | | 3,894,765 | | | | | | 2,322,059 | | |
折舊及攤銷
|
| | | | 303,504 | | | | | | 452,440 | | | | | | 913,260 | | | | | | 1,245,445 | | |
其他
|
| | | | 765,708 | | | | | | 593,810 | | | | | | 1,538,774 | | | | | | 1,654,309 | | |
總費用
|
| | | | 42,849,280 | | | | | | 41,225,671 | | | | | | 124,939,470 | | | | | | 132,044,616 | | |
所得税撥備前收益/(收益)
|
| | | | 883 | | | | | | 230,723 | | | | | | 1,733,917 | | | | | | 2,263,733 | | |
所得税撥備/(福利)
|
| | | | (243,222) | | | | | | 113,185 | | | | | | 288,544 | | | | | | 8,383 | | |
淨收入
|
| | | $ | 244,105 | | | | | $ | 117,538 | | | | | $ | 1,445,373 | | | | | $ | 2,255,350 | | |
| | |
截至2023年9月30日的三個月和九個月
|
| |||||||||||||||||||||||||||||||||||||||
| | |
常見的
|
| |
優先考慮B級
|
| |
大寫
|
| |
累計
赤字 |
| |
合計
成員‘ 股權 |
| |||||||||||||||||||||||||||
| | |
個單位
|
| |
金額
|
| |
個單位
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance,2023年1月1日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 9,086,440 | | | | | $ | (19,261,923) | | | | | $ | 4,897,146 | | |
資金分配
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (200,000) | | | | | | — | | | | | | (200,000) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,201,268 | | | | | | 1,201,268 | | |
Balance,2023年6月30日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 8,886,440 | | | | | $ | (18,060,655) | | | | | $ | 5,898,414 | | |
資金分配
|
| | | | — | | | | | | — | | | | | | — | | | | | | (40,874) | | | | | | — | | | | | | — | | | | | | (40,874) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 244,105 | | | | | | 244,105 | | |
Balance,2023年9月30日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,732,764 | | | | | $ | 8,886,440 | | | | | $ | (17,816,550) | | | | | $ | 6,101,646 | | |
| | |
截至2022年9月30日的三個月和九個月
|
| |||||||||||||||||||||||||||||||||||||||
| | |
常見的
|
| |
優先考慮B級
|
| |
大寫
|
| |
累計
赤字 |
| |
合計
成員‘ 股權 |
| |||||||||||||||||||||||||||
| | |
個單位
|
| |
金額
|
| |
個單位
|
| |
金額
|
| ||||||||||||||||||||||||||||||
Balance,2022年1月1日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 11,311,071 | | | | | $ | (20,172,254) | | | | | $ | 6,211,446 | | |
資金分配
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (1,724,631) | | | | | | — | | | | | | (1,724,631) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,137,812 | | | | | | 2,137,812 | | |
Balance,2022年6月30日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 9,586,440 | | | | | $ | (18,034,442) | | | | | $ | 6,624,627 | | |
資金分配
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | (300,000) | | | | | | — | | | | | | (300,000) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 117,538 | | | | | | 117,538 | | |
餘額,2022年9月30日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 9,286,440 | | | | | $ | (17,916,904) | | | | | $ | 6,442,165 | | |
| | |
截至的9個月
9月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
經營活動產生的現金流 | | | | | | | | | | | | | |
淨收入
|
| | | $ | 1,445,373 | | | | | $ | 2,255,350 | | |
將淨收益與經營活動提供的現金淨額進行調整:
|
| | | | | | | | | | | | |
折舊及攤銷
|
| | | | 737,563 | | | | | | 1,047,652 | | |
債務發行成本攤銷
|
| | | | 54,631 | | | | | | 54,631 | | |
非現金租賃費用
|
| | | | 337,276 | | | | | | 509,928 | | |
應計利息 - 本票-聯屬公司
|
| | | | 457,314 | | | | | | 521,479 | | |
欠會員的應計利息 -
|
| | | | 331,769 | | | | | | 420,397 | | |
財產處置和租賃改進損失
|
| | | | 50,825 | | | | | | 18,691 | | |
經營性資產和負債變動:
|
| | | | | | | | | | | | |
結算經紀人到期
|
| | | | 273,704 | | | | | | 12,384 | | |
應收佣金
|
| | | | (286,686) | | | | | | 1,204,328 | | |
其他應收賬款
|
| | | | (72,324) | | | | | | 1,341,693 | | |
其他資產
|
| | | | (496,982) | | | | | | (1,365,342) | | |
應付賬款和應計費用
|
| | | | (980,259) | | | | | | 502,866 | | |
應付佣金
|
| | | | (1,257,470) | | | | | | (2,191,980) | | |
經營租賃負債
|
| | | | (310,474) | | | | | | (460,886) | | |
經營活動提供的現金淨額
|
| | | | 284,259 | | | | | | 3,871,191 | | |
投資活動產生的現金流 | | | | | | | | | | | | | |
購置房產和設備
|
| | | | — | | | | | | (24,998) | | |
投資活動中使用的現金淨額
|
| | | | — | | | | | | (24,998) | | |
融資活動產生的現金流 | | | | | | | | | | | | | |
還款
|
| | | | (1,619,915) | | | | | | (1,849,955) | | |
向成員借款所得收益
|
| | | | — | | | | | | 135,200 | | |
資金分配
|
| | | | (240,874) | | | | | | (2,024,631) | | |
融資活動中使用的現金淨額
|
| | | | (1,860,789) | | | | | | (3,739,386) | | |
現金、現金等價物和受限制現金的淨變動
|
| | | | (1,576,530) | | | | | | 106,808 | | |
現金、現金等價物和受限制現金
|
| | | | 7,848,715 | | | | | | 7,323,179 | | |
現金、現金等價物和受限制現金
|
| | | $ | 6,272,186 | | | | | $ | 7,429,987 | | |
本期支付的現金: | | | | | | | | | | | | | |
利息
|
| | | | 3,041,457 | | | | | | 1,380,181 | | |
所得税
|
| | | $ | — | | | | | $ | — | | |
| | |
截至的三個月
9月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
與客户的合同收入 | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 26,614,415 | | | | | $ | 24,489,155 | | |
互惠基金佣金
|
| | | | 4,148,581 | | | | | | 4,660,865 | | |
證券佣金
|
| | | | 3,164,809 | | | | | | 3,245,725 | | |
另類投資
|
| | | | 1,541,422 | | | | | | 1,823,671 | | |
諮詢費
|
| | | | 5,447,834 | | | | | | 5,549,563 | | |
與客户簽訂合同的總收入
|
| | | $ | 40,917,061 | | | | | $ | 39,768,978 | | |
| | |
截至的三個月
9月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
基於銷售的(時間點) | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 13,050,799 | | | | | $ | 12,537,698 | | |
互惠基金佣金
|
| | | | 1,197,728 | | | | | | 1,225,569 | | |
證券佣金
|
| | | | 3,164,809 | | | | | | 3,245,725 | | |
另類投資
|
| | | | 1,525,928 | | | | | | 1,810,708 | | |
基於銷售的總收入
|
| | | | 18,939,265 | | | | | | 18,819,699 | | |
| | |
截至的三個月
9月30日 |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
拖尾(隨時間推移) | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 13,563,616 | | | | | $ | 11,951,457 | | |
互惠基金佣金
|
| | | | 2,950,853 | | | | | | 3,435,296 | | |
諮詢費
|
| | | | 5,447,835 | | | | | | 5,549,563 | | |
另類投資
|
| | | | 15,494 | | | | | | 12,963 | | |
往績總收入
|
| | | | 21,977,797 | | | | | | 20,949,279 | | |
與客户簽訂合同的總收入
|
| | | $ | 40,917,061 | | | | | $ | 39,768,978 | | |
| | |
截至的9個月
9月30日, |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
與客户的合同收入 | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 77,454,956 | | | | | $ | 78,278,535 | | |
互惠基金佣金
|
| | | | 13,860,354 | | | | | | 14,987,026 | | |
證券佣金
|
| | | | 8,736,539 | | | | | | 10,111,595 | | |
另類投資
|
| | | | 4,060,013 | | | | | | 8,676,001 | | |
諮詢費
|
| | | | 16,334,211 | | | | | | 17,862,512 | | |
與客户簽訂合同的總收入
|
| | | $ | 120,446,073 | | | | | $ | 129,915,669 | | |
| | |
截至的9個月
9月30日, |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
基於銷售的(時間點) | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 39,461,192 | | | | | $ | 39,089,491 | | |
互惠基金佣金
|
| | | | 3,982,197 | | | | | | 4,266,322 | | |
證券佣金
|
| | | | 8,736,539 | | | | | | 10,111,595 | | |
另類投資
|
| | | | 4,003,978 | | | | | | 8,622,006 | | |
基於銷售的總收入
|
| | | $ | 56,183,907 | | | | | $ | 62,089,413 | | |
| | |
截至的9個月
9月30日, |
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
拖尾(隨時間推移) | | | | | | | | | | | | | |
可變年金和其他保險佣金
|
| | | $ | 37,993,764 | | | | | $ | 39,189,044 | | |
互惠基金佣金
|
| | | | 9,878,157 | | | | | | 10,720,705 | | |
諮詢費
|
| | | | 16,334,211 | | | | | | 17,862,512 | | |
另類投資
|
| | | | 56,035 | | | | | | 53,995 | | |
往績總收入
|
| | | | 64,262,166 | | | | | | 67,826,256 | | |
與客户簽訂合同的總收入
|
| | | $ | 120,446,073 | | | | | $ | 129,915,669 | | |
|
2023
|
| | | $ | 567,786 | | |
|
2024
|
| | | | 2,418,230 | | |
|
2025
|
| | | | 2,702,207 | | |
|
2026
|
| | | | 3,011,895 | | |
|
2027
|
| | | | 3,357,076 | | |
|
之後
|
| | | | 9,977,866 | | |
|
合計
|
| | | $ | 22,035,060 | | |
| | |
2022
|
| |
2021
|
| ||||||
資產: | | | | | | | | | | | | | |
現金、現金等價物和受限現金
|
| | | $ | 7,848,715 | | | | | $ | 7,323,179 | | |
應收賬款: | | | | | | | | | | | | | |
應收佣金
|
| | | | 7,944,495 | | | | | | 9,636,782 | | |
結算經紀人到期
|
| | | | 641,727 | | | | | | 547,848 | | |
其他
|
| | | | 1,878,190 | | | | | | 2,854,793 | | |
財產和設備,淨額
|
| | | | 1,460,590 | | | | | | 2,275,596 | | |
使用權資產
|
| | | | 4,523,614 | | | | | | 5,856,282 | | |
無形資產淨值
|
| | | | 2,158,898 | | | | | | 3,140,795 | | |
商譽
|
| | | | 39,838,916 | | | | | | 39,838,916 | | |
其他資產
|
| | | | 2,389,013 | | | | | | 2,612,073 | | |
總資產
|
| | | $ | 68,684,158 | | | | | $ | 74,086,264 | | |
| 負債: | | | | | | | | | | | | | |
|
應付賬款、應計費用和其他負債
|
| | | $ | 8,904,177 | | | | | $ | 8,233,699 | | |
|
應付佣金
|
| | | | 11,095,212 | | | | | | 12,995,867 | | |
|
經營性租賃負債
|
| | | | 4,527,015 | | | | | | 6,390,819 | | |
|
應付票據,扣除未攤銷債務發行成本748,643美元和851,904美元
|
| | | | 22,929,147 | | | | | | 25,246,438 | | |
|
本票-代銷商
|
| | | | 11,605,998 | | | | | | 10,908,782 | | |
|
致謝會員
|
| | | | 4,725,463 | | | | | | 4,099,213 | | |
|
總負債
|
| | | | 63,787,012 | | | | | | 67,874,818 | | |
|
會員權益
|
| | | | 4,897,146 | | | | | | 6,211,446 | | |
|
總負債和成員權益
|
| | | $ | 68,684,158 | | | | | $ | 74,086,264 | | |
| | |
2022
|
| |
2021
|
| ||||||
收入: | | | | | | | | | | | | | |
與客户的合同收入:
|
| | | | | | | | | | | | |
佣金
|
| | | $ | 149,296,733 | | | | | $ | 148,840,233 | | |
諮詢費
|
| | | | 23,106,947 | | | | | | 18,437,389 | | |
與客户簽訂合同的總收入
|
| | | | 172,403,680 | | | | | | 167,277,622 | | |
利息和其他收入
|
| | | | 6,446,243 | | | | | | 4,181,465 | | |
總收入
|
| | | | 178,849,923 | | | | | | 171,459,087 | | |
費用: | | | | | | | | | | | | | |
佣金和手續費
|
| | | | 145,651,341 | | | | | | 139,021,006 | | |
員工薪酬和福利
|
| | | | 14,227,307 | | | | | | 15,970,307 | | |
租金和入住率
|
| | | | 949,738 | | | | | | 2,012,813 | | |
專業費
|
| | | | 6,076,534 | | | | | | 3,006,280 | | |
技術費
|
| | | | 1,892,446 | | | | | | 2,593,274 | | |
利息
|
| | | | 3,318,239 | | | | | | 2,874,282 | | |
折舊及攤銷
|
| | | | 1,522,899 | | | | | | 1,636,513 | | |
其他
|
| | | | 3,721,456 | | | | | | 2,339,239 | | |
總費用
|
| | | | 177,359,958 | | | | | | 169,453,714 | | |
所得税撥備(福利)前收益
|
| | | | 1,489,965 | | | | | | 2,005,373 | | |
所得税撥備(福利)
|
| | | | 579,634 | | | | | | (781,448) | | |
淨收入
|
| | | $ | 910,331 | | | | | $ | 2,786,821 | | |
| | |
常見的
|
| |
優先考慮B級
|
| |
大寫
|
| |
累計
赤字 |
| |
合計
成員‘ 股權 |
| |||||||||||||||||||||||||||
| | |
個單位
|
| |
金額
|
| |
個單位
|
| |
金額
|
| ||||||||||||||||||||||||||||||
餘額2021年1月1日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 13,189,159 | | | | | $ | (22,959,075) | | | | | $ | 5,302,713 | | |
B類首選轉換為
常見的 |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
出資
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 350,925 | | | | | | — | | | | | | 350,925 | | |
資金分配
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (2,229,013) | | | | | | — | | | | | | (2,229,013) | | |
淨收入
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,786,821 | | | | | | 2,786,821 | | |
餘額2021年12月31日
|
| | | | 1,325,433 | | | | | | 12,298,991 | | | | | | 277,364 | | | | | | 2,773,638 | | | | | | 11,311,071 | | | | | | (20,172,254) | | | | | | 6,211,446 | | |
資金分配
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | (2,224,631) | | | | | | | | | | | | (2,224,631) | | |
淨收入
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 910,331 | | | | | | 910,331 | | |
餘額2022年12月31日
|
| | | | 1,325,433 | | | | | $ | 12,298,991 | | | | | | 277,364 | | | | | $ | 2,773,638 | | | | | $ | 9,086,440 | | | | | $ | (19,261,923) | | | | | $ | 4,897,146 | | |
| | |
2022
|
| |
2021
|
| ||||||
經營活動產生的現金流 | | | | ||||||||||
淨收入
|
| | | $ | 910,331 | | | | | $ | 2,786,821 | | |
將淨收益與經營活動提供的現金淨額進行調整:
|
| | | | | | | | | | | | |
折舊及攤銷
|
| | | | 1,522,899 | | | | | | 1,636,513 | | |
遞延所得税
|
| | | | 572,600 | | | | | | (1,227,300) | | |
債務發行成本攤銷
|
| | | | 103,261 | | | | | | 103,261 | | |
非現金租賃費用
|
| | | | 660,416 | | | | | | 259,910 | | |
應計利息 - 本票-聯屬公司
|
| | | | 697,216 | | | | | | 697,216 | | |
欠會員的應計利息 -
|
| | | | 490,950 | | | | | | 170,051 | | |
免除購買力平價貸款
|
| | | | — | | | | | | (764,500) | | |
財產處置和租賃改進損失
|
| | | | 81,980 | | | | | | — | | |
經營性資產和負債變動:
|
| | | | | | | | | | | | |
結算經紀人到期
|
| | | | (93,879) | | | | | | 94,500 | | |
應收佣金
|
| | | | 1,692,287 | | | | | | (1,788,893) | | |
其他應收賬款
|
| | | | 976,603 | | | | | | (1,917,633) | | |
其他資產
|
| | | | (349,539) | | | | | | 460,055 | | |
應付賬款和應計費用
|
| | | | 670,478 | | | | | | 1,322,569 | | |
應付佣金
|
| | | | (1,900,655) | | | | | | 872,511 | | |
其他更改,淨額
|
| | | | — | | | | | | | | |
經營性租賃負債
|
| | | | (673,026) | | | | | | (179,022) | | |
經營活動提供的淨現金
|
| | | | 5,361,922 | | | | | | 2,526,059 | | |
投資活動產生的現金流 | | | | | | | | | | | | | |
購置房產和設備
|
| | | | (326,503) | | | | | | (422,880) | | |
因收購World Equity Group而支付的現金,淨額
獲得的現金的 |
| | | | — | | | | | | (4,570,193) | | |
用於投資活動的淨現金
|
| | | | (326,503) | | | | | | (4,993,073) | | |
融資活動產生的現金流 | | | | | | | | | | | | | |
資本租賃借款
|
| | | | — | | | | | | | | |
應付票據項下借款
|
| | | | — | | | | | | 4,250,000 | | |
還款
|
| | | | (2,420,552) | | | | | | (2,340,929) | | |
向成員借款所得收益
|
| | | | 135,300 | | | | | | 3,070,562 | | |
出資
|
| | | | — | | | | | | 350,925 | | |
資金分配
|
| | | | (2,224,631) | | | | | | (2,229,013) | | |
融資活動提供的淨現金(用於)
|
| | | | (4,509,883) | | | | | | 3,101,545 | | |
現金、現金等價物和受限現金的淨變化
|
| | | | 525,536 | | | | | | 634,531 | | |
年初現金、現金等價物和受限現金 -
|
| | |
|
7,323,179
|
| | | |
|
6,688,648
|
| |
現金、現金等價物和受限現金 - 年終
|
| | | $ | 7,848,715 | | | | | $ | 7,323,179 | | |
本年度支付的現金: | | | | | | | | | | | | | |
利息
|
| | | $ | 2,634,023 | | | | | $ | 2,069,623 | | |
所得税
|
| | | $ | 338,000 | | | | | $ | — | | |
| 資產 | | | | | | | |
|
現金
|
| | | $ | 1,199,527 | | |
|
應收佣金
|
| | | | 10,480 | | |
|
結算經紀人到期
|
| | | | 56,709 | | |
|
其他應收賬款
|
| | | | 47,130 | | |
|
使用權資產
|
| | | | 228,090 | | |
|
財產和設備
|
| | | | 50,311 | | |
|
其他資產
|
| | | | 175,000 | | |
| | | | | | 1,767,247 | | |
| 負債 | | | | | | | |
|
應付賬款、應計費用和其他負債
|
| | | | 136,940 | | |
|
應付佣金
|
| | | | 500,476 | | |
|
經營租賃負債
|
| | | | 228,571 | | |
|
應付支付寶保障計劃票據
|
| | | | 764,500 | | |
| | | | | | 1,630,487 | | |
|
獲得的淨資產
|
| | | | 136,760 | | |
|
進貨價格
|
| | | | 5,769,720 | | |
|
商譽
|
| | | $ | 5,632,960 | | |
| | |
收入
|
| |
淨收益(虧損)
|
| ||||||
2021年5月17日至2021年12月31日期間的實際
|
| | | $ | 19,256,026 | | | | | $ | 357,095 | | |
2021年1月1日至2021年12月31日期間的補充備考表格
|
| | | $ | 34,496,050 | | | | | $ | (87,764) | | |
| | |
收入
|
| |
淨收益(虧損)
|
| ||||||
2021年1月1日至2021年12月31日期間的補充備考
|
| | | $ | 186,699,111 | | | | | $ | 2,341,962 | | |
來自客户合同的收入
|
| |
2022
|
| |
2021
|
| ||||||
可變年金和其他保險佣金
|
| | | $ | 104,700,245 | | | | | $ | 103,048,755 | | |
互惠基金佣金
|
| | | | 19,688,061 | | | | | | 22,124,248 | | |
證券佣金
|
| | | | 12,588,515 | | | | | | 13,035,359 | | |
另類投資委員會
|
| | | | 12,319,912 | | | | | | 10,631,871 | | |
諮詢費
|
| | | | 23,106,947 | | | | | | 18,437,389 | | |
與客户簽訂合同的總收入
|
| | | $ | 172,403,680 | | | | | $ | 167,277,622 | | |
基於銷售的(時間點)
|
| |
2022
|
| |
2021
|
| ||||||
可變年金和其他保險佣金
|
| | | $ | 53,530,287 | | | | | $ | 45,831,080 | | |
互惠基金佣金
|
| | | | 5,622,869 | | | | | | 6,340,516 | | |
證券佣金
|
| | | | 12,588,515 | | | | | | 13,035,359 | | |
另類投資委員會
|
| | | | 12,246,267 | | | | | | 10,519,509 | | |
基於銷售的總收入
|
| | | $ | 83,987,939 | | | | | $ | 75,726,464 | | |
拖尾(隨時間推移)
|
| |
2022
|
| |
2021
|
| ||||||
可變年金和其他保險佣金
|
| | | $ | 51,169,958 | | | | | $ | 57,217,675 | | |
互惠基金佣金
|
| | | | 14,065,192 | | | | | | 15,783,732 | | |
諮詢費
|
| | | | 23,106,947 | | | | | | 18,437,389 | | |
另類投資委員會
|
| | | | 73,644 | | | | | | 112,362 | | |
往績總收入
|
| | | $ | 88,415,741 | | | | | $ | 91,551,158 | | |
與客户簽訂合同的總收入
|
| | | $ | 172,403,680 | | | | | $ | 167,277,622 | | |
| | |
2022
|
| |
2021
|
| ||||||||||||||||||
實體
|
| |
清算中
押金 |
| |
到期
清算中 經紀人 |
| |
清算中
押金 |
| |
到期
清算中 經紀人 |
| ||||||||||||
PKSI
|
| | | $ | 325,669 | | | | | $ | 406,019 | | | | | $ | 175,000 | | | | | $ | 440,505 | | |
CLS
|
| | | | 180,000 | | | | | | 155,281 | | | | | | 180,000 | | | | | | 82,324 | | |
WEG
|
| | | | 175,000 | | | | | | 80,427 | | | | | | 175,000 | | | | | | 25,019 | | |
合計
|
| | | $ | 680,669 | | | | | $ | 641,727 | | | | | $ | 530,000 | | | | | $ | 547,848 | | |
| | |
2022
|
| |
2021
|
| ||||||
計算機硬件
|
| | | $ | 2,600,953 | | | | | $ | 2,299,089 | | |
辦公傢俱和設備
|
| | | | 1,009,956 | | | | | | 1,073,245 | | |
租賃改進
|
| | | | 44,230 | | | | | | 763,674 | | |
| | | | | 3,655,139 | | | | | | 4,136,008 | | |
減去:累計折舊和攤銷
|
| | | | (2,194,549) | | | | | | (1,860,412) | | |
財產和設備,淨額
|
| | | $ | 1,460,590 | | | | | $ | 2,275,596 | | |
| | |
預計
使用壽命 |
| |
毛收入
賬面金額 |
| |
累計
攤銷 |
| |
淨載貨
金額 |
| |||||||||
策略和程序庫
|
| |
5年
|
| | | $ | 2,200,000 | | | | | $ | 2,200,000 | | | | | $ | — | | |
開發的技術
|
| |
7年
|
| | | | 1,600,000 | | | | | | 1,161,928 | | | | | | 438,072 | | |
商品名稱
|
| |
10年
|
| | | | 3,500,013 | | | | | | 1,779,187 | | | | | | 1,720,826 | | |
合計
|
| | | | | | $ | 7,300,013 | | | | | $ | 5,141,115 | | | | | $ | 2,158,898 | | |
| | |
預計
使用壽命 |
| |
毛收入
攜帶 金額 |
| |
累計
攤銷 |
| |
淨載貨
金額 |
| |||||||||
策略和程序庫
|
| |
5年
|
| | | $ | 2,200,000 | | | | | $ | 1,796,683 | | | | | $ | 403,317 | | |
開發的技術
|
| |
7年
|
| | | | 1,600,000 | | | | | | 933,352 | | | | | | 666,648 | | |
商品名稱
|
| |
10年
|
| | | | 3,500,013 | | | | | | 1,429,183 | | | | | | 2,070,830 | | |
合計
|
| | | | | | $ | 7,300,013 | | | | | $ | 4,159,218 | | | | | $ | 3,140,795 | | |
|
2023
|
| | | | 578,580 | | |
|
2024
|
| | | | 559,500 | | |
|
2025
|
| | | | 350,004 | | |
|
2026
|
| | | | 350,004 | | |
|
2027
|
| | | | 320,810 | | |
| | | | | $ | 2,158,898 | | |
|
平衡,2020年12月31日
|
| | | $ | 34,205,956 | | |
|
商譽收購
|
| | | | 5,632,960 | | |
|
Balance,2021年12月31日
|
| | | $ | 39,838,916 | | |
|
商譽收購
|
| | | | — | | |
|
Balance,2022年12月31日
|
| | | $ | 39,838,916 | | |
|
2023
|
| | | | 2,619,716 | | |
|
2024
|
| | | | 2,766,330 | | |
|
2025
|
| | | | 2,927,858 | | |
|
2026
|
| | | | 3,095,366 | | |
|
2027
|
| | | | 3,272,456 | | |
|
之後
|
| | | | 8,996,064 | | |
| | | | | | 23,677,790 | | |
| | |
2022
|
| |
2021
|
| ||||||
運營租賃成本
|
| | | | 908,240 | | | | | | 1,887,894 | | |
可變租賃成本
|
| | | | 41,498 | | | | | | 124,919 | | |
總租賃成本
|
| | | | 949,738 | | | | | | 2,012,813 | | |
| | |
2022
|
| |
2021
|
| ||||||
運營租賃ROU資產
|
| | | | 4,523,614 | | | | | | 5,856,282 | | |
經營性租賃負債
|
| | | | 4,527,016 | | | | | | 6,390,819 | | |
| | |
2022
|
| |
2021
|
| ||||||
經營租賃
|
| | | $ | 673,024 | | | | | $ | 179,022 | | |
|
經營租賃
|
| | | $ | 997,744 | | | | | $ | — | | |
| | |
2022
|
| |||
ROU資產
|
| | | $ | 1,669,996 | | |
租賃責任
|
| | | $ | 2,188,523 | | |
|
經營租賃
|
| |
8.0年
|
|
|
經營租賃
|
| | | | 5.60% | | |
|
2023
|
| | | $ | 663,996 | | |
|
2024
|
| | | | 663,996 | | |
|
2025
|
| | | | 669,541 | | |
|
2026
|
| | | | 730,534 | | |
|
2027
|
| | | | 730,534 | | |
|
之後
|
| | | | 2,130,725 | | |
| | | | | | 5,589,327 | | |
|
減去:計入利息
|
| | | | (1,062,311) | | |
|
租賃責任
|
| | | $ | 4,527,016 | | |
|
2023
|
| | | $ | 92,635 | | |
|
2024
|
| | | | 103,951 | | |
|
2025
|
| | | | 107,109 | | |
|
2026
|
| | | | 36,580 | | |
| | | | | $ | 340,275 | | |
| | |
2022
|
| |
2021
|
| ||||||
聯邦政府: | | | | ||||||||||
當前
|
| | | $ | (173,750) | | | | | $ | 316,557 | | |
延期
|
| | | | 512,200 | | | | | | (1,123,400) | | |
州和地方: | | | | | | | | | | | | | |
當前
|
| | | | 180,784 | | | | | | 129,295 | | |
延期
|
| | | | 60,400 | | | | | | (103,900) | | |
所得税撥備(福利)
|
| | | $ | 579,634 | | | | | $ | (781,448) | | |
|
美國聯邦法定利率
|
| | | | 21.00% | | |
|
扣除聯邦福利後的州所得税
|
| | | | 3.98% | | |
|
不可扣除的餐飲和娛樂
|
| | | | 0.55% | | |
|
延期調整
|
| | | | -9.21% | | |
|
CARE Act NOL結轉退款申請
|
| | | | -3.10% | | |
|
其他調整
|
| | | | -1.87% | | |
|
有效費率
|
| | | | 11.35% | | |
| | |
2022
|
| |
2021
|
| ||||||
遞延税項資產/(負債): | | | | ||||||||||
財產、廠房和設備,淨額
|
| | | $ | 79,000 | | | | | $ | (44,838) | | |
無形資產,淨額
|
| | | | | | | | | | | | |
IRC163(J)利息限制,結轉
|
| | | | 47,000 | | | | | | 78,095 | | |
淨營業虧損
|
| | | | 391,000 | | | | | | 1,100,260 | | |
其他
|
| | | | 55,600 | | | | | | 93,750 | | |
| | | | | 572,600 | | | | | | 1,227,267 | | |
遞延税項負債淨額
|
| | | $ | 572,600 | | | | | $ | 1,227,267 | | |
| | |
收入
|
| |
到期/(到期)
|
| ||||||||||||||||||
子公司
|
| |
2022
|
| |
2021
|
| |
2022
|
| |
2021
|
| ||||||||||||
PKSI
|
| | | $ | 7,500 | | | | | $ | 546,853 | | | | | | | | | | | $ | 3,500 | | |
CLS
|
| | | | 1,490,835 | | | | | | 2,815,480 | | | | | | | | | | | | 58,308 | | |
WEG
|
| | | | 4,122,568 | | | | | | 3,749,635 | | | | | | | | | | | | — | | |
合計
|
| | | $ | 5,620,903 | | | | | $ | 7,111,968 | | | | | $ | — | | | | | $ | 61,808 | | |
|
第一條某些定義
|
| | | | A-2 | | |
|
1.01
定義
|
| | | | A-2 | | |
|
1.02
施工
|
| | | | A-12 | | |
|
1.03
知識
|
| | | | A-12 | | |
|
1.04
公平調整
|
| | | | A-12 | | |
|
第二條合併
|
| | | | A-13 | | |
|
2.01
SPAC合併
|
| | | | A-13 | | |
|
2.02
公司合併
|
| | | | A-13 | | |
|
2.03
有效時間
|
| | | | A-13 | | |
|
2.04
合併的影響
|
| | | | A-13 | | |
|
2.05
管理文件
|
| | | | A-13 | | |
|
2.06
控股、SPAC和合並子公司董事
|
| | | | A-14 | | |
|
2.07
控股公司的官員
|
| | | | A-14 | | |
|
2.08
公司合併考慮因素
|
| | | | A-14 | | |
|
2.09
SPAC合併對SPAC和SPAC合併子公司已發行和未償還證券的影響
|
| | | | A-14 | | |
|
2.10
合併對控股公司已發行和未償還證券的影響
|
| | | | A-16 | | |
|
2.11
更換流程
|
| | | | A-16 | | |
|
2.12
採取必要行動;進一步行動
|
| | | | A-18 | | |
|
2.13
關閉
|
| | | | A-18 | | |
|
2.14
證書
|
| | | | A-19 | | |
|
2.15
代扣代繳
|
| | | | A-19 | | |
|
2.16
費用支付
|
| | | | A-19 | | |
|
第三條公司的陳述和保證
|
| | | | A-20 | | |
|
3.01
公司組織機構
|
| | | | A-20 | | |
|
3.02
子公司
|
| | | | A-20 | | |
|
3.03
到期授權
|
| | | | A-21 | | |
|
3.04
無衝突
|
| | | | A-21 | | |
|
3.05
政府當局;同意
|
| | | | A-21 | | |
|
3.06
當前市值
|
| | | | A-22 | | |
|
3.07
財務報表
|
| | | | A-23 | | |
|
3.08
未披露的負債
|
| | | | A-24 | | |
|
3.09
訴訟和訴訟
|
| | | | A-24 | | |
|
3.10
遵紀守法
|
| | | | A-24 | | |
|
3.11
知識產權
|
| | | | A-25 | | |
|
3.12
合同;無違約
|
| | | | A-26 | | |
|
3.13
公司福利計劃
|
| | | | A-27 | | |
|
3.14
就業和勞工事務
|
| | | | A-29 | | |
|
3.15
税
|
| | | | A-30 | | |
|
3.16
手續費/佣金
|
| | | | A-32 | | |
|
3.17
保險
|
| | | | A-32 | | |
|
3.18
不動產;資產
|
| | | | A-32 | | |
|
3.19
環境問題
|
| | | | A-33 | | |
|
3.20
沒有更改
|
| | | | A-33 | | |
|
3.21
關聯協議
|
| | | | A-33 | | |
|
3.22
許可證
|
| | | | A-34 | | |
|
3.23
代理聲明/招股説明書
|
| | | | A-34 | | |
|
3.24
銀行賬户;委託書
|
| | | | A-34 | | |
|
3.25
隱私;數據安全
|
| | | | A-34 | | |
|
3.26
無外部依賴
|
| | | | A-35 | | |
|
3.27
沒有其他陳述和保修
|
| | | | A-35 | | |
|
第四條SPAC、控股和合並的陳述和擔保
SUB |
| | | | A-35 | | |
|
4.01
企業組織
|
| | | | A-36 | | |
|
4.02
到期授權
|
| | | | A-36 | | |
|
4.03
無衝突
|
| | | | A-36 | | |
|
4.04
訴訟和訴訟
|
| | | | A-37 | | |
|
4.05
政府當局;同意
|
| | | | A-37 | | |
|
4.06
財務能力;信託賬户
|
| | | | A-37 | | |
|
4.07
中介費
|
| | | | A-37 | | |
|
4.08
美國證券交易委員會報告;財務報表;薩班斯-奧克斯利法案;未披露的負債
|
| | | | A-37 | | |
|
4.09
業務活動
|
| | | | A-38 | | |
|
4.10
S-4表和委託書/招股説明書
|
| | | | A-39 | | |
|
4.11
無外部依賴
|
| | | | A-39 | | |
|
4.12
税務問題
|
| | | | A-40 | | |
|
4.13
大寫
|
| | | | A-41 | | |
|
4.14
全國交易所股票市場行情
|
| | | | A-42 | | |
|
公司第五條公約
|
| | | | A-42 | | |
|
5.01
開展業務
|
| | | | A-42 | | |
|
5.02
檢查
|
| | | | A-43 | | |
|
5.03
高鐵法案和監管審批
|
| | | | A-44 | | |
|
5.04
終止某些協議
|
| | | | A-44 | | |
|
5.05
無SPAC普通股交易
|
| | | | A-44 | | |
|
5.06
沒有向信託帳户索賠
|
| | | | A-45 | | |
|
5.07
代理請求;其他操作
|
| | | | A-45 | | |
|
5.08
公司股東同意
|
| | | | A-45 | | |
|
5.09
更新信息
|
| | | | A-46 | | |
|
5.10
公司債務。
|
| | | | A-46 | | |
|
SPAC、控股和合並子公司第六條公約
|
| | | | A-46 | | |
|
6.01
高鐵法案和監管審批
|
| | | | A-46 | | |
|
6.02
賠償和保險
|
| | | | A-47 | | |
|
6.03
在過渡期內開展SPAC和控股業務
|
| | | | A-48 | | |
|
6.04
信託帳户
|
| | | | A-49 | | |
|
6.05
檢查
|
| | | | A-49 | | |
|
6.06
SPAC和Holdings National Exchange上市
|
| | | | A-50 | | |
|
6.07
SPAC公開申報
|
| | | | A-50 | | |
|
第七條聯合公約
|
| | | | A-50 | | |
|
7.01
交易支持
|
| | | | A-50 | | |
|
7.02
準備S-4表格和委託書;特別會議
|
| | | | A-50 | | |
|
7.03
排他性
|
| | | | A-51 | | |
|
7.04
税務問題
|
| | | | A-52 | | |
|
7.05
保密;公示
|
| | | | A-53 | | |
|
7.06
收盤後合作;進一步保證
|
| | | | A-53 | | |
|
7.07
其他文件;新聞稿
|
| | | | A-53 | | |
|
7.08
第16節事項
|
| | | | A-53 | | |
|
7.09
股權薪酬計劃
|
| | | | A-53 | | |
|
7.10
管道投資
|
| | | | A-53 | | |
|
第八條義務的條件
|
| | | | A-54 | | |
|
8.01
各方義務的條件
|
| | | | A-54 | | |
|
8.02
SPAC義務的附加條件
|
| | | | A-54 | | |
|
8.03
公司義務的附加條件
|
| | | | A-55 | | |
|
第九條終止/生效
|
| | | | A-56 | | |
|
9.01
終止
|
| | | | A-56 | | |
|
9.02
終止影響
|
| | | | A-57 | | |
|
第X條其他
|
| | | | A-58 | | |
|
10.01
棄權
|
| | | | A-58 | | |
|
10.02
通知
|
| | | | A-58 | | |
|
10.03
作業
|
| | | | A-58 | | |
|
10.04
第三方權利
|
| | | | A-59 | | |
|
10.05
費用
|
| | | | A-59 | | |
|
10.06
治國理政
|
| | | | A-59 | | |
|
10.07
標題;對應的
|
| | | | A-59 | | |
|
10.08
時間表和展品
|
| | | | A-59 | | |
|
10.09
完整協議
|
| | | | A-59 | | |
|
10.10
修改
|
| | | | A-59 | | |
|
10.11
可分割性
|
| | | | A-59 | | |
|
10.12
管轄權;陪審團放棄審判
|
| | | | A-60 | | |
|
10.13
強制執行
|
| | | | A-60 | | |
|
10.14
無追索權
|
| | | | A-60 | | |
|
10.15
聲明、保證和契約不再有效
|
| | | | A-60 | | |
|
10.16
確認
|
| | | | A-61 | | |
| | |
第
頁
|
| |||
1.
計劃的編制、目的和期限。
|
| | | | J-1 | | |
1.1
機構
|
| | | | J-1 | | |
1.2
用途
|
| | | | J-1 | | |
1.3
計劃期限
|
| | | | J-1 | | |
2.
定義和構造。
|
| | | | J-1 | | |
2.1
定義
|
| | | | J-1 | | |
2.2
施工
|
| | | | J-6 | | |
3.
管理。
|
| | | | J-6 | | |
3.1
委員會的行政管理
|
| | | | J-6 | | |
3.2
軍官權限
|
| | | | J-6 | | |
3.3
針對內部人士的管理
|
| | | | J-6 | | |
3.4
委員會的權力
|
| | | | J-7 | | |
3.5
選項或SAR重新定價
|
| | | | J-7 | | |
3.6
賠償
|
| | | | J-8 | | |
4.
股票以計劃為準。
|
| | | | J-8 | | |
4.1
可發行的最大股數
|
| | | | J-8 | | |
4.2
份額統計
|
| | | | J-8 | | |
4.3
資本結構變化的調整
|
| | | | J-8 | | |
4.4
假定或替代獎項
|
| | | | J-9 | | |
5.
資格、參與和獎勵限制。
|
| | | | J-9 | | |
5.1
有資格獲獎的人
|
| | | | J-9 | | |
5.2
參與計劃
|
| | | | J-9 | | |
5.3
激勵股票期權限制
|
| | | | J-9 | | |
5.4
非員工董事獎勵限額
|
| | | | J-10 | | |
6.
股票期權。
|
| | | | J-10 | | |
6.1
行使價
|
| | | | J-10 | | |
6.2
可執行性和期權期限
|
| | | | J-10 | | |
6.3
行使價支付
|
| | | | J-10 | | |
6.4
服務終止影響
|
| | | | J-11 | | |
6.5
期權的可轉讓性
|
| | | | J-12 | | |
7.
股票增值。
|
| | | | J-12 | | |
7.1
授權的SARS類型
|
| | | | J-12 | | |
7.2
行使價
|
| | | | J-12 | | |
7.3
SARS的可運動性和期限
|
| | | | J-13 | | |
7.4
鍛鍊SARS
|
| | | | J-13 | | |
7.5
被視為SARS鍛鍊
|
| | | | J-13 | | |
7.6
服務終止影響
|
| | | | J-14 | | |
7.7
SARS的可轉讓性
|
| | | | J-14 | | |
8.
限制性股票獎勵。
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| | | | J-14 | | |
8.1
授權的限制性股票獎勵類型
|
| | | | J-14 | | |
8.2
購進價格
|
| | | | J-14 | | |
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第
頁
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8.3
採購期限
|
| | | | J-14 | | |
8.4
購貨價款支付
|
| | | | J-14 | | |
8.5
轉讓的歸屬和限制
|
| | | | J-14 | | |
8.6
投票權;股息和分配
|
| | | | J-15 | | |
8.7
服務終止影響
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| | | | J-15 | | |
8.8
限制性股票獎勵權的不可轉讓性
|
| | | | J-15 | | |
9.
限制性股票單位。
|
| | | | J-15 | | |
9.1
授予限制性股票單位獎勵
|
| | | | J-15 | | |
9.2
購進價格
|
| | | | J-16 | | |
9.3
歸屬
|
| | | | J-16 | | |
9.4
投票權、股息等值權和分配
|
| | | | J-16 | | |
9.5
服務終止影響
|
| | | | J-16 | | |
9.6
限制性股票單位獎勵的結算
|
| | | | J-16 | | |
9.7
限制性股票單位獎勵的不可轉讓性
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| | | | J-17 | | |
10.
表演獎。
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| | | | J-17 | | |
10.1
授權的績效獎勵類型
|
| | | | J-17 | | |
10.2
業績份額和業績單位的初始值
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| | | | J-17 | | |
10.3
績效期間、績效目標和績效獎勵公式的建立
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| | | | J-17 | | |
10.4
績效目標的衡量
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| | | | J-17 | | |
10.5
績效獎勵結算
|
| | | | J-19 | | |
10.6
投票權;股息等值權和分配
|
| | | | J-20 | | |
10.7
服務終止影響
|
| | | | J-20 | | |
10.8
績效獎勵不可轉讓
|
| | | | J-20 | | |
11.
現金獎勵和其他股票獎勵。
|
| | | | J-20 | | |
11.1
授予現金獎勵
|
| | | | J-20 | | |
11.2
授予其他股票獎勵
|
| | | | J-21 | | |
11.3
現金獎勵和其他股票獎勵的價值
|
| | | | J-21 | | |
11.4
現金獎勵和其他股票獎勵的支付或結算
|
| | | | J-21 | | |
11.5
投票權;股息等值權和分配
|
| | | | J-21 | | |
11.6
服務終止影響
|
| | | | J-21 | | |
11.7
現金獎勵和其他股票獎勵不可轉讓
|
| | | | J-21 | | |
12.
授標協議標準格式。
|
| | | | J-22 | | |
12.1
獎勵協議
|
| | | | J-22 | | |
12.2
更改條款的權限
|
| | | | J-22 | | |
13.
控件更改。
|
| | | | J-22 | | |
13.1
控制權變更對獎項的影響
|
| | | | J-22 | | |
13.2
控制權變更對非員工董事獎勵的影響
|
| | | | J-23 | | |
13.3
《税法》第4999節規定的聯邦消費税
|
| | | | J-23 | | |
14.
遵守證券法。
|
| | | | J-23 | | |
15.
遵守第409a節。
|
| | | | J-24 | | |
15.1
以第409a節為準的獎項
|
| | | | J-24 | | |
15.2
推遲和/或分配選舉
|
| | | | J-24 | | |
| | |
第
頁
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| |||
15.3
後續選舉
|
| | | | J-24 | | |
15.4
第409a節延期賠償的支付
|
| | | | J-25 | | |
16.
預繳税金。
|
| | | | J-26 | | |
16.1
一般代扣代繳税款
|
| | | | J-26 | | |
16.2
扣留或定向出售股份
|
| | | | J-26 | | |
17.
修改、暫停或終止計劃。
|
| | | | J-27 | | |
18.
其他規定。
|
| | | | J-27 | | |
18.1
回購權
|
| | | | J-27 | | |
18.2
沒收事件
|
| | | | J-27 | | |
18.3
提供信息
|
| | | | J-28 | | |
18.4
員工、顧問或董事的權利
|
| | | | J-28 | | |
18.5
股東權利
|
| | | | J-28 | | |
18.6
股份所有權交割
|
| | | | J-28 | | |
18.7
部分股份
|
| | | | J-28 | | |
18.8
退休和福利計劃
|
| | | | J-28 | | |
18.9
受益人指定
|
| | | | J-28 | | |
18.10
可分割性
|
| | | | J-28 | | |
18.11
對企業行動沒有限制
|
| | | | J-29 | | |
18.12
資金不足的債務
|
| | | | J-29 | | |
18.13
法律選擇
|
| | | | J-29 | | |
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