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開曼羣島
(成立或組織的州或其他司法管轄區)
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不適用
(國際税務局僱主識別號碼)
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複製到:
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馮琳
首席財務官 東黃大廈21樓 廣順南大道16號 朝陽區, 北京100102 人民Republic of China +8610 5691-6765 |
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蘇州舒都
Skadden、Arps、Slate、Meagher&Flom LLP 地標建築愛丁堡大廈42樓c/o 中環皇后大道15號 香港 +852 3740-4700 |
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關於本招股説明書
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| | | | 1 | | |
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前瞻性陳述
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| | | | 3 | | |
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我們公司
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| | | | 4 | | |
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風險因素
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| | | | 18 | | |
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使用收益
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| | | | 25 | | |
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大寫
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| | | | 26 | | |
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某些財務信息
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| | | | 27 | | |
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股本説明
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| | | | 36 | | |
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美國存托股份説明
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| | | | 46 | | |
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優先股説明
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| | | | 54 | | |
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認股權證説明
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| | | | 56 | | |
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認購權説明
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| | | | 57 | | |
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單位説明
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| | | | 58 | | |
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民事責任的可執行性
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| | | | 59 | | |
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徵税
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| | | | 61 | | |
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出售股東
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| | | | 62 | | |
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配送計劃
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| | | | 64 | | |
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費用
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| | | | 67 | | |
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法律事務
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| | | | 68 | | |
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專家
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| | | | 69 | | |
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您可以在哪裏找到更多信息
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| | | | 70 | | |
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通過引用合併某些文件
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| | | | 71 | | |
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許可證/權限
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控股實體
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頒發機構
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電子數據交換許可證(EDI許可證)
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友信(陝西)科技信息有限公司
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人民工業和信息化部Republic of China
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二手車經銷商註冊
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合肥友全信息技術有限公司
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人大代表Republic of China安徽省商務廳
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二手車經銷商註冊
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合肥市優喜二手車市場管理有限公司
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人大代表Republic of China安徽省商務廳
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二手車經銷商註冊
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優信(寧波)信息技術有限公司
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人大代表Republic of China安徽省商務廳
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二手車經銷商註冊
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優信(合肥)汽車智能再製造有限公司
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人大代表Republic of China安徽省商務廳
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二手車經銷商註冊
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合肥優信二手車交易有限公司
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人大代表Republic of China安徽省商務廳
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許可證/權限
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控股實體
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頒發機構
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二手車經銷商註冊
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優車(海南)信息技術有限公司
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人民解放軍海南省商務廳Republic of China
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二手車經銷商註冊
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友唐(陝西)科技信息有限公司
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人大代表Republic of China陝西省商務廳
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二手車經銷商註冊
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xi安徽省友盛汽車銷售服務有限公司
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人大代表Republic of China陝西省商務廳
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二手車經銷商註冊
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友信(陝西)科技信息有限公司
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人大代表Republic of China陝西省商務廳
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車輛保養和維修登記
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xi安徽省友成汽車維修有限公司
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人民Republic of China豐東新城城市管理和道路運輸局
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車輛保養和維修登記
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合肥市友志汽車維修有限公司
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人民解放軍合肥市道路運輸局Republic of China
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税
計算(1) |
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假設税前收益(2)
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| | | | 100.0% | | |
按25%的法定税率徵收所得税(3)
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| | | | (25.0)% | | |
可供分配的淨收益
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| | | | 75.0% | | |
按10%(4)的標準税率預繳税款
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| | | | (7.5)% | | |
對母公司/股東的淨分配
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| | | | 67.5% | | |
| | |
截至2023年9月30日
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人民幣
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美元
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(單位為千,共享數據除外)
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債務: | | | | | | | | | | | | | |
短期借款
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| | | | 47,460 | | | | | | 6,505 | | |
長期借款
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| | | | 291,950 | | | | | | 40,015 | | |
夾層股權: | | | | | | | | | | | | | |
高級可轉換優先股(面值0.0001美元,授權1,720,000,000股;已發行和已發行1,370,039,718股)
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| | | | 1,330,366 | | | | | | 182,342 | | |
應收股東認購
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| | | | (121,425) | | | | | | (16,643) | | |
夾層總股本
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| | | | 1,208,941 | | | | | | 165,699 | | |
股東虧損: | | | | | | | | | | | | | |
普通股
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| | | | 808 | | | | | | 111 | | |
新增實收資本
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| | | | 15,754,542 | | | | | | 2,159,340 | | |
累計其他綜合收益
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| | | | 223,791 | | | | | | 30,673 | | |
累計虧損
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| | | | (17,373,569) | | | | | | (2,381,246) | | |
[br]優信股份有限公司股東虧損總額
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| | | | (1,394,428) | | | | | | (191,122) | | |
非控股權益
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| | | | (196) | | | | | | (27) | | |
股東虧損總額
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| | | | (1,394,624) | | | | | | (191,149) | | |
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截至6月30日的三個月
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截至2009年9月30日的三個月
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截至9月30日的6個月
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2022
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2023
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2022
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2023
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2022
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2023
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人民幣
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人民幣
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美元
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人民幣
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人民幣
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美元
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人民幣
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人民幣
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美元
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(除股票數量和每股數據外,以千為單位)
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收入 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||
零售車銷量
|
| | | | 348,393 | | | | | | 186,849 | | | | | | 25,768 | | | | | | 371,869 | | | | | | 248,910 | | | | | | 34,116 | | | | | | 720,262 | | | | | | 435,759 | | | | | | 59,726 | | |
汽車批發銷售
|
| | | | 263,956 | | | | | | 94,647 | | | | | | 13,052 | | | | | | 237,818 | | | | | | 99,335 | | | | | | 13,615 | | | | | | 501,774 | | | | | | 193,982 | | | | | | 26,587 | | |
其他人
|
| | | | 13,821 | | | | | | 7,526 | | | | | | 1,038 | | | | | | 9,095 | | | | | | 7,822 | | | | | | 1,072 | | | | | | 22,916 | | | | | | 15,348 | | | | | | 2,104 | | |
總收入
|
| | | | 626,170 | | | | | | 289,022 | | | | | | 39,858 | | | | | | 618,782 | | | | | | 356,067 | | | | | | 48,803 | | | | | | 1,244,952 | | | | | | 645,089 | | | | | | 88,417 | | |
收入成本
|
| | | | (619,411) | | | | | | (271,381) | | | | | | (37,425) | | | | | | (610,726) | | | | | | (334,033) | | | | | | (45,783) | | | | | | (1,230,137) | | | | | | (605,414) | | | | | | (82,979) | | |
毛利
|
| | | | 6,759 | | | | | | 17,641 | | | | | | 2,433 | | | | | | 8,056 | | | | | | 22,034 | | | | | | 3,020 | | | | | | 14,815 | | | | | | 39,675 | | | | | | 5,438 | | |
運營費用 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
銷售和營銷
|
| | | | (64,798) | | | | | | (46,548) | | | | | | (6,419) | | | | | | (64,165) | | | | | | (48,443) | | | | | | (6,640) | | | | | | (128,963) | | | | | | (94,991) | | | | | | (13,020) | | |
常規和
管理 |
| | | | (45,575) | | | | | | (33,103) | | | | | | (4,565) | | | | | | (41,620) | | | | | | (35,116) | | | | | | (4,813) | | | | | | (87,195) | | | | | | (68,219) | | | | | | (9,350) | | |
研究和
開發 |
| | | | (8,960) | | | | | | (8,861) | | | | | | (1,222) | | | | | | (9,982) | | | | | | (9,219) | | | | | | (1,264) | | | | | | (18,942) | | | | | | (18,080) | | | | | | (2,478) | | |
沖銷/(撥備)信貸損失,淨額
|
| | | | 377 | | | | | | 696 | | | | | | 96 | | | | | | (704) | | | | | | 1,141 | | | | | | 156 | | | | | | (327) | | | | | | 1,837 | | | | | | 252 | | |
總運營費用
|
| | | | (118,956) | | | | | | (87,816) | | | | | | (12,110) | | | | | | (116,471) | | | | | | (91,637) | | | | | | (12,561) | | | | | | (235,427) | | | | | | (179,453) | | | | | | (24,596) | | |
其他營業收入,
淨額 |
| | | | 15,580 | | | | | | 6,985 | | | | | | 963 | | | | | | 2,046 | | | | | | 3,214 | | | | | | 441 | | | | | | 17,626 | | | | | | 10,199 | | | | | | 1,398 | | |
運營虧損
|
| | | | (96,617) | | | | | | (63,190) | | | | | | (8,714) | | | | | | (106,369) | | | | | | (66,389) | | | | | | (9,100) | | | | | | (202,986) | | | | | | (129,579) | | | | | | (17,760) | | |
利息收入
|
| | | | 270 | | | | | | 102 | | | | | | 14 | | | | | | 108 | | | | | | 45 | | | | | | 6 | | | | | | 378 | | | | | | 146 | | | | | | 20 | | |
利息支出
|
| | | | (5,448) | | | | | | (5,120) | | | | | | (706) | | | | | | (5,151) | | | | | | (7,710) | | | | | | (1,057) | | | | | | (10,599) | | | | | | (12,829) | | | | | | (1,758) | | |
其他收入
|
| | | | 14,249 | | | | | | 2,367 | | | | | | 326 | | | | | | 992 | | | | | | 11,435 | | | | | | 1,567 | | | | | | 15,241 | | | | | | 13,802 | | | | | | 1,892 | | |
其他費用
|
| | | | (1,727) | | | | | | (272) | | | | | | (38) | | | | | | (1,775) | | | | | | (378) | | | | | | (52) | | | | | | (3,502) | | | | | | (650) | | | | | | (89) | | |
滅火損失
債務 |
| | | | — | | | | | | — | | | | | | — | | | | | | (2,778) | | | | | | — | | | | | | — | | | | | | (2,778) | | | | | | — | | | | | | — | | |
匯兑(虧損)/收益
|
| | | | (2,748) | | | | | | (425) | | | | | | (59) | | | | | | (391) | | | | | | 964 | | | | | | 132 | | | | | | (3,139) | | | | | | 539 | | | | | | 74 | | |
發行優先可轉換優先股對公允價值的影響
|
| | | | 252,190 | | | | | | (36,869) | | | | | | (5,084) | | | | | | (11,459) | | | | | | 5,017 | | | | | | 688 | | | | | | 240,731 | | | | | | (31,852) | | | | | | (4,366) | | |
收入/(損失)前收入
税開支 |
| | | | 160,169 | | | | | | (103,407) | | | | | | (14,261) | | | | | | (126,823) | | | | | | (57,016) | | | | | | (7,816) | | | | | | 33,346 | | | | | | (160,423) | | | | | | (21,987) | | |
所得税費用
|
| | | | (151) | | | | | | (165) | | | | | | (23) | | | | | | (58) | | | | | | (108) | | | | | | (15) | | | | | | (209) | | | | | | (273) | | | | | | (37) | | |
長期投資紅利
|
| | | | — | | | | | | 11,970 | | | | | | 1,651 | | | | | | 10,374 | | | | | | — | | | | | | — | | | | | | 10,374 | | | | | | 11,970 | | | | | | 1,641 | | |
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截至6月30日的三個月
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截至2009年9月30日的三個月
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截至9月30日的6個月
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2022
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2023
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2022
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2023
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2022
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2023
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人民幣
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人民幣
|
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美元
|
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人民幣
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人民幣
|
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美元
|
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人民幣
|
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人民幣
|
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美元
|
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(除股票數量和每股數據外,以千為單位)
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附屬公司虧損權益及附屬公司股息,扣除税項
|
| | | | (38) | | | | | | — | | | | | | — | | | | | | (6) | | | | | | — | | | | | | — | | | | | | (44) | | | | | | — | | | | | | — | | |
淨收入/(損失),淨額
税費 |
| | | | 159,980 | | | | | | (91,602) | | | | | | (12,633) | | | | | | (116,513) | | | | | | (57,124) | | | | | | (7,831) | | | | | | 43,467 | | | | | | (148,726) | | | | | | (20,383) | | |
減去:歸因於
的淨虧損
非控股權益 股東 |
| | | | (3) | | | | | | (2) | | | | | | — | | | | | | — | | | | | | (19) | | | | | | (3) | | | | | | (3) | | | | | | (21) | | | | | | (3) | | |
優信股份有限公司的淨收益/(虧損)
|
| | | | 159,983 | | | | | | (91,600) | | | | | | (12,633) | | | | | | (116,513) | | | | | | (57,105) | | | | | | (7,828) | | | | | | 43,470 | | | | | | (148,705) | | | | | | (20,380) | | |
由於觸發下一輪功能(I),被視為優先股東的股息
|
| | | | — | | | | | | — | | | | | | — | | | | | | (755,635) | | | | | | (278,800) | | | | | | (38,213) | | | | | | (755,635) | | | | | | (278,800) | | | | | | (38,213) | | |
普通股股東應佔淨(虧損)/收入
|
| | | | 159,983 | | | | | | (91,600) | | | | | | (12,633) | | | | |
|
(872,148)
|
| | | |
|
(335,905)
|
| | | |
|
(46,041)
|
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|
(712,165)
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| | | |
|
(427,505)
|
| | | |
|
(58,593)
|
| |
淨收益/(虧損)
|
| | | | 159,980 | | | | | | (91,602) | | | | | | (12,633) | | | | | | (116,513) | | | | | | (57,124) | | | | | | (7,831) | | | | | | 43,467 | | | | | | (148,726) | | | | | | (20,383) | | |
外幣
折算,税額淨額為零 |
| | | | (58,660) | | | | | | 3,314 | | | | | | 457 | | | | | | (31,527) | | | | | | 292 | | | | | | 40 | | | | | | (90,187) | | | | | | 3,606 | | | | | | 494 | | |
綜合收益/(虧損)合計
|
| | | | 101,320 | | | | | | (88,288) | | | | | | (12,176) | | | | | | (148,040) | | | | | | (56,832) | | | | | | (7,791) | | | | | | (46,720) | | | | | | (145,120) | | | | | | (19,889) | | |
少:綜合總分
可歸因於 的損失 非控股權益 股東 |
| | | | (3) | | | | | | (2) | | | | | | — | | | | | | — | | | | | | (19) | | | | | | (3) | | | | | | (3) | | | | | | (21) | | | | | | (3) | | |
總體綜合
可歸屬收入/(虧損) 致優信有限公司 |
| | | | 101,323 | | | | | | (88,286) | | | | | | (12,176) | | | | | | (148,040) | | | | | | (56,813) | | | | | | (7,788) | | | | | | (46,717) | | | | | | (145,099) | | | | | | (19,886) | | |
普通股股東應佔淨收益/(虧損)
|
| | | | 159,983 | | | | | | (91,600) | | | | | | (12,633) | | | | | | (872,148) | | | | | | (335,905) | | | | | | (46,041) | | | | | | (712,165) | | | | | | (427,505) | | | | | | (58,593) | | |
加權平均流通股 - Basic
|
| | | | 1,189,841,431 | | | | | | 1,423,659,403 | | | | | | 1,423,659,403 | | | | | | 1,354,134,791 | | | | | | 1,428,081,692 | | | | | | 1,428,081,692 | | | | | | 1,273,082,916 | | | | | | 1,425,861,229 | | | | | | 1,425,861,229 | | |
加權平均流通股 - 稀釋
|
| | | | 1,193,043,619 | | | | | | 1,423,659,403 | | | | | | 1,423,659,403 | | | | | | 1,354,134,791 | | | | | | 1,428,081,692 | | | | | | 1,428,081,692 | | | | | | 1,273,082,916 | | | | | | 1,425,861,229 | | | | | | 1,425,861,229 | | |
每股淨收益/(虧損)
對於普通的 股東,基本 |
| | | | 0.09 | | | | | | (0.06) | | | | | | (0.01) | | | | | | (0.60) | | | | | | (0.24) | | | | | | (0.03) | | | | | | (0.60) | | | | | | (0.30) | | | | | | (0.04) | | |
每股淨收益/(虧損)
對於普通的 股東,稀釋後的 |
| | | | 0.09 | | | | | | (0.06) | | | | | | (0.01) | | | | | | (0.60) | | | | | | (0.24) | | | | | | (0.03) | | | | | | (0.60) | | | | | | (0.30) | | | | | | (0.04) | | |
| | |
這三個月的費用
截至6月30日 |
| |
這三個月的費用
截至9月30日 |
| |
這六個月的費用
截至9月30日 |
| |||||||||||||||||||||||||||||||||||||||||||||
| | |
2022
|
| |
2023
|
| |
2022
|
| |
2023
|
| |
2022
|
| |
2023
|
| ||||||||||||||||||||||||||||||||||||
| | |
人民幣
|
| |
人民幣
|
| |
美元
|
| |
人民幣
|
| |
人民幣
|
| |
美元
|
| |
人民幣
|
| |
人民幣
|
| |
美元
|
| |||||||||||||||||||||||||||
銷售和營銷
|
| | | | — | | | | | | 332 | | | | | | 46 | | | | | | 790 | | | | | | 661 | | | | | | 91 | | | | | | 790 | | | | | | 993 | | | | | | 136 | | |
一般和行政
|
| | | | 11,690 | | | | | | 9,425 | | | | | | 1,300 | | | | | | 12,262 | | | | | | 12,243 | | | | | | 1,678 | | | | | | 23,952 | | | | | | 21,668 | | | | | | 2,970 | | |
研發
|
| | | | — | | | | | | 394 | | | | | | 54 | | | | | | 887 | | | | | | 885 | | | | | | 121 | | | | | | 887 | | | | | | 1,279 | | | | | | 175 | | |
| | |
截至
3月31日 2023 |
| |
截至
2023年9月30日 |
| ||||||||||||
| | |
人民幣
|
| |
人民幣
|
| |
美元
|
| |||||||||
| | |
(In千股除外)
|
| |||||||||||||||
資產
|
| | | | | | | | | | | | | | | | | | |
流動資產
|
| | | | | | | | | | | | | | | | | | |
現金和現金等價物
|
| | | | 92,713 | | | | | | 17,630 | | | | | | 2,416 | | |
受限現金
|
| | | | 618 | | | | | | 533 | | | | | | 73 | | |
應收賬款,淨額
|
| | | | 790 | | | | | | 2,033 | | | | | | 279 | | |
因擔保付款而確認的貸款淨額
信用損失準備分別為人民幣10,337元和人民幣8,482元 截至2023年3月31日和2023年9月30日, |
| | | | — | | | | | | — | | | | | | — | | |
其他應收款,扣除2023年3月31日和2023年9月30日的信貸損失撥備後分別為人民幣26,541元和人民幣26,282元
|
| | | | 15,345 | | | | | | 19,379 | | | | | | 2,656 | | |
庫存,淨額
|
| | | | 110,893 | | | | | | 181,116 | | | | | | 24,824 | | |
預付費用和其他流動資產
|
| | | | 61,390 | | | | | | 62,617 | | | | | | 8,582 | | |
流動資產總額
|
| | | | 281,749 | | | | | | 283,308 | | | | | | 38,830 | | |
非流動資產
|
| | | | | | | | | | | | | | | | | | |
財產、設備和軟件淨額
|
| | | | 63,725 | | | | | | 72,738 | | | | | | 9,970 | | |
長期投資
|
| | | | 288,712 | | | | | | 288,712 | | | | | | 39,571 | | |
其他非流動資產
|
| | | | — | | | | | | 589 | | | | | | 81 | | |
融資租賃使用權資產,淨額(i)
|
| | | | — | | | | | | 1,562,612 | | | | | | 214,174 | | |
經營性租賃使用權資產,淨額
|
| | | | 84,461 | | | | | | 113,332 | | | | | | 15,533 | | |
非流動資產合計
|
| | | | 436,898 | | | | | | 2,037,983 | | | | | | 279,329 | | |
總資產
|
| | | | 718,647 | | | | | | 2,321,291 | | | | | | 318,159 | | |
負債、夾層股權和股東虧損
|
| | | | | | | | | | | | | | | | | | |
流動負債
|
| | | | | | | | | | | | | | | | | | |
應付賬款
|
| | | | 80,668 | | | | | | 80,701 | | | | | | 11,061 | | |
擔保負債(II)
|
| | | | 8 | | | | | | 20,177 | | | | | | 2,765 | | |
其他應付款和其他流動負債
|
| | | | 344,502 | | | | | | 366,533 | | | | | | 50,237 | | |
融資租賃負債的流動部分(一)
|
| | | | — | | | | | | 211,993 | | | | | | 29,056 | | |
短期借款(三)
|
| | | | 20,000 | | | | | | 47,460 | | | | | | 6,505 | | |
長期債務的當期部分(四)
|
| | | | 158,736 | | | | | | — | | | | | | — | | |
流動負債總額
|
| | | | 603,914 | | | | | | 726,864 | | | | | | 99,624 | | |
非流動負債
|
| | | | | | | | | | | | | | | | | | |
長期借款
|
| | | | 291,950 | | | | | | 291,950 | | | | | | 40,015 | | |
微眾銀行應付對價
|
| | | | 58,559 | | | | | | 29,605 | | | | | | 4,058 | | |
融資租賃負債(一)
|
| | | | — | | | | | | 1,353,711 | | | | | | 185,542 | | |
經營租賃負債
|
| | | | 77,462 | | | | | | 104,844 | | | | | | 14,370 | | |
長期債務(四)
|
| | | | 264,560 | | | | | | — | | | | | | — | | |
非流動負債合計
|
| | | | 692,531 | | | | | | 1,780,110 | | | | | | 243,985 | | |
總負債
|
| | | | 1,296,445 | | | | | | 2,506,974 | | | | | | 343,609 | | |
| | |
截至
3月31日 2023 |
| |
截至
2023年9月30日 |
| ||||||||||||
| | |
人民幣
|
| |
人民幣
|
| |
美元
|
| |||||||||
| | |
(除股數和每股外,以千為單位)
數據) |
| |||||||||||||||
夾層股權
|
| | | | | | | | | | | | | | | | | | |
高級可轉換優先股(截至2023年3月31日和2023年9月30日的面值為0.0001美元,授權股份為17.2億股;截至2023年3月31日和2023年9月30日的已發行和已發行股票分別為1,151,221,338股和1,370,039,718股)(V)
|
| | | | 1,245,721 | | | | | | 1,330,366 | | | | | | 182,342 | | |
應收股東認購
|
| | | | (550,074) | | | | | | (121,425) | | | | | | (16,643) | | |
夾層總股本
|
| | | | 695,647 | | | | | | 1,208,941 | | | | | | 165,699 | | |
股東虧損
|
| | | | | | | | | | | | | | | | | | |
普通股
|
| | | | 806 | | | | | | 808 | | | | | | 111 | | |
新增實收資本
|
| | | | 15,451,803 | | | | | | 15,754,542 | | | | | | 2,159,340 | | |
累計其他綜合收益
|
| | | | 220,185 | | | | | | 223,791 | | | | | | 30,673 | | |
累計赤字
|
| | | | (16,946,064) | | | | | | (17,373,569) | | | | | | (2,381,246) | | |
優信股東虧損總額
|
| | | | (1,273,270) | | | | | | (1,394,428) | | | | | | (191,122) | | |
非控股權益
|
| | | | (175) | | | | | | (196) | | | | | | (27) | | |
股東虧損總額
|
| | | | (1,273,445) | | | | | | (1,394,624) | | | | | | (191,149) | | |
總負債、夾層權益和股東虧損
|
| | | | 718,647 | | | | | | 2,321,291 | | | | | | 318,159 | | |
|
存取A類普通股或美國存托股份的人員
持有者必須支付: |
| |
用於:
|
|
每100個美國存託憑證(或100個美國存託憑證的一部分)5美元(或更少)
|
| | 發行美國存託證券,包括因分配A類普通股或權利或其他財產而發行的發行 | |
每個美國存托股份0.05美元(或更少) | | | 出於提取目的取消ADS,包括存款協議終止向ADS持有人的任何現金分配 | |
存取A類普通股或美國存托股份的人員
持有者必須支付: |
| |
用於:
|
|
如果分發給您的證券是A類普通股,並且A類普通股已存放用於發行美國存託憑證,則應支付的費用相當於該費用 | | | 由託管人分配給美國存托股份持有人的分配給已存放證券(包括權利)持有人的證券的分配 | |
每個日曆年每個美國存托股份$0.05(或更少) | | | 託管服務 | |
註冊費或轉讓費 | | | 當您存入或提取A類普通股時,將A類普通股在我們的股份登記冊上的轉讓和登記至託管人或其代理人的名稱 | |
託管人的費用 | | | 電報和傳真傳輸(如果存款協議中明確規定) | |
| | | 將外幣兑換成美元 | |
美國存託憑證或託管人必須為任何美國存託憑證或美國存託憑證相關的A類普通股支付的税款和其他政府費用,如股票轉讓税、印花税或預扣税 | | | 根據需要 | |
託管人或其代理人為已交存證券支付的任何費用 | | | 根據需要 | |
| | |
A類
普通 個共享 |
| |
B類
普通 個共享 |
| |
前輩
可兑換的 優先股 |
| |
總分享數
(在 上 折算基準) |
| |
%†
|
| |
%的
聚合 投票 電源†† |
| |
個共享
已註冊 遵循 至此 註冊 語句 (最大 數量: 共享 可能會出售) |
| |||||||||||||||||||||
銷售股東: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
蔚來實體(1)
|
| | | | — | | | | | | — | | | | | | 918,189,006 | | | | | | 3,719,912,473 | | | | | | 52.4 | | | | | | 49.8 | | | | | | 3,719,912,473 | | |
Astral Success Limited(2)
|
| | | | — | | | | | | — | | | | | | 437,286,192 | | | | | | 1,859,956,236 | | | | | | 26.2 | | | | | | 24.9 | | | | | | 1,859,956,236 | | |
阿爾法財富全球有限公司(3)
|
| | | | — | | | | | | — | | | | | | 261,810,806 | | | | | | 261,810,806 | | | | | | 3.7 | | | | | | 3.5 | | | | | | 261,810,806 | | |
羅傑(4)
|
| | | | — | | | | | | — | | | | | | 14,564,520 | | | | | | 109,409,190 | | | | | | 1.5 | | | | | | 1.5 | | | | | | 109,409,190 | | |
|
展品
編號 |
| |
展品説明
|
|
| 4.1 | | | 註冊人於2018年6月13日向美國證券交易委員會提交的A類普通股註冊人證書樣本(通過引用註冊人於2018年6月13日提交給美國證券交易委員會的F-1/A註冊表(檔案號:333-225266)附件4.2併入) | |
| 4.2 | | | 登記人、託管人以及據此發行的美國存托股份的持有人和實益所有人之間的存託協議,日期為2018年6月27日(通過引用登記人於2018年9月28日提交給美國證券交易委員會的S-8表格登記説明書(文件編號:333-227576)附件44.3併入) | |
| 4.3 | | |
註冊人美國存託憑證樣本(附於附件4.2)
|
|
| 4.4* | | | 優先股註冊人證書樣本 | |
| 4.5* | | | 保證協議格式(包括保證證書) | |
| 4.6* | | | 認購權協議格式(包括權利證書格式) | |
| 4.7* | | | 單位協議表(含單位合格證) | |
| 5.1† | | |
Maples and Calder(Hong Kong)LLP對登記普通股的有效性的意見
|
|
| 8.1† | | |
Maples and Calder(Hong Kong)LLP對開曼羣島某些税務問題的意見(見附件5.1)
|
|
| 8.2 | | | 北京DOCVIT律師事務所對中國法律若干問題的意見 | |
| 23.1 | | |
獨立註冊會計師事務所普華永道中天律師事務所同意
|
|
| 23.2† | | |
Maples and Calder(Hong Kong)LLP同意(見附件5.1)
|
|
| 23.3 | | | 北京DOCVIT律師事務所同意 | |
| 24.1† | | |
委託書
|
|
| 107 | | |
備案費表計算
|
|
|
簽名
|
| |
標題(S)
|
|
|
/S/戴昆
昆代
|
| |
董事會主席兼首席執行官
(首席執行官) |
|
|
*
Li斌
|
| |
董事
|
|
|
*
劉二海
|
| |
董事
|
|
|
*
程Lu
|
| |
董事
|
|
|
*
榮Lu
|
| |
董事
|
|
|
*
壯陽
|
| |
董事
|
|
|
/S/馮琳
馮琳
|
| |
首席財務官
(首席財務官) |
|