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關於將於2023年7月7日舉行的股東大會的代理材料可用性的重要通知。代理材料可在
獲得
https://jaguarhealth.gcs-web.com/financial-information/annual-reports |
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投票普通股
|
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G 系列敞篷車
優先股 |
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受益所有人的姓名和地址
|
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的數量
股票 受益地 已擁有 |
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百分比
的股票 受益地 已擁有 |
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的數量
股票 受益地 已擁有 |
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百分比
的股票 受益地 已擁有 |
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5% 股東: | | | | | | | | | | | | | | | | | | | | | | | | | |
Uptown Capital, LLC (1)
|
| | | | 1,908,651 | | | | | | 9.1% | | | | | | — | | | | | | — | | |
王秋生 (2)
|
| | | | 1,475,000 | | | | | | 7.2% | | | | | | 59 | | | | | | 43.1% | | |
被任命的執行官和董事: | | | | | | | | | | | | | | | | | | | | | | | | | |
Lisa A. Conte (3)
|
| | | | 8,857 | | | | | | * | | | | | | — | | | | | | — | | |
Pravin Chaturvedi,博士 (4)
|
| | | | 1,818 | | | | | | | | | | | | | | | | | | | | |
Steven R. King,博士 (5)
|
| | | | 2,750 | | | | | | * | | | | | | — | | | | | | — | | |
Jonathan S. Wolin (6)
|
| | | | 2,038 | | | | | | * | | | | | | — | | | | | | — | | |
Ian Wendt (7)
|
| | | | 1,205 | | | | | | * | | | | | | — | | | | | | — | | |
James J. Bochnowski (8)
|
| | | | 6,337 | | | | | | * | | | | | | — | | | | | | — | | |
喬納森 B. 西格爾 (9)
|
| | | | 3,006 | | | | | | * | | | | | | — | | | | | | — | | |
約翰·米切克三世 (10)
|
| | | | 2,297 | | | | | | * | | | | | | — | | | | | | — | | |
Anula Jayasuriya (11)
|
| | | | 1,718 | | | | | | * | | | | | | — | | | | | | — | | |
所有現任執行官和董事作為一個整體(9 人)(12)
|
| | | | 30,026 | | | | | | * | | | | | | — | | | | | | — | | |
名稱
|
| |
年齡
|
| |
位置
|
|
James J. Bochnowski (1) (2) (3) | | | 79 | | |
董事會主席(I 類)
|
|
Lisa A. Conte | | | 64 | | |
首席執行官、總裁兼董事(I 級)
|
|
約翰·米切克三世 (1) (3) | | | 70 | | |
導演(二級)
|
|
喬納森 B. 西格爾 (1) (2) | | | 49 | | |
導演(I 類)
|
|
Anula Jayasuriya | | | 66 | | |
導演(三級)
|
|
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年已結束
2022 年 12 月 31 日 |
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年已結束
2021 年 12 月 31 日 |
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審計費用
|
| | | $ | 250,000 | | | | | $ | 40,000 | | |
審計相關費用
|
| | | | 15,000 | | | | | | — | | |
税費
|
| | | | — | | | | | | — | | |
所有其他費用
|
| | | | — | | | | | | — | | |
總計
|
| | | $ | 265,000 | | | | | $ | 40,000 | | |
名稱
|
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審計
|
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補償
|
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提名
|
|
Lisa A. Conte | | | | | | | | | | |
James J. Bochnowski | | |
✓
|
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✓ *
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✓
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約翰·米切克三世 | | |
✓ *†
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| | | | |
✓
|
|
喬納森 ·B· 西格爾 | | |
✓
|
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✓
|
| | | |
Anula Jayasuriya | | | | | | | | | | |
董事會多元化矩陣(截至 2023 年 3 月 31 日)
|
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董事總人數:
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5
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女
|
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男
|
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非-
二進制 |
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沒有
披露 性別 |
|
第一部分:性別認同 | | | | | | | | | | | | | |
導演
|
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2
|
| |
2
|
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0
|
| |
1
|
|
第二部分:人口統計背景 | | | | | | | | | | | | | |
非裔美國人或黑人
|
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0
|
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0
|
| |
0
|
| |
0
|
|
阿拉斯加原住民或美洲原住民
|
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0
|
| |
0
|
| |
0
|
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0
|
|
亞洲人
|
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0
|
| |
0
|
| |
0
|
| |
0
|
|
西班牙裔或拉丁裔
|
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0
|
| |
0
|
| |
0
|
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0
|
|
夏威夷原住民或太平洋島民
|
| |
0
|
| |
0
|
| |
0
|
| |
0
|
|
White
|
| |
3
|
| |
0
|
| |
0
|
| |
0
|
|
兩個或更多種族或民族
|
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0
|
| |
0
|
| |
0
|
| |
0
|
|
LGBTQ+
|
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0
|
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未透露人口統計背景
|
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2
|
|
名稱
|
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年齡
|
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位置
|
|
Lisa A. Conte | | | 64 | | | 首席執行官、總裁兼董事 | |
Steven R. King,博士 | | | 65 | | | 民族植物學研究和知識產權可持續供應主管兼祕書 | |
Carol R. Lizak | | | 59 | | | 首席財務官 | |
Jonathan S. Wolin | | | 62 | | | 參謀長、總法律顧問兼首席合規官 | |
Pravin Chaturvedi,博士 | | | 60 | | | 首席科學官 | |
Ian Wendt | | | 55 | | | 首席商務官 | |
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年
|
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薪水
($) |
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獎勵
($) |
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選項
獎勵 ($)(1) |
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stock
獎勵 ($)(2) |
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所有其他
補償 ($)(3) |
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總計
($) |
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Lisa A. Conte
總裁兼首席執行官 |
| | | | 2022 | | | | | | 603,347 | | | | | | 160,140 | | | | | | — | | | | | | 327,403 | | | | | | 7,911 | | | | | | 1,098,801 | | |
| | | 2021 | | | | | | 526,775 | | | | | | 185,000 | | | | | | 1,508,111 | | | | | | 805,950 | | | | | | 10,770 | | | | | | 3,036,606 | | | ||
Pravin Chaturvedi,博士
首席科學官 |
| | | | 2022 | | | | | | 396,404 | | | | | | 80,560 | | | | | | — | | | | | | 101,613 | | | | | | 62,078 | | | | | | 640,655 | | |
| | | 2021 | | | | | | — | | | | | | 102,180 | | | | | | 335,229 | | | | | | 179,100 | | | | | | 265,000 | | | | | | 881,509 | | | ||
Steven R. King,博士
民族植物學研究和知識產權可持續供應主管 |
| | | | 2022 | | | | | | 353,866 | | | | | | 96,385 | | | | | | — | | | | | | 71,386 | | | | | | 27,407 | | | | | | 549,044 | | |
| | | 2021 | | | | | | 308,925 | | | | | | 117,000 | | | | | | 446,273 | | | | | | 238,651 | | | | | | 26,685 | | | | | | 1,137,534 | | | ||
喬納森·沃林
辦公廳主任、總法律顧問兼首席合規官 |
| | | | 2022 | | | | | | 389,348 | | | | | | 104,248 | | | | | | — | | | | | | 101,652 | | | | | | 26,696 | | | | | | 621,944 | | |
| | | 2021 | | | | | | 335,850 | | | | | | 117,792 | | | | | | 222,927 | | | | | | 119,102 | | | | | | 25,075 | | | | | | 820,746 | | | ||
Ian Wendt
首席商務官 |
| | | | 2022 | | | | | | 353,058 | | | | | | 88,252 | | | | | | — | | | | | | 116,591 | | | | | | — | | | | | | 557,901 | | |
| | | 2021 | | | | | | 329,175 | | | | | | 102,375 | | | | | | 222,927 | | | | | | 119,102 | | | | | | — | | | | | | 773,579 | | |
| | |
期權歸屬
開學典禮 日期 |
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證券數量
底層未行使 選項 |
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選項
行使價 |
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股票期權
到期日期 |
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可鍛鍊
|
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不可行使
|
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Lisa A. Conte
|
| | | | 9/22/2016 | | | | | | 1 | | | | | | —(1) | | | | | $ | 298,312.50 | | | | | | 9/22/2026 | | |
| | | 12/21/2017 | | | | | | 1 | | | | | | —(2) | | | | | $ | 29,153.25 | | | | | | 12/21/2027 | | | ||
| | | 3/12/2018 | | | | | | 13 | | | | | | —(3) | | | | | $ | 132,300.00 | | | | | | 3/12/2028 | | | ||
| | | 6/01/2018 | | | | | | 28 | | | | | | —(4) | | | | | $ | 42,943.95 | | | | | | 6/01/2028 | | | ||
| | | 7/24/2019 | | | | | | 4,631 | | | | | | —(6) | | | | | $ | 389.25 | | | | | | 7/24/2029 | | | ||
| | | 3/20/2020 | | | | | | 926 | | | | | | 84(9) | | | | | $ | 100.35 | | | | | | 3/20/2030 | | | ||
| | | 4/05/2021 | | | | | | 1,700 | | | | | | —(10) | | | | | $ | 447.75 | | | | | | 4/05/2031 | | | ||
Pravin Chaturvedi,博士
|
| | | | 7/24/2019 | | | | | | 964 | | | | | | —(6) | | | | | $ | 223.43 | | | | | | 7/24/2020 | | |
| | | 3/20/2020 | | | | | | 193 | | | | | | 17(9) | | | | | $ | 100.35 | | | | | | 3/20/2030 | | | ||
| | | 4/5/2021 | | | | | | 377 | | | | | | 1(10) | | | | | $ | 447.75 | | | | | | 4/5/2031 | | | ||
Steven R. King,博士
|
| | | | 3/12/2018 | | | | | | 476 | | | | | | —(3) | | | | | $ | 132,300.00 | | | | | | 3/12/2028 | | |
| | | 6/01/2018 | | | | | | 72,364 | | | | | | —(4) | | | | | $ | 42,943.95 | | | | | | 6/01/2028 | | | ||
| | | 7/24/2019 | | | | | | 10,874 | | | | | | —(6) | | | | | $ | 389.25 | | | | | | 7/24/2029 | | | ||
| | | 3/20/2020 | | | | | | 11,055 | | | | | | 28(9) | | | | | $ | 100.35 | | | | | | 3/20/2030 | | | ||
| | | 4/05/2021 | | | | | | 8,888 | | | | | | —(10) | | | | | $ | 447.75 | | | | | | 4/05/2031 | | | ||
喬納森·沃林
|
| | | | 11/28/2018 | | | | | | 6 | | | | | | —(5) | | | | | $ | 6,930.00 | | | | | | 11/28/2028 | | |
| | | 7/24/2019 | | | | | | 1,156 | | | | | | —(6) | | | | | $ | 389.25 | | | | | | 7/24/2029 | | | ||
| | | 9/5/2019 | | | | | | 192 | | | | | | —(7) | | | | | $ | 270.00 | | | | | | 9/05/2029 | | | ||
| | | 3/20/2020 | | | | | | 231 | | | | | | 21(9) | | | | | $ | 100.35 | | | | | | 3/20/2030 | | | ||
| | | 4/5/2021 | | | | | | 251 | | | | | | —(10) | | | | | $ | 447.75 | | | | | | 4/5/2031 | | | ||
Ian Wendt
|
| | | | 11/12/2019 | | | | | | 666 | | | | | | —(8) | | | | | $ | 223.43 | | | | | | 11/12/2020 | | |
| | | 3/20/2020 | | | | | | 101 | | | | | | 10(9) | | | | | $ | 100.35 | | | | | | 3/20/2030 | | | ||
| | | 4/5/2021 | | | | | | 251 | | | | | | —(10) | | | | | $ | 447.75 | | | | | | 4/5/2031 | | |
| | |
股權薪酬計劃信息
|
| |||||||||||||||
計劃類別
|
| |
的證券數量
在行使 時發出 未完成的選項, 認股權證和權利 |
| |
加權平均值
的行使價 未完成的選項, 認股權證和權利 ($) |
| |
剩餘的可用證券數量
用於未來以股權形式發行 補償計劃(不包括證券 (a) 列中引用的 |
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(a)
|
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(b)
|
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(c)
|
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證券持有人批准的股權補償計劃 (1):
|
| | | | 26,533 | | | | | $ | 607.22 | | | | | | 6,284(2) | | |
股權補償計劃未獲得證券持有人批准 (3):
|
| | | | 1,546 | | | | | $ | 344.10 | | | | | | 5,108(2) | | |
總計
|
| | | | 28,079 | | | | | $ | 592.73 | | | | | | 11,392 | | |
| | |
股權薪酬計劃信息
|
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計劃類別
|
| |
的證券數量
在行使 時發出 傑出股票獎勵 (限制庫存單位) |
| |
加權平均值
的行使價 未平倉庫存 獎勵(限制性股票 個單位) ($) |
| |
剩餘的證券數量
可供將來在 下發行 股權補償計劃(不包括 (a) 欄中引用的 證券 |
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| | |
(a)
|
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(b)
|
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(c)
|
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證券持有人批准的股權補償計劃 (1):
|
| | | | 43,024 | | | | | $ | 71.70 | | | | | | —(2) | | |
股權補償計劃未獲得證券持有人批准 (3):
|
| | | | 1,841 | | | | | $ | 32.55 | | | | | | —(2) | | |
總計
|
| | | | 44,865 | | | | | $ | 70.09 | | | | | | —(2) | | |
年
|
| |
摘要
補償表 PEO 的總計 ($)(1)(2) |
| |
補償
實際上已付款給 PEO ($)(1)(3) |
| |
平均摘要
補償表 非 PEO 的總計 被任命為高管 軍官 ($)(1)(4) |
| |
平均值
補償 實際上已付款給 非 PEO 被命名為 執行官 ($)(1)(5) |
| |
初始值
固定了 100 美元 基於投資 在 Total 上 股東 返回 ($)(6) |
| |
淨虧損 ($)
可歸因 變為普通的 股東 ($)(7) (以千計) |
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2022 | | | | $ | 1,098,801 | | | | | $ | 502,555 | | | | | $ | 592,386 | | | | | $ | 442,478 | | | | | $ | 3.55 | | | | | $ | (47.45) | | |
2021 | | | | $ | 3,036,606 | | | | | $ | 1,333,519 | | | | | $ | 910,620 | | | | | $ | 580,244 | | | | | $ | 42.54 | | | | | $ | (52.60) | | |
| | |
2022
|
| |
2021
|
| ||||||
PEO 的 SCT Total
|
| | | $ | 1,098,801 | | | | | $ | 3,036,606 | | |
減去:在 SCT 的 “股票獎勵” 欄下報告的金額
|
| | | $ | 327,403 | | | | | $ | 2,314,061 | | |
添加:截至財政年度末已發放的未付和未投入的獎勵截至財政年度末的公允價值
|
| | | $ | 52,686 | | | | | $ | 327,531 | | |
添加:截至財年年末與上一財年相比,公允價值的變化
年底,指任何上一財政年度發放的未付獎勵 且截至財政年度末尚未歸屬 |
| | | $ | (91,523) | | | | | $ | (140704) | | |
添加:截至該財政年度授予和歸屬的獎勵歸屬日的公允價值
|
| | | $ | — | | | | | $ | 182,253 | | |
添加:截至歸屬日的公允價值與上一財年相比的變化
年底,指在前一個財政年度發放的全部歸屬的獎勵 條件在財政年度末或財政年度內得到滿足 |
| | | $ | (101,440) | | | | | $ | 241,894 | | |
減去:財政年度的沒收額等於上一個財政年度的年終價值
|
| | | $ | 128,565 | | | | | $ | 0 | | |
調整總額
|
| | | $ | (596,246) | | | | | $ | (1,703,087) | | |
實際支付給 PEO 的補償
|
| | | $ | 502,555 | | | | | $ | 1,333,519 | | |
| | |
2022
|
| |
2021
|
| ||||||
非 PEO NEO 的平均 SCT 總數
|
| | | $ | 592,386 | | | | | $ | 910,620 | | |
減去:在 SCT 的 “股票獎勵” 欄下報告的金額
|
| | | $ | 97,811 | | | | | $ | 456,327 | | |
添加:截至財政年度末已發放的未付和未投入的獎勵截至財政年度末的公允價值
|
| | | $ | 16,390 | | | | | $ | 64,655 | | |
添加:截至授予和歸屬於財政部門的獎勵歸屬日的公允價值
年 |
| | | $ | — | | | | | $ | 35,997 | | |
添加:截至財政年度末,任何上一財年發放的未付和未歸屬獎勵的公允價值與上一財年年末相比的公允價值變化
|
| | | $ | (18,798) | | | | | $ | (37,996) | | |
減去:財政年度的沒收額等於上一個財政年度的年終價值
|
| | | $ | (26,190) | | | | | $ | — | | |
添加:在財政年末或本財年期間所有歸屬條件均得到滿足的上一財年中發放的獎勵與上一財年年末相比的公允價值變化
|
| | | $ | (23,499) | | | | | $ | 63,295 | | |
調整總額
|
| | | $ | (149,908) | | | | | $ | (330,376) | | |
實際支付給非 PEO NeoS 的平均薪酬*
|
| | | $ | 442,478 | | | | | $ | 580,244 | | |
| | |
年
|
| |
已賺取的費用或
以現金支付 ($) |
| |
期權獎勵
($)(1) |
| |
股票獎勵
($)(2) |
| |
總計 ($)
|
| |||||||||||||||
James J. Bochnowski
|
| | | | 2022 | | | | | | 87,500 | | | | |
|
—
|
| | | | | 49,795 | | | | | | 137,295 | | |
| | | | | 2021 | | | | | | 33,333 | | | | | | 91,372 | | | | | | 48,825 | | | | | | 173,530 | | |
約翰·米切克三世
|
| | | | 2022 | | | | | | 56,875 | | | | | | — | | | | | | 44,543 | | | | | | 101,418 | | |
| | | | | 2021 | | | | | | 21,667 | | | | | | 84,323 | | | | | | 44,919 | | | | | | 150,909 | | |
喬納森 ·B· 西格爾
|
| | | | 2022 | | | | | | 59,063 | | | | | | — | | | | | | 44,543 | | | | | | 103,606 | | |
| | | | | 2021 | | | | | | 22,501 | | | | | | 84,323 | | | | | | 44,919 | | | | | | 151,743 | | |
Anula Jayasuriya
|
| | | | 2022 | | | | | | 20,000 | | | | | | — | | | | | | — | | | | | | 20,000 | | |
| | | | | 2021 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |