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美國證券交易委員會沒有審查這份文件中的信息，也沒有確定它是否準確和完整。 |
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| 美國證券交易委員會
華盛頓特區，20549 表格13F 表格13F信息表 |
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| 第1欄 | 第2欄 | 第3欄 | 第4欄 | 第5欄 | 第6欄 | 第7欄 | 第8欄 | ||||
| 價值 | 股或 | Sh/ | PUT/ | 投資 | 其他 | 投票權機關 | |||||
| 發行人名稱 | 班級名稱 | CUSIP | (x$1000) | PRN金額 | PRN | 看漲 | 酌處權 | 經理 | 鞋底 | 共享 | 無 |
| 加速收購公司 | COM CL A | 00439D102 | 1,654 | 168,411 | SH | DFND | 1 | 168,411 | 0 | 0 | |
| 阿爾戈馬STL集團公司 | *W EXP 10/19/202 | 015658115 | 11 | 11,855 | SH | DFND | 1 | 11,855 | 0 | 0 | |
| 阿爾塔設備集團有限公司 | 普通股 | 02128L106 | 54,826 | 4,979,629 | SH | DFND | 4,979,629 | 0 | 0 | ||
| 阿爾塔設備集團有限公司 | 普通股 | 02128L106 | 11,243 | 1,021,134 | SH | DFND | 1 | 1,021,134 | 0 | 0 | |
| 競技場集團控股有限公司 | COM | 040044109 | 44,979 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | ||
| 競技場集團控股有限公司 | COM | 040044109 | 16,387 | 1,250,910 | SH | DFND | 1 | 1,250,910 | 0 | 0 | |
| ArrowRoot收購公司 | CL A COM | 04282M102 | 400 | 40,764 | SH | DFND | 1 | 40,764 | 0 | 0 | |
| ArrowRoot收購公司 | *W EXP 03/02/202 | 04282M110 | 1 | 43,240 | SH | DFND | 1 | 43,240 | 0 | 0 | |
| Avaya Hldgs公司 | NOTE 2.250% 6/1 | 05351XAB7 | 43 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| B Riley Prin 250合併公司 | UNIT 04/06/2026 | 05602L203 | 5,886 | 600,000 | SH | DFND | 2 | 600,000 | 0 | 0 | |
| Babcock&Wilcox企業 | COM | 05614L209 | 97,335 | 15,256,240 | SH | DFND | 15,256,240 | 0 | 0 | ||
| Babcock&Wilcox企業 | COM | 05614L209 | 73,568 | 11,531,099 | SH | DFND | 1 | 11,531,099 | 0 | 0 | |
| 貝內斯爾資本ACQUSTN公司 | RIGHT 99/99/9999 | 08179B129 | 1 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| CELULARITY Inc. | COM CL A | 151190105 | 870 | 376,821 | SH | DFND | 1 | 376,821 | 0 | 0 | |
| 查拉解決方案公司 | COM | 15957P105 | 5,287 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | |
| 切格公司 | NOTE 0.125% 3/1 | 163092AD1 | 39 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| 切格公司 | NOTE 9/0 | 163092AF6 | 34 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| 哥倫比亞收購公司 | *W EXP 99/99/999 | 19533H116 | 16 | 146,814 | SH | DFND | 1 | 146,814 | 0 | 0 | |
| Core Science Inc. | 普通股 | 21873J108 | 164 | 126,442 | SH | DFND | 1 | 126,442 | 0 | 0 | |
| 深度醫藥收購公司 | RIGHT 09/30/2028 | 243733110 | 1 | 30,099 | SH | DFND | 1 | 30,099 | 0 | 0 | |
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 35,088 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | ||
| DoubleDown交互式CO LT | 廣告 | 25862B109 | 219 | 23,687 | SH | DFND | 1 | 23,687 | 0 | 0 | |
| EOS能源企業公司 | *W EXP 05/06/202 | 29415C119 | 137 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| Exela Technologies Inc. | COM | 30162V706 | 1,699 | 3,750,000 | SH | DFND | 1 | 3,750,000 | 0 | 0 | |
| 法澤控股有限公司 | 普通股 | 31423J102 | 117,351 | 12,123,000 | SH | DFND | 2 | 12,123,000 | 0 | 0 | |
| 法澤控股有限公司 | *W EXP 03/01/202 | 31423J110 | 86 | 156,001 | SH | DFND | 2 | 156,001 | 0 | 0 | |
| 特許經營集團公司 | COM | 35180X105 | 5,554 | 228,549 | SH | DFND | 1 | 228,549 | 0 | 0 | |
| 加勒特運動公司 | PFD轉換SER A | 366505204 | 319 | 44,895 | SH | DFND | 1 | 44,895 | 0 | 0 | |
| Gores Holdings VII Inc. | COM CL A | 38287A101 | 670 | 69,254 | SH | DFND | 1 | 69,254 | 0 | 0 | |
| Gores技術合作夥伴II | A類COM | 38287L107 | 322 | 32,742 | SH | DFND | 1 | 32,742 | 0 | 0 | |
| 醫療保健服務獲得核心 | *W EXP 99/99/999 | 42227K112 | 4 | 137,954 | SH | DFND | 1 | 137,954 | 0 | 0 | |
| 康寶萊營養有限公司 | NOTE 2.625% 3/1 | 42703MAD5 | 165 | 182,000 | SH | DFND | 1 | 182,000 | 0 | 0 | |
| IMedia Brands Inc. | COM CL A | 452465206 | 59 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| 靈感來自ENTMT Inc. | COM | 45782N108 | 2,509 | 284,161 | SH | DFND | 284,161 | 0 | 0 | ||
| 靈感來自ENTMT Inc. | COM | 45782N108 | 2,138 | 242,130 | SH | DFND | 1 | 242,130 | 0 | 0 | |
| 靈感來自ENTMT Inc. | COM | 45782N108 | 221 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
| 創新公司 | COM | 45784J105 | 1,905 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
| 創新公司 | COM | 45784J105 | 800 | 1,142,929 | SH | DFND | 1 | 1,142,929 | 0 | 0 | |
| 創新公司 | COM | 45784J105 | 16 | 22,904 | SH | DFND | 2 | 22,904 | 0 | 0 | |
| 旅行醫療公司 | COM | 48115J109 | 2,127 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
| 蘭德西家園公司 | COM | 51509P103 | 72 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| Lazyday Hldgs Inc. | COM | 52110H100 | 9,434 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
| Lazyday Hldgs Inc. | COM | 52110H100 | 11,225 | 831,457 | SH | DFND | 1 | 831,457 | 0 | 0 | |
| Lazyday Hldgs Inc. | COM | 52110H100 | 3,343 | 247,663 | SH | DFND | 2 | 247,663 | 0 | 0 | |
| Liberty拉丁美洲有限公司 | NOTE 2.000% 7/1 | 53069QAB5 | 109 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| 自由媒體收購公司 | COM SR A | 53073L104 | 2,332 | 234,640 | SH | DFND | 1 | 234,640 | 0 | 0 | |
| LIFEMD Inc. | COM | 53216B104 | 2,168 | 1,100,711 | SH | DFND | 1 | 1,100,711 | 0 | 0 | |
| MSP恢復公司 | *W EXP 05/20/202 | 553745126 | 2 | 34,883 | SH | DFND | 1 | 34,883 | 0 | 0 | |
| Marchex Inc. | CL B | 56624R108 | 2,584 | 1,538,289 | SH | DFND | 1,538,289 | 0 | 0 | ||
| Marchex Inc. | CL B | 56624R108 | 2,485 | 1,479,207 | SH | DFND | 1 | 1,479,207 | 0 | 0 | |
| MINIM Inc. | COM | 60365W102 | 329 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
| 山頂ACQUSITN CRP | RIGHT 06/29/2026 | 62403K116 | 2 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| 新基因組學公司 | NOTE 0.250% 1/1 | 64049MAB6 | 21 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | |
| 紐伯裏街ACQUISITN CORE | *W EXP 04/30/202 | 65101L112 | 1 | 19,855 | SH | DFND | 1 | 19,855 | 0 | 0 | |
| NEXTNAV Inc. | 普通股 | 65345N106 | 5,499 | 2,044,334 | SH | DFND | 1 | 2,044,334 | 0 | 0 | |
| NEXTNAV Inc. | 普通股 | 65345N106 | 538 | 199,912 | SH | DFND | 2 | 199,912 | 0 | 0 | |
| NEXTNAV Inc. | *W EXP 10/28/202 | 65345N114 | 28 | 55,974 | SH | DFND | 1 | 55,974 | 0 | 0 | |
| 北極星INVSTMNT公司 | COM A類 | 66573W107 | 491 | 49,785 | SH | DFND | 1 | 49,785 | 0 | 0 | |
| 佩佩圖亞資源公司 | COM | 714266103 | 1,483 | 734,122 | SH | DFND | 734,122 | 0 | 0 | ||
| 佩佩圖亞資源公司 | COM | 714266103 | 3,722 | 1,842,389 | SH | DFND | 1 | 1,842,389 | 0 | 0 | |
| 物業解決方案獲取 | UNIT 03/01/2026 | 74350A207 | 909 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
| 量子公司 | COM新聞 | 747906501 | 4,054 | 3,753,578 | SH | DFND | 3,753,578 | 0 | 0 | ||
| 量子公司 | COM新聞 | 747906501 | 272 | 251,862 | SH | DFND | 1 | 251,862 | 0 | 0 | |
| Sequans Communications S A | 贊助美國存托股份 | 817323207 | 1,336 | 374,296 | SH | DFND | 1 | 374,296 | 0 | 0 | |
| Shopify | NOTE 0.125%11/0 | 82509LAA5 | 163 | 199,000 | SH | DFND | 1 | 199,000 | 0 | 0 | |
| Synchronoss科技公司 | COM | 87157B103 | 13,772 | 12,080,499 | SH | DFND | 1 | 12,080,499 | 0 | 0 | |
| TLG Acquisition One Corp | *W EXP 01/25/202 | 87257M116 | 2 | 30,405 | SH | DFND | 1 | 30,405 | 0 | 0 | |
| 蒂凱公司 | NOTE 5.000% 1/1 | 87900YAE3 | 15 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| 瓷磚商店Hldgs Inc. | COM | 88677Q109 | 1,864 | 529,570 | SH | DFND | 529,570 | 0 | 0 | ||
| Transact Technologies Inc. | COM | 892918103 | 3,658 | 1,002,140 | SH | DFND | 1 | 1,002,140 | 0 | 0 | |
| 部落資本增長公司I | A類COM | 89601Y101 | 108 | 10,980 | SH | DFND | 1 | 10,980 | 0 | 0 | |
| 部落資本增長公司I | *W EXP 02/28/202 | 89601Y119 | 0 | 10,295 | SH | DFND | 1 | 10,295 | 0 | 0 | |
| 維多利亞的祕密和CO | 普通股 | 926400102 | 603 | 20,700 | SH | DFND | 1 | 20,700 | 0 | 0 | |
| Yotta收購公司 | *W EXP 03/15/202 | 98741Y111 | 4 | 99,918 | SH | DFND | 1 | 99,918 | 0 | 0 | |
| Yotta收購公司 | RIGHT 03/15/2027 | 98741Y129 | 5 | 81,368 | SH | DFND | 1 | 81,368 | 0 | 0 | |
| 非洲黃金收購核心 | *W EXP 03/31/202 | G0112R124 | 28 | 689,799 | SH | DFND | 1 | 689,799 | 0 | 0 | |
| ALSP蘭花收購公司 | *W EXP 11/03/202 | G0231L123 | 3 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | |
| 藍色狩獵集團ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 1 | 10,339 | SH | DFND | 1 | 10,339 | 0 | 0 | |
| BLUERIVER收購公司 | *W EXP 01/04/202 | G1261Q115 | 0 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| Cova收購公司 | *W EXP 02/05/202 | G2554Y120 | 1 | 41,650 | SH | DFND | 1 | 41,650 | 0 | 0 | |
| 收購Crown Proptech | SHS CL A | G25741102 | 151 | 15,200 | SH | DFND | 1 | 15,200 | 0 | 0 | |
| CRESCERA CAP收購核心 | *W EXP 11/18/202 | G26507114 | 2 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
| Crypto 1收購公司 | *W EXP 04/30/202 | G3168A110 | 5 | 46,236 | SH | DFND | 1 | 46,236 | 0 | 0 | |
| FTAC HERA收購公司 | A類訂單SHS | G3728Y103 | 599 | 60,354 | SH | DFND | 1 | 60,354 | 0 | 0 | |
| INFINT收購公司 | *W EXP 99/99/999 | G47862126 | 10 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| Kismet收購三個核心 | *W EXP 06/30/202 | G5276C102 | 2 | 160,317 | SH | DFND | 1 | 160,317 | 0 | 0 | |
| Kismet收購兩家公司 | *W EXP 06/30/202 | G52807115 | 2 | 31,809 | SH | DFND | 1 | 31,809 | 0 | 0 | |
| 梅利·卡澤克先鋒公司 | A類訂單 | G5S74L106 | 860 | 87,093 | SH | DFND | 1 | 87,093 | 0 | 0 | |
| 社會資本HEDOSOPHA HLD | SHS CL A | G82514103 | 462 | 46,109 | SH | DFND | 1 | 46,109 | 0 | 0 | |
| SWVL控股公司 | A類COM | G86302109 | 17 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
| 超新星PATN ACQ CO III L | SHS CL A | G8T90F102 | 517 | 52,204 | SH | DFND | 1 | 52,204 | 0 | 0 | |
| VAHANNA技術優勢ACQSTN IC | *W EXP 11/30/202 | G9320Z117 | 18 | 160,070 | SH | DFND | 1 | 160,070 | 0 | 0 | |
| VY全球增長 | COM CL A | G9444H100 | 3,609 | 359,839 | SH | DFND | 1 | 359,839 | 0 | 0 | |