|
Cayman Islands*
(州或其他管轄範圍
成立公司或組織) |
| |
6770
(主要標準工業
分類代碼號) |
| |
98-1584818
(I.R.S. Employer
識別碼) |
|
|
Jaclyn L. Cohen
Raymond O. Gietz Weil, Gotshal & Manges LLP 767 Fifth Avenue New York, NY 10153 Tel: (212) 310-8000 |
| |
Charles S. Berkman
Chief Legal Officer OmniAb, Inc. 5980 Horton Street, Suite 600 Emeryville, CA 94608 Tel: (510) 250-7800 |
| |
Matthew T. Bush
R. Scott Shean Anthony A. Gostanian Latham & Watkins LLP 12670 High Bluff Drive San Diego, California 92130 Tel: (858) 523-5400 |
|
| 大型加速文件服務器☐ | | | Accelerated filer ☐ | |
| 非加速文件管理器 | | | 較小的報告公司 | |
| | | | 新興成長型公司 | |
| | | | | | | Sincerely, | |
| | | | | | |
Matthew W. Foehr
總裁和首席執行官 OmniAb, Inc. |
|
| | |
Page
|
| |||
對其他信息的引用
|
| | | | 6 | | |
TRADEMARKS
|
| | | | 7 | | |
SELECTED DEFINITIONS
|
| | | | 8 | | |
有關前瞻性陳述的警示聲明
|
| | | | 14 | | |
QUESTIONS AND ANSWERS
|
| | | | 16 | | |
委託書/招股説明書/信息説明書摘要
|
| | | | 45 | | |
市場價格和股息信息
|
| | | | 76 | | |
亞太地區和OMNIAB未經審計的備考簡明合併財務信息
|
| | | | 78 | | |
RISK FACTORS
|
| | | | 92 | | |
亞太地區特別股東大會
|
| | | | 160 | | |
1號股東提案 - 企業合併提案
|
| | | | 166 | | |
第2號股東提案 - 本地化提案
|
| | | | 235 | | |
第三號股東提案 - 組織文件
PROPOSAL |
| | | | 237 | | |
第4號股東提案 - 不具約束力的治理提案
|
| | | | 240 | | |
第5號股東提案 - 股票發行提案
|
| | | | 244 | | |
第6號股東提案 - 激勵計劃提案
|
| | | | 247 | | |
第7號股東提案 - ESPP提案
|
| | | | 252 | | |
第8號股東提案 - 董事選舉提案
|
| | | | 257 | | |
第9號股東提案 - 休會提案
|
| | | | 259 | | |
美國聯邦所得税對亞太地區股東的重大影響
|
| | | | 260 | | |
分配和合並給配基股東帶來的重大美國聯邦所得税後果
|
| | | | 274 | | |
亞太地區和合並子公司信息
|
| | | | 279 | | |
亞太地區管理層對財務狀況和運營結果的討論和分析
|
| | | | 284 | | |
MANAGEMENT OF APAC
|
| | | | 292 | | |
有關配體的信息
|
| | | | 299 | | |
有關OMNIAB業務的信息
|
| | | | 300 | | |
OMNIAB管理層對財務狀況的討論和分析
AND RESULTS OF OPERATIONS |
| | | | 336 | | |
OMNIAB高管和董事薪酬
|
| | | | 354 | | |
業務合併後新OMNIAB的管理
|
| | | | 371 | | |
證券的實益所有權
|
| | | | 379 | | |
某些關係和關聯人交易
|
| | | | 384 | | |
某些受益所有者的擔保所有權和管理
OMNIAB |
| | | | 390 | | |
分離和分配
|
| | | | 392 | | |
合併後的公司證券説明
|
| | | | 393 | | |
公司治理與股東權利比較
|
| | | | 398 | | |
證券法對合並後公司證券轉售的限制
|
| | | | 409 | | |
| | |
Page
|
| |||
持不同政見者的權利和評估權
|
| | | | 410 | | |
提交股東建議書
|
| | | | 411 | | |
未來股東提案
|
| | | | 412 | | |
向股東交付文件/HOUSEHOLDING
|
| | | | 413 | | |
其他股東通信
|
| | | | 414 | | |
LEGAL MATTERS
|
| | | | 414 | | |
EXPERTS
|
| | | | 414 | | |
您可以在哪裏找到更多信息
|
| | | | 415 | | |
財務報表索引
|
| | | | F-1 | | |
合併財務報表索引
|
| | | | F-1 | | |
ANNEXES
|
| | | | A-1 | | |
招股説明書中不需要的信息
|
| | | | II-1 | | |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption
Scenario(1) |
| |
Maximum Redemption
Scenario(2) |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage of
Outstanding Shares |
| |
Number of
Shares |
| |
Percentage of
Outstanding Shares |
| |
Number of
Shares |
| |
Percentage of
Outstanding Shares |
| ||||||||||||||||||
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | 18.0% | | | | | | 11,500,000 | | | | | | 9.9% | | | | | | — | | | | | | 0.0% | | |
Sponsor and related parties(3)(4)(6)
|
| | | | 7,250,000 | | | | | | 5.7% | | | | | | 7,250,000 | | | | | | 6.2% | | | | | | 17,250,000 | | | | | | 15.0% | | |
OmniAb’s (Ligand’s) stockholders(5)(6)
|
| | | | 97,731,592 | | | | | | 76.3% | | | | | | 97,731,592 | | | | | | 83.9% | | | | | | 97,731,592 | | | | | | 85.0% | | |
Total(7)(8) | | | |
|
127,981,592
|
| | | |
|
100.0%
|
| | | |
|
116,481,592
|
| | | |
|
100.0%
|
| | | |
|
114,981,592
|
| | | |
|
100.0%
|
| |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption Scenario
|
| |
Maximum Redemption
Scenario |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| ||||||||||||||||||
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | 20.7% | | | | | | 11,500,000 | | | | | | 11.6% | | | | | | — | | | | | | 0.0% | | |
贊助商及相關方
|
| | | | 5,333,333 | | | | | | 4.8% | | | | | | 5,333,333 | | | | | | 5.4% | | | | | | 16,052,083 | | | | | | 16.2% | | |
OmniAbs(配體)股東
|
| | | | 82,731,592 | | | | | | 74.5% | | | | | | 82,731,592 | | | | | | 83.0% | | | | | | 82,731,592 | | | | | | 83.8% | | |
Total
|
| | | | 111,064,925 | | | | | | 100.0% | | | | | | 99,564,925 | | | | | | 100.0% | | | | | | 98,783,675 | | | | | | 100.0% | | |
| | |
在新OmniAb中的份額所有權(1)
|
| | | | |||||||||||||||||||||||||||||||||||||||
| | |
無贖回情況
|
| |
50% Redemptions Scenario
|
| |
100% Redemptions Scenario
|
| | | | | | | | | | |||||||||||||||||||||||||||
其他稀釋源
|
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| | | | ||||||||||||||||||||||||
APAC Warrants
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
APAC Public Warrants(2)
|
| | | | 7,666,667 | | | | | | 5.7% | | | | | | 7,666,667 | | | | | | 6.2% | | | | | | 7,666,667 | | | | | | 6.3% | | | | | | ||||||
亞太地區私募認股權證(3)
|
| | | | 8,233,333 | | | | | | 6.0% | | | | | | 8,233,333 | | | | | | 6.6% | | | | | | 8,233,333 | | | | | | 6.7% | | | | | | ||||||
遠期購買中發行的亞太地區權證(4)
|
| | | | 1,666,667 | | | | | | 1.3% | | | | | | 1,666,667 | | | | | | 1.4% | | | | | | 1,666,667 | | | | | | 1.4% | | | | | | ||||||
在贖回支持(5)中發行的亞太地區認股權證
|
| | | | 0 | | | | | | 0.0% | | | | | | 0 | | | | | | 0.0% | | | | | | 1,666,667 | | | | | | 1.4% | | | | | | ||||||
APAC Private Placement
根據 可發行的認股權證 轉可兑換本票 Note(6) |
| | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | | | | | ||||||
OmniAb Prior Plans
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
OmniAb Options(7)
|
| | | | 13,587,254 | | | | | | 9.6% | | | | | | 13,587,254 | | | | | | 10.4% | | | | | | 13,587,254 | | | | | | 10.6% | | | | | | ||||||
OmniAb RSUs and OmniAb PSUs(8)
|
| | | | 1,402,039 | | | | | | 1.1% | | | | | | 1,402,039 | | | | | | 1.2% | | | | | | 1,402,039 | | | | | | 1.2% | | | | | | ||||||
新的OmniAb提出的計劃
|
| | | | | | | | | | ||||||||||||||||||||||||||||||||||||
2022 Plan(9)
|
| | | | 18,235,000 | | | | | | 12.5% | | | | | | 16,625,000 | | | | | | 12.5% | | | | | | 16,415,000 | | | | | | 12.5% | | | | | | ||||||
ESPP(10)
|
| | | | 1,953,750 | | | | | | 1.5% | | | | | | 1,781,250 | | | | | | 1.5% | | | | | | 1,758,750 | | | | | | 1.5% | | | | | | ||||||
額外稀釋劑來源合計(11)
|
| | |
|
53,244,710
|
| | | |
|
29.4%
|
| | | |
|
51,462,210
|
| | | |
|
30.6%
|
| | | |
|
52,896,377
|
| | | |
|
31.5%
|
| | | | |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
無贖回情況
|
| |
50% Redemptions Scenario(1)
|
| |
100% Redemptions Scenario(2)
|
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| ||||||||||||||||||
Base Scenario(4)
|
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 114,981,592 | | | | | $ | 10.25 | | |
不包括保薦人溢價股份和泛抗體溢價股份(5)
|
| | | | 111,064,925 | | | | | $ | 11.83 | | | | | | 99,564,925 | | | | | $ | 12.01 | | | | | | 98,783,675 | | | | | $ | 11.93 | | |
承擔亞太地區公共事務的行使
Warrants(6) |
| | | | 135,648,259 | | | | | $ | 10.34 | | | | | | 124,148,259 | | | | | $ | 10.35 | | | | | | 122,648,259 | | | | | $ | 10.32 | | |
承擔APAC Private的行使
Placement Warrants(7) |
| | | | 136,214,925 | | | | | $ | 10.34 | | | | | | 124,714,925 | | | | | $ | 10.35 | | | | | | 123,214,925 | | | | | $ | 10.33 | | |
假設在遠期發行的亞太地區認股權證的行使
Purchase (8) |
| | | | 129,648,259 | | | | | $ | 10.29 | | | | | | 118,148,259 | | | | | $ | 10.29 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
假設行使在贖回後盾中發行的亞太認股權證(9)
|
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
承擔APAC Private的行使
可發行的配售權證 Pursuant to Convertible Promissory Note(10) |
| | | | 128,481,592 | | | | | $ | 10.27 | | | | | | 116,981,592 | | | | | $ | 10.28 | | | | | | 115,481,592 | | | | | $ | 10.25 | | |
包括OmniAbRSU和OmniAbPSU的轉換(11)
|
| | | | 129,383,631 | | | | | $ | 10.16 | | | | | | 117,883,631 | | | | | $ | 10.15 | | | | | | 116,383,631 | | | | | $ | 10.12 | | |
包括根據2022年計劃(12)為發行保留的股份
|
| | | | 146,216,592 | | | | | $ | 8.99 | | | | | | 133,106,592 | | | | | $ | 8.99 | | | | | | 131,396,592 | | | | | $ | 8.97 | | |
包括根據esp為發行保留的股份(13)
|
| | | | 129,935,342 | | | | | $ | 10.25 | | | | | | 118,262,842 | | | | | $ | 10.25 | | | | | | 116,740,342 | | | | | $ | 10.22 | | |
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario |
| |
100% Redemptions
Scenario |
| |||||||||
| | |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |||||||||
Base Scenario
|
| | | $ | 1.31 | | | | | $ | 1.20(3)(a) | | | | | $ | 1.18(3)(b) | | |
不包括保薦人溢價股份和泛抗體溢價股份(3)(C)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
假設行使亞太地區的公共認股權證(3)(D)
|
| | | $ | 1.40 | | | | | $ | 1.28 | | | | | $ | 1.27 | | |
假設行使亞太地區私募認股權證(3)(E)
|
| | | $ | 1.41 | | | | | $ | 1.29 | | | | | $ | 1.27 | | |
假設亞太地區認股權證的行使
Forward Purchase(3)(f) |
| | | $ | 1.33 | | | | | $ | 1.22 | | | | | $ | 1.20 | | |
假設亞太地區認股權證的行使
Redemption Backstop(3)(g) |
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.20 | | |
假設根據可轉換本票(3)(H)行使亞太地區私募認股權證
|
| | | $ | 1.32 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括OmniAbRSU和OmniAbPSU的轉換(3)(I)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario |
| |
100% Redemptions
Scenario |
| |||||||||
| | |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |||||||||
包括根據2022年計劃(3)(J)為發行而保留的股份
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括根據esp(3)(K)為發行保留的股份
|
| | | $ | 1.33 | | | | | $ | 1.21 | | | | | $ | 1.19 | | |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption
Scenario(1) |
| |
Maximum Redemption
Scenario(2) |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage of
Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| ||||||||||||||||||
APAC’s public shareholders
|
| | | | 23,000,000 | | | | | | 18.0% | | | | | | 11,500,000 | | | | | | 9.9% | | | | | | — | | | | | | 0.0% | | |
Sponsor and related parties(3)(4)(6)
|
| | | | 7,250,000 | | | | | | 5.7% | | | | | | 7,250,000 | | | | | | 6.2% | | | | | | 17,250,000 | | | | | | 15.0% | | |
OmniAb’s (Ligand’s)
stockholders (5)(6) |
| | | | 97,731,592 | | | | | | 76.3% | | | | | | 97,731,592 | | | | | | 83.9% | | | | | | 97,731,592 | | | | | | 85.0% | | |
Total(7)(8) | | | |
|
127,981,592
|
| | | |
|
100.0%
|
| | | |
|
116,481,592
|
| | | |
|
100.0%
|
| | | |
|
114,981,592
|
| | | |
|
100.0%
|
| |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption Scenario
|
| |
Maximum Redemption
Scenario |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| ||||||||||||||||||
APAC’s public shareholders
|
| | | | 23,000,000 | | | | | | 20.7% | | | | | | 11,500,000 | | | | | | 11.6% | | | | | | — | | | | | | 0.0% | | |
贊助商及相關方
|
| | | | 5,333,333 | | | | | | 4.8% | | | | | | 5,333,333 | | | | | | 5.4% | | | | | | 16,052,083 | | | | | | 16.3% | | |
OmniAb’s (Ligand’s)
stockholders |
| | | | 82,731,592 | | | | | | 74.5% | | | | | | 82,731,592 | | | | | | 83.0% | | | | | | 82,731,592 | | | | | | 83.8% | | |
Total
|
| | | | 111,064,925 | | | | | | 100.0% | | | | | | 99,564,925 | | | | | | 100.0% | | | | | | 98,783,675 | | | | | | 100.0% | | |
| | |
Share Ownership in New OmniAb(1)
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemptions Scenario
|
| |
50% Redemptions Scenario
|
| |
100% Redemptions Scenario
|
| |||||||||||||||||||||||||||
其他稀釋源
|
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of
then Outstanding Shares |
| ||||||||||||||||||
APAC Warrants
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
APAC Public Warrants(2)
|
| | | | 7,666,667 | | | | | | 5.7% | | | | | | 7,666,667 | | | | | | 6.2% | | | | | | 7,666,667 | | | | | | 6.3% | | |
亞太地區私募認股權證(3)
|
| | | | 8,233,333 | | | | | | 6.0% | | | | | | 8,233,333 | | | | | | 6.6% | | | | | | 8,233,333 | | | | | | 6.7% | | |
遠期購買中發行的亞太地區權證(4)
|
| | | | 1,666,667 | | | | | | 1.3% | | | | | | 1,666,667 | | | | | | 1.4% | | | | | | 1,666,667 | | | | | | 1.4% | | |
在贖回支持(5)中發行的亞太地區認股權證
|
| | | | 0 | | | | | | 0.0% | | | | | | 0 | | | | | | 0.0% | | | | | | 1,666,667 | | | | | | 1.4% | | |
亞太地區可根據可轉換本票發行的私募認股權證(6)
|
| | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | |
OmniAb Prior Plans
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
OmniAb Options(7)
|
| | | | 13,587,254 | | | | | | 9.6% | | | | | | 13,587,254 | | | | | | 10.4% | | | | | | 13,587,254 | | | | | | 10.6% | | |
OmniAb RSUs and OmniAb PSUs(8)
|
| | | | 1,402,039 | | | | | | 1.1% | | | | | | 1,402,039 | | | | | | 1.2% | | | | | | 1,402,039 | | | | | | 1.2% | | |
New OmniAb Proposed Plans
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
2022 Plan(9)
|
| | | | 18,235,000 | | | | | | 12.5% | | | | | | 16,625,000 | | | | | | 12.5% | | | | | | 16,415,000 | | | | | | 12.5% | | |
ESPP(10)
|
| | | | 1,953,750 | | | | | | 1.5% | | | | | | 1,781,250 | | | | | | 1.5% | | | | | | 1,758,750 | | | | | | 1.5% | | |
額外稀釋劑來源合計(11)
|
| | |
|
53,244,710
|
| | | |
|
29.4%
|
| | | |
|
51,462,210
|
| | | |
|
30.6%
|
| | | |
|
52,896,377
|
| | | |
|
31.5%
|
| |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario(1) |
| |
100% Redemptions
Scenario(2) |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| ||||||||||||||||||
Base Scenario(4)
|
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 114,981,592 | | | | | $ | 10.25 | | |
不包括保薦人溢價股份和
OmniAb Earnout Shares(5) |
| | | | 111,064,925 | | | | | $ | 11.83 | | | | | | 99,564,925 | | | | | $ | 12.01 | | | | | | 98,783,675 | | | | | $ | 11.93 | | |
假設行使亞太地區公共認股權證(6)
|
| | | | 135,648,259 | | | | | $ | 10.34 | | | | | | 124,148,259 | | | | | $ | 10.35 | | | | | | 122,648,259 | | | | | $ | 10.32 | | |
假設行使亞太地區私募認股權證(7)
|
| | | | 136,214,925 | | | | | $ | 10.34 | | | | | | 124,714,925 | | | | | $ | 10.35 | | | | | | 123,214,925 | | | | | $ | 10.33 | | |
假設亞太地區認股權證的行使
issued in the Forward Purchase(8) |
| | | | 129,648,259 | | | | | $ | 10.29 | | | | | | 118,148,259 | | | | | $ | 10.29 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
假設亞太地區認股權證的行使
issued in the Redemption Backstop(9) |
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
假設根據可轉換本票(10)可發行的亞太地區私募認股權證的行使
|
| | | | 128,481,592 | | | | | $ | 10.27 | | | | | | 116,981,592 | | | | | $ | 10.28 | | | | | | 115,481,592 | | | | | $ | 10.25 | | |
包括OmniAbRSU和OmniAbPSU的轉換(11)
|
| | | | 129,383,631 | | | | | $ | 10.16 | | | | | | 117,883,631 | | | | | $ | 10.15 | | | | | | 116,383,631 | | | | | $ | 10.12 | | |
包括根據2022年計劃(12)為發行保留的股份
|
| | | | 146,216,592 | | | | | $ | 8.99 | | | | | | 133,106,592 | | | | | $ | 8.99 | | | | | | 131,396,592 | | | | | $ | 8.97 | | |
包括根據esp為發行保留的股份(13)
|
| | | | 129,935,342 | | | | | $ | 10.25 | | | | | | 118,262,842 | | | | | $ | 10.25 | | | | | | 116,740,342 | | | | | $ | 10.22 | | |
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario |
| |
100% Redemptions
Scenario |
| |||||||||
| | |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |||||||||
Base Scenario
|
| | | $ | 1.31 | | | | | $ | 1.20(3)(a) | | | | | $ | 1.18(3)(b) | | |
不包括保薦人溢價股份和泛抗體溢價股份(3)(C)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
假設行使亞太地區的公共認股權證(3)(D)
|
| | | $ | 1.40 | | | | | $ | 1.28 | | | | | $ | 1.27 | | |
假設行使亞太地區私募認股權證(3)(E)
|
| | | $ | 1.41 | | | | | $ | 1.29 | | | | | $ | 1.27 | | |
假設亞太地區認股權證的行使
Forward Purchase(3)(f) |
| | | $ | 1.33 | | | | | $ | 1.22 | | | | | $ | 1.20 | | |
假設亞太地區認股權證的行使
Redemption Backstop(3)(g) |
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.20 | | |
假設根據可轉換本票(3)(H)行使亞太地區私募認股權證
|
| | | $ | 1.32 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括OmniAbRSU和OmniAbPSU的轉換(3)(I)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括根據2022年計劃(3)(J)為發行而保留的股份
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括根據esp(3)(K)為發行保留的股份
|
| | | $ | 1.33 | | | | | $ | 1.21 | | | | | $ | 1.19 | | |
(單位為千,份額除外)
|
| |
No Redemptions
Scenario |
| |
50% Redemption
Scenario |
| |
Maximum
Redemption Scenario |
| |||||||||
Unredeemed public shares
|
| | | | 23,000,000 | | | | | | 11,500,000 | | | | | | — | | |
Trust proceeds to New OmniAb
|
| | | $ | 235,750 | | | | | $ | 117,875 | | | | | $ | — | | |
延期承銷佣金(1)
|
| | | $ | 4,025 | | | | | $ | 4,025 | | | | | $ | 4,025 | | |
有效遞延承銷費(%)
|
| | | | 1.71% | | | | | | 3.41% | | | | | | —% | | |
每股有效遞延承銷費
|
| | | $ | 0.18 | | | | | $ | 0.35 | | | | | $ | — | | |
Sources
|
| |
Uses
|
| ||||||||||||
信託賬户中持有的有價證券(1)
|
| | | $ | 236,098,332 | | | |
Cash to balance sheet
|
| | | $ | 230,873,332 | | |
Ligand Contribution(2)
|
| | | | 15,000,000 | | | |
Deferred Underwriting Fee(3)
|
| | | | 4,025,000 | | |
Forward Purchase(4)
|
| | | | 15,000,000 | | | |
交易和其他費用(5)
|
| | | | 31,200,000 | | |
Total sources
|
| | | $ | 266,098,332 | | | |
Total uses
|
| | | $ | 266,098,332 | | |
Sources
|
| |
Uses
|
| ||||||||||||
信託賬户中持有的現金和投資(1)
|
| | | $ | 0 | | | |
Cash to balance sheet
|
| | | $ | 94,775,000 | | |
Ligand Contribution(2)
|
| | | | 15,000,000 | | | |
Deferred Underwriting Fee(5)
|
| | | | 4,025,000 | | |
Forward Purchase(3)
|
| | | | 15,000,000 | | | |
交易和其他費用(6)
|
| | | | 31,200,000 | | |
Redemption Backstop(4)
|
| | | | 100,000,000 | | | | | | | | | — | | |
Total sources
|
| | | $ | 130,000,000 | | | |
Total uses
|
| | | $ | 130,000,000 | | |
| | |
Pro Forma Combined
(Assuming No Redemptions) |
| |
Pro Forma Combined
(Assuming Maximum Redemptions) |
| ||||||
| | |
(千,不包括每股和每股數據)
|
| |||||||||
未經審計的形式彙總壓縮彙總 | | | | | | | | | | | | | |
截至2022年6月30日的六個月營業報表數據
|
| | | | | | | | | | | | |
Revenue
|
| | | $ | 16,822 | | | | | $ | 16,822 | | |
Operating expenses
|
| | | | 43,950 | | | | | | 43,950 | | |
Loss from operations
|
| | | | (27,128) | | | | | | (27,128) | | |
Net loss
|
| | | | (20,346) | | | | | | (20,346) | | |
每股基本和攤薄淨虧損
|
| | | $ | (0.18) | | | | | $ | (0.21) | | |
基本和稀釋後加權平均流通股
|
| | | | 111,064,925 | | | | | | 98,783,675 | | |
| | |
Pro Forma Combined
(Assuming No Redemptions) |
| |
Pro Forma Combined
(Assuming Maximum Redemptions) |
| ||||||
| | |
(千,不包括每股和每股數據)
|
| |||||||||
未經審計的形式彙總壓縮彙總 | | | | | | | | | | | | | |
截至2021年12月31日的年度經營報表數據
|
| | | | | | | | | | | | |
Revenue
|
| | | $ | 34,748 | | | | | $ | 34,748 | | |
Operating expenses
|
| | | | 70,827 | | | | | | 70,827 | | |
Loss from operations
|
| | | | (36,079) | | | | | | (36,079) | | |
Net loss
|
| | | | (30,860) | | | | | | (30,860) | | |
每股基本和攤薄淨虧損
|
| | | $ | (0.28) | | | | | $ | (0.31) | | |
基本和稀釋後加權平均流通股
|
| | | | 111,064,925 | | | | | | 98,783,675 | | |
選定的未經審計的備考形式濃縮組合 | | | | | | | | | | | | | |
Balance Sheet Data as of June 30, 2022 | | | | | | | | | | | | | |
Total assets
|
| | | $ | 527,384 | | | | | $ | 391,286 | | |
Total liabilities
|
| | | $ | 69,937 | | | | | $ | 69,937 | | |
Total stockholders’ equity
|
| | | $ | 457,447 | | | | | $ | 321,349 | | |
| | |
Ligand
|
| |||||||||
| | |
High
|
| |
Low
|
| ||||||
Calendar Year Ended December 31, 2020 | | | | | | | | | | | | | |
First Quarter
|
| | | $ | 122.08 | | | | | $ | 57.24 | | |
Second Quarter
|
| | | $ | 124.97 | | | | | $ | 67.25 | | |
Third Quarter
|
| | | $ | 127.80 | | | | | $ | 87.44 | | |
Fourth Quarter
|
| | | $ | 108.00 | | | | | $ | 78.26 | | |
Calendar Year Ended December 31, 2021 | | | | | | | | | | | | | |
First Quarter
|
| | | $ | 219.75 | | | | | $ | 98.62 | | |
Second Quarter
|
| | | $ | 159.97 | | | | | $ | 110.26 | | |
Third Quarter
|
| | | $ | 146.17 | | | | | $ | 102.01 | | |
Fourth Quarter
|
| | | $ | 169.98 | | | | | $ | 126.00 | | |
Calendar Year Ended December 31, 2022 | | | | | | | | | | | | | |
First Quarter
|
| | | $ | 156.27 | | | | | $ | 88.50 | | |
Second Quarter
|
| | | $ | 118.38 | | | | | $ | 72.57 | | |
Third Quarter (through September 1, 2022)
|
| | | $ | 108.25 | | | | | $ | 87.26 | | |
| | |
Ligand
|
| |||
March 23, 2022
|
| | | $ | 109.83 | | |
September 9, 2022
|
| | | $ | 96.10 | | |
| | |
假設沒有贖回
|
| |
假設最大贖回
|
| ||||||||||||||||||
| | |
Shares
|
| |
%
|
| |
Shares
|
| |
%
|
| ||||||||||||
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | 18.0% | | | | | | — | | | | | | 0.0% | | |
Sponsor and related parties(1)(2)
|
| | | | 7,250,000 | | | | | | 5.7% | | | | | | 17,250,000 | | | | | | 15.0% | | |
OmniAb’s (Ligand’s) stockholders(3)(6)
|
| | | | 97,731,592 | | | | | | 76.3% | | | | | | 97,731,592 | | | | | | 85.0% | | |
Pro Forma Common Stock(4)(5)
|
| | | | 127,981,592 | | | | | | 100.0% | | | | | | 114,981,592 | | | | | | 100.0% | | |
| | |
OmniAb
(Historical) |
| |
APAC
(Historical) |
| |
Autonomous
Entity Adjustments (Note 3) |
| | | | | | | |
Transaction
Accounting Adjustments (Assuming No Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming No Redemptions) |
| |
Additional
Transaction Accounting Adjustments (Assuming Maximum Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming Maximum Redemptions) |
| |||||||||||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
現金和現金等價物
|
| | | $ | — | | | | | $ | 159 | | | | | $ | 5,000 | | | | | | (a) | | | | | $ | 236,098 | | | | | | (b) | | | | | $ | 231,677 | | | | | $ | (236,098) | | | | | | (m) | | | | | $ | 95,579 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (4,025) | | | | | | (c) | | | | | | | | | | | | 100,000 | | | | | | (n) | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (20,555) | | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 15,000 | | | | | | (e) | | | | | | | | | | | | | | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | | 8,180 | | | | | | — | | | | | | | | | | | | | | | | | | (8,180) | | | | | | (j) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
Prepaid expenses
|
| | | | 1,081 | | | | | | 533 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,614 | | | | | | | | | | | | | | | | | | 1,614 | | |
Other current assets
|
| | | | 3,970 | | | | | | — | | | | | | | | | | | | | | | | | | (3,280) | | | | | | (d) | | | | | | 690 | | | | | | | | | | | | | | | | | | 690 | | |
Total current assets
|
| | | | 13,231 | | | | | | 692 | | | | | | 5,000 | | | | | | | | | | | | 215,058 | | | | | | | | | | | | 233,981 | | | | | | (136,098) | | | | | | | | | | | | 97,883 | | |
信託賬户中持有的投資
|
| | | | — | | | | | | 236,098 | | | | | | | | | | | | | | | | | | (236,098) | | | | | | (b) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
Deferred income taxes
|
| | | | 822 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 822 | | | | | | | | | | | | | | | | | | 822 | | |
Intangible assets, net
|
| | | | 169,050 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 169,050 | | | | | | | | | | | | | | | | | | 169,050 | | |
Goodwill
|
| | | | 83,979 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 83,979 | | | | | | | | | | | | | | | | | | 83,979 | | |
財產和設備,淨額
|
| | | | 16,090 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 16,090 | | | | | | | | | | | | | | | | | | 16,090 | | |
運營租賃資產
|
| | | | 22,011 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 22,011 | | | | | | | | | | | | | | | | | | 22,011 | | |
Other assets
|
| | | | 1,451 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,451 | | | | | | | | | | | | | | | | | | 1,451 | | |
Total assets
|
| | | | 306,634 | | | | | | 236,790 | | | | | | 5,000 | | | | | | | | | | | | (21,040) | | | | | | | | | | | | 527,384 | | | | | | (136,098) | | | | | | | | | | | | 391,286 | | |
Liabilities | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Accounts payable
|
| | | | 7,383 | | | | | | 4,540 | | | | | | | | | | | | | | | | | | (4,319) | | | | | | (d) | | | | | | 221 | | | | | | | | | | | | | | | | | | 221 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (1,962) | | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (5,421) | | | | | | (j) | | | | | | | | | | | | | | | | | | | | | | | | | | |
Accrued liabilities
|
| | | | 2,982 | | | | | | 1,305 | | | | | | | | | | | | | | | | | | (915) | | | | | | (d) | | | | | | 390 | | | | | | | | | | | | | | | | | | 390 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (1,112) | | | | | | (d) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (1,870) | | | | | | (j) | | | | | | | | | | | | | | | | | | | | | | | | | | |
可轉換本票
|
| | | | — | | | | | | 750 | | | | | | | | | | | | | | | | | | (750) | | | | | | (i) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
衍生品 - 遠期購買和支持
Securities |
| | | | — | | | | | | 383 | | | | | | | | | | | | | | | | | | (383) | | | | | | (f) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
或有負債的流動部分
|
| | | | 2,179 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,179 | | | | | | | | | | | | | | | | | | 2,179 | | |
遞延收入的當前部分
|
| | | | 10,199 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10,199 | | | | | | | | | | | | | | | | | | 10,199 | | |
經營租賃的當前部分
liabilities |
| | | | 1,225 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,225 | | | | | | | | | | | | | | | | | | 1,225 | | |
融資租賃負債的當期部分
|
| | | | 3 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3 | | | | | | | | | | | | | | | | | | 3 | | |
流動負債總額
|
| | | | 23,971 | | | | | | 6,978 | | | | | | — | | | | | | | | | | | | (16,732) | | | | | | | | | | | | 14,217 | | | | | | — | | | | | | | | | | | | 14,217 | | |
長期或有負債
|
| | | | 4,323 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,323 | | | | | | | | | | | | | | | | | | 4,323 | | |
應付延期承銷費
|
| | | | — | | | | | | 8,050 | | | | | | | | | | | | | | | | | | (8,050) | | | | | | (c) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
遞延所得税淨額
|
| | | | 18,304 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 18,304 | | | | | | | | | | | | | | | | | | 18,304 | | |
長期經營租賃負債
|
| | | | 25,411 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 25,411 | | | | | | | | | | | | | | | | | | 25,411 | | |
遞延收入的長期部分
|
| | | | 7,384 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7,384 | | | | | | | | | | | | | | | | | | 7,384 | | |
其他長期負債
|
| | | | 298 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 298 | | | | | | | | | | | | | | | | | | 298 | | |
Total liabilities
|
| | | | 79,691 | | | | | | 15,028 | | | | | | — | | | | | | | | | | | | (24,782) | | | | | | | | | | | | 69,937 | | | | | | — | | | | | | | | | | | | 69,937 | | |
承付款和或有事項 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
可能贖回的A類普通股
|
| | | | — | | | | | | 236,098 | | | | | | | | | | | | | | | | | | (236,098) | | | | | | (g) | | | | | | — | | | | | | — | | | | | | | | | | | | — | | |
| | |
OmniAb
(Historical) |
| |
APAC
(Historical) |
| |
Autonomous
Entity Adjustments (Note 3) |
| | | | | | | |
Transaction
Accounting Adjustments (Assuming No Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming No Redemptions) |
| |
Additional
Transaction Accounting Adjustments (Assuming Maximum Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming Maximum Redemptions) |
| |||||||||||||||||||||
Stockholders’ equity | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Preference shares
|
| | | | — | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | — | | |
Ordinary shares
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Class A
|
| | | | — | | | | | | — | | | | | | | | | | | | | | | | | | 2 | | | | | | (g) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (2) | | | | | | (h) | | | | | | | | | | | | | | | | | | | | | | | | | | |
Class B
|
| | | | — | | | | | | 1 | | | | | | | | | | | | | | | | | | (1) | | | | | | (h) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
母公司淨投資
|
| | | | 226,943 | | | | | | — | | | | | | 5,000 | | | | | | (a) | | | | | | (889) | | | | | | (j) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (231,054) | | | | | | (k) | | | | | | | | | | | | | | | | | | | | | | | | | | |
New OmniAb Common Stock
|
| | | | — | | | | | | — | | | | | | | | | | | | | | | | | | — | | | | | | (e) | | | | | | 13 | | | | | | (2) | | | | | | (m) | | | | | | 12 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 3 | | | | | | (h) | | | | | | | | | | | | 1 | | | | | | (n) | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10 | | | | | | (k) | | | | | | | | | | | | | | | | | | | | | | | | | | |
新增實收資本
|
| | | | — | | | | | | — | | | | | | | | | | | | | | | | | | 4,025 | | | | | | (c) | | | | | | 457,434 | | | | | | (236,096) | | | | | | (m) | | | | | | 321,337 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (9,200) | | | | | | (d) | | | | | | | | | | | | 99,999 | | | | | | (n) | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 236,096 | | | | | | (g) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 15,000 | | | | | | (e) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 383 | | | | | | (f) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 750 | | | | | | (i) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 231,044 | | | | | | (k) | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | (20,664) | | | | | | (l) | | | | | | | | | | | | | | | | | | | | | | | | | | |
Accumulated deficit
|
| | | | — | | | | | | (14,337) | | | | | | | | | | | | | | | | | | (6,327) | | | | | | (d) | | | | | | — | | | | | | | | | | | | | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,664 | | | | | | (l) | | | | | | | | | | | | | | | | | | | | | | | | | | |
股東權益總額
|
| | | | 226,943 | | | | | | (14,336) | | | | | | 5,000 | | | | | | | | | | | | 239,840 | | | | | | | | | | | | 457,447 | | | | | | (136,098) | | | | | | | | | | | | 321,349 | | |
總負債和股東權益
|
| | | $ | 306,634 | | | | | $ | 236,790 | | | | | $ | 5,000 | | | | | | | | | | | $ | (21,040) | | | | | | | | | | | $ | 527,384 | | | | | $ | (136,098) | | | | | | | | | | | $ | 391,286 | | |
|
| | |
OmniAb
(Historical) |
| |
APAC
(Historical) |
| |
Autonomous
Entity Adjustments (Note 3) |
| |
Transaction
Accounting Adjustments (Assuming No Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming No Redemptions) |
| |
Additional
Transaction Accounting Adjustments (Assuming Maximum Redemptions) (Note 3) |
| | | | | | | |
Pro Forma
Combined (Assuming Maximum Redemptions) |
| |||||||||||||||||||||
Revenues: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Royalty
|
| | | $ | 402 | | | | | $ | — | | | | | | | | | | | | | | | | | | | | | | | $ | 402 | | | | | | | | | | | | | | | | | $ | 402 | | |
許可證和里程碑收入
|
| | | | 6,426 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | 6,426 | | | | | | | | | | | | | | | | | | 6,426 | | |
Service revenue
|
| | | | 9,994 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | 9,994 | | | | | | | | | | | | | | | | | | 9,994 | | |
Total revenue
|
| | | | 16,822 | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | 16,822 | | | | | | — | | | | | | | | | | | | 16,822 | | |
Operating expense: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | | 22,256 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | 22,256 | | | | | | | | | | | | | | | | | | 22,256 | | |
一般和行政
|
| | | | 9,115 | | | | | | 6,399 | | | | | | | | | | | | (60) | | | | | | (Aa) | | | | | | 15,454 | | | | | | | | | | | | | | | | | | 15,454 | | |
無形資產攤銷
|
| | | | 6,518 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | 6,518 | | | | | | | | | | | | | | | | | | 6,518 | | |
其他運營費用(收入) - 淨值
|
| | | | (278) | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | (278) | | | | | | | | | | | | | | | | | | (278) | | |
總運營費用
|
| | |
|
37,611
|
| | | |
|
6,399
|
| | | |
|
—
|
| | | |
|
(60)
|
| | | | | | | | | |
|
43,950
|
| | | |
|
—
|
| | | | | | | | | |
|
43,950
|
| |
Loss from operations
|
| | |
|
(20,789)
|
| | | |
|
(6,399)
|
| | | |
|
—
|
| | | |
|
60
|
| | | | | | | | | |
|
(27,128)
|
| | | |
|
—
|
| | | | | | | | | |
|
(27,128)
|
| |
Other income (expense): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
信託賬户中的投資收益
|
| | | | — | | | | | | 348 | | | | | | | | | | | | (348) | | | | | | (抄送) | | | | | | | | | | | | — | | | | | | | | | | | | — | | |
遠期購買公允價值變動和
Backstop Securities |
| | | | — | | | | | | 65 | | | | | | | | | | | | (65) | | | | | | (Dd) | | | | | | | | | | | | — | | | | | | | | | | | | — | | |
Other income, net
|
| | | | — | | | | | | 413 | | | | | | — | | | | | | (413) | | | | | | | | | | | | — | | | | | | — | | | | | | | | | | | | — | | |
Loss before income taxes
|
| | | | (20,789) | | | | | | (5,986) | | | | | | — | | | | | | (353) | | | | | | | | | | | | (27,128) | | | | | | — | | | | | | | | | | | | (27,128) | | |
Income tax benefit
|
| | | | 4,231 | | | | |
|
—
|
| | | | | | | | | | | 2,551 | | | | | | (EE) | | | | | | 6,782 | | | | | | — | | | | | | | | | | | | 6,782 | | |
Net loss
|
| | | $ | (16,558) | | | | | $ | (5,986) | | | | | $ | — | | | | | $ | 2,198 | | | | | | | | | | | $ | (20,346) | | | | | $ | — | | | | | | | | | | | $ | (20,346) | | |
視為股息 - 遠期購買和支持證券
|
| | | | — | | | | | | (225) | | | | | | | | | | | | 225 | | | | | | (FF) | | | | | | | | | | | | — | | | | | | | | | | | | — | | |
可歸因於普通業務的淨虧損
shareholders |
| | | $ | (16,558) | | | | | $ | (6,211) | | | | | $ | — | | | | | $ | 2,423 | | | | | | | | | | | $ | (20,346) | | | | | $ | — | | | | | | | | | | | $ | (20,346) | | |
基本和稀釋後加權平均流通股
|
| | | | | | | | | | 28,750,000 | | | | | | | | | | | | 82,314,925 | | | | | | (GG) | | | | | | 111,064,925 | | | | | | (12,281,250) | | | | | | (HH) | | | | | | 98,783,675 | | |
每股基本和攤薄淨虧損
|
| | | | | | | | | $ | (0.21) | | | | | | | | | | | | | | | | | | | | | | | $ | (0.18) | | | | | | | | | | | | | | | | | $ | (0.21) | | |
| | |
Year Ended
December 31, 2021 |
| |
For the period
from February 5, 2021 (inception) through December 31, 2021 |
| | | | | | | | | | |
Transaction
Accounting Adjustments (Assuming No Redemptions) (Note 3) |
| | | | | | | |
Year Ended
December 31, 2021 |
| |
Additional
Transaction Accounting Adjustments (Assuming Maximum Redemptions) (Note 3) |
| | | | | | | |
Year Ended
December 31, 2021 |
| ||||||||||||||||||
| | |
OmniAb
(Historical) |
| |
APAC
(Historical) |
| |
Autonomous
Entity Adjustments (Note 3) |
| | | | | | | | | | |
Pro Forma
Combined (Assuming No Redemptions) |
| | | | | | | |
Pro Forma
Combined (Assuming Maximum Redemptions) |
| |||||||||||||||||||||||||||
Revenues: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
許可證和里程碑收入
|
| | | $ | 14,664 | | | | | $ | — | | | | | | | | | | | | | | | | | | | | | | | | | | $ | 14,664 | | | | | | | | | | | | | | | | | $ | 14,664 | | |
Service revenue
|
| | | | 20,084 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | 20,084 | | | | | | | | | | | | | | | | | | 20,084 | | |
Total revenue
|
| | | | 34,748 | | | | | | — | | | | | | — | | | | | | | | | — | | | | | | | | | | | | 34,748 | | | | | | — | | | | | | | | | | | | 34,748 | | |
Operating expense: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | | 39,232 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | 39,232 | | | | | | | | | | | | | | | | | | 39,232 | | |
一般和行政
|
| | | | 16,947 | | | | | | 516 | | | | | | | | | | | | | | | (46) | | | | | | (Aa) | | | | | | 17,417 | | | | | | | | | | | | | | | | | | 17,417 | | |
無形資產攤銷
|
| | | | 12,968 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | 12,968 | | | | | | | | | | | | | | | | | | 12,968 | | |
Other operating expense – net
|
| | | | 1,210 | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,210 | | | | | | | | | | | | | | | | | | 1,210 | | |
總運營費用
|
| | |
|
70,357
|
| | | |
|
516
|
| | | |
|
—
|
| | | | | | |
|
(46)
|
| | | | | | | | | |
|
70,827
|
| | | |
|
—
|
| | | | | | | | | |
|
70,827
|
| |
Loss from operations
|
| | |
|
(35,609)
|
| | | |
|
(516)
|
| | | |
|
—
|
| | | | | | |
|
46
|
| | | | | | | | | |
|
(36,079)
|
| | | |
|
—
|
| | | | | | | | | |
|
(36,079)
|
| |
Other income (expense): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Interest expense
|
| | | | (7) | | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | (7) | | | | | | | | | | | | | | | | | | (7) | | |
Other income, net
|
| | | | 1,266 | | | | | | — | | | | | | | | | | | | | | | (6,327) | | | | | | (Bb) | | | | | | (5,061) | | | | | | | | | | | | | | | | | | (5,061) | | |
Other income, net
|
| | | | 1,259 | | | | | | — | | | | | | — | | | | | | | | | (6,327) | | | | | | | | | | | | (5,068) | | | | | | — | | | | | | | | | | | | (5,068) | | |
Loss before income taxes
|
| | | | (34,350) | | | | | | (516) | | | | | | — | | | | | | | | | (6,281) | | | | | | | | | | | | (41,147) | | | | | | — | | | | | | | | | | | | (41,147) | | |
Income tax benefit
|
| | | | 7,308 | | | | |
|
—
|
| | | | | | | | | | | | | | 2,979 | | | | | | (EE) | | | | | | 10,287 | | | | | | — | | | | | | | | | | | | 10,287 | | |
Net loss
|
| | | $ | (27,042) | | | | | $ | (516) | | | | | $ | — | | | | | | | | $ | (3,302) | | | | | | | | | | | $ | (30,860) | | | | | $ | — | | | | | | | | | | | $ | (30,860) | | |
基本和稀釋加權平均股份
outstanding |
| | | | | | | | | | 15,178,572 | | | | | | | | | | | | | | | 95,886,353 | | | | | | (GG) | | | | | | 111,064,925 | | | | | | (12,281,250) | | | | | | (HH) | | | | | | 98,783,675 | | |
每股基本和攤薄淨虧損
|
| | | | | | | | | $ | (0.03) | | | | | | | | | | | | | | | | | | | | | | | | | | $ | (0.28) | | | | | | | | | | | | | | | | | $ | (0.31) | | |
| | |
Six Months
Ended June 30, 2022 |
| |
Year Ended
December 31, 2021 |
| ||||||
向OmniAb普通股持有人發行新的OmniAb普通股
|
| | | | 82,731,592 | | | | | | 82,731,592 | | |
假設亞太地區的股票自2021年1月1日起發行,對亞太地區加權平均流通股的影響
|
| | | | — | | | | | | 13,571,428 | | |
遠期申購發行OmniAb新普通股
|
| | | | 1,500,000 | | | | | | 1,500,000 | | |
排除保薦人溢價股份(1)
|
| | | | (1,916,667) | | | | | | (1,916,667) | | |
| | | | | 82,314,925 | | | | | | 95,886,353 | | |
| | |
Six Months Ended June 30, 2022
|
| |
Year Ended December 31, 2021
|
| ||||||||||||||||||
| | |
Assuming No
Redemptions |
| |
Assuming
Maximum Redemptions |
| |
Assuming No
Redemptions |
| |
Assuming
Maximum Redemptions |
| ||||||||||||
預計淨虧損(千)
|
| | | $ | (20,346) | | | | | $ | (20,346) | | | | | $ | (30,860) | | | | | $ | (30,860) | | |
形式加權平均流通股、基本股和稀釋股
|
| | | | 111,064,925 | | | | | | 98,783,675 | | | | | | 111,064,925 | | | | | | 98,783,675 | | |
預計每股淨虧損,基本和
diluted |
| | | $ | (0.18) | | | | | $ | (0.21) | | | | | $ | (0.28) | | | | | $ | (0.31) | | |
形式加權平均股份計算,
basic and diluted |
| | | | | | | | | | | | | | | | | | | | | | | | |
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | — | | | | | | 23,000,000 | | | | | | — | | |
Sponsor & related parties(1)(2)
|
| | | | 5,333,333 | | | | | | 16,052,083 | | | | | | 5,333,333 | | | | | | 16,052,083 | | |
OmniAb’s (Ligand’s) stockholders(3)(5)
|
| | | | 82,731,592 | | | | | | 82,731,592 | | | | | | 82,731,592 | | | | | | 82,731,592 | | |
形式加權平均份額計算,基本和稀釋(4)
|
| | | | 111,064,925 | | | | | | 98,783,675 | | | | | | 111,064,925 | | | | | | 98,783,675 | | |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption
Scenario(1) |
| |
Maximum Redemption
Scenario(2) |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| ||||||||||||||||||
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | 18% | | | | | | 11,500,000 | | | | | | 9.9% | | | | | | — | | | | | | 0.0% | | |
Sponsor and related
parties(3)(4)(6) |
| | | | 7,250,000 | | | | | | 5.7% | | | | | | 7,250,000 | | | | | | 6.2% | | | | | | 17,250,000 | | | | | | 15.0% | | |
OmniAb’s (Ligand’s) stockholders(5)(6)
|
| | | | 97,731,592 | | | | | | 76.3% | | | | | | 97,731,592 | | | | | | 83.9% | | | | | | 97,731,592 | | | | | | 85.0% | | |
Total(7)(8) | | | |
|
127,981,592
|
| | | |
|
100.0%
|
| | | |
|
116,481,592
|
| | | |
|
100.0%
|
| | | |
|
114,981,592
|
| | | |
|
100.0%
|
| |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemption Scenario
|
| |
50% Redemption Scenario
|
| |
Maximum Redemption
Scenario |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| |
Number of
Shares |
| |
Percentage
of Outstanding Shares |
| ||||||||||||||||||
亞太地區的公眾股東
|
| | | | 23,000,000 | | | | | | 20.7% | | | | | | 11,500,000 | | | | | | 11.6% | | | | | | — | | | | | | 0.0% | | |
贊助商及相關方
|
| | | | 5,333,333 | | | | | | 4.8% | | | | | | 5,333,333 | | | | | | 5.4% | | | | | | 16,052,083 | | | | | | 16.2% | | |
OmniAbs(配體)股東
|
| | | | 82,731,592 | | | | | | 74.5% | | | | | | 82,731,592 | | | | | | 83.0% | | | | | | 82,731,592 | | | | | | 83.8% | | |
Total
|
| | | | 111,064,925 | | | | | | 100.0% | | | | | | 99,564,925 | | | | | | 100.0% | | | | | | 98,783,675 | | | | | | 100.0% | | |
| | |
在新OmniAb中的份額所有權(1)
|
| |||||||||||||||||||||||||||||||||
| | |
無贖回情況
|
| |
50% Redemptions Scenario
|
| |
100% Redemptions Scenario
|
| |||||||||||||||||||||||||||
其他稀釋源
|
| |
Number of
Underlying Shares |
| |
Percentage of then
Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of then
Outstanding Shares |
| |
Number of
Underlying Shares |
| |
Percentage of then
Outstanding Shares |
| ||||||||||||||||||
APAC Warrants
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
APAC Public Warrants(2)
|
| | | | 7,666,667 | | | | | | 5.7% | | | | | | 7,666,667 | | | | | | 6.2% | | | | | | 7,666,667 | | | | | | 6.3% | | |
APAC Private Placement
Warrants(3) |
| | | | 8,233,333 | | | | | | 6.0% | | | | | | 8,233,333 | | | | | | 6.6% | | | | | | 8,233,333 | | | | | | 6.7% | | |
APAC Warrants issued in
the Forward Purchase(4) |
| | | | 1,666,667 | | | | | | 1.3% | | | | | | 1,666,667 | | | | | | 1.4% | | | | | | 1,666,667 | | | | | | 1.4% | | |
APAC Warrants issued in
the “Redemption Backstop”(5) |
| | | | 0 | | | | | | 0.0% | | | | | | 0 | | | | | | 0.0% | | | | | | 1,666,667 | | | | | | 1.4% | | |
APAC Private Placement
Warrants Issuable Pursuant to Convertible Promissory Note(6) |
| | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | | | | | 500,000 | | | | | | 0.4% | | |
OmniAb Prior Plans
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
OmniAb Options(7)
|
| | | | 13,587,254 | | | | | | 9.6% | | | | | | 13,587,254 | | | | | | 10.4% | | | | | | 13,587,254 | | | | | | 10.6% | | |
OmniAb RSUs and OmniAb PSUs(8)
|
| | | | 1,402,039 | | | | | | 1.1% | | | | | | 1,402,039 | | | | | | 1.2% | | | | | | 1,402,039 | | | | | | 1.2% | | |
新的OmniAb提出的計劃
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
2022 Plan(9)
|
| | | | 18,235,000 | | | | | | 12.5% | | | | | | 16,625,000 | | | | | | 12.5% | | | | | | 16,415,000 | | | | | | 12.5% | | |
ESPP(10)
|
| | | | 1,953,750 | | | | | | 1.5% | | | | | | 1,781,250 | | | | | | 1.5% | | | | | | 1,758,750 | | | | | | 1.5% | | |
額外稀釋劑來源合計(11)
|
| | |
|
53,244,710
|
| | | |
|
29.4%
|
| | | |
|
51,462,210
|
| | | |
|
30.6%
|
| | | |
|
52,896,377
|
| | | |
|
31.5%
|
| |
| | |
在新OmniAb中的份額所有權
|
| |||||||||||||||||||||||||||||||||
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario(1) |
| |
100% Redemptions
Scenario(2) |
| |||||||||||||||||||||||||||
| | |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| |
Number of
Shares |
| |
Value per
Share(3) |
| ||||||||||||||||||
Base Scenario(4)
|
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 114,981,592 | | | | | $ | 10.25 | | |
不包括贊助商分紅
Shares and OmniAb Earnout Shares(5) |
| | | | 111,064,925 | | | | | $ | 11.83 | | | | | | 99,564,925 | | | | | $ | 12.01 | | | | | | 98,783,675 | | | | | $ | 11.93 | | |
假設行使亞太地區公共認股權證(6)
|
| | | | 135,648,259 | | | | | $ | 10.34 | | | | | | 124,148,259 | | | | | $ | 10.35 | | | | | | 122,648,259 | | | | | $ | 10.32 | | |
Assuming Exercise of APAC
私募認股權證(7) |
| | | | 136,214,925 | | | | | $ | 10.34 | | | | | | 124,714,925 | | | | | $ | 10.35 | | | | | | 123,214,925 | | | | | $ | 10.33 | | |
假設行使遠期購買中發行的亞太地區認股權證(8)
|
| | | | 129,648,259 | | | | | $ | 10.29 | | | | | | 118,148,259 | | | | | $ | 10.29 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
假設行使在贖回後盾中發行的亞太認股權證(9)
|
| | | | 127,981,592 | | | | | $ | 10.27 | | | | | | 116,481,592 | | | | | $ | 10.27 | | | | | | 116,648,259 | | | | | $ | 10.26 | | |
假設根據可轉換本票(10)可發行的亞太地區私募認股權證的行使
|
| | | | 128,481,592 | | | | | $ | 10.27 | | | | | | 116,981,592 | | | | | $ | 10.28 | | | | | | 115,481,592 | | | | | $ | 10.25 | | |
Including Conversion of
OmniAb RSUs and OmniAb PSUs(11) |
| | | | 129,383,631 | | | | | $ | 10.16 | | | | | | 117,883,631 | | | | | $ | 10.15 | | | | | | 116,383,631 | | | | | $ | 10.12 | | |
包括根據2022年計劃(12)為發行保留的股份
|
| | | | 146,216,592 | | | | | $ | 8.99 | | | | | | 133,106,592 | | | | | $ | 8.99 | | | | | | 131,396,592 | | | | | $ | 8.97 | | |
包括根據esp為發行保留的股份(13)
|
| | | | 129,935,342 | | | | | $ | 10.25 | | | | | | 118,262,842 | | | | | $ | 10.25 | | | | | | 116,740,342 | | | | | $ | 10.22 | | |
| | |
No Redemptions
Scenario |
| |
50% Redemptions
Scenario |
| |
100% Redemptions
Scenario |
| |||||||||
| | |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |
Post-
Transaction Equity Value |
| |||||||||
Base Scenario
|
| | | $ | 1.31 | | | | | $ | 1.20(3)(a) | | | | | $ | 1.18(3)(b) | | |
不包括保薦人溢價股份和泛抗體溢價股份(3)(C)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
假設行使亞太地區的公共認股權證(3)(D)
|
| | | $ | 1.40 | | | | | $ | 1.28 | | | | | $ | 1.27 | | |
假設行使亞太地區私募認股權證(3)(E)
|
| | | $ | 1.41 | | | | | $ | 1.29 | | | | | $ | 1.27 | | |
假設亞太地區認股權證的行使
Forward Purchase(3)(f) |
| | | $ | 1.33 | | | | | $ | 1.22 | | | | | $ | 1.20 | | |
假設亞太地區認股權證的行使
Redemption Backstop(3)(g) |
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.20 | | |
假設根據可轉換本票(3)(H)行使亞太地區私募認股權證
|
| | | $ | 1.32 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括OmniAbRSU和OmniAbPSU的轉換(3)(I)
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括根據2022年計劃(3)(J)為發行而保留的股份
|
| | | $ | 1.31 | | | | | $ | 1.20 | | | | | $ | 1.18 | | |
包括根據esp(3)(K)為發行保留的股份
|
| | | $ | 1.33 | | | | | $ | 1.21 | | | | | $ | 1.19 | | |
(單位為千,份額除外)
|
| |
No
Redemptions |
| |
50%
Redemption |
| |
Maximum
Redemption |
| |||||||||
未贖回的公共股
|
| | | | 23,000,000 | | | | | | 11,500,000 | | | | | | — | | |
信任繼續到新的OmniAb
|
| | | $ | 235,750 | | | | | $ | 117,875 | | | | | $ | — | | |
延期承銷佣金(1)
|
| | | $ | 4,025 | | | | | $ | 4,025 | | | | | $ | 4,025 | | |
有效遞延承銷費(%)
|
| | | | 1.71% | | | | | | 3.41% | | | | | | —% | | |
每股有效遞延承銷費
|
| | | $ | 1.18 | | | | | $ | 0.35 | | | | | $ | — | | |
| | |
2022
|
| |
2023
|
| |
2024
|
| |
2025
|
| |
2026
|
| |
2027
|
| |
2028
|
| |
2029
|
| |
2030
|
| |
2031
|
| |
2032
|
| |
2033
|
| ||||||||||||||||||||||||||||||||||||
Total Revenue(1)
|
| | | $ | 72^ | | | | | $ | 101 | | | | | $ | 108 | | | | | $ | 164 | | | | | $ | 182 | | | | | $ | 239 | | | | | $ | 336 | | | | | $ | 398 | | | | | $ | 465 | | | | | $ | 584 | | | | | $ | 751 | | | | | $ | 987 | | |
EBITDA(2) | | | | $ | 7 | | | | | $ | 6 | | | | | $ | (13) | | | | | $ | 29 | | | | | $ | 40 | | | | | $ | 90 | | | | | $ | 179 | | | | | $ | 232 | | | | | $ | 290 | | | | | $ | 400 | | | | | $ | 562 | | | | | $ | 792 | | |
FCF (EBITDA – Capex)
|
| | | $ | (9) | | | | | $ | (4) | | | | | $ | (23) | | | | | $ | 24 | | | | | $ | 35 | | | | | $ | 85 | | | | | $ | 174 | | | | | $ | 227 | | | | | $ | 285 | | | | | $ | 395 | | | | | $ | 557 | | | | | $ | 787 | | |
| | |
2034
|
| |
2035
|
| |
2036
|
| |
2037
|
| |
2038
|
| |
2039
|
| |
2040
|
| |
2041
|
| |
2042
|
| |
2043
|
| |
2044
|
| |
2045
|
| ||||||||||||||||||||||||||||||||||||
Total Revenue(1)
|
| | | $ | 1,225 | | | | | $ | 1,524 | | | | | $ | 1,800 | | | | | $ | 2,100 | | | | | $ | 2,411 | | | | | $ | 2,735 | | | | | $ | 3,108 | | | | | $ | 3,450 | | | | | $ | 3,608 | | | | | $ | 3,997 | | | | | $ | 4,187 | | | | | $ | 4,258 | | |
EBITDA(2) | | | | $ | 1,024 | | | | | $ | 1,317 | | | | | $ | 1,586 | | | | | $ | 1,881 | | | | | $ | 2,184 | | | | | $ | 2,502 | | | | | $ | 2,868 | | | | | $ | 3,203 | | | | | $ | 3,354 | | | | | $ | 3,735 | | | | | $ | 3,917 | | | | | $ | 3,980 | | |
FCF (EBITDA –
Capex) |
| | | $ | 1,019 | | | | | $ | 1,312 | | | | | $ | 1,581 | | | | | $ | 1,876 | | | | | $ | 2,179 | | | | | $ | 2,497 | | | | | $ | 2,863 | | | | | $ | 3,198 | | | | | $ | 3,349 | | | | | $ | 3,730 | | | | | $ | 3,912 | | | | | $ | 3,795 | | |
Stage of Development
|
| |
Probability of Success
|
| |
Time in Stage
|
|
Research to Phase 1
|
| |
35.2%
|
| |
4 years
|
|
Phase 1 to Phase 2
|
| |
54.7%
|
| |
1 year
|
|
Phase 2 to Phase 3
|
| |
34.1%
|
| |
2 years
|
|
Phase 3 to Filing
|
| |
68.1%
|
| |
3 years
|
|
Filing to Approval
|
| |
95.4%
|
| |
1 year
|
|
專利到期審批
|
| | | | |
12 years
|
|
| | |
2022
|
| |
2023
|
| |
2024
|
| |||||||||
Total Revenue
|
| | | $ | 65.0^ | | | | | $ | 83.4 | | | | | $ | 90.1 | | |
EBITDA | | | | $ | 6.2 | | | | | $ | 11.0 | | | | | $ | 10.2 | | |
FCF (EBITDA – Capex)
|
| | | $ | (10.0) | | | | | $ | 1.0 | | | | | $ | 0.2 | | |
| 多元化的藥物研發部門 | | | | | | | |
|
Evotec
|
| | | $ | 5,337 | | |
|
AbCellera
|
| | | $ | 1,999 | | |
|
Absci
|
| | | $ | 514 | | |
| 下一代發現和生產技術部門 | | | | | | | |
|
Ginkgo Bioworks
|
| | | $ | 3,345 | | |
|
Twist Biosciences
|
| | | $ | 2,336 | | |
|
Adaptive
|
| | | $ | 1,397 | | |
|
Codexis
|
| | | $ | 1,139 | | |
| 啟用計算的藥物發現部門 | | | | | | | |
|
Relay Therapeutics
|
| | | $ | 1,739 | | |
|
Schrodinger
|
| | | $ | 1,792 | | |
|
Exscientia
|
| | | $ | 1,457 | | |
Name of Director
|
| |
Position
|
|
Matthew W. Foehr | | | 第一類董事兼首席執行官 | |
John L. Higgins | | | 三類董事,新一屆泛抗董事會主席 | |
Carolyn Bertozzi, Ph.D. | | | Class III Director | |
Sarah Boyce | | | Class II Director | |
Jennifer Cochran, Ph.D. | | | Class I Director | |
Sunil Patel | | | Class II Director | |
Joshua Tamaroff | | | Class III Director | |
Name
|
| |
Age
|
| |
Position
|
|
Thompson Dean | | |
64
|
| | 董事執行主席兼執行主席 | |
David Burgstahler | | |
53
|
| | 董事首席執行官總裁 | |
Sriram Venkataraman | | |
50
|
| | 常務副總裁 | |
Robert Girardi | | |
40
|
| | 常務副總裁 | |
John Cafasso | | |
49
|
| | 首席財務官 | |
Benjamin Silbert | | |
51
|
| | General Counsel | |
William E. Klitgaard | | |
69
|
| | Director | |
Lâle White | | |
67
|
| | Director | |
Wendel Barr | | |
60
|
| | Director | |
Charles Harwood | | |
69
|
| | Director | |
Business
|
| |
Acquisition Date
|
| |
收購的技術
|
|
開放式單抗技術(OMT) | | | January 2016 | | |
OmniRat
OmniMouse
OmniFlic
|
|
Crystal | | | October 2017 | | |
OmniChicken
GEM screening
|
|
Ab Initio | | | July 2019 | | | Antigen design | |
Icagen | | | April 2020 | | | 離子通道技術 | |
xCella | | | September 2020 | | | 開發篩選 | |
Taurus | | | September 2020 | | | OmniTaur | |
Metric
|
| |
June 30,
2022 |
| |
December 31,
2021 |
| |
%
Change |
| |
December 31,
2021 |
| |
December 31,
2020 |
| |
%
Change |
| |
December 31,
2020 |
| |
December 31,
2019 |
| |
%
Change |
| |||||||||||||||||||||||||||
Active partners
|
| | | | 64 | | | | | | 57 | | | | | | 12% | | | | | | 57 | | | | | | 55 | | | | | | 4% | | | | | | 55 | | | | | | 49 | | | | | | 12% | | |
Active programs
|
| | | | 275 | | | | | | 252 | | | | | | 9% | | | | | | 252 | | | | | | 207 | | | | | | 22% | | | | | | 207 | | | | | | 184 | | | | | | 13% | | |
Active clinical
programs |
| | | | 25 | | | | | | 25 | | | | | | — | | | | | | 25 | | | | | | 16 | | | | | | 56% | | | | | | 16 | | | | | | 12 | | | | | | 33% | | |
Approved products
|
| | | | 2 | | | | | | 2 | | | | | | — | | | | | | 2 | | | | | | 0 | | | |
not meaningful
|
| | | | — | | | | | | — | | | | | | — | | |
| | |
Three Months Ended
June 30, |
| | | | | | | | | | | | | |||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
Royalty
|
| | | $ | 139 | | | | | $ | — | | | | | $ | 139 | | | | | | NM(1) | | |
License fees
|
| | | | 1,050 | | | | | | 1,100 | | | | | | (50) | | | | | | (5)% | | |
Milestone revenue
|
| | | | 1,275 | | | | | | — | | | | | | 1,275 | | | | | | NM(1) | | |
Service revenue
|
| | | | 4,735 | | | | | | 4,485 | | | | | | 250 | | | | | | 6% | | |
Total revenue
|
| | |
$
|
7,199
|
| | | |
$
|
5,585
|
| | | |
$
|
1,614
|
| | | | | 29% | | |
| | |
Six Months Ended
June 30, |
| | | |||||||||||||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
Royalty
|
| | | $ | 402 | | | | | $ | — | | | | | $ | 402 | | | | | | NM(1) | | |
License fees
|
| | | | 2,055 | | | | | | 1,750 | | | | | | 305 | | | | | | 17% | | |
Milestone revenue
|
| | | | 4,371 | | | | | | 2,064 | | | | | | 2,307 | | | | | | 112% | | |
Service revenue
|
| | | | 9,994 | | | | | | 9,377 | | | | | | 617 | | | | | | 7% | | |
Total revenue
|
| | |
$
|
16,822
|
| | | |
$
|
13,191
|
| | | |
$
|
3,631
|
| | | | | 28% | | |
| | |
Three Months Ended
June 30, |
| | | | | | | | | | | | | |||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
研發
|
| | | $ | 11,484 | | | | | $ | 8,941 | | | | | $ | 2,543 | | | | | | 28% | | |
一般和行政
|
| | | | 5,003 | | | | | | 4,821 | | | | | | 182 | | | | | | 4% | | |
無形資產攤銷
|
| | | | 3,113 | | | | | | 3,231 | | | | | | (118) | | | | | | (4)% | | |
其他運營費用(收入),淨額
|
| | | | 165 | | | | | | (764) | | | | | | 929 | | | | | | (122)% | | |
總運營費用
|
| | |
$
|
19,765
|
| | | |
$
|
16,229
|
| | | |
$
|
3,536
|
| | | | | 22% | | |
| | |
Six Months Ended
June 30, |
| | | | | | | | | | | | | |||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
研發
|
| | | $ | 22,256 | | | | | $ | 18,282 | | | | | $ | 3,974 | | | | | | 22% | | |
一般和行政
|
| | | | 9,115 | | | | | | 8,906 | | | | | | 209 | | | | | | 2% | | |
無形資產攤銷
|
| | | | 6,518 | | | | | | 6,462 | | | | | | 56 | | | | | | 1% | | |
其他運營費用(收入),淨額
|
| | | | (278) | | | | | | 271 | | | | | | (549) | | | | | | (203)% | | |
總運營費用
|
| | |
$
|
37,611
|
| | | |
$
|
33,921
|
| | | |
$
|
3,690
|
| | | | | 11% | | |
| | |
Three Months Ended
June 30, |
| | | | | | | | | | | | | |||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
所得税優惠前虧損
|
| | | $ | (12,566) | | | | | $ | (10,644) | | | | | $ | (1,922) | | | | | | 18% | | |
Income tax benefit
|
| | | | 2,290 | | | | | | 2,019 | | | | | | 271 | | | | | | 13% | | |
Net loss
|
| | | $ | (10,276) | | | | | $ | (8,625) | | | | | $ | (1,651) | | | | | | 19% | | |
Effective Tax Rate
|
| | |
|
18.2%
|
| | | |
|
19.0%
|
| | | | | | | | | | | | | |
| | |
Six Months Ended
June 30, |
| | | | | | | | | | | | | |||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
Change
|
| |
% Change
|
| ||||||||||||
所得税優惠前虧損
|
| | | $ | (20,789) | | | | | $ | (20,736) | | | | | $ | (53) | | | | | | 0% | | |
Income tax benefit
|
| | | | 4,231 | | | | | | 4,656 | | | | | | (425) | | | | | | (9)% | | |
Net loss
|
| | | $ | (16,558) | | | | | $ | (16,080) | | | | | $ | (478) | | | | | | 3% | | |
Effective Tax Rate
|
| | |
|
20.4%
|
| | | |
|
22.5%
|
| | | | | | | | | | | | | |
(Dollars in thousands)
|
| |
2021
|
| |
2020
|
| |
Change
|
| |
% Change
|
| ||||||||||||
License fees
|
| | | $ | 4,500 | | | | | $ | 4,260 | | | | | $ | 240 | | | | | | 6% | | |
Milestone revenue
|
| | | | 10,164 | | | | | | 7,125 | | | | | | 3,039 | | | | | | 43% | | |
Service revenue
|
| | | | 20,084 | | | | | | 11,883 | | | | | | 8,201 | | | | | | 69% | | |
Total revenue
|
| | | $ | 34,748 | | | | | $ | 23,268 | | | | | $ | 11,480 | | | | | | 49% | | |
(Dollars in thousands)
|
| |
2021
|
| |
2020
(As Restated) |
| |
Change
|
| |
% Change
|
| ||||||||||||
研發
|
| | | $ | 39,232 | | | | | $ | 24,796 | | | | | $ | 14,436 | | | | | | 58% | | |
一般和行政
|
| | | | 16,947 | | | | | | 10,225 | | | | | | 6,722 | | | | | | 66% | | |
無形資產攤銷
|
| | | | 12,968 | | | | | | 11,800 | | | | | | 1,168 | | | | | | 10% | | |
其他運營費用淨額
|
| | | | 1,210 | | | | | | 2,070 | | | | | | (860) | | | | | | (42)% | | |
總運營費用
|
| | | $ | 70,357 | | | | | $ | 48,891 | | | | | $ | 21,466 | | | | | | 44% | | |
(Dollars in thousands)
|
| |
2021
|
| |
2020
|
| |
Change
|
| |
% Change
|
| ||||||||||||
Interest expense
|
| | | $ | (7) | | | | | $ | (5) | | | | | $ | (2) | | | | | | 40% | | |
Other income, net
|
| | | | 1,266 | | | | | | 1,900 | | | | | | (634) | | | | | | (33)% | | |
其他收入(支出)淨額合計
|
| | | $ | 1,259 | | | | | $ | 1,895 | | | | | $ | (636) | | | | | | (34)% | | |
(Dollars in thousands)
|
| |
2021
|
| |
2020
(As Restated) |
| |
Change
|
| |
% Change
|
| ||||||||||||
所得税優惠前虧損
|
| | | $ | (34,350) | | | | | $ | (23,728) | | | | | $ | (10,622) | | | | | | 45% | | |
所得税優惠(費用)
|
| | | | 7,308 | | | | | | 6,171 | | | | | | 1,137 | | | | | | 18% | | |
Net loss
|
| | | $ | (27,042) | | | | | $ | (17,557) | | | | | $ | (9,485) | | | | | | 54% | | |
Effective Tax Rate
|
| | | | 21% | | | | | | 26% | | | | | | | | | | | | | | |
(Dollars in thousands)
|
| |
2020
|
| |
2019
(As Restated) |
| |
Change
|
| |
% Change
|
| ||||||||||||
License fee
|
| | | $ | 4,260 | | | | | $ | 5,700 | | | | | $ | (1,440) | | | | | | (25)% | | |
Milestone revenue
|
| | | | 7,125 | | | | | | 7,050 | | | | | | 75 | | | | | | 1% | | |
Service revenue
|
| | | | 11,883 | | | | | | 5,568 | | | | | | 6,315 | | | | | | 113% | | |
Total revenue
|
| | | $ | 23,268 | | | | | $ | 18,318 | | | | | $ | 4,950 | | | | | | 27% | | |
(Dollars in thousands)
|
| |
2020
(As Restated) |
| |
2019
(As Restated) |
| |
Change
|
| |
% Change
|
| ||||||||||||
研發
|
| | | $ | 24,796 | | | | | $ | 13,208 | | | | | $ | 11,588 | | | | | | 88% | | |
一般和行政
|
| | | | 10,225 | | | | | | 8,651 | | | | | | 1,574 | | | | | | 18% | | |
無形資產攤銷
|
| | | | 11,800 | | | | | | 10,304 | | | | | | 1,496 | | | | | | 15% | | |
其他運營費用(收入),淨額
|
| | | | 2,070 | | | | | | (818) | | | | | | 2,888 | | | | | | (353)% | | |
總運營費用
|
| | | $ | 48,891 | | | | | $ | 31,345 | | | | | $ | 17,546 | | | | | | 56% | | |
(Dollars in thousands)
|
| |
2020
|
| |
2019
|
| |
Change
|
| |
% Change
|
| ||||||||||||
Interest expense
|
| | | $ | (5) | | | | | $ | — | | | | | $ | (5) | | | | | | NM(1) | | |
Other income, net
|
| | | | 1,900 | | | | | | — | | | | | | 1,900 | | | |
NM(1)
|
| |||
其他收入(支出)淨額合計
|
| | | $ | 1,895 | | | | | $ | — | | | | | $ | 1,895 | | | |
NM(1)
|
|
(Dollars in thousands)
|
| |
2020
(As Restated) |
| |
2019
(As Restated) |
| |
Change
|
| |
% Change
|
| ||||||||||||
所得税優惠前虧損
|
| | | $ | (23,728) | | | | | $ | (13,027) | | | | | $ | (10,701) | | | | | | 82% | | |
所得税優惠(費用)
|
| | | | 6,171 | | | | | | (562) | | | | | | 6,733 | | | | | | (1,198)% | | |
Net loss
|
| | | $ | (17,557) | | | | | $ | (13,589) | | | | | $ | (3,968) | | | | | | 29% | | |
Effective tax rate
|
| | | | 26% | | | | | | (4)% | | | | | | | | | | | | | | |
| | |
Six Months Ended
June 30, |
| |
Year ended
|
| ||||||||||||||||||||||||
(Dollars in thousands)
|
| |
2022
|
| |
2021
|
| |
2021
|
| |
2020
|
| |
2019
|
| |||||||||||||||
淨現金提供人(使用於): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Operating activities
|
| | | $ | 7,788 | | | | | $ | 3,511 | | | | | $ | (5,672) | | | | | $ | 3,619 | | | | | $ | (5,195) | | |
Investing activities
|
| | | $ | (8,237) | | | | | $ | (1,611) | | | | | $ | (4,025) | | | | | $ | (26,980) | | | | | $ | (12,095) | | |
Financing activities
|
| | | $ | 449 | | | | | $ | (1,900) | | | | | $ | 9,697 | | | | | $ | 23,361 | | | | | $ | 17,290 | | |
姓名和主要職務
|
| |
Year
|
| |
Salary
($) |
| |
Stock
Awards(1) ($) |
| |
Option
Awards(1) ($) |
| |
Non-Equity
Incentive Plan Compensation(2) ($) |
| |
All Other
Compensation(3) ($) |
| |
Total
($) |
| |||||||||||||||||||||
Matthew W. Foehr
|
| | | | 2021 | | | | | | 518,933 | | | | | | 3,146,844 | | | | | | 1,226,357 | | | | | | 259,467 | | | | | | 130,603(4) | | | | | | 5,282,204 | | |
首席執行官
|
| | | | 2020 | | | | | | 503,750 | | | | | | 1,242,269 | | | | | | 1,303,366 | | | | | | 277,063 | | | | | | 158,001(5) | | | | | | 3,484,449 | | |
Charles S. Berkman
|
| | | | 2021 | | | | | | 451,682 | | | | | | 1,665,811 | | | | | | 649,308 | | | | | | 203,257 | | | | | | 10,890 | | | | | | 2,980,948 | | |
首席法務官兼祕書
|
| | | | 2020 | | | | | | 441,917 | | | | | | 644,168 | | | | | | 675,820 | | | | | | 176,767 | | | | | | 6,180 | | | | | | 1,944,852 | | |
Name
|
| |
Total Stock
Option Target Value (40%) |
| |
Number of
Stock Options Granted(1) |
| |
Total RSU
Target Value (27%) |
| |
Number of
RSUs Granted(2) |
| |
Total PSU
Target Value (33%) |
| |
Number of
PSUs Granted (at Target)(2) |
| ||||||||||||||||||
Matthew W. Foehr
|
| | | | 1,360,000 | | | | | | 13,136 | | | | | | 918,000 | | | | | | 6,595 | | | | | | 1,122,000 | | | | | | 8,060 | | |
Charles S. Berkman
|
| | | | 720,000 | | | | | | 6,955 | | | | | | 486,000 | | | | | | 3,491 | | | | | | 594,000 | | | | | | 4,267 | | |
TSR百分位數與納斯達克生物技術指數
|
| |
% OF TARGET PAID
|
| |||
95th percentile
|
| | | | 200% | | |
55th percentile
|
| | | | 100% | | |
30th percentile
|
| | | | 50% | | |
|
| | | | 0% | | |
OmniAb程序數量
|
| |
% of Target Paid
|
| |||
35 or more
|
| | | | 150% | | |
25
|
| | | | 100% | | |
15
|
| | | | 50% | | |
|
| | | | 0% | | |
Objective
|
| |
Weighting
|
| |
Threshold
(0%) |
| |
Target
(100%) |
| |
Maximum
(150%) |
| |
Actual
Performance |
| |
Percentage
Earned |
|
Incremental Revenue(1)
|
| |
50%
|
| |
$10 million
|
| |
$15 million
|
| |
$20 million
|
| |
$109 million
|
| |
150%
|
|
| | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||||||||||||||||||||
Name
|
| |
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable(1) |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
Exercise Price |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock That Have Not Vested (#)(2) |
| |
Market
Value of Shares or Units of Stock That Have Not Vested ($)(3) |
| |
Equity
Incentive Plan Awards: Number of Unearned Shares, Unit or Other Rights That Have Not Vested (#) |
| |
Equity
incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(3) |
| |||||||||||||||||||||||||||
Matthew W.Foehr
|
| | | | 63,210 | | | | | | — | | | | | | — | | | | | | 74.42 | | | | | | 2/11/2024 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 40,358 | | | | | | — | | | | | | — | | | | | | 56.26 | | | | | | 2/10/2025 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 25,938 | | | | | | — | | | | | | — | | | | | | 85.79 | | | | | | 2/11/2026 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 24,348 | | | | | | — | | | | | | — | | | | | | 100.38 | | | | | | 2/24/2027 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 19,007 | | | | | | 1,267 | | | | | | — | | | | | | 159.01 | | | | | | 3/2/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 24,212 | | | | | | 9,969 | | | | | | — | | | | | | 117.97 | | | | | | 2/11/2029 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 15,222 | | | | | | 17,988 | | | | | | — | | | | | | 95.68 | | | | | | 2/13/2030 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 2,737 | | | | | | 10,399 | | | | | | — | | | | | | 177.50 | | | | | | 2/3/2031 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 14,015(4) | | | | | | 2,164,757 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 7,396(5) | | | | | | 1,142,386 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 8,060(6) | | | | | | 1,244,948 | | |
Charles S. Berkman
|
| | | | 1,948 | | | | | | — | | | | | | — | | | | | | 56.26 | | | | | | 2/10/2025 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 4,153 | | | | | | — | | | | | | — | | | | | | 85.79 | | | | | | 2/11/2026 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 6,830 | | | | | | — | | | | | | — | | | | | | 100.38 | | | | | | 2/24/2027 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 8,711 | | | | | | 581 | | | | | | — | | | | | | 159.01 | | | | | | 3/2/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 10,377 | | | | | | 4,272 | | | | | | — | | | | | | 117.97 | | | | | | 2/11/2029 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 7,893 | | | | | | 9,327 | | | | | | — | | | | | | 95.68 | | | | | | 2/13/2030 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1,450 | | | | | | 5,505 | | | | | | — | | | | | | 177.50 | | | | | | 2/3/2031 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 7,114(7) | | | | | | 1,098,828 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,835(5) | | | | | | 592,354 | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,267(6) | | | | | | 659,081 | | |
Service
|
| |
Annual Retainer
(Chair) |
| |
Annual Retainer
(Member) |
| ||||||
Audit Committee
|
| | | $ | 20,000 | | | | | $ | 10,000 | | |
人力資本管理和薪酬委員會
|
| | | | 15,000 | | | | | | 7,500 | | |
提名和公司治理委員會
|
| | | | 10,000 | | | | | | 5,000 | | |
| | |
Target Value of
RSU Award(1) |
| |
Target Value of
Option Award(2) |
| |
Total Target Value
of Award |
| |||||||||
Initial Grant
|
| | | $ | 145,000 | | | | | $ | 280,000 | | | | | $ | 425,000 | | |
Annual Grant
|
| | | | 85,000 | | | | | | 175,000 | | | | | | 260,000 | | |
Service
|
| |
Annual Retainer
(Chair) |
| |
Annual Retainer
(Member) |
| ||||||
Audit Committee
|
| | | $ | 20,000 | | | | | $ | 10,000 | | |
人力資本管理和薪酬委員會
|
| | | | 15,000 | | | | | | 7,500 | | |
提名和公司治理委員會
|
| | | | 10,000 | | | | | | 5,000 | | |
| | |
Target Value of
RSU Award(1) |
| |
Target Value of
Option Award(2) |
| |
Total Target Value
of Award |
| |||||||||
Initial Grant
|
| | | $ | 145,000 | | | | | $ | 280,000 | | | | | $ | 425,000 | | |
Annual Grant
|
| | | | 85,000 | | | | | | 175,000 | | | | | | 260,000 | | |
Name
|
| |
Age
|
| |
Position
|
|
Matthew W. Foehr | | |
50
|
| | 董事首席執行官總裁 | |
Charles S. Berkman | | |
53
|
| | 首席法務官兼祕書 | |
Kurt A. Gustafson | | |
54
|
| | 財務執行副總裁兼首席財務官總裁 | |
Name
|
| |
Age
|
| |
Position
|
|
Matthew W. Foehr | | |
50
|
| | 董事一級提名者總裁和首席執行官 | |
John L. Higgins(1) | | |
52
|
| | 董事三類提名者,新一屆全抗體董事會主席 | |
Carolyn R. Bertozzi, Ph.D(3) | | |
55
|
| | 董事三類提名者 | |
Sarah Boyce(1) | | |
50
|
| | 董事二類提名者 | |
Jennifer Cochran, Ph.D.(2)(3) | | |
50
|
| | 董事一級提名者 | |
Sunil Patel(1)(2) | | |
51
|
| | 董事二類提名者 | |
Joshua Tamaroff(2)(3) | | |
37
|
| | 董事三類提名者 | |
| |
董事會多樣性列表(截至[9月1日], 2022)
|
| | ||||||||
| |
Total Number of Directors
|
| | |
7
|
| | ||||
| | | | | |
Female
|
| | |
Male
|
| |
| | Part I: Gender Identity | | | ||||||||
| |
Directors
|
| | | 3 | | | | 4 | | |
| | 第二部分:人口統計背景 | | | ||||||||
| |
Asian
|
| | | 0 | | | | 1 | | |
| |
White
|
| | | 3 | | | | 4 | | |
| |
兩個或多個種族或民族
|
| | | 0 | | | | 1 | | |
| |
LGBTQ+
|
| | |
1
|
| |
| | |
業務合併前的
|
| |
企業合併後
|
| ||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Assuming No
Redemptions |
| |
Assuming Maximum
Redemptions |
| ||||||||||||||||||
| | |
Class A
Ordinary Shares |
| |
Class B
Ordinary Shares |
| | | | | | | |
Common Stock
|
| |
Common Stock
|
| ||||||||||||||||||||||||||||||||||||
受益人姓名和地址(1)
|
| |
Number
of Shares |
| |
% of
Class |
| |
Number
of Shares |
| |
% of
Class |
| |
% of Total
Voting Power |
| |
Number
of Shares |
| |
% of
Outstanding Shares |
| |
Number
of Shares |
| |
% of
Outstanding Shares |
| |||||||||||||||||||||||||||
Avista Capital Holdings, LP(2)(3)
|
| | | | — | | | | | | — | | | | | | 5,645,000 | | | | | | 100% | | | | | | 19.6% | | | | | | 7,145,000 | | | | | | 6.32% | | | | | | 17,145,000 | | | | | | 17.1% | | |
Thompson Dean(2)(3)
|
| | | | — | | | | | | — | | | | | | 5,645,000 | | | | | | — | | | | | | 19.6% | | | | | | 7,145,000 | | | | | | 6.32% | | | | | | 17,145,000 | | | | | | 17.1% | | |
David Burgstahler(2)(3)
|
| | | | — | | | | | | — | | | | | | 5,645,000 | | | | | | — | | | | | | 19.6% | | | | | | 7,145,000 | | | | | | 6.32% | | | | | | 17,145,000 | | | | | | 17.1% | | |
William E. Klitgaard(2)
|
| | | | — | | | | | | — | | | | | | 35,000 | | | | | | * | | | | | | * | | | | | | 35,000 | | | | | | * | | | | | | 35,000 | | | | | | * | | |
Lâle White(2)
|
| | | | — | | | | | | — | | | | | | 35,000 | | | | | | * | | | | | | * | | | | | | 35,000 | | | | | | * | | | | | | 35,000 | | | | | | * | | |
Wendel Barr(2)
|
| | | | — | | | | | | — | | | | | | 35,000 | | | | | | * | | | | | | * | | | | | | 35,000 | | | | | | * | | | | | | 35,000 | | | | | | * | | |
亞太地區的所有董事和高管(11人)(2)
|
| | | | — | | | | | | — | | | | | | 5,750,000 | | | | | | 100% | | | | | | 20% | | | | | | 7,250,000 | | | | | | 6.4% | | | | | | 17,250,000 | | | | | | 17.3% | | |
完成業務合併後的新OmniAb董事和高管(9)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Matthew W. Foehr(10)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,962,396 | | | | | | 1.7% | | | | | | 1,962,396 | | | | | | 1.9% | | |
Charles S. Berkman(11)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 380,818 | | | | | | * | | | | | | 380,818 | | | | | | * | | |
Kurt Gustafson
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
John Higgins(12)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,935,852 | | | | | | 3.4% | | | | | | 3,935,852 | | | | | | 3.9% | | |
Carolyn Bertozzi, Ph.D.
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Sarah Boyce(13)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 57,203 | | | | | | * | | | | | | 57,203 | | | | | | * | | |
Jennifer Cochran,Ph.D.(14)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 9,261 | | | | | | * | | | | | | 9,261 | | | | | | * | | |
Sunil Patel(15)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 254,570 | | | | | | * | | | | | | 254,570 | | | | | | * | | |
Joshua Tamaroff(20)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
新OmniAb的所有董事和高管
業務合併完成後 (9 individuals) |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 6,600,099 | | | | | | 5.7% | | | | | | 6,600,099 | | | | | | 6.4% | | |
Other 5% Shareholders(9) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
綠柱石資本管理有限公司(4)
|
| | | | 1,716,936 | | | | | | 7.5 | | | | | | — | | | | | | — | | | | | | 6.0% | | | | | | 1,716,936 | | | | | | 1.5% | | | | | | — | | | | | | — | | |
Polar Asset Management Partners Inc.(5)
|
| | | | 1,549,998 | | | | | | 6.7 | | | | | | — | | | | | | — | | | | | | 5.4% | | | | | | 1,549,998 | | | | | | 1.4% | | | | | | — | | | | | | — | | |
Citadel Advisors LLC(6)
|
| | | | 1,417,784 | | | | | | 6.2 | | | | | | — | | | | | | — | | | | | | 4.9% | | | | | | 1,417,784 | | | | | | 1.3% | | | | | | — | | | | | | — | | |
HGC投資管理公司(7)
|
| | | | 1,386,830 | | | | | | 6.0 | | | | | | — | | | | | | — | | | | | | 4.8% | | | | | | 1,386,830 | | | | | | 1.2% | | | | | | — | | | | | | — | | |
綜合核心戰略(8)
|
| | | | 1,269,543 | | | | | | 5.5 | | | | | | — | | | | | | — | | | | | | 4.4% | | | | | | 1,269,543 | | | | | | 1.1% | | | | | | — | | | | | | — | | |
BlackRock, Inc.(16)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 13,439,759 | | | | | | 11.9% | | | | | | 13,439,759 | | | | | | 13.4% | | |
The Vanguard Group(17)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 8,412,002 | | | | | | 7.5% | | | | | | 8,412,002 | | | | | | 8.4% | | |
Janus Henderson Group plc(18)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 7,061,317 | | | | | | 6.3% | | | | | | 7,061,317 | | | | | | 7.1% | | |
威廉·布萊爾投資管理公司(William Blair Investment Management,LLC)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 6,861,671 | | | | | | 6.1% | | | | | | 6,861,671 | | | | | | 6.9% | | |
| | |
Common stock
beneficially owned before the Distribution |
| |
Common stock
beneficially owned after the Distribution |
| ||||||||||||||||||
受益人姓名和地址
|
| |
Number
of Shares |
| |
% of
Outstanding Shares |
| |
Number
of Shares |
| |
% of
Outstanding Shares |
| ||||||||||||
5% Beneficial Owners | | | | | | | | | | | | | | | | | | | | | | | | | |
Ligand製藥公司(1)
|
| | | | 1,000 | | | | | | 100% | | | | | | — | | | | | | — | | |
BlackRock, Inc.(2)
|
| | | | — | | | | | | — | | | | | | 2,742,808 | | | | | | 16.3% | | |
先鋒集團(3)
|
| | | | — | | | | | | — | | | | | | 1,716,735 | | | | | | 10.2% | | |
賈納斯·亨德森集團(Janus Henderson Group Plc)(4)
|
| | | | — | | | | | | — | | | | | | 1,441,085 | | | | | | 8.5% | | |
威廉·布萊爾投資管理公司(William Blair Investment Management LLC)(5)
|
| | | | — | | | | | | — | | | | | | 1,400,341 | | | | | | 8.3% | | |
被提名的高管和董事候選人 | | | | | | | | | | | | | | | | | | | | | | | | | |
Matthew W. Foehr(6)
|
| | | | — | | | | | | — | | | | | | 400,489 | | | | | | 2.3% | | |
Charles S. Berkman(7)
|
| | | | — | | | | | | — | | | | | | 77,718 | | | | | | * | | |
Kurt Gustafson
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Carolyn Bertozzi, Ph.D.
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Sarah Boyce(8)
|
| | | | — | | | | | | — | | | | | | 11,674 | | | | | | * | | |
Jennifer Cochran, Ph.D.(9)
|
| | | | — | | | | | | — | | | | | | 1,890 | | | | | | * | | |
John L. Higgins(10)
|
| | | | — | | | | | | — | | | | | | 803,235 | | | | | | 4.6% | | |
Sunil Patel(11)
|
| | | | — | | | | | | — | | | | | | 51,953 | | | | | | * | | |
約書亞·塔馬羅夫
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
所有高管和董事提名人員(9人)
|
| | | | — | | | | | | — | | | | | | 1,346,959 | | | | | | 7.6% | | |
| | |
Delaware
|
| |
Cayman Islands
|
|
企業合併的股東/股東批准
|
| |
合併通常需要獲得所有流通股的多數批准。
收購方發行的股份不到20%的合併一般不需要收購方股東批准。
一家公司持有另一家公司90%或以上股權的合併,可以在沒有第二家公司董事會或股東投票的情況下完成。
|
| |
根據《開曼羣島公司法》進行的合併需要特別決議,以及相關公司章程可能規定的任何其他授權。在組成公司中持有某些擔保權益的各方也必須同意。
所有合併(母公司/子公司合併除外)都需要股東批准 - 規模較小的合併也不例外。
與收購要約/合同收購股權有關的投標人(即不是開曼羣島公司法下的法定合併)收購開曼羣島90%或更多股份的情況
|
|
| | |
Delaware
|
| |
Cayman Islands
|
|
| | | | | |
收購要約涉及的公司時,可以強制收購其餘股東的股份,從而成為唯一股東。
開曼羣島公司亦可透過開曼羣島法院批准的“安排方案”收購,但須在特別召開的股東大會上獲出席股東親自或委派代表出席並於股東大會上投票的75%的股東同意。
|
|
股東/股東投票處理日常事務
|
| | 一般情況下,對付諸股東表決的日常公司事項的批准,需要親自出席會議或由受委代表出席會議並有權就主題事項投票的多數股份持有人的贊成票。 | | | 根據開曼羣島公司法及亞太區經修訂及重述的組織章程大綱及細則,須經股東批准的日常公司事項可由普通決議案(該決議案由有權就該決議案投票並於股東大會或特別大會上投票,幷包括一致通過的書面決議案)批准。 | |
持不同政見者的權利和評估權
|
| | 一般情況下,上市公司的股東不擁有與合併相關的評估權。 | | | 對合並持異議的少數股東有權獲得其股份的公允價值,如有必要,可能最終由法院決定。 | |
檢查賬簿和記錄
|
| | 任何股東都可以在正常營業時間內出於正當目的檢查公司的賬簿和記錄。 | | | 股東通常無權查閲或獲取公司的股東名冊或其他公司記錄的副本。 | |
股東/股東訴訟
|
| | 股東可在符合程序要求的情況下提起衍生品訴訟(包括根據不具約束力的治理建議採用特拉華州作為獨家論壇)。 | | | 在開曼羣島,代表公司提起訴訟的決定通常由公司董事會作出。股東可能有權代表 提起衍生訴訟 | |
| | |
Delaware
|
| |
Cayman Islands
|
|
| | | | | | 公司,但僅在某些有限的情況下。 | |
董事的受託責任
|
| | 董事必須對公司及其股東履行注意義務和忠誠誠信義務。 | | |
董事對開曼羣島豁免的公司負有受託責任,包括為所授予的目的行使權力、獨立判斷、不謀取祕密利潤、避免利益衝突以及真誠行事以維護公司的整體最佳利益。
除受託責任外,亞太區董事還應盡到謹慎、勤勉和技巧的義務。這種義務是對公司負有的,但在某些有限的情況下可能直接對債權人或股東負有義務。
|
|
董事和高級管理人員的賠償
|
| | 一般允許公司對其真誠行事的董事和高級管理人員進行賠償,並以合理地相信符合或不反對公司最大利益的人的方式行事。 | | | 開曼羣島豁免公司一般可對其董事或高級管理人員進行賠償,但欺詐、故意疏忽或故意違約除外。 | |
董事的有限責任
|
| | 允許限制或免除董事對公司或其股東的金錢責任,但違反忠實義務、故意不當行為、非法回購或分紅或不正當個人利益除外。 | | | 董事的責任可以是無限的,除了他們自己的欺詐、故意疏忽或故意違約。 | |
| | |
APAC
|
| |
New OmniAb
|
| |
Ligand
|
|
反收購條款和其他股東保護
|
| | 亞太地區的組織章程大綱和章程並未對相關股東收購亞太地區作出限制。 | | | 擬議的章程中包含的反收購條款和其他股東保護措施包括禁止股東通過書面同意採取行動。DGCL第203條禁止特拉華州公司與“有利害關係的股東”(即擁有New OmniAb有表決權股票的15%或以上的股東)進行“業務合併”,除非在某些例外情況下,自“有利害關係的股東”成為有投票權的股份後三(3)年內。 | | | | |
董事人數和資格
|
| | 亞太地區的組織章程大綱和章程規定,亞太地區董事會的董事人數不得少於一(1)人,並可通過普通決議增加或減少董事人數。 | | | 在優先股持有人與其若干股東之間有關董事選舉的任何權利以及經修訂及重訂的登記權協議的規限下,董事人數將不時僅由新OmniAb董事會通過的決議案釐定。最初的新OmniAb董事會將由七(7)名成員組成。 | | | Ligand董事會由十(10)名成員組成。Ligand董事會可不時僅通過決議擴大其成員。 | |
法定股本/股本
|
| | 根據亞太地區的組織章程大綱和章程,亞太地區的法定股本為55,500美元,分為(A)500,000,000股亞太地區A類普通股,每股面值0.0001美元,以及(B)50,000,000股亞太地區B類普通股 | | | 新OmniAb將獲授權發行1,100,000,000股股本,包括(I)1,000,000,000股普通股,每股面值0.0001美元;及(Ii)100,000,000股優先股,每股面值0.0001美元。在 上 | | | 根據Ligand的章程,Ligand目前被授權發行65,000,000股股票,包括(A)60,000,000股普通股,每股面值0.001美元,以及(B)5,000,000股優先股,每股面值0.001美元。 | |
| | |
APAC
|
| |
New OmniAb
|
| |
Ligand
|
|
| | | 股,每股面值0.0001美元,以及(C)500萬股優先股,每股面值0.0001美元。根據亞太地區的組織備忘錄和章程,增加股本需要股東通過普通決議批准。 | | | 業務合併完成後,新OmniAb預計將有約127,681,885股新OmniAb普通股(假設沒有贖回)流通股。在業務合併完成後,預計新OmniAb將不會有任何已發行的優先股。 | | | | |
董事會分類
|
| | 亞太地區的組織備忘錄和章程沒有規定設立一個分類委員會。 | | | 新OmniAb的擬議公司章程規定,新OmniAb董事會最初將分為三(3)個類別,即I類、II類和III類,每個類別的成員交錯任職三年。 | | | Ligand修訂和重述的公司註冊證書並未規定設立機密董事會。 | |
Election of Directors
|
| | 根據亞太地區公司章程的定義,在企業合併之前,只有B類股東可以通過普通決議任命董事。董事任期至當選後的第二屆年會,或直至其繼任者正式當選並符合資格為止,但須受該董事提早去世、辭職或免職的規限。 | | | (Br)董事由股東選舉產生,每一位董事的任期直至其繼任者在其任期屆滿年度的年度會議上被正式選舉或獲得資格為止,或者直至其先前去世、辭職、喪失資格或被免職為止。 | | |
在Ligand的年度大會上,股東選舉董事任職至下一次年度會議,或直到他或她的繼任者被正式選舉並具有資格,但須受董事提前去世、辭職或罷免的限制。
董事選舉由Ligand普通股股東在年度股東大會上投下的多數票決定。
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Removal of Directors
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| | 在公司合併之前,按照亞太地區公司章程的定義,只有B類股東才能通過普通決議罷免董事。 | | | 在優先股持有人任何特殊權利的規限下,董事會或任何個人董事可隨時被免職,但僅限於出於原因且僅經AT持有人的贊成票 | | | 在符合任何系列優先股持有人權利的情況下,任何或所有董事均可隨時經多數投票權持有人的贊成票罷免,不論是否有任何理由。 | |
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APAC
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New OmniAb
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Ligand
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| | | | | | 至少三分之二(66%和2/3%)的公司當時有權在董事選舉中投票的所有有表決權股票的流通股的投票權。 | | | 資本全部流通股的權力 | |
Voting
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| | 亞太區普通股持有人就提交股東表決的每一事項,每持有一股亞太區普通股可投一票;惟A類普通股持有人無權於業務合併前就董事的委任或免任投票,而B類普通股持有人就批准在開曼羣島以外地區繼續經營亞太區的任何特別決議案投票時,每持有一股該等股份有10票(而在業務合併前,有關該等事項的細則只可由B類普通股持有人通過特別決議案修訂)。 | | |
除非法律或新OmniAb建議的註冊證書另有要求,新OmniAb普通股的持有者將擁有關於新OmniAb的所有投票權。新OmniAb普通股的股票持有人有權就普通股股東有權投票的每一件適當提交給新OmniAbs股東的事項,就每一股該等股份投一票。
除非適用法律另有要求,否則新OmniAb普通股持有人將無權就僅與一個或多個尚未發行的新OmniAb優先股系列的條款有關的新OmniAb建議註冊證書的任何修訂投票,前提是該受影響的新OmniAb優先股系列的持有人根據建議註冊證書或適用法律有權單獨或與一個或多個其他此類系列的持有人一起就該修訂投票。
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| | 除法律或Ligand修訂和重述的公司註冊證書及章程另有要求外,Ligand普通股持有人有權就提交給股東的事項投票,並有權根據本公司的章程獲得任何股東大會的通知,並有權就法律規定的事項和以法律規定的方式投票。 | |
| | |
APAC
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New OmniAb
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Ligand
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Cumulative Voting
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| | 開曼羣島法律沒有明確禁止累積投票權,但亞太地區的組織備忘錄和章程細則沒有規定累積投票權。 | | | 特拉華州法律只有在章程規定的情況下才允許累積投票;然而,擬議的章程和擬議的公司章程並不授權累積投票。 | | | 特拉華州法律僅在公司的公司註冊證書中有規定的情況下才允許累計投票;然而,Ligand當前修訂和重新發布的公司註冊證書並不授權累計投票。 | |
董事會空缺
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| | 亞太地區的組織章程大綱和章程細則規定,亞太地區董事會的任何空缺,包括因董事會擴大而產生的空缺,可由當時在任的其餘董事多數票填補,即使少於法定人數或由唯一剩餘的董事填補。 | | | 建議的公司章程細則規定,新全方位抗體董事會的任何空缺,包括因董事會擴大而產生的空缺,只能由當時在任的其餘董事(即使少於法定人數)或由唯一剩餘的董事(不包括通過一個或多個已發行優先股系列的單獨投票選出的任何董事)的多數票填補。 | | | Ligand修訂和重述的公司註冊證書規定,Ligand董事會的任何空缺,包括因董事會擴大而產生的空缺,可由當時在任的其餘董事多數票填補,即使少於法定人數或由唯一剩餘的董事填補。 | |
股東/股東書面同意訴訟
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| | 由當其時有權收取股東大會通知、出席股東大會及於股東大會上投票的所有成員或其代表簽署的書面決議案(包括特別決議案)的效力及作用,猶如該決議案已在亞太區正式召開及舉行的股東大會上通過一樣。 | | | 根據建議的公司章程細則,新OmniAb股東須採取或準許採取的任何行動必須在股東周年大會或特別會議上作出,不得以書面同意方式作出。儘管有上述規定,任何系列優先股持有人要求或允許採取的任何行動,可在與該系列優先股有關的適用指定證書明確規定的範圍內,無需召開會議、無需事先通知和投票而採取。 | | |
根據Ligand的章程,股東不得采取任何行動,除非是在年度會議或特別會議上,不得采取任何行動
應由股東書面同意。
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APAC
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New OmniAb
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Ligand
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公司註冊證書/公司章程大綱修正案
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| | 亞太地區的組織章程大綱和章程細則規定,其組織章程大綱的大部分條款可由其成員通過特別決議進行修訂,而與其股本有關的某些修訂可由其成員通過普通決議進行。 | | |
根據特拉華州的法律,章程修正案一般需要獲得新的OmniAb董事會的批准,以及當時已發行的有投票權股票的多數投票權,作為一個類別一起投票。
根據建議的公司章程細則,除DGCL要求的任何表決外,建議的公司章程細則的若干關鍵條款須由當時有權就該等股份投票的新OmniAb已發行股份總投票權的至少三分之二(662/3%)的持有人投贊成票才可修訂,並作為一個類別一起投票。
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| | 根據特拉華州法律,章程修正案一般需要得到董事會的批准,以及當時已發行的有投票權股票的多數投票權,作為一個類別一起投票。 | |
Amendment of the Bylaws
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| | 亞太地區的組織備忘錄和章程規定,除第29.4條和第47.2條外,其組織章程可由其成員通過特別決議予以修訂。 | | |
根據擬議的附例,新的OmniAbBoard明確授權通過、修訂或廢除附例。
股東還有權通過、修訂或廢除章程;但是,除適用法律或擬議的公司註冊證書(包括關於一個或多個優先股系列的任何指定證書)所要求的任何類別或系列新OmniAb股票的持有者投票外,股東通過、修訂或廢除章程應
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《Ligand章程》一般可由Ligand所有當時有權在董事選舉中投票的流通股的多數表決權的贊成票通過;但章程的某些部分應要求持有至少66%(66-2/3%)有表決權的當時流通股的持有者投贊成票,才能改變或修改。
配對局也有權
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APAC
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New OmniAb
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Ligand
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| | | | | | 要求持有至少三分之二(66%和2/3%)投票權的所有當時有表決權股票的持有者投贊成票,這些股份一般有權在董事選舉中投票,作為一個類別一起投票。 | | | amend the bylaws. | |
Quorum
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董事會。亞太地區董事會的多數成員,除非另有規定。
股東。三分之一的股份持有人為親自出席或由受委代表出席的個人,或如公司或其他非自然人由其正式授權的代表或受委代表出席,則構成法定人數。
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董事會。在新的OmniAb董事會的所有會議上,除非建議的公司註冊證書另有規定,否則董事總數的過半數構成處理業務的法定人數。
股東。在所有股東會議上,持有已發行和已發行股票的多數投票權並有權投票、親自出席、或通過遠程通信(如適用)或由其代表出席的股東應構成處理事務的法定人數。
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董事會。在Ligand董事會的所有會議上,大多數董事應構成處理業務的法定人數
股東。除法規或公司註冊證書另有規定外,持有已發行和已發行股票的大多數並有權在會上投票的人,無論是親自出席還是由受委代表出席,均構成股東處理業務的所有會議的法定人數。
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Interested Directors
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| | 任何人都不應被取消董事的資格,或被該辦公室阻止作為賣方、買方或其他身份與亞太地區訂立合同,任何此類合同或由亞太地區或代表亞太地區簽訂的任何合同或交易,如董事在其中以任何方式有利害關係,也不應被廢止,任何如此訂約或如此有利害關係的董事也不負責任 | | | 新的OmniAb將受DGCL第203條管轄。 | | | Ligand受DGCL第203條管轄。 | |
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APAC
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New OmniAb
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Ligand
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| | | 任何該等合約或交易所實現或產生的任何利潤,均須向亞太區結算,而該等合約或交易是由該等董事持有職位或由此而建立的受託關係所致。董事可就其有利害關係的任何合約或交易投票,但任何董事在該等合約或交易中的權益性質,須由其在審議該合約或交易及就該合約或交易投票時或之前披露。 | | | | | | | |
股東/股東特別大會
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| | [br]董事、首席執行官或者董事長可以召集股東大會。 | | | 在一個或多個系列優先股持有人享有特別權利的規限下,為任何目的或任何目的,特別會議可於任何時間由新泛抗體董事會、新泛抗體董事會主席、行政總裁或總裁或在其指示下召開。 | | | 除非法規或公司註冊證書另有規定,否則為任何一個或多個目的召開的股東特別會議,只能由Ligand董事會主席、Ligand董事會根據全體Ligand董事會多數成員批准的決議召開,或由Ligand祕書在收到一份或多份書面要求後召開,該書面要求要求根據章程第7條召開股東特別會議,並在符合章程第7條的規定的前提下,根據根據章程第7(D)條確定的記錄日期,流通股至少10%(10%)的投票權 | |
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APAC
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New OmniAb
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Ligand
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| | | | | | | | | Ligand. | |
股東大會通知
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任何股東大會應至少提前五整天發出通知。每份通知均須指明會議的地點、日期和時間,以及在大會上處理的事務的一般性質,並須按下文所述的方式發出,或按亞太區議會所訂明的其他方式發出,但如亞太區議會就以下事項達成協議,則須當作已妥為召開:
(A)如屬週年大會,所有有權出席並在會上表決的成員;
and
(Br)(B)如為特別股東大會,有權出席會議並於會上表決的股東的過半數,合共持有給予該項權利的股份面值不少於95%。
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| | 除非DGCL另有規定,否則任何股東大會的通知應在會議日期前不少於10天至不超過60天發送或以其他方式發給每一位有權在該會議上投票的股東。通知須列明召開會議的地點(如有)、日期及時間、遠距離通訊方式(如有),使股東及受委代表可被視為親身出席該會議並於會議上投票;如屬特別會議,則須指明召開該會議的目的。 | | | 除非DGCL另有規定,否則任何股東大會的通知應在會議日期前不少於10天至不超過60天發送或以其他方式發給每一位有權在該會議上投票的股東。通知應指明會議的地點、日期和時間、股東和代表持有人可被視為親自出席會議並在會議上投票的遠程通信手段(如有),以及就特別會議而言,召開會議的目的。 | |
| Avista Public Acquisition Corp.II | | | | | | | |
|
在Avista Public Acquisition Corp.II財務報表中提及的‘’公司‘’指的是Avista Public Acquisition Corp.II。
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獨立註冊會計師事務所報告
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| | | | F-2 | | |
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Balance Sheet as of December 31, 2021
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| | | | F-3 | | |
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2021年2月5日(初始)至2021年12月31日期間的運營説明書
|
| | | | F-4 | | |
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2021年2月5日(初始)至2021年12月31日期間股東赤字變動報表
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| | | | F-5 | | |
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2021年2月5日(初始)至2021年12月31日期間現金流量表
|
| | | | F-6 | | |
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財務報表附註
|
| | | | F-7 | | |
| Avista Public Acquisition Corp.II | | | | | | | |
|
在Avista Public Acquisition Corp.II財務報表中提及的‘’公司‘’指的是Avista Public Acquisition Corp.II。
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截至2022年6月30日(未經審計)和2021年12月31日(已審計)的簡明綜合資產負債表
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| | | | F-23 | | |
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截至三個月和六個月的未經審計的簡明合併經營報表
2022年6月30日,截至2021年6月30日的三個月,以及自2021年2月5日起 2021 (inception) Through June 30, 2021 |
| | | | F-24 | | |
|
三家公司股東權益(虧損)變動簡明綜合報表
截至2022年6月30日的六個月,截至2021年6月30日的三個月,以及截至2021年6月30日的期間 from February 5, 2021 (inception) Through June 30, 2021 |
| | | | F-25 | | |
|
截至2022年6月30日的6個月和2021年2月5日(開始)至2021年6月30日期間的未經審計的現金流量簡明合併報表
|
| | | | F-26 | | |
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未經審計的簡明合併財務報表附註
|
| | | | F-27 | | |
| OmniAb, Inc. | | | | | | | |
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獨立註冊會計師事務所報告
|
| | | | F-47 | | |
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截至2021年12月31日和2020年12月31日的合併資產負債表
|
| | | | F-48 | | |
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截至2021年12月、2020年和2019年12月的年度綜合經營報表
|
| | | | F-49 | | |
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截至2021年12月31日、2020年12月31日和2019年12月31日的母公司淨投資變動表
|
| | | | F-50 | | |
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截至2021年12月31日、2020年12月31日和2019年12月31日的年度現金流量表
|
| | | | F-51 | | |
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合併財務報表附註
|
| | | | F-52 | | |
| OmniAb, Inc. | | | | | | | |
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精簡合併資產負債表
|
| | | | F-74 | | |
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業務簡明合併報表
|
| | | | F-75 | | |
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母公司淨投資變動簡明合併報表
|
| | | | F-76 | | |
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現金流量表簡明合併報表
|
| | | | F-77 | | |
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簡明合併財務報表附註
|
| | | | F-78 | | |
| ASSETS | | | | | | | |
| Current assets: | | | | | | | |
|
Cash
|
| | | $ | 189,971 | | |
|
Prepaid expenses
|
| | | | 744,542 | | |
|
Total current assets
|
| | | | 934,513 | | |
|
信託賬户中持有的現金
|
| | | | 235,750,000 | | |
|
TOTAL ASSETS
|
| | | $ | 236,684,513 | | |
| 負債和股東虧損 | | | | | | | |
| 流動負債: | | | | | | | |
|
Accounts payable
|
| | | | 15,440 | | |
|
Accrued expenses
|
| | | | 107,734 | | |
|
Accrued offering costs
|
| | | | 314,153 | | |
|
Due to related party
|
| | | | 884 | | |
|
流動負債總額
|
| | | | 438,211 | | |
|
應付延期承銷費
|
| | | | 8,050,000 | | |
|
TOTAL LIABILITIES
|
| | | | 8,488,211 | | |
| Commitments (see Note 6) | | | | | | | |
|
A類普通股,面值0.0001美元,可能會被贖回;
23,000,000 shares at redemption value |
| | | | 235,750,000 | | |
| 股東虧損 | | | | | | | |
|
優先股,面值0.0001美元;授權500萬股;
未發行且未償還的債券 |
| | | | — | | |
|
A類普通股,面值0.0001美元;授權發行5億股;
未發行和發行任何股份(不包括23,000,000股受 限制的股份 possible redemption) |
| | | | — | | |
|
B類普通股,面值0.0001美元;授權5000萬股;
5,750,000 shares issued and outstanding |
| | | | 575 | | |
|
新增實收資本
|
| | | | — | | |
|
Accumulated deficit
|
| | | | (7,554,273) | | |
|
股東虧損總額
|
| | | | (7,553,698) | | |
|
總負債和股東赤字
|
| | | $ | 236,684,513 | | |
|
組建和運營成本
|
| | | $ | 516,442 | | |
|
Net loss
|
| | | $ | (516,442) | | |
| | | | | | | | |
|
基本和稀釋後加權平均流通股,A類普通股
|
| | | | 9,857,143 | | |
|
A類普通股每股基本及攤薄淨虧損
|
| | | $ | (0.03) | | |
|
基本和稀釋後加權平均流通股、B類普通股
|
| | | | 5,321,429 | | |
|
B類普通股每股基本及攤薄淨虧損
|
| | | $ | (0.03) | | |
| | |
Class A Ordinary Shares
|
| |
Class B Ordinary Shares
|
| |
Additional
Paid-in Capital |
| |
Accumulated
Deficit |
| |
Total
Shareholders’ Deficit |
| |||||||||||||||||||||||||||
| | |
Shares
|
| |
Amount
|
| |
Shares
|
| |
Amount
|
| ||||||||||||||||||||||||||||||
Balance at February 5, 2021 (inception)
|
| | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
向保薦人發行B類普通股
|
| | | | — | | | | | | — | | | | | | 5,750,000 | | | | | | 575 | | | | | | 24,425 | | | | | | — | | | | | | 25,000 | | |
分配給公開認股權證的首次公開發行(IPO)成本收益(扣除發行成本)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 9,232,604 | | | | | | — | | | | | | 9,232,604 | | |
向保薦人出售私募認股權證所得收益(扣除發行成本)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 12,298,375 | | | | | | — | | | | | | 12,298,375 | | |
重新計量A類普通股至贖回價值
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (21,555,404) | | | | | | (7,037,831) | | | | | | (28,593,235) | | |
Net loss
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (516,442) | | | | | | (516,442) | | |
Balance at December 31, 2021
|
| | | | — | | | | | $ | — | | | | | | 5,750,000 | | | | | $ | 575 | | | | | $ | — | | | | | $ | (7,554,273) | | | | | $ | (7,553,698) | | |
| 經營活動現金流: | | | | | | | |
|
Net loss
|
| | | $ | (516,442) | | |
| 經營性資產和負債變動: | | | | | | | |
|
Prepaid expenses
|
| | | | (744,542) | | |
|
Accounts payable
|
| | | | 15,440 | | |
|
Due to related party
|
| | | | 884 | | |
|
Accrued expenses
|
| | | | 107,734 | | |
|
經營活動中使用的淨現金
|
| | | | (1,136,926) | | |
| 投資活動現金流: | | | | | | | |
|
將現金投資到信託賬户
|
| | | | (235,750,000) | | |
|
投資活動中使用的淨現金
|
| | | | (235,750,000) | | |
| 融資活動的現金流: | | | | | | | |
|
向保薦人發行B類普通股所得款項
|
| | | | 25,000 | | |
|
首次公開發行的收益,扣除支付的承銷商折扣後的淨額
|
| | | | 225,400,000 | | |
|
出售私募認股權證的收益
|
| | | | 12,350,000 | | |
|
從贊助商備註中獲得收益
|
| | | | 175,000 | | |
|
保薦人説明的償還
|
| | | | (175,000) | | |
|
支付產品費用
|
| | | | (698,103) | | |
|
融資活動提供的現金淨額
|
| | | | 237,076,897 | | |
|
Net change in cash
|
| | | | 189,971 | | |
|
Cash – beginning of period
|
| | | | — | | |
|
Cash – end of period
|
| | | $ | 189,971 | | |
| 非現金投融資活動 | | | | | | | |
|
重新計量A類普通股至贖回價值
|
| | | $ | 28,593,235 | | |
|
計入應計發售成本的發售成本
|
| | | $ | 314,153 | | |
|
應付延期承銷費
|
| | | $ | 8,050,000 | | |
|
Gross proceeds
|
| | | $ | 230,000,000 | | |
| Less: | | | | | | | |
|
分配給公開認股權證的收益
|
| | | | (9,813,334) | | |
|
分配給A類普通股的發行成本
|
| | | | (13,029,901) | | |
| Plus: | | | | | | | |
|
賬面價值增加到贖回價值
|
| | | | 28,593,235 | | |
|
可能贖回的A類普通股
|
| | | $ | 235,750,000 | | |
| | |
For the Period from February 5,
2021 (inception) Through December 31, 2021 |
| |||||||||
| | |
Class A
|
| |
Class B
|
| ||||||
每股基本和稀釋後淨虧損: | | | | | | | | | | | | | |
Numerator:
|
| | | | | | | | | | | | |
Net loss
|
| | | $ | (335,384) | | | | | $ | (181,058) | | |
Denominator:
|
| | | | | | | | | | | | |
基本和稀釋後加權平均流通股
|
| | | | 9,857,143 | | | | | | 5,321,429 | | |
每股基本和攤薄淨虧損
|
| | | $ | (0.03) | | | | | $ | (0.03) | | |
| | |
June 30, 2022
|
| |
December 31, 2021
|
| ||||||
| | |
(Unaudited)
|
| |
(Audited)
|
| ||||||
ASSETS | | | | | | | | | | | | | |
Current assets: | | | | | | | | | | | | | |
Cash
|
| | | $ | 159,194 | | | | | $ | 189,971 | | |
Prepaid expenses
|
| | | | 532,817 | | | | | | 744,542 | | |
Total current assets
|
| | | | 692,011 | | | | | | 934,513 | | |
信託賬户中持有的投資
|
| | | | 236,098,332 | | | | | | 235,750,000 | | |
TOTAL ASSETS
|
| | | $ | 236,790,343 | | | | | $ | 236,684,513 | | |
負債和股東虧損 | | | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | |
Accounts payable
|
| | | $ | 4,539,648 | | | | | $ | 15,440 | | |
Accrued expenses
|
| | | | 933,720 | | | | | | 107,734 | | |
Accrued offering costs
|
| | | | 314,153 | | | | | | 314,153 | | |
可轉換本票
|
| | | | 750,000 | | | | | | — | | |
Due to related party
|
| | | | 57,666 | | | | | | 884 | | |
衍生品 - 遠期購買和支持證券
|
| | | | 383,390 | | | | | | — | | |
流動負債總額
|
| | | | 6,978,577 | | | | | | 438,211 | | |
應付延期承銷費
|
| | | | 8,050,000 | | | | | | 8,050,000 | | |
TOTAL LIABILITIES
|
| | | | 15,028,577 | | | | | | 8,488,211 | | |
Commitments (see Note 6) | | | | | | | | | | | | | |
A類普通股,面值0.0001美元,可能贖回;贖回價值2300萬股
|
| | | | 236,098,332 | | | | | | 235,750,000 | | |
股東虧損 | | | | | | | | | | | | | |
優先股,面值0.0001美元;授權500萬股;無
issued and outstanding |
| | | | — | | | | | | — | | |
A類普通股,面值0.0001美元;授權股份5億股;無已發行和流通股(不包括可能贖回的2300萬股)
|
| | | | — | | | | | | — | | |
B類普通股,面值0.0001美元;授權發行5000萬股;已發行和已發行股票575萬股
|
| | | | 575 | | | | | | 575 | | |
新增實收資本
|
| | | | — | | | | | | — | | |
Accumulated deficit
|
| | | | (14,337,141) | | | | | | (7,554,273) | | |
股東虧損總額
|
| | | | (14,336,566) | | | | | | (7,553,698) | | |
總負債和股東赤字
|
| | | $ | 236,790,343 | | | | | $ | 236,684,513 | | |
| | |
Three Months
Ended June 30, 2022 |
| |
Three Months
Ended June 30, 2021 |
| |
Six Months
Ended June 30, 2022 |
| |
For the Period
from February 5, 2021 (inception) through June 30, 2021 |
| ||||||||||||
組建和運營成本
|
| | | $ | 2,578,263 | | | | | $ | 2,185 | | | | | $ | 6,399,478 | | | | | $ | 9,971 | | |
Loss from operations
|
| | | | (2,578,263) | | | | | | (2,185) | | | | | | (6,399,478) | | | | | | (9,971) | | |
信託賬户中的投資收益
|
| | | | 297,047 | | | | | | — | | | | | | 348,332 | | | | | | — | | |
遠期購買公允價值變動和
Backstop Securities |
| | | | 656,300 | | | | | | — | | | | | | 64,990 | | | | | | — | | |
Net loss
|
| | | $ | (1,624,916) | | | | | $ | (2,185) | | | | | $ | (5,986,156) | | | | | $ | (9,971) | | |
視為股息 - 遠期購買和支持證券
|
| | | | — | | | | | | — | | | | | | (225,000) | | | | | | — | | |
普通股股東應佔淨虧損
|
| | | $ | (1,624,916) | | | | | $ | (2,185) | | | | | $ | (6,211,156) | | | | | $ | (9,971) | | |
基本和稀釋後加權平均流通股,A類普通股
|
| | | | 23,000,000 | | | | | | — | | | | | | 23,000,000 | | | | | | — | | |
A類普通股每股基本及攤薄淨虧損
|
| | | $ | (0.06) | | | | | $ | — | | | | | $ | (0.21) | | | | | $ | — | | |
基本和稀釋後加權平均流通股,B類普通股(1)
|
| | | | 5,750,000 | | | | | | 5,000,000 | | | | | | 5,750,000 | | | | | | 5,000,000 | | |
B類普通股每股基本及攤薄淨虧損
|
| | | $ | (0.06) | | | | | $ | (0.00) | | | | | $ | (0.21) | | | | | $ | (0.00) | | |
| | |
Class A
Ordinary Shares |
| |
Class B
Ordinary Shares |
| |
Additional
Paid-in Capital |
| |
Accumulated
Deficit |
| |
Total
Shareholder’s Deficit |
| |||||||||||||||||||||||||||
| | |
Shares
|
| |
Amount
|
| |
Shares
|
| |
Amount
|
| ||||||||||||||||||||||||||||||
Balance at January 1, 2022
|
| | | | — | | | | | $ | — | | | | | | 5,750,000 | | | | | $ | 575 | | | | | $ | — | | | | | $ | (7,554,273) | | | | | $ | (7,553,698) | | |
遠期採購協議重新分類
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (223,380) | | | | | | (223,380) | | |
視為股息 - 遠期購買和支持證券
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (225,000) | | | | | | (225,000) | | |
Net loss
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (4,361,240) | | | | | | (4,361,240) | | |
Balance at March 31, 2022
|
| | | | — | | | | | | — | | | | | | 5,750,000 | | | | | | 575 | | | | | | — | | | | | | (12,363,893) | | | | | | (12,363,318) | | |
A類普通股重新計量至贖回金額
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (348,332) | | | | | | (348,332) | | |
Net loss
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (1,624,916) | | | | | | (1,624,916) | | |
Balance at June 30, 2022
|
| | | | — | | | | | $ | — | | | | | | 5,750,000 | | | | | $ | 575 | | | | | $ | — | | | | | $ | (14,337,141) | | | | | $ | (14,336,566) | | |
| | |
Class A Ordinary
Shares |
| |
Class B Ordinary
Shares |
| |
Additional
Paid- in Capital |
| |
Accumulated
Deficit |
| |
Total
Shareholders’ Equity |
| |||||||||||||||||||||||||||
| | |
Shares
|
| |
Amount
|
| |
Shares
|
| |
Amount
|
| ||||||||||||||||||||||||||||||
Balance at February 5, 2021 (inception)
|
| | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
向保薦人發行B類普通股(1)
|
| | | | — | | | | | | — | | | | | | 5,750,000 | | | | | | 575 | | | | | | 24,425 | | | | | | — | | | | | | 25,000 | | |
Net loss
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (7,786) | | | | | | (7,786) | | |
Balance at March 31, 2021
|
| | | | — | | | | | | — | | | | | | 5,750,000 | | | | | | 575 | | | | | | 24,425 | | | | | | (7,786) | | | | | | 17,214 | | |
Net loss
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (2,185) | | | | | | (2,185) | | |
Balance at June 30, 2021
|
| | | | — | | | | | $ | — | | | | | | 5,750,000 | | | | | $ | 575 | | | | | $ | 24,425 | | | | | $ | (9,971) | | | | | $ | 15,029 | | |
| | |
Six Months
Ended June 30, 2022 |
| |
For the Period
from February 5, 2021 (inception) through June 30, 2021 |
| ||||||
經營活動現金流: | | | | | | | | | | | | | |
Net loss
|
| | | $ | (5,986,156) | | | | | $ | (9,971) | | |
將淨虧損與經營活動中使用的現金淨額進行調整: | | | | | | | | | | | | | |
信託賬户中的投資收益
|
| | | | (348,332) | | | | | | — | | |
遠期買入和後備證券公允價值變動
|
| | | | (64,990) | | | | | | — | | |
保薦人為換取發行B類普通股支付的組建費用
|
| | | | — | | | | | | 9,961 | | |
經營性資產和負債變動: | | | | | | | | | | | | | |
Prepaid expenses
|
| | | | 211,725 | | | | | | — | | |
Accounts payable
|
| | | | 4,524,208 | | | | | | — | | |
Due to related party
|
| | | | 56,782 | | | | | | 5 | | |
Accrued expenses
|
| | | | 825,986 | | | | | | — | | |
經營活動中使用的淨現金
|
| | | | (780,777) | | | | | | (5) | | |
融資活動的現金流: | | | | | | | | | | | | | |
本票 - 關聯方收益
|
| | | | — | | | | | | 119,275 | | |
支付產品費用
|
| | | | — | | | | | | (83,125) | | |
可轉換本票收益
|
| | | | 750,000 | | | | | | — | | |
融資活動提供的現金淨額
|
| | | | 750,000 | | | | | | 36,150 | | |
Net Change in Cash
|
| | | | (30,777) | | | | | | 36,145 | | |
Cash – Beginning of period
|
| | | | 189,971 | | | | | | — | | |
Cash – End of period
|
| | | $ | 159,194 | | | | | $ | 36,145 | | |
補充披露非現金投融資活動: | | | | | | | | | | | | | |
應贖回的A類普通股重新計量至贖回金額
|
| | | $ | 348,332 | | | | | $ | — | | |
遠期買入和後備證券的初步分類
|
| | | $ | 448,380 | | | | | $ | — | | |
保薦人為換取發行B類普通股而支付的延期發行費用
|
| | | $ | — | | | | | $ | 15,039 | | |
本票 - 關聯方包含的延期發售成本
|
| | | $ | — | | | | | $ | 55,725 | | |
計入應計發售成本的延期發售成本
|
| | | $ | — | | | | | $ | 443,381 | | |
|
Gross proceeds
|
| | | $ | 230,000,000 | | |
| Less: | | | | | | | |
|
分配給公開認股權證的收益
|
| | | | (9,813,334) | | |
|
分配給A類普通股的發行成本
|
| | | | (13,029,901) | | |
| Plus: | | | | | | | |
|
賬面價值增加到贖回價值
|
| | | | 28,593,235 | | |
|
可能贖回的A類普通股,2021年12月31日
|
| | | $ | 235,750,000 | | |
| Plus: | | | | | | | |
|
A類普通股重新計量至贖回金額
|
| | | $ | 348,332 | | |
|
可能贖回的A類普通股,2022年6月30日
|
| | | $ | 236,098,332 | | |
| | |
Three Months Ended
June 30, 2022 |
| |
Three Months Ended
June 30, 2021 |
| |
Six Months Ended
June 30, 2022 |
| |
For the Period from
February 5, 2021 (Inception) Through June 30, 2021 |
| ||||||||||||||||||||||||||||||||||||
| | |
Class A
|
| |
Class B
|
| |
Class A
|
| |
Class B
|
| |
Class A
|
| |
Class B
|
| |
Class A
|
| |
Class B
|
| ||||||||||||||||||||||||
每單位基本和攤薄淨虧損
share: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Numerator: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net loss
|
| | | $ | (1,299,933) | | | | | $ | (324,983) | | | | | $ | — | | | | | $ | (2,185) | | | | | $ | (4,788,925) | | | | | $ | (1,197,231) | | | | | $ | — | | | | | $ | (9,971) | | |
Denominator:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
基本和稀釋後加權平均流通股
|
| | | | 23,000,000 | | | | | | 5,750,000 | | | | | | — | | | | | | 5,000,000 | | | | | | 23,000,000 | | | | | | 5,750,000 | | | | | | — | | | | | | 5,000,000 | | |
每股基本和攤薄淨虧損
|
| | | $ | (0.06) | | | | | $ | (0.06) | | | | | $ | — | | | | | $ | (0.00) | | | | | $ | (0.21) | | | | | $ | (0.21) | | | | | $ | — | | | | | $ | (0.00) | | |
Description
|
| |
Amount at
Fair Value |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| ||||||||||||
June 30, 2022 | | | | | | | | | | | | | | | | | | | | | | | | | |
Assets
|
| | | | | | | | | | | | | | | | | | | | | | | | |
信託賬户中持有的投資
|
| | | $ | 236,098,332 | | | | | $ | 236,098,332 | | | | | $ | — | | | | | $ | — | | |
Liabilities
|
| | | | | | | | | | | | | | | | | | | | | | | | |
衍生負債 - 遠期購買和支持證券
|
| | | $ | 383,390 | | | | | $ | — | | | | | $ | — | | | | | $ | 383,390 | | |
| | |
As of March 23, 2022
(Initial Measurement) |
| |||
遠期買入和後備證券的公允價值
|
| | | $ | 10.34 | | |
遠期買入和後備證券現值
|
| | | $ | 10.00 | | |
業務合併時間(年)
|
| | | | 0.52 | | |
Risk-free rate
|
| | | | 0.95% | | |
Discount factor
|
| | | | 99.50% | | |
預期贖回率
|
| | | | 85.00% | | |
完成初始業務合併的概率
|
| | | | 32.50% | | |
遠期買入和後備證券的公允價值
|
| | | $ | 448,380 | | |
| | |
At June 30,
2022 |
| |||
Fair value of unit
|
| | | $ | 10.08 | | |
Unit forward price
|
| | | $ | 10.00 | | |
業務合併時間(年)
|
| | | | 0.25 | | |
Risk-free rate
|
| | | | 1.72% | | |
Discount factor
|
| | | | 99.60% | | |
預期贖回率
|
| | | | 85.00% | | |
完成初始業務合併的概率
|
| | | | 20.00% | | |
遠期買入和後備證券的公允價值
|
| | | $ | 383,390 | | |
|
Fair value as of December 31, 2021
|
| | | $ | — | | |
|
Initial measurement as of March 23, 2022
|
| | | | 448,380 | | |
|
Change in fair value
|
| | | | 591,310 | | |
|
Fair value as of March 31, 2022
|
| | | | 1,039,690 | | |
|
Change in fair value
|
| | | | (656,300) | | |
|
Fair value as of June 30,2022
|
| | | $ | 383,390 | | |
| | |
December 31,
|
| |||||||||
| | |
2021
|
| |
2020
|
| ||||||
| | | | | | | | |
As Restated
|
| |||
ASSETS
|
| | | | | | | | | | | | |
Current assets: | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | $ | 21,136 | | | | | $ | 15,875 | | |
Other current assets
|
| | | | 1,406 | | | | | | 774 | | |
Total current assets
|
| | | | 22,542 | | | | | | 16,649 | | |
Intangible assets, net
|
| | | | 176,321 | | | | | | 186,644 | | |
Goodwill
|
| | | | 83,979 | | | | | | 83,979 | | |
財產和設備,淨額
|
| | | | 6,795 | | | | | | 3,480 | | |
Operating lease assets
|
| | | | 13,332 | | | | | | 2,499 | | |
Other assets
|
| | | | 1,496 | | | | | | 2,129 | | |
Total assets
|
| | | $ | 304,465 | | | | | $ | 295,380 | | |
負債和母公司淨投資
|
| | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | |
Accounts payable
|
| | | $ | 2,924 | | | | | $ | 469 | | |
Accrued liabilities
|
| | | | 3,746 | | | | | | 3,956 | | |
或有負債的流動部分
|
| | | | 2,538 | | | | | | 2,115 | | |
遞延收入的當前部分
|
| | | | 10,790 | | | | | | 7,157 | | |
經營租賃負債的當期部分
|
| | | | 578 | | | | | | 579 | | |
融資租賃負債的當期部分
|
| | | | 1 | | | | | | 1 | | |
流動負債總額
|
| | | | 20,577 | | | | | | 14,277 | | |
長期或有負債
|
| | | | 4,826 | | | | | | 5,089 | | |
遞延所得税淨額
|
| | | | 21,962 | | | | | | 28,925 | | |
長期經營租賃負債
|
| | | | 13,272 | | | | | | 2,012 | | |
遞延收入的長期部分
|
| | | | 9,226 | | | | | | 8,232 | | |
其他長期負債
|
| | | | 295 | | | | | | 1,308 | | |
Total liabilities
|
| | | | 70,158 | | | | | | 59,843 | | |
承付款和或有事項(附註10) | | | | | | | | | | | | | |
母公司淨投資: | | | | | | | | | | | | | |
母公司淨投資
|
| | | | 234,307 | | | | | | 235,537 | | |
總負債和母公司淨投資
|
| | | $ | 304,465 | | | | | $ | 295,380 | | |
| | |
Year Ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
| | | | | | | | |
As Restated
|
| |
As Restated
|
| ||||||
Revenues: | | | | | | | | | | | | | | | | | | | |
許可證和里程碑收入
|
| | | $ | 14,664 | | | | | $ | 11,385 | | | | | $ | 12,750 | | |
Service revenue
|
| | | | 20,084 | | | | | | 11,883 | | | | | | 5,568 | | |
Total revenue
|
| | | | 34,748 | | | | | | 23,268 | | | | | | 18,318 | | |
Operating expenses: | | | | | | | | | | | | | | | | | | | |
研發
|
| | | | 39,232 | | | | | | 24,796 | | | | | | 13,208 | | |
一般和行政
|
| | | | 16,947 | | | | | | 10,225 | | | | | | 8,651 | | |
無形資產攤銷
|
| | | | 12,968 | | | | | | 11,800 | | | | | | 10,304 | | |
其他運營費用(收入),淨額
|
| | | | 1,210 | | | | | | 2,070 | | | | | | (818) | | |
總運營費用
|
| | | | 70,357 | | | | | | 48,891 | | | | | | 31,345 | | |
Loss from operations
|
| | | | (35,609) | | | | | | (25,623) | | | | | | (13,027) | | |
Other income (expense): | | | | | | | | | | | | | | | | | | | |
Interest expense
|
| | | | (7) | | | | | | (5) | | | | | | — | | |
Other income, net
|
| | | | 1,266 | | | | | | 1,900 | | | | | | — | | |
Total other income
|
| | | | 1,259 | | | | | | 1,895 | | | | | | — | | |
Loss before income tax
|
| | | | (34,350) | | | | | | (23,728) | | | | | | (13,027) | | |
所得税優惠(費用)
|
| | | | 7,308 | | | | | | 6,171 | | | | | | (562) | | |
Net loss
|
| | | $ | (27,042) | | | | | $ | (17,557) | | | | | $ | (13,589) | | |
| | |
Parent company
net investment |
| |||
Opening balance at January 1, 2019
|
| | | $ | 204,882 | | |
Net loss (as restated)
|
| | | | (13,589) | | |
股份薪酬的母公司分配
|
| | | | 6,660 | | |
母公司淨轉賬(重述)
|
| | | | 20,290 | | |
Balance at December 31, 2019 (as restated)
|
| | | | 218,243 | | |
Net loss (as restated)
|
| | | | (17,557) | | |
股份薪酬的母公司分配
|
| | | | 9,165 | | |
母公司淨轉賬(重述)
|
| | | | 25,686 | | |
Balance at December 31, 2020 (as restated)
|
| | | | 235,537 | | |
Net loss
|
| | | | (27,042) | | |
股份薪酬的母公司分配
|
| | | | 15,065 | | |
母公司淨轉賬
|
| | | | 10,747 | | |
Balance at December 31, 2021
|
| | | $ | 234,307 | | |
| | |
Year Ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
| | | | | | | | |
As Restated
|
| |
As Restated
|
| ||||||
經營活動 | | | | | | | | | | | | | | | | | | | |
Net loss
|
| | | $ | (27,042) | | | | | $ | (17,557) | | | | | $ | (13,589) | | |
將淨虧損與經營活動提供(用於)的現金淨額進行調整:
|
| | | | | | | | | | | | | | | | | | |
或有負債估計公允價值變動
|
| | | | 1,210 | | | | | | 2,070 | | | | | | (818) | | |
折舊及攤銷
|
| | | | 16,252 | | | | | | 13,137 | | | | | | 10,917 | | |
基於股份的薪酬
|
| | | | 15,065 | | | | | | 9,165 | | | | | | 6,660 | | |
遞延所得税淨額
|
| | | | (7,325) | | | | | | (6,185) | | | | | | 557 | | |
短期投資收益
|
| | | | (1,265) | | | | | | — | | | | | | — | | |
出售知識產權許可的收益
|
| | | | — | | | | | | (1,900) | | | | | | — | | |
Other
|
| | | | 64 | | | | | | 161 | | | | | | — | | |
扣除收購後的營業資產和負債變動:
|
| | | | | | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | | 6,019 | | | | | | 339 | | | | | | (4,290) | | |
Other current assets
|
| | | | (632) | | | | | | (497) | | | | | | (14) | | |
Other long-term assets
|
| | | | (938) | | | | | | 1,621 | | | | | | (20) | | |
應付賬款和應計負債
|
| | | | 1,513 | | | | | | 2,759 | | | | | | (570) | | |
Deferred revenue
|
| | | | (6,717) | | | | | | 1,328 | | | | | | (1,875) | | |
其他長期負債
|
| | | | (1,876) | | | | | | (822) | | | | | | (2,153) | | |
經營活動提供(使用)的現金淨額
|
| | | | (5,672) | | | | | | 3,619 | | | | | | (5,195) | | |
投資活動 | | | | | | | | | | | | | | | | | | | |
出售短期投資的收益
|
| | | | 1,265 | | | | | | — | | | | | | — | | |
為收購支付的現金,扣除現金和限制現金獲得的淨額
|
| | | | — | | | | | | (27,127) | | | | | | (11,840) | | |
購置房產和設備
|
| | | | (4,070) | | | | | | (1,753) | | | | | | (255) | | |
出售知識產權許可的收益
|
| | | | — | | | | | | 1,900 | | | | | | — | | |
Payments to CVR holders
|
| | | | (720) | | | | | | — | | | | | | — | | |
Other
|
| | | | (500) | | | | | | — | | | | | | — | | |
投資活動中使用的淨現金
|
| | | | (4,025) | | | | | | (26,980) | | | | | | (12,095) | | |
融資活動 | | | | | | | | | | | | | | | | | | | |
Payment to CVR holders
|
| | | | (1,050) | | | | | | (2,325) | | | | | | (3,000) | | |
Net transfer from parent
|
| | | | 10,747 | | | | | | 25,686 | | | | | | 20,290 | | |
融資活動提供的現金淨額
|
| | | | 9,697 | | | | | | 23,361 | | | | | | 17,290 | | |
現金、現金等價物和受限現金淨增長
|
| | | | — | | | | | | — | | | | | | — | | |
年初的現金、現金等價物和限制性現金
|
| | | | — | | | | | | — | | | | | | — | | |
年終現金、現金等價物和限制性現金
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | |
現金流量信息補充披露: | | | | | | | | | | | | | | | | | | | |
在應收賬款中記錄的遞延收入
|
| | | $ | 11,344 | | | | | $ | 8,451 | | | | | $ | 1,425 | | |
在應付賬款中記錄的固定資產購置
|
| | | $ | 1,231 | | | | | $ | — | | | | | $ | 471 | | |
| | |
December 31, 2020
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
Assets: | | | | | | | | | | | | | | | | | | | |
Accounts receivable
|
| | | $ | 8,870 | | | | | $ | 7,005 | | | | | $ | 15,875 | | |
Total current assets
|
| | | $ | 9,644 | | | | | $ | 7,005 | | | | | $ | 16,649 | | |
Intangible assets, net
|
| | | $ | 186,592 | | | | | $ | 52 | | | | | $ | 186,644 | | |
Goodwill
|
| | | $ | 84,066 | | | | | $ | (87) | | | | | $ | 83,979 | | |
Total assets
|
| | | $ | 288,410 | | | | | $ | 6,970 | | | | | $ | 295,380 | | |
Liabilities: | | | | | | | | | | | | | | | | | | | |
Accrued liabilities
|
| | | $ | 3,456 | | | | | $ | 500 | | | | | $ | 3,956 | | |
融資租賃負債的當期部分
|
| | | $ | 14 | | | | | $ | (13) | | | | | $ | 1 | | |
流動負債總額
|
| | | $ | 13,790 | | | | | $ | 487 | | | | | $ | 14,277 | | |
遞延所得税淨額
|
| | | $ | 29,185 | | | | | $ | (260) | | | | | $ | 28,925 | | |
其他長期負債
|
| | | $ | 1,295 | | | | | $ | 13 | | | | | $ | 1,308 | | |
Total liabilities
|
| | | $ | 59,603 | | | | | $ | 240 | | | | | $ | 59,843 | | |
母公司淨投資: | | | | | | | | | | | | | | | | | | | |
母公司淨投資
|
| | | $ | 228,807 | | | | | $ | 6,730 | | | | | $ | 235,537 | | |
總負債和母公司淨投資
|
| | | $ | 288,410 | | | | | $ | 6,970 | | | | | $ | 295,380 | | |
| | |
Year ended December 31, 2020
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
研發
|
| | | $ | 24,894 | | | | | $ | (98) | | | | | $ | 24,796 | | |
一般和行政
|
| | | $ | 10,240 | | | | | $ | (15) | | | | | $ | 10,225 | | |
總運營費用
|
| | | $ | 49,004 | | | | | $ | (113) | | | | | $ | 48,891 | | |
Loss from operations
|
| | | $ | (25,736) | | | | | $ | 113 | | | | | $ | (25,623) | | |
Loss before income tax
|
| | | $ | (23,841) | | | | | $ | 113 | | | | | $ | (23,728) | | |
所得税優惠(費用)
|
| | | $ | 5,945 | | | | | $ | 226 | | | | | $ | 6,171 | | |
Net loss
|
| | | $ | (17,896) | | | | | $ | 339 | | | | | $ | (17,557) | | |
| | |
December 31, 2020
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
母公司淨投資 - 2020年1月1日
|
| | | $ | 218,185 | | | | | $ | 58 | | | | | $ | 218,243 | | |
Net loss
|
| | | $ | (17,896) | | | | | $ | 339 | | | | | $ | (17,557) | | |
母公司淨轉賬
|
| | | $ | 19,353 | | | | | $ | 6,333 | | | | | $ | 25,686 | | |
母公司淨投資 - 2020年12月31日
|
| | | $ | 228,807 | | | | | $ | 6,730 | | | | | $ | 235,537 | | |
| | |
Year ended December 31, 2020
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
經營活動: | | | | | | | | | | | | | | | | | | | |
Net loss
|
| | | $ | (17,896) | | | | | $ | 339 | | | | | $ | (17,557) | | |
將淨虧損與經營活動提供(用於)的現金淨額進行調整:
|
| | | | | | | | | | | | | | | | | | |
遞延所得税淨額
|
| | | $ | (5,960) | | | | | $ | (225) | | | | | $ | (6,185) | | |
Other
|
| | | $ | — | | | | | $ | 161 | | | | | $ | 161 | | |
扣除收購後的營業資產和負債變動:
|
| | | | | | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | $ | (1,096) | | | | | $ | 1,435 | | | | | $ | 339 | | |
應付賬款和應計負債
|
| | | $ | 2,337 | | | | | $ | 422 | | | | | $ | 2,759 | | |
Deferred revenue
|
| | | $ | 9,779 | | | | | $ | (8,451) | | | | | $ | 1,328 | | |
Other
|
| | | $ | 1,323 | | | | | $ | (14) | | | | | $ | 1,309 | | |
經營活動提供的現金淨額
|
| | | $ | 9,952 | | | | | $ | (6,333) | | | | | $ | 3,619 | | |
融資活動: | | | | | | | | | | | | | | | | | | | |
Net transfer from parent
|
| | | $ | 19,353 | | | | | $ | 6,333 | | | | | $ | 25,686 | | |
融資活動提供的現金淨額
|
| | | $ | 17,028 | | | | | $ | 6,333 | | | | | $ | 23,361 | | |
現金流量信息補充披露: | | | | | | | | | | | | | | | | | | | |
在應收賬款中記錄的遞延收入
|
| | | $ | — | | | | | $ | 8,451 | | | | | $ | 8,451 | | |
| | |
December 31, 2019
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
Assets: | | | | | | | | | | | | | | | | | | | |
Accounts receivable
|
| | | $ | 7,774 | | | | | $ | 150 | | | | | $ | 7,924 | | |
Total current assets
|
| | | $ | 7,795 | | | | | $ | 150 | | | | | $ | 7,945 | | |
Goodwill
|
| | | $ | 77,108 | | | | | $ | (86) | | | | | $ | 77,022 | | |
Total assets
|
| | | $ | 262,320 | | | | | $ | 64 | | | | | $ | 262,384 | | |
Liabilities: | | | | | | | | | | | | | | | | | | | |
Accounts payable
|
| | | $ | 806 | | | | | $ | 71 | | | | | $ | 877 | | |
融資租賃負債的當期部分
|
| | | $ | — | | | | | $ | 7 | | | | | $ | 7 | | |
流動負債總額
|
| | | $ | 6,139 | | | | | $ | 78 | | | | | $ | 6,217 | | |
遞延所得税淨額
|
| | | $ | 35,388 | | | | | $ | (86) | | | | | $ | 35,302 | | |
其他長期負債
|
| | | $ | 295 | | | | | $ | 14 | | | | | $ | 309 | | |
Total liabilities
|
| | | $ | 44,135 | | | | | $ | 6 | | | | | $ | 44,141 | | |
母公司淨投資: | | | | | | | | | | | | | | | | | | | |
母公司淨投資
|
| | | $ | 218,185 | | | | | $ | 58 | | | | | $ | 218,243 | | |
總負債和母公司淨投資
|
| | | $ | 262,320 | | | | | $ | 64 | | | | | $ | 262,384 | | |
| | |
Year ended December 31, 2019
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
許可證和里程碑收入
|
| | | $ | 12,685 | | | | | $ | 65 | | | | | $ | 12,750 | | |
Service revenue
|
| | | $ | 5,528 | | | | | $ | 40 | | | | | $ | 5,568 | | |
Total revenue
|
| | | $ | 18,213 | | | | | $ | 105 | | | | | $ | 18,318 | | |
研發
|
| | | $ | 13,137 | | | | | $ | 71 | | | | | $ | 13,208 | | |
一般和行政
|
| | | $ | 7,976 | | | | | $ | 675 | | | | | $ | 8,651 | | |
總運營費用
|
| | | $ | 30,599 | | | | | $ | 746 | | | | | $ | 31,345 | | |
Loss from operations
|
| | | $ | (12,386) | | | | | $ | (641) | | | | | $ | (13,027) | | |
Loss before income tax
|
| | | $ | (12,386) | | | | | $ | (641) | | | | | $ | (13,027) | | |
所得税優惠(費用)
|
| | | $ | (657) | | | | | $ | 95 | | | | | $ | (562) | | |
Net loss
|
| | | $ | (13,043) | | | | | $ | (546) | | | | | $ | (13,589) | | |
| | |
December 31, 2019
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
Net loss
|
| | | $ | (13,043) | | | | | $ | (546) | | | | | $ | (13,589) | | |
母公司淨轉賬
|
| | | $ | 19,686 | | | | | $ | 604 | | | | | $ | 20,290 | | |
母公司淨投資 - 2019年12月31日
|
| | | $ | 218,185 | | | | | $ | 58 | | | | | $ | 218,243 | | |
| | |
Year ended December 31, 2019
|
| |||||||||||||||
| | |
Reported
|
| |
Adjustment
|
| |
Restated
|
| |||||||||
經營活動: | | | | | | | | | | | | | | | | | | | |
Net loss
|
| | | $ | (13,043) | | | | | $ | (546) | | | | | $ | (13,589) | | |
將淨虧損與經營活動提供(用於)的現金淨額進行調整:
|
| | | | | | | | | | | | | | | | | | |
遞延所得税淨額
|
| | | $ | 653 | | | | | $ | (96) | | | | | $ | 557 | | |
扣除收購後的營業資產和負債變動:
|
| | | | | | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | $ | (5,565) | | | | | $ | 1,275 | | | | | $ | (4,290) | | |
應付賬款和應計負債
|
| | | $ | (648) | | | | | $ | 78 | | | | | $ | (570) | | |
Deferred revenue
|
| | | $ | (450) | | | | | $ | (1,425) | | | | | $ | (1,875) | | |
Other
|
| | | $ | (1,959) | | | | | $ | 110 | | | | | $ | (1,849) | | |
經營活動中使用的淨現金
|
| | | $ | (4,591) | | | | | $ | (604) | | | | | $ | (5,195) | | |
融資活動: | | | | | | | | | | | | | | | | | | | |
Net transfer from parent
|
| | | $ | 19,686 | | | | | $ | 604 | | | | | $ | 20,290 | | |
融資活動提供的現金淨額
|
| | | $ | 16,686 | | | | | $ | 604 | | | | | $ | 17,290 | | |
現金流量信息補充披露: | | | | | | | | | | | | | | | | | | | |
在應收賬款中記錄的遞延收入
|
| | | $ | — | | | | | $ | 1,425 | | | | | $ | 1,425 | | |
| | |
Year-ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019(1)
|
| |||||||||
Partner A
|
| | | | 28% | | | | | | 26% | | | | | | 17% | | |
Partner B
|
| | | | 24% | | | | | | 21% | | | | | | 12% | | |
Partner C
|
| | | | 11% | | | | | | 10% | | | | | | 11% | | |
| | |
Year ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
License fees
|
| | | $ | 4,500 | | | | | $ | 4,260 | | | | | $ | 5,700 | | |
Milestone revenue
|
| | | | 10,164 | | | | | | 7,125 | | | | | | 7,050 | | |
Service revenue
|
| | | | 20,084 | | | | | | 11,883 | | | | | | 5,568 | | |
| | | | $ | 34,748 | | | | | $ | 23,268 | | | | | $ | 18,318 | | |
|
母公司淨投資中包含的現金
|
| | | $ | 47 | | |
|
採用有限壽命 - 核心技術的無形資產
|
| | | | 5,155 | | |
| | | | | $ | 5,202 | | |
|
包括在母公司淨投資和其他資產中的現金
|
| | | $ | 240 | | |
|
Accrued liabilities
|
| | | | (142) | | |
|
遞延納税負債淨額
|
| | | | (320) | | |
|
採用有限壽命 - 核心技術的無形資產
|
| | | | 7,298 | | |
| | | | | $ | 7,076 | | |
|
財產和設備,淨額
|
| | | $ | 1,173 | | |
|
預付款和其他資產
|
| | | | 588 | | |
|
Liabilities assumed
|
| | | | (812) | | |
|
Deferred revenue
|
| | | | (3,685) | | |
|
Deferred tax assets, net
|
| | | | 821 | | |
|
Acquired intangibles
|
| | | | 12,800 | | |
| Goodwill(1) | | | | | 9,055 | | |
| | | | | $ | 19,940 | | |
|
Cash and other assets
|
| | | $ | 28 | | |
|
應付賬款和應計負債
|
| | | | (83) | | |
|
遞延納税負債淨額
|
| | | | (196) | | |
|
採用有限壽命 - 核心技術的無形資產
|
| | | | 7,400 | | |
| Goodwill(1) | | | | | 4,862 | | |
| | | | | $ | 12,011 | | |
| | |
December 31, 2021
|
| |
December 31, 2020
|
| ||||||||||||||||||||||||||||||||||||||||||
| | |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total
|
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total
|
| ||||||||||||||||||||||||
Liabilities: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
水晶或有負債(1)
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 800 | | | | | $ | 800 | | |
Icagen或有負債(2)
|
| | | | — | | | | | | — | | | | | | 7,364 | | | | | | 7,364 | | | | | | — | | | | | | — | | | | | | 6,404 | | | | | | 6,404 | | |
Total liabilities
|
| | | $ | — | | | | | $ | — | | | | | $ | 7,364 | | | | | $ | 7,364 | | | | | $ | — | | | | | $ | — | | | | | $ | 7,204 | | | | | $ | 7,204 | | |
|
截至2020年1月1日的3級金融工具的公允價值
|
| | | $ | 2,659 | | |
|
對CVR持有人的付款和其他或有付款
|
| | | | (2,325) | | |
|
或有負債的公允價值調整
|
| | | | 2,070 | | |
|
收購ICAGEN的或有負債
|
| | | | 4,800 | | |
|
截至2020年12月31日的3級金融工具的公允價值
|
| | | $ | 7,204 | | |
|
或有負債付款
|
| | | | (1,770) | | |
|
或有負債的公允價值調整
|
| | | | 1,210 | | |
|
xCella資產收購的或有負債(1)
|
| | | | 720 | | |
| | | | | $ | 7,364 | | |
| | |
December 31,
2021 |
| |
December 31,
2020 |
| ||||||
Assets | | | | | | | | | | | | | |
Operating lease assets
|
| | | $ | 13,332 | | | | | $ | 2,499 | | |
Liabilities | | | | | | | | | | | | | |
當期經營租賃負債
|
| | | | 578 | | | | | | 579 | | |
長期經營租賃負債
|
| | | | 13,272 | | | | | | 2,012 | | |
經營租賃總負債
|
| | | $ | 13,850 | | | | | $ | 2,591 | | |
Maturity Dates
|
| |
Operating
Leases |
| |||
2022
|
| | | $ | 2,122 | | |
2023
|
| | | | 2,178 | | |
2024
|
| | | | 2,249 | | |
2025
|
| | | | 2,384 | | |
2026
|
| | | | 2,433 | | |
Thereafter
|
| | | | 10,414 | | |
Total lease payments
|
| | | | 21,780 | | |
Less imputed interest
|
| | | | (3,603) | | |
租户改善津貼減少
|
| | | | (4,327) | | |
經營租賃負債現值
|
| | | $ | 13,850 | | |
| | |
December 31,
|
| |||||||||
| | |
2021
|
| |
2020
|
| ||||||
Lab and office equipment
|
| | | $ | 6,410 | | | | | $ | 3,872 | | |
租賃改進
|
| | | | 3,495 | | | | | | 732 | | |
計算機設備和軟件
|
| | | | 182 | | | | | | 182 | | |
| | | | | 10,087 | | | | | | 4,786 | | |
減去累計折舊和攤銷
|
| | | | (3,292) | | | | | | (1,306) | | |
| | | | $ | 6,795 | | | | | $ | 3,480 | | |
| | |
December 31,
|
| |||||||||
| | |
2021
|
| |
2020
|
| ||||||
活着的無限無形資產 | | | | | | | | | | | | | |
Goodwill
|
| | | $ | 83,979 | | | | | $ | 83,979 | | |
已確定的無形資產 | | | | | | | | | | | | | |
Complete technology
|
| | | | 227,403 | | | | | | 224,758 | | |
減去:累計攤銷
|
| | | | (60,099) | | | | | | (48,321) | | |
客户關係
|
| | | | 11,100 | | | | | | 11,100 | | |
減去:累計攤銷
|
| | | | (2,083) | | | | | | (893) | | |
總商譽和其他可識別無形資產淨額
|
| | | $ | 260,300 | | | | | $ | 270,623 | | |
| | |
December 31,
|
| |||||||||
| | |
2021
|
| |
2020
|
| ||||||
Compensation
|
| | | $ | 2,320 | | | | | $ | 1,495 | | |
Professional fees
|
| | | | 67 | | | | | | 22 | | |
欠第三方的版税
|
| | | | 296 | | | | | | 272 | | |
Subcontractor
|
| | | | — | | | | | | 482 | | |
收購相關負債
|
| | | | 1,000 | | | | | | 1,500 | | |
Other
|
| | | | 63 | | | | | | 185 | | |
| | | | $ | 3,746 | | | | | $ | 3,956 | | |
| | |
Year ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
當期費用(福利): | | | | | | | | | | | | | | | | | | | |
Federal
|
| | | $ | — | | | | | $ | — | | | | | $ | — | | |
State
|
| | | | 17 | | | | | | 14 | | | | | | 5 | | |
| | | | | 17 | | | | | | 14 | | | | | | 5 | | |
遞延費用(福利): | | | | | | | | | | | | | | | | | | | |
Federal
|
| | | | (6,756) | | | | | | (3,662) | | | | | | (2,779) | | |
State
|
| | | | (569) | | | | | | (2,523) | | | | | | 3,336 | | |
| | | | | (7,325) | | | | | | (6,185) | | | | | | 557 | | |
所得税支出(福利)
|
| | | $ | (7,308) | | | | | $ | (6,171) | | | | | $ | 562 | | |
| | |
Year ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
按聯邦法定税率徵税
|
| | | $ | (7,214) | | | | | $ | (4,983) | | | | | $ | (2,736) | | |
州,扣除聯邦福利後的淨額
|
| | | | (350) | | | | | | (188) | | | | | | (207) | | |
或有負債
|
| | | | (168) | | | | | | (12) | | | | | | (172) | | |
基於股份的薪酬
|
| | | | 1,143 | | | | | | 1,253 | | | | | | 847 | | |
研發學分
|
| | | | (1,064) | | | | | | (573) | | | | | | — | | |
不確定税收狀況的變化
|
| | | | 119 | | | | | | (6) | | | | | | — | | |
State tax rate change
|
| | | | 37 | | | | | | (1,596) | | | | | | 2,840 | | |
估值免税額變動
|
| | | | 228 | | | | | | — | | | | | | — | | |
Other
|
| | | | (39) | | | | | | (66) | | | | | | (10) | | |
| | | | $ | (7,308) | | | | | $ | (6,171) | | | | | $ | 562 | | |
| | |
December 31,
|
| |||||||||
| | |
2021
|
| |
2020
|
| ||||||
Deferred assets: | | | | | | | | | | | | | |
淨營業虧損結轉
|
| | | $ | 6,618 | | | | | $ | 4,492 | | |
研究學分結轉
|
| | | | 2,803 | | | | | | 1,991 | | |
Stock compensation
|
| | | | 1,703 | | | | | | 1,373 | | |
Deferred revenue
|
| | | | 1,768 | | | | | | 772 | | |
經營性租賃負債
|
| | | | 3,088 | | | | | | 577 | | |
Other
|
| | | | 1,488 | | | | | | 1,015 | | |
遞延税項資產計價準備
|
| | | | (526) | | | | | | (403) | | |
Net deferred tax assets
|
| | | $ | 16,942 | | | | | $ | 9,817 | | |
遞延納税義務: | | | | | | | | | | | | | |
已確定的無形資產
|
| | | | (35,114) | | | | | | (37,479) | | |
Operating lease assets
|
| | | | (2,973) | | | | | | (560) | | |
Other
|
| | | | (817) | | | | | | (703) | | |
遞延納税淨負債
|
| | | $ | (38,904) | | | | | $ | (38,742) | | |
遞延所得税淨額
|
| | | $ | (21,962) | | | | | $ | (28,925) | | |
| | |
Year ended December 31,
|
| |||||||||||||||
| | |
2021
|
| |
2020
|
| |
2019
|
| |||||||||
年初餘額
|
| | | $ | 766 | | | | | $ | 589 | | | | | $ | 556 | | |
根據與本年度相關的納税頭寸進行的增加
|
| | | | 128 | | | | | | 94 | | | | | | — | | |
新增往年納税頭寸
|
| | | | — | | | | | | 87 | | | | | | 33 | | |
前幾年的減税情況
|
| | | | — | | | | | | (4) | | | | | | — | | |
Balance at end of year
|
| | | $ | 894 | | | | | $ | 766 | | | | | $ | 589 | | |
| | |
June 30, 2022
|
| |
December 31, 2021
|
| ||||||
| | |
(Unaudited)
|
| | | | | | | |||
ASSETS | | | | | | | | | | | | | |
Current assets: | | | | | | | | | | | | | |
Accounts receivable, net
|
| | | $ | 8,180 | | | | | $ | 21,136 | | |
Prepaid expenses
|
| | | | 1,081 | | | | | | 785 | | |
Other current assets
|
| | | | 3,970 | | | | | | 621 | | |
Total current assets
|
| | | | 13,231 | | | | | | 22,542 | | |
遞延所得税淨額
|
| | | | 822 | | | | | | — | | |
Intangible assets, net
|
| | | | 169,050 | | | | | | 176,321 | | |
Goodwill
|
| | | | 83,979 | | | | | | 83,979 | | |
財產和設備,淨額
|
| | | | 16,090 | | | | | | 6,795 | | |
Operating lease assets
|
| | | | 22,011 | | | | | | 13,332 | | |
Other assets
|
| | | | 1,451 | | | | | | 1,496 | | |
Total assets
|
| | | $ | 306,634 | | | | | $ | 304,465 | | |
負債和母公司淨投資 | | | | | | | | | | | | | |
流動負債: | | | | | | | | | | | | | |
Accounts payable
|
| | | $ | 7,383 | | | | | $ | 2,924 | | |
Accrued liabilities
|
| | | | 2,982 | | | | | | 3,746 | | |
或有負債的流動部分
|
| | | | 2,179 | | | | | | 2,538 | | |
遞延收入的當前部分
|
| | | | 10,199 | | | | | | 10,790 | | |
經營租賃負債的當期部分
|
| | | | 1,225 | | | | | | 578 | | |
融資租賃負債的當期部分
|
| | | | 3 | | | | | | 1 | | |
流動負債總額
|
| | | | 23,971 | | | | | | 20,577 | | |
長期或有負債
|
| | | | 4,323 | | | | | | 4,826 | | |
遞延所得税淨額
|
| | | | 18,304 | | | | | | 21,962 | | |
長期經營租賃負債
|
| | | | 25,411 | | | | | | 13,272 | | |
遞延收入的長期部分
|
| | | | 7,384 | | | | | | 9,226 | | |
其他長期負債
|
| | | | 298 | | | | | | 295 | | |
Total liabilities
|
| | | | 79,691 | | | | | | 70,158 | | |
承付款和或有事項(附註5) | | | | | | | | | | | | | |
母公司淨投資: | | | | | | | | | | | | | |
母公司淨投資
|
| | | | 226,943 | | | | | | 234,307 | | |
總負債和母公司淨投資
|
| | | $ | 306,634 | | | | | $ | 304,465 | | |
| | |
Three Months Ended June 30,
|
| |
Six Months Ended June 30,
|
| ||||||||||||||||||
| | |
2022
|
| |
2021
|
| |
2022
|
| |
2021
|
| ||||||||||||
Revenues: | | | | | | | | | | | | | | | | | | | | | | | | | |
Service revenue
|
| | | $ | 4,735 | | | | | $ | 4,485 | | | | | $ | 9,994 | | | | | $ | 9,377 | | |
許可證和里程碑收入
|
| | | | 2,325 | | | | | | 1,100 | | | | | | 6,426 | | | | | | 3,814 | | |
Royalty revenue
|
| | | | 139 | | | | | | — | | | | | | 402 | | | | | | — | | |
Total revenues
|
| | | | 7,199 | | | | | | 5,585 | | | | | | 16,822 | | | | | | 13,191 | | |
Operating expenses: | | | | | | | | | | | | | | | | | | | | | | | | | |
研發
|
| | | | 11,484 | | | | | | 8,941 | | | | | | 22,256 | | | | | | 18,282 | | |
一般和行政
|
| | | | 5,003 | | | | | | 4,821 | | | | | | 9,115 | | | | | | 8,906 | | |
無形資產攤銷
|
| | | | 3,113 | | | | | | 3,231 | | | | | | 6,518 | | | | | | 6,462 | | |
其他運營費用(收入),淨額
|
| | | | 165 | | | | | | (764) | | | | | | (278) | | | | | | 271 | | |
總運營費用
|
| | | | 19,765 | | | | | | 16,229 | | | | | | 37,611 | | | | | | 33,921 | | |
Loss from operations
|
| | | | (12,566) | | | | | | (10,644) | | | | | | (20,789) | | | | | | (20,730) | | |
Other expense: | | | | | | | | | | | | | | | | | | | | | | | | | |
Interest expense
|
| | | | — | | | | | | — | | | | | | — | | | | | | (6) | | |
Loss before income taxes
|
| | | | (12,566) | | | | | | (10,644) | | | | | | (20,789) | | | | | | (20,736) | | |
Income tax benefit
|
| | | | 2,290 | | | | | | 2,019 | | | | | | 4,231 | | | | | | 4,656 | | |
Net loss
|
| | | $ | (10,276) | | | | | $ | (8,625) | | | | | $ | (16,558) | | | | | $ | (16,080) | | |
| | |
Parent company
net investment |
| |||
Balance at December 31, 2020
|
| | | $ | 235,537 | | |
Net loss
|
| | | | (7,455) | | |
股份薪酬的母公司分配
|
| | | | 3,379 | | |
母公司淨轉賬
|
| | | | (3,861) | | |
Balance at March 31, 2021
|
| | | $ | 227,600 | | |
Net loss
|
| | | | (8,625) | | |
股份薪酬的母公司分配
|
| | | | 4,417 | | |
母公司淨轉賬
|
| | | | 3,011 | | |
Balance at June 30, 2021
|
| | | $ | 226,403 | | |
Balance at December 31, 2021
|
| | | $ | 234,307 | | |
Net loss
|
| | | | (6,282) | | |
股份薪酬的母公司分配
|
| | | | 3,146 | | |
母公司淨轉賬
|
| | | | (6,250) | | |
Balance at March 31, 2022
|
| | | $ | 224,921 | | |
Net loss
|
| | | | (10,276) | | |
股份薪酬的母公司分配
|
| | | | 3,848 | | |
母公司淨轉賬
|
| | | | 8,450 | | |
Balance at June 30, 2022
|
| | | $ | 226,943 | | |
| | |
Six Months Ended June 30,
|
| |||||||||
| | |
2022
|
| |
2021
|
| ||||||
經營活動: | | | | | | | | | | | | | |
Net loss
|
| | | $ | (16,558) | | | | | $ | (16,080) | | |
將淨虧損與經營活動提供的現金淨額進行調整: | | | | | | | | | | | | | |
或有負債估計公允價值變動
|
| | | | (277) | | | | | | 271 | | |
折舊及攤銷
|
| | | | 8,927 | | | | | | 7,484 | | |
基於股份的薪酬
|
| | | | 6,994 | | | | | | 7,796 | | |
遞延所得税淨額
|
| | | | (4,477) | | | | | | (4,410) | | |
Other
|
| | | | 37 | | | | | | 43 | | |
經營性資產和負債變動:
|
| | | | | | | | | | | | |
Accounts receivable, net
|
| | | | 17,256 | | | | | | 13,022 | | |
Other current assets
|
| | | | (365) | | | | | | (79) | | |
Other long-term assets
|
| | | | 1,755 | | | | | | 416 | | |
應付賬款和應計負債
|
| | | | (1,100) | | | | | | (328) | | |
Deferred revenue
|
| | | | (6,673) | | | | | | (3,746) | | |
其他長期負債
|
| | | | 2,269 | | | | | | (878) | | |
經營活動提供的現金淨額
|
| | | | 7,788 | | | | | | 3,511 | | |
投資活動: | | | | | | | | | | | | | |
購置物業和設備
|
| | | | (8,237) | | | | | | (1,611) | | |
投資活動中使用的淨現金
|
| | | | (8,237) | | | | | | (1,611) | | |
融資活動: | | | | | | | | | | | | | |
Payments to CVR holders
|
| | | | (1,545) | | | | | | (1,050) | | |
延期支付交易費用
|
| | | | (206) | | | | | | — | | |
Net transfer from (to) parent
|
| | | | 2,200 | | | | | | (850) | | |
融資活動提供(使用)的現金淨額
|
| | | | 449 | | | | | | (1,900) | | |
現金、現金等價物和限制性現金的淨變化
|
| | | | — | | | | | | — | | |
期初現金、現金等價物和限制性現金
|
| | | | — | | | | | | — | | |
期末現金、現金等價物和限制性現金
|
| | | $ | — | | | | | $ | — | | |
現金流量信息補充披露: | | | | | | | | | | | | | |
在應付賬款中記錄的固定資產購置
|
| | | $ | 3,601 | | | | | $ | 54 | | |
| | |
Three Months Ended June 30,
|
| |
Six Months Ended June 30,
|
| ||||||||||||||||||
| | |
2022
|
| |
2021
|
| |
2022
|
| |
2021
|
| ||||||||||||
Royalty revenue
|
| | | $ | 139 | | | | | $ | — | | | | | $ | 402 | | | | | $ | — | | |
License fees
|
| | | | 1,050 | | | | | | 1,100 | | | | | | 2,055 | | | | | | 1,750 | | |
Milestone revenue
|
| | | | 1,275 | | | | | | — | | | | | | 4,371 | | | | | | 2,064 | | |
Service revenue
|
| | | | 4,735 | | | | | | 4,485 | | | | | | 9,994 | | | | | | 9,377 | | |
| | | | $ | 7,199 | | | | | $ | 5,585 | | | | | $ | 16,822 | | | | | $ | 13,191 | | |
| | |
June 30, 2022
|
| |
December 31, 2021
|
| ||||||||||||||||||||||||||||||||||||||||||
| | |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total
|
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total
|
| ||||||||||||||||||||||||
Liabilities: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Icagen或有負債(1)
|
| | | $ | — | | | | | $ | — | | | | | $ | 5,542 | | | | | $ | 5,542 | | | | | $ | — | | | | | $ | — | | | | | $ | 7,364 | | | | | $ | 7,364 | | |
xCella或有負債(2)
|
| | | | — | | | | | | — | | | | | | 960 | | | | | | 960 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Total liabilities
|
| | | $ | — | | | | | $ | — | | | | | $ | 6,502 | | | | | $ | 6,502 | | | | | $ | — | | | | | $ | — | | | | | $ | 7,364 | | | | | $ | 7,364 | | |
|
截至2021年12月31日的3級金融工具的公允價值
|
| | | $ | 7,364 | | |
|
Payments to CVR holders
|
| | | | (1,545) | | |
|
或有負債的公允價值調整
|
| | | | (277) | | |
|
xCella資產收購產生的或有負債
|
| | | | 960 | | |
|
截至2022年6月30日的3級金融工具的公允價值
|
| | | $ | 6,502 | | |
Assets
|
| |
June 30,
2022 |
| |
December 31,
2021 |
| ||||||
Operating lease assets
|
| | | $ | 22,011 | | | | | $ | 13,332 | | |
Liabilities | | | | | | | | | | | | | |
當期經營租賃負債
|
| | | | 1,225 | | | | | | 578 | | |
長期經營租賃負債
|
| | | | 25,411 | | | | | | 13,272 | | |
租賃總負債
|
| | | $ | 26,636 | | | | | $ | 13,850 | | |
Maturity Dates
|
| |
Operating
Leases |
| |||
截至2022年12月31日的剩餘六個月
|
| | | $ | 1,699 | | |
2023
|
| | | | 3,398 | | |
2024
|
| | | | 3,406 | | |
2025
|
| | | | 3,582 | | |
2026
|
| | | | 3,787 | | |
2027
|
| | | | 3,885 | | |
Thereafter
|
| | | | 14,597 | | |
Total lease payments
|
| | | | 34,355 | | |
Less imputed interest
|
| | | | (6,362) | | |
租户改善津貼減少
|
| | | | (1,357) | | |
租賃負債現值
|
| | | $ | 26,636 | | |
| | |
June 30,
2022 |
| |
December 31,
2021 |
| ||||||
Lab and office equipment
|
| | | $ | 13,582 | | | | | $ | 6,410 | | |
租賃改進
|
| | | | 6,572 | | | | | | 3,495 | | |
計算機設備和軟件
|
| | | | 442 | | | | | | 182 | | |
| | | | | 20,596 | | | | | | 10,087 | | |
減去:累計折舊和攤銷
|
| | | | (4,506) | | | | | | (3,292) | | |
總財產和設備,淨額
|
| | | $ | 16,090 | | | | | $ | 6,795 | | |
| | |
June 30,
2022 |
| |
December 31,
2021 |
| ||||||
活着的無限無形資產 | | | | | | | | | | | | | |
Goodwill
|
| | | $ | 83,979 | | | | | $ | 83,979 | | |
確定的活體無形資產 | | | | | | | | | | | | | |
Complete technology
|
| | | | 226,650 | | | | | | 227,403 | | |
減去:累計攤銷
|
| | | | (66,022) | | | | | | (60,099) | | |
客户關係
|
| | | | 11,100 | | | | | | 11,100 | | |
減去:累計攤銷
|
| | | | (2,678) | | | | | | (2,083) | | |
總商譽和其他可識別無形資產淨額
|
| | | $ | 253,029 | | | | | $ | 260,300 | | |
| | |
June 30,
2022 |
| |
December 31,
2021 |
| ||||||
Compensation
|
| | | $ | 1,757 | | | | | $ | 2,320 | | |
Professional fees
|
| | | | 993 | | | | | | 67 | | |
欠第三方的版税
|
| | | | 137 | | | | | | 296 | | |
收購相關負債
|
| | | | — | | | | | | 1,000 | | |
Other
|
| | | | 95 | | | | | | 63 | | |
應計負債總額
|
| | | $ | 2,982 | | | | | $ | 3,746 | | |
| | |
Three Months Ended June 30,
|
| |
Six Months Ended June 30,
|
| ||||||||||||||||||
| | |
2022
|
| |
2021
|
| |
2022
|
| |
2021
|
| ||||||||||||
sbc - 研發費用
|
| | | $ | 2,254 | | | | | $ | 2,430 | | | | | $ | 4,164 | | | | | $ | 4,507 | | |
sbc - 一般和管理費用
|
| | | | 1,594 | | | | | | 1,987 | | | | | | 2,830 | | | | | | 3,289 | | |
| | | | $ | 3,848 | | | | | $ | 4,417 | | | | | $ | 6,994 | | | | | $ | 7,796 | | |
| | |
Page
|
| |||
Article I DEFINITIONS
|
| | | | A-3 | | |
Section 1.1
Definitions
|
| | | | A-3 | | |
Section 1.2
Cross References
|
| | | | A-16 | | |
Section 1.3
Interpretation
|
| | | | A-18 | | |
Article II THE MERGER
|
| | | | A-19 | | |
Section 2.1
The Merger
|
| | | | A-19 | | |
Section 2.2
Closing
|
| | | | A-19 | | |
Section 2.3
關閉交付成果;生效時間
|
| | | | A-19 | | |
Section 2.4
尚存公司的註冊證書和章程;尚存公司的董事和高級管理人員
|
| | | | A-21 | | |
Section 2.5
Governance Matters
|
| | | | A-21 | | |
第三條股份轉股
|
| | | | A-21 | | |
Section 3.1
Effect on Capital Stock
|
| | | | A-21 | | |
Section 3.2
Surrender and Payment
|
| | | | A-22 | | |
Section 3.3
Earnout
|
| | | | A-25 | | |
Section 3.4
Appraisal Rights
|
| | | | A-26 | | |
Section 3.5
SpinCo股權獎的待遇
|
| | | | A-26 | | |
第四條公司與公司有關的陳述和保證
|
| | | | A-26 | | |
Section 4.1
公司的組織機構
|
| | | | A-26 | | |
Section 4.2
Due Authorization
|
| | | | A-26 | | |
Section 4.3
政府意見書
|
| | | | A-27 | | |
Section 4.4
No Conflict
|
| | | | A-27 | | |
Section 4.5
訴訟和訴訟程序
|
| | | | A-27 | | |
Section 4.6
Brokers’ Fees
|
| | | | A-27 | | |
Section 4.7
Internal Controls
|
| | | | A-27 | | |
Section 4.8
Company Equity Awards
|
| | | | A-28 | | |
公司關於SpinCo的第五條陳述和擔保
|
| | | | A-28 | | |
Section 5.1
Organization of SpinCo
|
| | | | A-28 | | |
Section 5.2
Due Authorization
|
| | | | A-28 | | |
Section 5.3
SpinCo的大小寫
|
| | | | A-29 | | |
Section 5.4
Subsidiaries
|
| | | | A-29 | | |
Section 5.5
子公司資本化
|
| | | | A-30 | | |
Section 5.6
政府意見書
|
| | | | A-30 | | |
Section 5.7
No Conflict
|
| | | | A-30 | | |
Section 5.8
SpinCo資產的充分性
|
| | | | A-30 | | |
Section 5.9
Financial Statements
|
| | | | A-30 | | |
Section 5.10
沒有未披露的負債
|
| | | | A-31 | | |
Section 5.11
訴訟和訴訟程序
|
| | | | A-31 | | |
Section 5.12
Real Property
|
| | | | A-31 | | |
Section 5.13
Tax Matters
|
| | | | A-32 | | |
Section 5.14
Absence of Changes
|
| | | | A-32 | | |
| | |
Page
|
| |||
Section 5.15
Material Contracts
|
| | | | A-32 | | |
Section 5.16
Labor Relations
|
| | | | A-34 | | |
Section 5.17
依法合規;許可
|
| | | | A-35 | | |
Section 5.18
SpinCo Benefit Plans
|
| | | | A-35 | | |
Section 5.19
知識產權
|
| | | | A-37 | | |
Section 5.20
環境問題
|
| | | | A-39 | | |
Section 5.21
Affiliate Matters
|
| | | | A-39 | | |
Section 5.22
Brokers’ Fees
|
| | | | A-40 | | |
Section 5.23
代理聲明;註冊聲明
|
| | | | A-40 | | |
Section 5.24
董事會和股東批准
|
| | | | A-40 | | |
Section 5.25
Parent Capital Stock
|
| | | | A-40 | | |
Section 5.26
醫療監管事項
|
| | | | A-40 | | |
Section 5.27
Data Privacy
|
| | | | A-41 | | |
Section 5.28
反賄賂、反腐敗、反洗錢
|
| | | | A-42 | | |
Section 5.29
制裁、進口和出口管制
|
| | | | A-42 | | |
Section 5.30
沒有其他陳述和保證
|
| | | | A-42 | | |
第六條母公司和合並子公司的陳述和擔保
|
| | | | A-43 | | |
Section 6.1
上下級組織結構
|
| | | | A-43 | | |
Section 6.2
Due Authorization
|
| | | | A-44 | | |
Section 6.3
股本及其他事項
|
| | | | A-44 | | |
Section 6.4
政府意見書
|
| | | | A-45 | | |
Section 6.5
No Conflict
|
| | | | A-46 | | |
Section 6.6
內部控制;上市;財務報表
|
| | | | A-46 | | |
Section 6.7
沒有未披露的負債
|
| | | | A-47 | | |
Section 6.8
訴訟和訴訟程序
|
| | | | A-47 | | |
Section 6.9
Tax Matters
|
| | | | A-47 | | |
Section 6.10
Absence of Changes
|
| | | | A-48 | | |
Section 6.11
Brokers’ Fees
|
| | | | A-48 | | |
Section 6.12
代理聲明;註冊聲明
|
| | | | A-48 | | |
Section 6.13
SEC Filings
|
| | | | A-48 | | |
Section 6.14
Trust Account.
|
| | | | A-49 | | |
Section 6.15
投資公司法;就業法案。
|
| | | | A-49 | | |
Section 6.16
Indebtedness
|
| | | | A-49 | | |
Section 6.17
Stock Market Quotation
|
| | | | A-49 | | |
Section 6.18
Business Activities
|
| | | | A-50 | | |
Section 6.19
Section 280G
|
| | | | A-50 | | |
Section 6.20
沒有其他陳述和保證
|
| | | | A-50 | | |
Article VII COVENANTS
|
| | | | A-51 | | |
Section 7.1
母公司和合並子公司在合併前的業務行為
|
| | | | A-51 | | |
Section 7.2
合併前SpinCo業務的開展情況
|
| | | | A-52 | | |
Section 7.3
Tax Matters
|
| | | | A-55 | | |
Section 7.4
編制註冊説明書和招股説明書;母公司股東大會
|
| | | | A-56 | | |
Section 7.5
建議中的修改
|
| | | | A-58 | | |
| | |
Page
|
| |||
Section 7.6
合理的最大努力
|
| | | | A-59 | | |
Section 7.7
[故意省略]
|
| | | | A-60 | | |
Section 7.8
Access to Information
|
| | | | A-60 | | |
Section 7.9
Exclusivity
|
| | | | A-61 | | |
Section 7.10
Public Announcements
|
| | | | A-62 | | |
Section 7.11
Defense of Litigation
|
| | | | A-62 | | |
Section 7.12
Section 16 Matters
|
| | | | A-63 | | |
Section 7.13
控制對方的業務
|
| | | | A-63 | | |
Section 7.14
SpinCo Share Issuance
|
| | | | A-63 | | |
Section 7.15
Domestication
|
| | | | A-63 | | |
Section 7.16
交易單據
|
| | | | A-64 | | |
Section 7.17
NASDAQ Listing
|
| | | | A-64 | | |
Section 7.18
Takeover Statutes
|
| | | | A-64 | | |
Section 7.19
合併子公司和SpinCo的義務
|
| | | | A-64 | | |
Section 7.20
Further Assurances
|
| | | | A-64 | | |
Section 7.21
唯一股東批准
|
| | | | A-64 | | |
Section 7.22
財務信息
|
| | | | A-64 | | |
第八條合併的條件
|
| | | | A-65 | | |
Section 8.1
SpinCo、公司、母公司和合並子公司實施合併的義務條件
|
| | | | A-65 | | |
Section 8.2
公司和SpinCo義務的附加條件
|
| | | | A-66 | | |
Section 8.3
母公司和兼併子公司義務的附加條件
|
| | | | A-67 | | |
Article IX TERMINATION
|
| | | | A-68 | | |
Section 9.1
Termination
|
| | | | A-68 | | |
Section 9.2
Effect of Termination
|
| | | | A-69 | | |
Section 9.3
Termination Fee.
|
| | | | A-69 | | |
Section 9.4
Fees and Expenses
|
| | | | A-70 | | |
第十條其他
|
| | | | A-70 | | |
Section 10.1
Trust Account Waiver
|
| | | | A-70 | | |
Section 10.2
陳述、保證和協議不再有效
|
| | | | A-71 | | |
Section 10.3
管轄法律;管轄
|
| | | | A-71 | | |
Section 10.4
Notices
|
| | | | A-72 | | |
Section 10.5
Headings
|
| | | | A-73 | | |
Section 10.6
Entire Agreement
|
| | | | A-73 | | |
Section 10.7
Amendments and Waivers
|
| | | | A-73 | | |
Section 10.8
轉讓;利害關係方;非相關方
|
| | | | A-73 | | |
Section 10.9
Specific Performance
|
| | | | A-73 | | |
Section 10.10
WAIVER OF JURY TRIAL
|
| | | | A-74 | | |
Section 10.11
Severability
|
| | | | A-74 | | |
Section 10.12
Counterparts
|
| | | | A-74 | | |
Section 10.13
Disclosure Schedules
|
| | | | A-74 | | |
Section 10.14
衝突和特權
|
| | | | A-75 | | |
EXHIBITS
|
| | | |
Exhibit A
分離和分銷協議
|
| | | |
Exhibit B
税務協議格式
|
| | | |
Exhibit C
員工事務協議
|
| | | |
Exhibit D-1
過渡服務協議格式(公司提供)
|
| | | |
Exhibit D-2
過渡服務協議格式(SpinCo提供)
|
| | | |
Exhibit E
A&R登記權協議格式
|
| | | |
Exhibit F
贊助商內幕協議表
|
| | | |
Exhibit G
Form of Parent Charter
|
| | | |
Exhibit H
Form of Parent Bylaws
|
| | | |
Exhibit I
應收賬款遠期採購協議
|
| | | |
Term
|
| |
Section
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A&R註冊權協議 | | |
Recitals
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Antitrust Division | | |
Section 7.6(b)
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合併證 | | |
Section 2.3(d)
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Chosen Courts | | |
Section 10.3
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CICA | | |
Recitals
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A類合併考慮事項 | | |
Section 3.1(a)(i)
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Closing | | |
Section 2.2
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Closing Date | | |
Section 2.2
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COBRA | | |
Section 5.18(h)
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Company | | |
Preamble
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Company Board | | |
Recitals
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公司配税意見書 | | |
Section 7.3(b)
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Company Group | | |
Section 10.14(b)
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DGCL | | |
Recitals
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Distribution | | |
Recitals
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分發單據 | | |
Section 5.23
|
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馴化母公司普通股 | | |
Recitals
|
|
馴化母公司授權書 | | |
Recitals
|
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Domestication | | |
Recitals
|
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Term
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| |
Section
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Effective Time | | |
Section 2.3(d)
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評估材料 | | |
Section 10.2
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Exchange Agent | | |
Section 3.2(b)
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Exchange代理協議 | | |
Section 3.2(b)
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Exchange Fund | | |
Section 3.2(b)
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FTC | | |
Section 7.6(b)
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政府合同 | | |
Section 5.15(a)(xiv)
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Interim Period | | |
Section 7.1
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Investment | | |
Section 6.3(f)
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JOBS Act | | |
Section 6.6(a)
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Merger | | |
Recitals
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合併考慮因素 | | |
Section 3.1(a)(i)
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Merger Sub | | |
Preamble
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合併子普通股 | | |
Section 3.1(a)(vi)
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合併子股東批准 | | |
Section 7.21
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建議中的修改 | | |
Section 7.5
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Term | | |
Section
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Outside Date | | |
Section 9.1(b)
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Parent | | |
Preamble
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Parent Board | | |
Recitals
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母公司董事會建議 | | |
Recitals
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Parent Bylaws | | |
Section 7.15
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Parent Charter | | |
Section 7.15
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家長馴化納税意見書 | | |
Section 7.3(d)
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Parent SEC Filings | | |
Section 6.13
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|
Parent Securities | | |
Section 6.3(a)
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母公司股東大會 | | |
Section 7.4(e)(i)
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Parent Units | | |
Recitals
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Party | | |
Preamble
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人員知識產權合同 | | |
Section 5.19(h)
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Prospectus | | |
Section 10.1
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Remedies Exception | | |
Section 4.2
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SpinCo | | |
Preamble
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SpinCo Board | | |
Recitals
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SpinCo CBA | | |
Section 5.16(c)
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SpinCo材料合同 | | |
Section 5.15(a)
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SpinCo Proposal | | |
Section 7.9(a)
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SpinCo房地產租賃 | | |
Section 5.15(a)(ix)
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|
SpinCo註冊知識產權 | | |
Section 5.19(a)
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|
SpinCo股東批准 | | |
Section 5.24
|
|
SpinCo Voting Debt | | |
Section 5.3(b)
|
|
贊助商內幕協議 | | |
Recitals
|
|
隨後經過審計的SpinCo年度財務 | | |
Section 7.22(a)
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|
Term
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| |
Section
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|
Statements | | | | |
後續期間SpinCo財務報表 | | |
Section 7.22(a)
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隨後未經審計的SpinCo財務報表 | | |
Section 7.22(a)
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|
倖存的公司 | | |
Section 2.1
|
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Tax-Free Status | | |
Section 7.3(a)
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交易訴訟 | | |
Section 7.11
|
|
交易建議 | | |
Section 7.4(e)(ii)
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Trust Account | | |
Section 10.1
|
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未支付的交易費用 | | |
Section 2.3(c)
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WARN | | |
Section 5.16(e)
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Page
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| |||
第一條定義和解釋
|
| | | | B-2 | | |
Section 1.1
General
|
| | | | B-2 | | |
Section 1.2
參考文獻;解釋
|
| | | | B-15 | | |
第二條分離
|
| | | | B-15 | | |
Section 2.1
General
|
| | | | B-15 | | |
Section 2.2
重組:轉移資產;承擔負債
|
| | | | B-16 | | |
Section 2.3
共享合同的處理方式
|
| | | | B-17 | | |
Section 2.4
公司間賬户、貸款和協議
|
| | | | B-18 | | |
Section 2.5
責任限制;公司間合同
|
| | | | B-18 | | |
Section 2.6
未在分發時間或之前生效的轉賬;轉賬被視為自分發時間起生效
|
| | | | B-18 | | |
Section 2.7
轉易和假設工具
|
| | | | B-20 | | |
Section 2.8
進一步保證;附屬協議
|
| | | | B-20 | | |
Section 2.9
責任更新;賠償
|
| | | | B-21 | | |
Section 2.10
擔保;信用支持工具
|
| | | | B-22 | | |
Section 2.11
陳述和保證免責聲明
|
| | | | B-23 | | |
Section 2.12
現金管理;考慮因素
|
| | | | B-24 | | |
第三條分發完成
|
| | | | B-25 | | |
Section 3.1
分發前的操作
|
| | | | B-25 | | |
Section 3.2
影響分銷
|
| | | | B-26 | | |
Section 3.3
分配條件
|
| | | | B-26 | | |
第四條某些公約
|
| | | | B-27 | | |
Section 4.1
Cooperation
|
| | | | B-27 | | |
Section 4.2
Retained Names
|
| | | | B-27 | | |
Section 4.3
Ligand Limited License
|
| | | | B-28 | | |
Section 4.4
不限制競爭
|
| | | | B-28 | | |
第五條賠償
|
| | | | B-28 | | |
Section 5.1
發佈預售報銷單
|
| | | | B-28 | | |
Section 5.2
由Ligand賠償
|
| | | | B-31 | | |
Section 5.3
OmniAb和APAC的賠償
|
| | | | B-31 | | |
Section 5.4
賠償程序
|
| | | | B-32 | | |
Section 5.5
防務和結算合作
|
| | | | B-34 | | |
Section 5.6
賠款
|
| | | | B-34 | | |
Section 5.7
扣除保險收益和其他金額後的賠償義務
|
| | | | B-34 | | |
Section 5.8
Contribution
|
| | | | B-35 | | |
Section 5.9
其他事項;賠償存續
|
| | | | B-35 | | |
第六條記錄的保存;信息的獲取;機密性;特權
|
| | | | B-36 | | |
Section 6.1
保存公司記錄
|
| | | | B-36 | | |
Section 6.2
Access to Information
|
| | | | B-36 | | |
| | |
Page
|
| |||
Section 6.3
Auditors and Audits
|
| | | | B-37 | | |
Section 6.4
Witness Services
|
| | | | B-38 | | |
Section 6.5
報銷;其他事項
|
| | | | B-38 | | |
Section 6.6
Confidentiality
|
| | | | B-38 | | |
Section 6.7
Privilege Matters
|
| | | | B-40 | | |
Section 6.8
信息所有權
|
| | | | B-41 | | |
Section 6.9
個人信息處理
|
| | | | B-41 | | |
Section 6.10
Other Agreements
|
| | | | B-41 | | |
第七條爭議解決
|
| | | | B-41 | | |
Section 7.1
Negotiation
|
| | | | B-41 | | |
Section 7.2
Relief in Court
|
| | | | B-42 | | |
Section 7.3
服務的連續性和性能
|
| | | | B-42 | | |
ARTICLE VIII INSURANCE
|
| | | | B-42 | | |
Section 8.1
Insurance Matters
|
| | | | B-42 | | |
第九條其他
|
| | | | B-43 | | |
Section 9.1
完整協議;施工
|
| | | | B-43 | | |
Section 9.2
Ancillary Agreements
|
| | | | B-44 | | |
Section 9.3
Counterparts
|
| | | | B-44 | | |
Section 9.4
Survival of Agreements
|
| | | | B-44 | | |
Section 9.5
Expenses
|
| | | | B-44 | | |
Section 9.6
Notices
|
| | | | B-44 | | |
Section 9.7
Consents
|
| | | | B-45 | | |
Section 9.8
Assignment
|
| | | | B-45 | | |
Section 9.9
Successors and Assigns
|
| | | | B-45 | | |
Section 9.10
終止和修改
|
| | | | B-45 | | |
Section 9.11
Payment Terms
|
| | | | B-46 | | |
Section 9.12
Subsidiaries
|
| | | | B-46 | | |
Section 9.13
第三方受益人
|
| | | | B-46 | | |
Section 9.14
Title and Headings
|
| | | | B-46 | | |
Section 9.15
Exhibits and Schedules
|
| | | | B-46 | | |
Section 9.16
管轄法律和地點;提交司法管轄權;選擇論壇;陪審團放棄審判
|
| | | | B-47 | | |
Section 9.17
Specific Performance
|
| | | | B-47 | | |
Section 9.18
Severability
|
| | | | B-48 | | |
Section 9.19
Interpretation
|
| | | | B-48 | | |
Section 9.20
無複製;無雙恢復
|
| | | | B-48 | | |
Section 9.21
付款的税務處理
|
| | | | B-48 | | |
Section 9.22
No Waiver
|
| | | | B-48 | | |
Section 9.23
不承認責任
|
| | | | B-48 | | |
| List of Schedules | | |||
|
1.1(75)
配對保留負債
|
| | | |
|
1.1(76)
Ligand Retained Names
|
| | | |
|
1.1(86)(ii)
OmniAb Assets — General
|
| | | |
|
1.1(86)(v)
OmniAb Assets - 租賃/轉租
|
| | | |
|
1.1(86)(vi)
OmniAb Assets — Contracts
|
| | | |
|
1.1(86)(vii)
OmniAb資產 - 知識產權
|
| | | |
|
1.1(86)(x)
OmniAb Assets — IT Assets
|
| | | |
|
1.1(97)(ii)
OmniAb Liabilities — General
|
| | | |
|
1.1(97)(vii)
OmniAb Liabilities — Actions
|
| | | |
|
2.3(a)
Shared Contracts
|
| | | |
|
2.10(a)(i)
OmniAbGroup提供擔保
|
| | | |
|
2.10(a)(ii)
Ligand Group提供擔保
|
| | | |
|
2.12(c)
其他可報銷費用
|
| | ||
| List of Exhibits | | | | |
|
Exhibit A
Reorganization Plan
|
| | | |
|
Exhibit B
根據第2.12(C)節進行的説明性調整
|
| | | |
| | | | Sincerely, | | | | |
| | | | Avista收購LP II | | |||
| | | | By: | | | /s/ Benjamin Silbert | |
| | | | | | |
Name:
Benjamin Silbert
|
|
| | | | | | |
Title:
Authorized Signatory
|
|
| | | | | | |
email:
Silbert@avistacap.com
|
|
| | | | | | |
Address:
65 East 55th Street
|
|
| | | | | | |
18th Floor
|
|
| | | | | | |
New York, NY 10022
|
|
| | | | /s/ Thompson Dean | |
| | | |
Thompson Dean
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ David Burgstahler | |
| | | |
David Burgstahler
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ Sriram Venkataraman | |
| | | |
Sriram Venkataraman
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ Robert Girardi | |
| | | |
Robert Girardi
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ Amanda Heravi | |
| | | |
Amanda Heravi
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ John Cafasso | |
| | | |
John Cafasso
|
|
| | | | 已發行和已發行的方正股票數量:0 | |
| | | | /s/ Benjamin Silbert | |
| | | |
Benjamin Silbert
|
|
| | | | 已發行和未發行數量 | |
| | | | Founder Shares: 0 | |
| | | | /s/ William E. Klitgaard | |
| | | |
William E. Klitgaard
|
|
| | | | 已發行和已發行的方正股票數量:35,000股 | |
| | | | /s/ Lâle White | |
| | | |
Lâle White
|
|
| | | | 已發行和已發行的方正股票數量:35,000股 | |
| | | | /s/ Wendel Barr | |
| | | |
Wendel Barr
|
|
| | | | 已發行和已發行的方正股票數量:35,000股 | |
| By: | | | /s/ Benjamin Silbert | | | | |
| | | |
Name: Benjamin Silbert
|
| | | |
| | | | 職務:總法律顧問 | | | | |
| | | | 電子郵件:silbert@avista ap.com | | | | |
| | | |
Address: 65 East 55th Street
18th Floor New York, NY 10022 |
| | | |
| | | | 聯繫人:本傑明·西爾伯特 | | | | |
| | | | 電子郵件:silbert@avista ap.com | | | | |
| By: | | | /s/ Matthew W. Foehr | | | | |
| | | |
Name: Matthew W. Foehr
|
| | | |
| | | | 職務:總裁兼首席執行官 | | | | |
| | | |
通知地址:霍頓街5980號
Suite 405 Emeryville, CA 94608 |
| | | |
| | | | Attn: Matt Foehr | | | | |
| | | | Email: matt@omniab.com | | |
By: /s/ Benjamin Silbert |
|
By: /s/ Benjamin Silbert |
|
By: /s/ Matthew W. Foehr |
|
| | |
Page
|
| |||
ARTICLE I
DEFINITIONS
|
| | | | | | |
1.1
General
|
| | | | E-1 | | |
ARTICLE II
PAYMENTS AND TAX REFUNDS
|
| | | | | | |
2.1
聯邦税收分配
|
| | | | E-7 | | |
2.2
國家税收分配情況
|
| | | | E-8 | | |
2.3
外國税收分配
|
| | | | E-9 | | |
2.4
某些交易税
|
| | | | E-9 | | |
2.5
關於税收分配和歸屬的確定
|
| | | | E-9 | | |
2.6
就業税分配
|
| | | | E-10 | | |
2.7
Tax Refunds
|
| | | | E-10 | | |
2.8
Tax Benefits
|
| | | | E-10 | | |
2.9
Prior Agreements
|
| | | | E-10 | | |
ARTICLE III
納税申報單的編制和歸檔
|
| | | | | | |
3.1
Remainco的責任
|
| | | | E-10 | | |
3.2
Spinco’s Responsibility
|
| | | | E-11 | | |
3.3
查看納税申報單的權利
|
| | | | E-11 | | |
3.4
Cooperation
|
| | | | E-11 | | |
3.5
納税申報慣例
|
| | | | E-11 | | |
3.6
重組報告
|
| | | | E-11 | | |
3.7
Payment of Taxes
|
| | | | E-12 | | |
3.8
修改後的退貨和結轉
|
| | | | E-13 | | |
3.9
Tax Attributes
|
| | | | E-13 | | |
ARTICLE IV
分銷的免税狀態
|
| | | | | | |
4.1
陳述和保修
|
| | | | E-13 | | |
4.2
與分銷相關的限制
|
| | | | E-14 | | |
ARTICLE V
賠償義務
|
| | | | | | |
5.1
賠償義務
|
| | | | E-16 | | |
5.2
賠款
|
| | | | E-16 | | |
5.3
Payment Mechanics
|
| | | | E-17 | | |
5.4
Treatment of Payments
|
| | | | E-17 | | |
ARTICLE VI
TAX CONTESTS
|
| | | | | | |
6.1
Notice
|
| | | | E-17 | | |
6.2
Separate Returns
|
| | | | E-17 | | |
6.3
Joint Return
|
| | | | E-18 | | |
6.4
繼續通知的義務
|
| | | | E-18 | | |
6.5
Settlement Rights
|
| | | | E-18 | | |
6.6
參加税務競賽
|
| | | | E-18 | | |
| | |
Page
|
| |||
ARTICLE VII
COOPERATION
|
| | | | | | |
7.1
General
|
| | | | E-19 | | |
7.2
Consistent Treatment
|
| | | | E-19 | | |
ARTICLE VIII
保留記錄;訪問
|
| | | | | | |
8.1
Retention of Records
|
| | | | E-19 | | |
8.2
Access to Tax Records
|
| | | | E-19 | | |
ARTICLE IX
DISPUTE RESOLUTION
|
| | | | | | |
9.1
Dispute Resolution
|
| | | | E-20 | | |
ARTICLE X
雜項規定
|
| | | | | | |
10.1
完整協議;施工
|
| | | | E-20 | | |
10.2
逾期付款利息
|
| | | | E-20 | | |
10.3
Successors and Assigns
|
| | | | E-20 | | |
10.4
Subsidiaries
|
| | | | E-20 | | |
10.5
Assignability
|
| | | | E-20 | | |
10.6
沒有信託關係
|
| | | | E-21 | | |
10.7
Further Assurances
|
| | | | E-21 | | |
10.8
Survival
|
| | | | E-21 | | |
10.9
Notices
|
| | | | E-21 | | |
10.10
Counterparts
|
| | | | E-21 | | |
10.11
Consents
|
| | | | E-21 | | |
10.12
Expenses
|
| | | | E-21 | | |
10.13
終止和修改
|
| | | | E-21 | | |
10.14
Titles and Headings
|
| | | | E-22 | | |
10.15
Severability
|
| | | | E-22 | | |
10.16
Interpretation
|
| | | | E-22 | | |
10.17
無複製;無雙恢復
|
| | | | E-22 | | |
10.18
No Waiver
|
| | | | E-22 | | |
10.19
Governing Law
|
| | | | E-22 | | |
10.20
Distribution Time
|
| | | | E-22 | | |
| | | | OMNIAB, INC. | |
| | | |
By:
|
|
| | | |
Name:
|
|
| | | |
Title:
|
|
| | | |
Ligand製藥公司
|
|
| | | |
By:
|
|
| | | |
Name:
|
|
| | | |
Title:
|
|
| | | | COMPANY: | |
| | | | OMNIAB, INC. | |
| | | |
By:
Name:
Title: |
|
| | | | HOLDERS: | |
| | | | Avista收購LP II | |
| | | | 作者:Avista收購GP LLC II,其普通合作伙伴 | |
| | | |
By:
Name: David Burgstahler
Title: Manager |
|
| | | | WILLIAM KLITGAARD | |
| | | |
By:
Address:
|
|
| | | | LÂLE WHITE | |
| | | |
By:
Address:
|
|
| | | | WENDEL BARR | |
| | | |
By:
Address:
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| | | | 僅針對第2.2.1條第4條和第6.14節 | |
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Ligand製藥公司
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By:
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Article I — Corporate Offices
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| | | | I-1 | | |
1.1
Registered Office
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| | | | I-1 | | |
1.2
Other Offices
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| | | | I-1 | | |
第二條 - 股東會議
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| | | | I-1 | | |
2.1
Place of Meetings
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| | | | I-1 | | |
2.2
Annual Meeting
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| | | | I-1 | | |
2.3
Special Meeting
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| | | | I-1 | | |
2.4
會議前應提交的業務通知
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| | | | I-1 | | |
2.5
董事會選舉提名通知書
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| | | | I-4 | | |
2.6
股東大會通知
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| | | | I-7 | | |
2.7
發出通知的方式;通知誓章
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| | | | I-7 | | |
2.8
Quorum
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| | | | I-7 | | |
2.9
休會;通知
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| | | | I-8 | | |
2.10
Conduct of Business
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| | | | I-8 | | |
2.11
Voting
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| | | | I-8 | | |
2.12
股東會議及其他用途的記錄日期
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| | | | I-9 | | |
2.13
Proxies
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| | | | I-9 | | |
2.14
有投票權的股東名單
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| | | | I-9 | | |
2.15
Inspectors of Election
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| | | | I-10 | | |
2.16
向公司發貨
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| | | | I-10 | | |
2.17
股東未經會議書面同意採取行動
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| | | | I-10 | | |
Article III — DIRECTORS
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| | | | I-11 | | |
3.1
Powers
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| | | | I-11 | | |
3.2
Number of Directors
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| | | | I-11 | | |
3.3
董事的選舉、任職資格和任期
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| | | | I-11 | | |
3.4
辭職和空缺
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| | | | I-11 | | |
3.5
會議地點;電話會議
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| | | | I-11 | | |
3.6
Regular Meetings
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| | | | I-12 | | |
3.7
Special Meetings; Notice
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| | | | I-12 | | |
3.8
Quorum
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| | | | I-12 | | |
3.9
董事會在未開會的情況下采取書面同意的行動
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| | | | I-12 | | |
3.10
董事的費用和報酬
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| | | | I-12 | | |
3.11
Removal of Directors
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| | | | I-12 | | |
Article IV — COMMITTEES
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| | | | I-13 | | |
4.1
董事委員會
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| | | | I-13 | | |
4.2
Committee Minutes
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| | | | I-13 | | |
4.3
委員會的會議和行動
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| | | | I-13 | | |
4.4
Subcommittees
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| | | | I-13 | | |
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Page
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Article V — OFFICERS
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| | | | I-14 | | |
5.1
Officers
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| | | | I-14 | | |
5.2
軍官任命
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| | | | I-14 | | |
5.3
Subordinate Officers
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| | | | I-14 | | |
5.4
官員被免職和辭職
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| | | | I-14 | | |
5.5
Vacancies in Offices
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| | | | I-14 | | |
5.6
代表其他公司的股份
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| | | | I-14 | | |
5.7
軍官的職權和職責
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| | | | I-14 | | |
5.8
Compensation
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| | | | I-14 | | |
Article VI — RECORDS
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| | | | I-15 | | |
Article VII — GENERAL MATTERS
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| | | | I-15 | | |
7.1
公司合同和文書的執行情況
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| | | | I-15 | | |
7.2
Stock Certificates
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| | | | I-15 | | |
7.3
證書特殊稱號
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| | | | I-15 | | |
7.4
Lost Certificates
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| | | | I-16 | | |
7.5
沒有證書的股票
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| | | | I-16 | | |
7.6
構造;定義
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| | | | I-16 | | |
7.7
Dividends
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| | | | I-16 | | |
7.8
Fiscal Year
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| | | | I-16 | | |
7.9
Seal
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| | | | I-16 | | |
7.10
Transfer of Stock
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| | | | I-16 | | |
7.11
股票轉讓限制;股票沒收
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| | | | I-17 | | |
7.12
註冊股東
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| | | | I-17 | | |
7.13
Waiver of Notice
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| | | | I-17 | | |
Article VIII — NOTICE
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| | | | I-17 | | |
8.1
遞送通知;電子傳輸通知
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| | | | I-17 | | |
Article IX — INDEMNIFICATION
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| | | | I-18 | | |
9.1
董事和高級管理人員的賠償
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| | | | I-18 | | |
9.2
賠償他人
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| | | | I-18 | | |
9.3
Prepayment of Expenses
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| | | | I-18 | | |
9.4
Determination; Claim
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| | | | I-19 | | |
9.5
權利的非排他性
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| | | | I-19 | | |
9.6
Insurance
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| | | | I-19 | | |
9.7
其他賠償
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| | | | I-19 | | |
9.8
繼續賠付
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| | | | I-19 | | |
9.9
修改或廢除;解釋
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| | | | I-19 | | |
Article X — AMENDMENTS
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| | | | I-20 | | |
Article XI — DEFINITIONS
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| | | | I-20 | | |
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“Affiliate”
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| | 就任何人而言,指通過一個或多箇中間人直接或間接控制該人、由該人控制或與其共同控制的任何其他人,以及(A)就自然人而言,包括但不限於該人的配偶、父母、子女、兄弟姐妹、兄弟姊妹,不論是通過血緣、婚姻或領養,或居住在該人家中的任何人,為前述任何人、公司、(B)就實體而言,應包括直接或通過一個或多箇中介機構直接或間接控制、控制或與上述實體共同控制的合夥企業、公司或任何自然人或實體。 | |
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“Applicable Law”
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| | 對任何人而言,是指任何政府當局適用於該人的法律、法規、條例、規則、條例、許可證、證書、判決、決定、法令或命令的所有規定。 | |
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“Articles”
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| | 是指本公司經修訂和重述的公司章程。 | |
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“Audit Committee”
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| | 是指根據本章程設立的公司董事會審計委員會或任何繼任委員會。 | |
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“Auditor”
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“Business Combination”
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| | 指涉及本公司與一個或多個業務或實體(以下稱目標業務)的合併、換股、資產收購、購股、重組或類似的業務合併,該等業務組合:(A)只要本公司的證券已在納斯達克資本市場上市,必須發生在簽署簽訂最終協議時,一家或多家目標企業合計公平市值至少佔信託賬户資產的80%(不包括遞延承保折扣和信託賬户收入的應付税款) | |
| | | | 此類業務合併;及(B)不得僅與另一家空頭支票公司或名義上有業務的類似公司進行合併。 | |
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“business day”
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指週六、週日或法定節假日以外的任何日子,或法律授權或有義務在紐約市關閉銀行機構或信託公司的日子。
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“Clearing House”
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指股票(或其存託憑證)在該司法管轄區的證券交易所或交易商間報價系統上市或報價的、經該司法管轄區法律認可的結算所。
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“Class A Share”
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指本公司股本中面值0.0001美元的A類普通股。
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“Class B Share”
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指本公司股本中面值0.0001美元的B類普通股。
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“Company”
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指上述公司。
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“Company’s Website”
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指公司的網站和/或其網址或域名(如果有)。
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“Compensation Committee”
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是指根據本章程設立的本公司董事會薪酬委員會或任何繼任委員會。
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“Designated Stock Exchange”
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指本公司證券在其上市交易的任何美國全國性證券交易所,包括納斯達克資本市場。
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“Directors”
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指本公司當其時的董事。
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“Dividend”
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指根據細則議決就股份支付的任何股息(不論中期或末期)。
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“Electronic Communication”
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指以電子方式發送的通訊,包括以電子方式張貼於本公司網站、傳送至任何號碼、地址或互聯網站(包括證券交易委員會的網站)或董事另行決定及批准的其他電子交付方式。
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“Electronic Record”
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的含義與《電子交易法》中的含義相同。
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《電子交易法》
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指開曼羣島的《電子交易法》(修訂本)。
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“Equity-linked Securities”
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指可轉換、可行使或可交換在與企業合併相關的融資交易中發行的A類股票的任何債務或股權證券,包括但不限於私募股權或債務。
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“Exchange Act”
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指經修訂的1934年美國證券交易法或任何類似的美國聯邦法規以及證券交易委員會在此基礎上的規則和條例,所有這些均應在當時有效。
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《遠期採購協議》
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指規定以私募方式出售股權證券的協議,該私募將基本上與完成交易同時完成
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Business Combination.
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“Forward Purchase Share”
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指根據遠期購買協議將發行的A類股。
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“Forward Purchase Warrant”
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指根據遠期購買協議將發行的購買A類股的認股權證。
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“Founders”
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指緊接IPO完成前的所有會員。
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“Independent Director”
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的含義與指定證券交易所的規則和條例或《交易法》下的規則10A-3中的含義相同。
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“IPO”
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指本公司首次公開發行證券。
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“Member”
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的含義與《規約》中的含義相同。
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“Memorandum”
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指經修訂及重述的本公司組織章程大綱。
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“Nominating Committee”
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指根據本章程設立的本公司董事會提名委員會或任何繼任委員會。
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“Officer”
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是指被任命在公司擔任職務的人。
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“Ordinary Resolution”
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指由簡單多數成員以有權親自或(如允許委派代表)在股東大會上委託代表在股東大會上投票而通過的決議,幷包括一致的書面決議。當要求以投票方式表決時,在計算多數時,應考慮到每一成員根據章程細則有權獲得的票數。
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“Over-Allotment Option”
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指承銷商選擇以相當於每單位10美元的價格,減去承銷折扣和佣金,購買最多15%的首次公開招股發行的公司單位(如章程所述)。
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“Preference Share”
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指本公司股本中面值0.0001美元的優先股。
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“Public Share”
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是指作為IPO發行單位(如章程所述)發行的A類股。
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“Redemption Notice”
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指經本公司批准的形式的通知,公眾股份持有人有權要求本公司贖回其公眾股份,但須受其中所載任何條件的規限。
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“Register of Members”
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指按照《章程》保存的會員登記冊,包括(除另有説明外)任何分會會員登記冊或重複的會員登記冊。
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“Registered Office”
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指本公司當其時的註冊辦事處。
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“Representative”
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指保險人的代表。
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“Seal”
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指公司的法團印章,包括每個複印件。
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“美國證券交易委員會”
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指美國證券交易委員會。
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“Share”
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指A類股、B類股或優先股,包括本公司股份的一小部分。
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“Special Resolution”
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除第29.4條和第47.2條另有規定外,其含義與《規約》中的相同,包括一致的書面決議。
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“Sponsor”
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指開曼羣島豁免的有限合夥企業Avista Acquisition LP II及其繼承人或受讓人。
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“Statute”
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指開曼羣島的《公司法》(經修訂)。
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“Treasury Share”
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指根據章程以本公司名義作為庫存股持有的股份。
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“Trust Account”
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指本公司於首次公開招股完成後設立的信託賬户,並將首次公開招股所得款項淨額,連同與首次公開招股截止日期同時進行的認股權證私募所得款項,存入該賬户。
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“Underwriter”
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指IPO的不定期承銷商和任何繼任承銷商。
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| Ligand製藥公司 | | | | |
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By:
/s/ Matthew Korenberg
Name: Matthew Korenberg
Title:
財務執行副總裁兼首席財務官總裁
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| OMNIAB, INC. | | | ||
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By:
/s/ Matthew W. Foehr
Name: Matthew W. Foehr
Title:
總裁和首席執行官
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| Avista公共收購公司。II | | | ||
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By:
/s/ Benjamin Silbert
Name: Benjamin Silbert
Title:
General Counsel
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| ORWELL MERGER SUB INC. | | | ||
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By:
/s/ David Burgstahler
Name: David Burgstahler
Title:
President
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OMNIAB, INC.
2022 INCENTIVE AWARD PLAN |
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OMNIAB, INC.
2022員工購股計劃 |
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Exhibit
Number |
| |
Description
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|
2.1+** | | | Avista Public Acquisition Corp.II、Orwell Merge Sub Inc.、Ligand PharmPharmticals Inc.和OmniAb,Inc.之間於2022年3月23日簽署的合併協議和計劃(包括在委託書/招股説明書/信息聲明的附件A中)。 | |
2.2+** | | | 分離和分配協議,日期為2022年3月23日,由Avista Public Acquisition Corp.II、Ligand PharmPharmticals Inc.和OmniAb,Inc.簽署(作為代理聲明/招股説明書/信息聲明的附件B)。 | |
3.1** | | | 修訂和重新發布Avista Public Acquisition Corp.II的組織備忘錄和章程(通過參考Avista Public Acquisition Corp.II於2021年8月12日向美國證券交易委員會提交的當前8-K表格報告的附件3.1而併入)。 | |
3.2 | | | OmniAb,Inc.註冊證書格式,在被馴化後生效(作為委託書/招股説明書/信息説明書附件H)。 | |
3.3** | | | 《OmniAb,Inc.》章程格式,經歸化後生效(作為委託書/招股説明書/信息説明書附件一)。 | |
4.1** | | |
單位證書樣本(參考Avista Public Acquisition Corp.II於2021年7月28日向美國證券交易委員會提交的S-1/A表格的附件4.1併入)。
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4.2** | | |
A類普通股證書樣本(參考英偉達公共收購公司II於2021年7月28日提交給美國證券交易委員會的S-1/A表格附件4.2併入)。
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4.3** | | |
授權證樣本(參考Avista Public Acquisition Corp.II於2021年7月28日提交給美國證券交易委員會的S-1/A表格附件4.3併入)。
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Exhibit
Number |
| |
Description
|
|
4.4** | | | Avista Public Acquisition Corp.II和大陸股票轉讓信託公司作為權證代理人於2021年8月9日簽署的認股權證協議(通過參考Avista Public Acquisition Corp.II於2021年8月12日提交給美國證券交易委員會的Form 8-K表的附件4.1併入)。 | |
4.5** | | | OmniAb,Inc.普通股證書樣本 | |
5.1 | | | Weil Gotshal&Manges LLP的意見。 | |
5.2** | | | Maples&Calder(Cayman)LLP的意見。 | |
8.1 | | | Weil Gotshal&Manges LLP税務意見表。 | |
8.2 | | | Latham&Watkins LLP的税務意見表。 | |
10.1** | | | 投資管理信託協議,日期為2021年8月9日,由Avista Public Acquisition Corp.II和大陸股票轉讓信託公司作為受託人簽署(合併內容參考Avista Public Acquisition Corp.II於2021年8月12日提交給美國美國證券交易委員會的8-K表格當前報告的附件10.1)。 | |
10.2** | | | Avista Public Acquisition Corp.II、保薦人和其中指定的某些其他證券持有人之間的登記和股東權利協議,日期為2021年8月9日(合併內容參考Avista Public Acquisition Corp.II於2021年8月12日提交給美國美國證券交易委員會的8-K表格當前報告附件10.2)。 | |
10.3** | | | Avista Public Acquisition Corp.II和Avista Acquisition LP II於2021年8月9日簽署的私募認股權證購買協議(合併內容參考Avista Public Acquisition Corp.II於2021年8月12日提交給美國美國證券交易委員會的8-K表格當前報告附件10.3)。 | |
10.4** | | | Avista Public Acquisition Corp.II和Avista Acquisition LP II於2021年8月9日簽訂的行政服務協議(通過引用Avista Public Acquisition Corp.II於2021年8月12日提交給美國證券交易委員會的當前8-K報表附件10.4合併)。 | |
10.5#** | | | Avista Public Acquisition Corp.II、Avista Public Acquisition Corp.II的每位高級管理人員和董事以及Avista Acquisition LP II之間的信函協議格式,日期為2021年8月9日(通過引用Avista Public Acquisition Corp.II於2021年8月12日提交給美國證券交易委員會的當前8-K報表附件10.5併入)。 | |
10.6** | | | Avista Public Acquisition Corp.II、其每名高級管理人員和董事與Avista Acquisition LP II之間日期為2021年8月9日的賠償協議格式(通過引用Avista Public Acquisition Corp.II於2021年8月12日提交給美國證券交易委員會的當前Form 8-K報告的附件10.6併入)。 | |
10.7** | | | Avista Public Acquisition Corp.II和Avista Acquisition LP II於2021年8月9日簽訂的遠期購買協議(合併內容參考Avista Public Acquisition Corp.II於2021年8月12日提交給美國美國證券交易委員會的8-K表格當前報告的附件10.7)。 | |
10.8** | | | Avista Public Acquisition Corp.II與保薦人簽訂的證券認購協議,日期為2021年2月12日(通過參考Avista Public Acquisition Corp.II於2021年7月28日提交給美國證券交易委員會的S-1/A表附件10.7而併入)。 | |
10.9** | | | Avista Public Acquisition Corp.II和Avista Acquisition LP II之間日期為2021年2月12日的本票(通過引用Avista Public Acquisition Corp.II於2021年7月28日提交給美國證券交易委員會的S-1/A表格10.5併入)。 | |
10.10** | | | 日期為2022年3月14日的期票,由Avista Public Acquisition Corp.II向保薦人發行(通過參考Avista Public Acquisition Corp.II於2022年3月14日提交給美國證券交易委員會的當前8-K報表附件10.1合併而成)。 | |
10.11** | | | OmniAb,Inc.、Avista Public Acquisition Corp.II、Avista Acquisition LP II和其他簽署方簽署的保薦人內幕協議,日期為2022年3月23日 | |
Exhibit
Number |
| |
Description
|
|
| | | (作為委託書/招股説明書/資料説明書附件C)。 | |
10.12** | | | 由Avista Public Acquisition Corp.II、Avista Acquisition LP II和OmniAb,Inc.修訂和重新簽署的遠期購買協議,日期為2022年3月23日(作為委託書/招股説明書/信息聲明的附件D)。 | |
10.13+** | | | Avista Public Acquisition Corp.II、Orwell Merge Sub Inc.、Ligand PharmPharmticals Inc.和OmniAb,Inc.於2022年8月18日修訂並重新簽署了《員工事項協議》(作為委託書/招股説明書/信息聲明的附件K)。 | |
10.14+** | | | Ligand PharmPharmticals Inc.和OmniAb,Inc.之間的税務協議格式(作為委託書/招股説明書/信息説明書的附件E)。 | |
10.15+** | | | Ligand PharmPharmticals Inc.和OmniAb,Inc.之間關於Ligand PharmPharmticals Inc.向OmniAb,Inc.提供的服務的過渡服務協議格式(包括在委託書/招股説明書/信息聲明的附件F-1中)。 | |
10.16+** | | | Ligand PharmPharmticals Inc.和OmniAb,Inc.之間關於OmniAb,Inc.向Ligand PharmPharmticals Inc.提供的服務的過渡服務協議格式(包括在委託書/招股説明書/信息聲明的附件F-2中)。 | |
10.17** | | | Avista Public Acquisition Corp.II、Avista Acquisition LP II及其他各方簽署的經修訂及重訂的登記及股東權利協議格式(載於委託書/招股説明書/資料説明書附件G)。 | |
10.18#** | | | OmniAb,Inc.2022獎勵計劃表格(作為委託書/招股説明書/信息説明書的附件L)。 | |
10.19#** | | | OmniAB,Inc.2022員工股票購買計劃表格(包括在委託書/招股説明書/信息聲明的附件M中)。 | |
10.20#** | | |
2022年註冊服務提供商承擔獎勵計劃的表格。
|
|
10.21#** | | |
2022年OmniAb服務提供商表格承擔獎勵計劃。
|
|
10.22#** | | |
OmniAb,Inc.非員工董事薪酬計劃表格。
|
|
10.23#** | | |
OmniAb,Inc.高管控制權變更協議格式。
|
|
10.24#** | | |
OmniAb,Inc.遣散費計劃表格。
|
|
10.25** | | |
OmniAb,Inc.董事和高級管理人員賠償協議格式。
|
|
10.26+ | | | 金剛砂站辦公室二期有限責任公司與Ligand PharmPharmticals Inc.之間的辦公室/實驗室租約,日期為2021年6月8日,經修訂。 | |
10.27†** | | |
CNA Development LLC與OmniAb,Inc.之間的抗體許可協議,日期為2012年12月20日。
|
|
10.28†** | | |
囊性纖維化基金會與Icagen,LLC之間的研究、開發和商業化協議,日期為2018年5月1日,經修訂。
|
|
10.29†** | | |
修改並重新簽署了F.Hoffmann-La Roche Ltd、Hoffmann-La Roche lnc之間的許可協議。和Icagen,LLC,日期為2020年5月29日,經修訂。
|
|
21.1** | | |
OmniAb,Inc.子公司列表
|
|
23.1 | | |
Consent of Marcum LLP.
|
|
23.2 | | |
Consent of Ernst & Young LLP.
|
|
23.3 | | |
Weil Gotshal&Manges LLP同意(作為附件5.1的一部分)。
|
|
23.4** | | |
Maples和Calder(Cayman)LLP同意。
|
|
Exhibit
Number |
| |
Description
|
|
24.1** | | |
授權書(包括在最初提交註冊聲明的簽字頁上)。
|
|
24.2 | | | Power of Attorney. | |
99.1 | | |
Avista Public Acquisition Corp.II特別股東大會代理卡表格。
|
|
99.2** | | |
約翰·L·希金斯同意命名為董事。
|
|
99.3** | | |
莎拉·博伊斯同意被命名為董事。
|
|
99.4** | | |
詹妮弗·科克倫同意將其命名為董事。
|
|
99.5** | | |
Sunil Patel同意將其命名為董事。
|
|
99.6** | | |
卡羅琳·貝爾託齊同意將其命名為董事。
|
|
99.7** | | |
馬修·W·福爾同意將其命名為董事。
|
|
99.8** | | |
約書亞·塔馬羅夫同意將其命名為董事。
|
|
101 | | | Interactive Data File. | |
107** | | |
Filing Fee Table.
|
|
| By: | | | /s/ John Cafasso | | | By: | | | /s/ David Burgstahler | |
| | | |
Name: John Cafasso
職務:首席財務官 |
| | | | |
Name: David Burgstahler
職務:總裁兼首席執行官 |
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ David Burgstahler
David Burgstahler
|
| |
董事首席執行官總裁和首席執行官
(首席執行官) |
| |
September 12, 2022
|
|
|
/s/ John Cafasso
John Cafasso
|
| |
Chief Financial Officer
(首席財務會計官) |
| |
September 12, 2022
|
|
|
*
Thompson Dean
|
| |
Executive Chairman
|
| |
September 12, 2022
|
|
|
*
William E. Klitgaard
|
| |
Director
|
| |
September 12, 2022
|
|
|
*
Lâle White
|
| |
Director
|
| |
September 12, 2022
|
|
|
*
Wendel Barr
|
| |
Director
|
| |
September 12, 2022
|
|
|
*
Charles Harwood
|
| |
Director
|
| |
September 12, 2022
|
|
| *By: | | | /s/ John Cafasso | | | | ||||
| | | |
Name: John Cafasso
職務:首席財務官 |
| | | | | | |