| 花旗集團 | | |
RBC資本市場
|
|
| | |
第{BR}頁
|
| |||
關於本招股説明書副刊
|
| | | | {BR}S-II | | |
通過引用合併某些文檔
|
| | | | {BR}S-II | | |
有關前瞻性陳述的披露
|
| | | | {BR}S-III | | |
摘要
|
| | | | S-1 | | |
風險因素
|
| | | | S-12 | | |
收益使用情況
|
| | | | S-16 | | |
{BR}股利政策{BR}
|
| | | | S-17 | | |
{BR}出售股東{BR}
|
| | | | S-18 | | |
美國聯邦所得税對非美國持有者的重要考慮事項
|
| | | | S-20 | | |
{BR}和寫入{BR}
|
| | | | S-24 | | |
法律事務
|
| | | | S-30 | | |
{BR}專家{BR}
|
| | | | S-30 | | |
| | |
第{BR}頁
|
| |||
關於本招股説明書
|
| | | | {BR}II | | |
在哪裏可以找到更多信息
|
| | | | {BR}III | | |
通過引用合併某些文檔
|
| | | | {BR}IV | | |
有關前瞻性陳述的披露
|
| | | | v | | |
摘要
|
| | | | 1 | | |
風險因素
|
| | | | 3 | | |
收益使用情況
|
| | | | 4 | | |
{BR}出售股東{BR}
|
| | | | 5 | | |
配送計劃
|
| | | | 10 | | |
法律事務
|
| | | | 12 | | |
{BR}專家{BR}
|
| | | | 12 | | |
| | |
截至12月31日的年度
|
| |
截至9個月
9月30日,{BR} |
| ||||||||||||||||||||||||
(千)
|
| |
2020
|
| |
2019
|
| |
2018
|
| |
2021
|
| |
2020
|
| |||||||||||||||
| | | | | | | | | | | | | | | | | | | | |
(未審核)
|
| |||||||||
合併業務報表 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
營業收入: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
天然氣、天然氣和石油銷售
|
| | | $ | 2,650,299 | | | | | $ | 3,791,414 | | | | | $ | 4,695,519 | | | | | $ | 3,992,905 | | | | | $ | 1,812,965 | | |
未指定衍生品的收益(虧損)
作為對衝 |
| | | | 400,214 | | | | | | 616,634 | | | | | | (178,591)) | | | | | | (4,791,582) | | | | | | (11,320) | | |
網絡營銷服務和其他
|
| | | | 8,330 | | | | | | 8,436 | | | | | | 40,940 | | | | | | 23,646 | | | | | | 4,613 | | |
營業總收入
|
| | | | 3,058,843 | | | | | | 4,416,484 | | | | | | 4,557,868 | | | | | | (775,031) | | | | | | 1,806,258 | | |
運營費用: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
運輸和加工
|
| | | | 1,710,734 | | | | | | 1,752,752 | | | | | | 1,697,001 | | | | | | 1,404,697 | | | | | | 1,273,161 | | |
生產
|
| | | | 155,403 | | | | | | 153,785 | | | | | | 195,775 | | | | | | 152,599 | | | | | | 118,379 | | |
探索
|
| | | | 5,484 | | | | | | 7,223 | | | | | | 6,765 | | | | | | 23,223 | | | | | | 4,959 | | |
銷售、一般和行政
|
| | | | 174,769 | | | | | | 170,611 | | | | | | 232,543 | | | | | | 143,972 | | | | | | 129,933 | | |
折舊和損耗
|
| | | | 1,393,465 | | | | | | 1,538,745 | | | | | | 1,569,038 | | | | | | 1,200,280 | | | | | | 1,021,649 | | |
無形資產攤銷
|
| | | | 26,006 | | | | | | 35,916 | | | | | | 41,367 | | | | | | — | | | | | | 22,433 | | |
銷售/交換的減值/損失(收益)
長壽資產的 |
| | | | 100,729 | | | | | | 1,138,287 | | | | | | 2,709,976 | | | | | | (18,414) | | | | | | 102,721 | | |
無形資產和其他資產減值
|
| | | | 34,694 | | | | | | 15,411 | | | | | | — | | | | | | — | | | | | | — | | |
商譽減值
|
| | | | — | | | | | | — | | | | | | 530,811 | | | | | | — | | | | | | — | | |
租約減值和到期
|
| | | | 306,688 | | | | | | 556,424 | | | | | | 279,708 | | | | | | 83,500 | | | | | | 145,496 | | |
其他運營費用
|
| | | | 28,537 | | | | | | 199,440 | | | | | | 78,008 | | | | | | 53,434 | | | | | | 11,276 | | |
總運營費用
|
| | | | 3,936,509 | | | | | | 5,568,594 | | | | | | 7,340,992 | | | | | | 3,043,291 | | | | | | 2,830,007 | | |
營業虧損
|
| | | | (877,666) | | | | | | (1,152,110) | | | | | | (2,783,124)) | | | | | | (3,818,322) | | | | | | (1,023,749) | | |
Equitrans股票交易所收益
|
| | | | (187,223) | | | | | | — | | | | | | — | | | | | | — | | | | | | (187,223) | | |
投資虧損(收益)
|
| | | | 314,468 | | | | | | 336,993 | | | | | | 72,366 | | | | | | (66,861) | | | | | | 303,844 | | |
股息和其他收入
|
| | | | (35,512) | | | | | | (91,483) | | | | | | (7,017)) | | | | | | (11,329) | | | | | | (31,204) | | |
債務清償損失
|
| | | | 25,435 | | | | | | — | | | | | | — | | | | | | 9,756 | | | | | | 20,712 | | |
利息支出
|
| | | | 271,200 | | | | | | 199,851 | | | | | | 228,958 | | | | | | 232,434 | | | | | | 196,914 | | |
| | |
截至12月31日的年度
|
| |
截至9個月
9月30日,{BR} |
| ||||||||||||||||||||||||
(千)
|
| |
2020
|
| |
2019
|
| |
2018
|
| |
2021
|
| |
2020
|
| |||||||||||||||
| | | | | | | | | | | | | | | | | | | | |
(未審核)
|
| |||||||||
所得税前持續經營虧損
|
| | | | (1,266,034) | | | | | | (1,597,471) | | | | | | (3,077,431)) | | | | | | (3,982,322) | | | | | | (1,326,792) | | |
所得税優惠
|
| | | | (298,858) | | | | | | (375,776) | | | | | | (696,511)) | | | | | | (1,025,255) | | | | | | (295,938) | | |
持續運營虧損
|
| | | | (967,176) | | | | | | (1,221,695) | | | | | | (2,380,920)) | | | | | | (2,957,067) | | | | | | (1,030,854) | | |
停產收入,淨額
税 |
| | | | — | | | | | | — | | | | | | 373,762 | | | | | | — | | | | | | — | | |
淨虧損
|
| | | | (967,176) | | | | | | (1,221,695) | | | | | | (2,007,158) | | | | | | (2,957,067) | | | | | | (1,030,854) | | |
減去:可歸因於非控股權益的淨(虧損)收入
|
| | | | (10) | | | | | | — | | | | | | — | | | | | | 25 | | | | | | — | | |
減去:可歸因於非控股權益的非持續經營淨收益
|
| | | | — | | | | | | — | | | | | | 237,410 | | | | | | — | | | | | | — | | |
可歸因於EQT的淨虧損
公司 |
| | | $ | (967,166) | | | | | $ | (1,221,695) | | | | | $ | (2,244,568)) | | | | | $ | (2,957,092) | | | | | $ | (1,030,854) | | |
EQT公司應佔金額:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
持續運營虧損
|
| | | $ | (967,166) | | | | | $ | (1,221,695) | | | | | $ | (2,380,920)) | | | | | $ | (2,957,092) | | | | | $ | (1,030,854) | | |
非持續經營收入,税後淨額
|
| | | | — | | | | | | — | | | | | | 136,352 | | | | | | — | | | | | | — | | |
淨虧損
|
| | | $ | (967,166) | | | | | $ | (1,221,695) | | | | | $ | (2,244,568)) | | | | | $ | (2,957,092) | | | | | $ | (1,030,854) | | |
合併現金流量表 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
淨現金提供人(使用於): | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
經營活動
|
| | | $ | 1,537,701 | | | | | $ | 1,851,704 | | | | | $ | 2,976,256 | | | | | $ | 491,502 | | | | | $ | 1,131,577 | | |
投資活動
|
| | | | (1,555,800) | | | | | | (1,601,142) | | | | | | (3,979,104)) | | | | | | (1,714,858) | | | | | | (622,708) | | |
融資活動
|
| | | | 31,713 | | | | | | (249,453) | | | | | | 859,020 | | | | | | 1,227,938 | | | | | | (499,797) | | |
| | |
截至12月31日
|
| |
截至9月30日
|
| ||||||||||||
(千)
|
| |
2020
|
| |
2019
|
| |
2021
|
| |||||||||
| | | | | | | | | | | | | | |
(未審核)
|
| |||
合併資產負債表 | | | | | | | | | | | | | | | | | | | |
總資產
|
| | | $ | 18,113,469 | | | | | $ | 18,809,227 | | | | | $ | 23,011,720 | | |
淨資產、廠房和設備
|
| | | | 16,054,265 | | | | | | 16,155,490 | | | | | | 18,781,110 | | |
總債務
|
| | | | 4,925,466 | | | | | | 5,292,979 | | | | | | 6,189,608 | | |
普通股股東權益合計
|
| | | | 9,255,240 | | | | | | 9,803,588 | | | | | | 8,248,460 | | |
總股本
|
| | | | 9,262,730 | | | | | | 9,803,588 | | | | | | 8,259,725 | | |
| | |
截至2020年12月31日
|
| |||
| | |
(Bcfe)
|
| |||
探明已開發儲量
|
| | | | 13,641 | | |
已探明未開發儲量
|
| | | | 6,161 | | |
總探明儲量
|
| | | | 19,802 | | |
| | |
截至2020年12月31日
|
| |||
| | |
(百萬)
|
| |||
標準化計量(美國證券交易委員會定價)(1)
|
| | | $ | 3,366 | | |
條帶定價(2)(3)
|
| | | $ | 8,952 | | |
| | |
截至6月30日的年度
|
| |||||||||
(千)
|
| |
2021
|
| |
2020
|
| ||||||
綜合業務報表 | | | | | | | | | | | | | |
回來: | | | | | | | | | | | | | |
天然氣收入
|
| | | $ | 622,754 | | | | | $ | 448,076 | | |
其他營業收入
|
| | | | 21,538 | | | | | | 15,217 | | |
商品風險管理活動淨(虧損)收益
|
| | | | (58,326) | | | | | | 103,716 | | |
總收入
|
| | | | 585,966 | | | | | | 567,009 | | |
成本和費用: | | | | | | | | | | | | | |
採集、運輸和壓縮
|
| | | | 140,714 | | | | | | 109,670 | | |
直接操作
|
| | | | 62,220 | | | | | | 55,799 | | |
折舊、損耗和攤銷
|
| | | | 178,193 | | | | | | 171,562 | | |
天然氣性能受損
|
| | | | 631,641 | | | | | | 139,063 | | |
一般和行政
|
| | | | 5,540 | | | | | | 8,631 | | |
資產報廢債務增加
|
| | | | 1,780 | | | | | | 1,618 | | |
總成本和費用
|
| | | | 1,020,088 | | | | | | 486,343 | | |
其他(費用)收入: | | | | | | | | | | | | | |
利息費用、淨額和其他
|
| | | | (29,011) | | | | | | (35,048) | | |
利率衍生品淨收益(虧損)
|
| | | | 2,125 | | | | | | (12,786) | | |
其他費用合計
|
| | | | (26,886) | | | | | | (47,834) | | |
淨(虧損)收入
|
| | | $ | (461,008) | | | | | $ | 32,832 | | |
合併現金流量表 | | | | | | | | | | | | | |
淨現金提供人(使用於): | | | | | | | | | | | | | |
經營活動
|
| | | $ | 445,854 | | | | | $ | 356,987 | | |
投資活動
|
| | | | (288,707) | | | | | | (269,627) | | |
融資活動
|
| | | | (154,632) | | | | | | (102,477) | | |
| | |
截至6月30日
|
| |||||||||
(千)
|
| |
2021
|
| |
2020
|
| ||||||
合併資產負債表 | | | | | | | | | | | | | |
總資產
|
| | | $ | 1,033,425 | | | | | $ | 1,516,723 | | |
淨資產和設備
|
| | | | 878,841 | | | | | | 1,422,837 | | |
長期債務,淨額
|
| | | | 471,374 | | | | | | 604,155 | | |
總股本
|
| | | | 262,508 | | | | | | 742,516 | | |
| | |
截至2021年6月30日
|
| |
截至2020年12月31日
|
| ||||||
| | |
(Bcf)
|
| |
(Bcf)
|
| ||||||
探明已開發儲量
|
| | | | 2,207 | | | | | | 1,945 | | |
已探明未開發儲量
|
| | | | 1,901 | | | | | | 2,186 | | |
總探明儲量
|
| | | | 4,108 | | | | | | 4,131 | | |
| | |
截至2021年6月30日
|
| |
截至2020年12月31日
|
| ||||||
| | |
(百萬)
|
| |||||||||
標準化計量(美國證券交易委員會定價)(1)
|
| | | $ | 1,459 | | | | | $ | 790 | | |
條帶定價(2)(3)
|
| | | | | | | | | $ | 2,346 | | |
(千)
|
| |
截至6個月
{BR}2021年6月30日{BR} |
| |
年終
2020年12月31日 |
| ||||||
未經審計的形式簡明合併經營報表數據 | | | | | | | | | | | | | |
銷售天然氣、天然氣和石油
|
| | | $ | 2,598,753 | | | | | $ | 3,092,762 | | |
可歸因於EQT公司的淨虧損
|
| | | | (975,792) | | | | | | (939,552) | | |
(千)
|
| |
截至2021年6月30日
|
| |||
未經審計的備考壓縮合並資產負債表數據 | | | | | | | |
總資產
|
| | | $ | 22,141,382 | | |
淨資產、廠房和設備
|
| | | | 18,983,073 | | |
總債務
|
| | | | 6,350,068 | | |
總股本
|
| | | | 10,215,412 | | |
| | |
截至2020年12月31日
|
| |||
| | |
(Bcfe)
|
| |||
探明已開發儲量
|
| | | | 15,586 | | |
已探明未開發儲量
|
| | | | 8,347 | | |
總探明儲量
|
| | | | 23,933 | | |
| | |
截至2020年12月31日
|
| |||
| | |
(百萬)
|
| |||
標準化計量(美國證券交易委員會定價)(1)
|
| | | $ | 4,152 | | |
條帶定價(2)(3)
|
| | | $ | 10,956 | | |
| | | | | | | | | | | | | | |
假設不練習
承銷商購買的選擇權 其他共享 |
| |
假設充分行使
承銷商購買的選擇權 其他共享 |
| ||||||||||||||||||||||||||||||
| | |
普通股
實益擁有的 本次發售之前(1) |
| |
股份數量
普通股的 個 正在接受報價{BR} 特此 |
| |
普通股
實益擁有的 完成此操作後 優惠(1) |
| |
數量
股份 普通股 正在接受報價{BR} 特此 |
| |
普通股
實益擁有的 完成此操作後 優惠(1) |
| |||||||||||||||||||||||||||||||||
名稱{BR}
|
| |
{BR}編號{BR}
共 個共享 |
| |
百分比
出色的 共享(2) |
| |
數量
個共享 |
| |
百分比
出色的 共享(2) |
| |
{BR}編號{BR}
共 個共享 |
| |
百分比
出色的 共享(2) |
| ||||||||||||||||||||||||||||||
ARI 1740基金,L.P.(3)
|
| | | | 3,650,066 | | | | | | * | | | | | | 793,435 | | | | | | 2,856,631 | | | | | | * | | | | | | 912,450 | | | | | | 2,737,616 | | | | | | * | | |
隸屬於包郵集團的實體,L.C.(4)
|
| | | | 5,080 | | | | | | * | | | | | | 4,417 | | | | | | 663 | | | | | | * | | | | | | 5,080 | | | | | | — | | | | | | — | | |
康拉德·N·希爾頓基金會(5)
|
| | | | 933,278 | | | | | | * | | | | | | 270,489 | | | | | | 662,789 | | | | | | * | | | | | | 311,062 | | | | | | 622,216 | | | | | | * | | |
FA Corp.(6)
|
| | | | 11,198,247 | | | | | | 3.0% | | | | | | 2,434,402 | | | | | | 8,763,845 | | | | | | 2.3% | | | | | | 2,799,562 | | | | | | 8,398,685 | | | | | | 2.2% | | |
Indigo 2009,LLC(7){BR}
|
| | | | 9,001,197 | | | | | | 2.4% | | | | | | 5,031,097 | | | | | | 3,970,100 | | | | | | 1.1% | | | | | | 5,785,761 | | | | | | 3,215,436 | | | | | | * | | |
詹妮弗·麥卡錫
|
| | | | 6,284,538 | | | | | | 1.7% | | | | | | 434,783 | | | | | | 5,849,755 | | | | | | 1.5% | | | | | | 500,000 | | | | | | 5,784,538 | | | | | | 1.5% | | |
約瑟夫·格林伯格{BR}
|
| | | | 10,373,604 | | | | | | 2.7% | | | | | | 869,565 | | | | | | 9,504,039 | | | | | | 2.5% | | | | | | 1,000,000 | | | | | | 9,373,604 | | | | | | 2.5% | | |
勞倫·福特(Lauren Ford)
|
| | | | 237,128 | | | | | | * | | | | | | 43,478 | | | | | | 193,650 | | | | | | * | | | | | | 50,000 | | | | | | 187,128 | | | | | | * | | |
{BR}尼古拉·阿特金森{BR}
|
| | | | 50,983 | | | | | | * | | | | | | 44,320 | | | | | | 6,663 | | | | | | * | | | | | | 50,968 | | | | | | 15 | | | | | | * | | |
理查德·K·斯蒂格{BR}
|
| | | | 1,253,885 | | | | | | * | | | | | | 1,046,857 | | | | | | 207,028 | | | | | | * | | | | | | 1,203,885 | | | | | | 50,000 | | | | | | * | | |
大衞和露西爾·帕卡德基金會(8)
|
| | | | 968 | | | | | | * | | | | | | 842 | | | | | | 126 | | | | | | * | | | | | | 968 | | | | | | — | | | | | | — | | |
名稱{BR}
|
| |
{BR}編號{BR}
共 個共享 |
| |||
花旗全球市場公司
|
| | | | 5,486,843 | | |
RBC Capital Markets有限責任公司
|
| | | | 5,486,842 | | |
合計
|
| | | | 10,973,685 | | |
| | |
第{BR}頁
|
| |||
關於本招股説明書
|
| | | | {BR}II | | |
在哪裏可以找到更多信息
|
| | | | {BR}III | | |
通過引用合併某些文檔
|
| | | | {BR}IV | | |
有關前瞻性陳述的披露
|
| | | | v | | |
摘要
|
| | | | 1 | | |
風險因素
|
| | | | 3 | | |
收益使用情況
|
| | | | 4 | | |
{BR}出售股東{BR}
|
| | | | 5 | | |
配送計劃
|
| | | | 10 | | |
法律事務
|
| | | | 12 | | |
{BR}專家{BR}
|
| | | | 12 | | |
名稱{BR}
|
| |
普通股
實益擁有的 發售前(1) |
| |
數量
股份 常見 堅持是{BR} 提供 特此 |
| |
普通股
實益擁有的 完成後 優惠(1) |
| |||||||||||||||||||||
|
數量
個共享 |
| |
百分比
出色的 共享(2) |
| |
數量
個共享 |
| |
百分比
出色的 個共享 |
| ||||||||||||||||||||
阿洛塔石油公司(3)
|
| | | | 82,951 | | | | | | * | | | | | | 82,951 | | | | | | — | | | | | | — | | |
ARI 1740基金,L.P.(4)
|
| | | | 4,562,249 | | | | | | 1.2% | | | | | | 4,562,249 | | | | | | — | | | | | | — | | |
{BR}病毒夏爾馬{BR}
|
| | | | 152,905 | | | | | | * | | | | | | 152,905 | | | | | | — | | | | | | — | | |
Baupost Group Securities,L.L.C.(5)
|
| | | | 17,419,495 | | | | | | 4.6% | | | | | | 17,419,495 | | | | | | — | | | | | | — | | |
Bufflehead Explore,Inc.(6)
|
| | | | 174,987 | | | | | | * | | | | | | 174,987 | | | | | | — | | | | | | — | | |
Bufflehead Holdings,LLC(7)
|
| | | | 124,426 | | | | | | * | | | | | | 124,426 | | | | | | — | | | | | | — | | |
康拉德·N·希爾頓基金會(8)
|
| | | | 1,244,250 | | | | | | * | | | | | | 1,244,250 | | | | | | — | | | | | | — | | |
白雲石資源公司(9)
|
| | | | 446,213 | | | | | | * | | | | | | 446,213 | | | | | | — | | | | | | — | | |
道格·範·布倫特(10){BR}
|
| | | | 179,806 | | | | | | * | | | | | | 179,806 | | | | | | — | | | | | | — | | |
愛德華·J·格林伯格可撤銷信託基金(11)
|
| | | | 595,079 | | | | | | * | | | | | | 595,079 | | | | | | — | | | | | | — | | |
FA Corp.(12)
|
| | | | 11,198,247 | | | | | | 3.0% | | | | | | 11,198,247 | | | | | | — | | | | | | — | | |
GMB Ventures,LLC(13)
|
| | | | 165,902 | | | | | | * | | | | | | 165,902 | | | | | | — | | | | | | — | | |
GSO實體(14)
|
| | | | 7,213,042 | | | | | | 1.9% | | | | | | 7,213,042 | | | | | | | | | | | | | | |
Indigo 2009,LLC(15)
|
| | | | 12,857,247 | | | | | | 3.4% | | | | | | 12,857,247 | | | | | | — | | | | | | — | | |
J·託德·米切爾
|
| | | | 2,444,209 | | | | | | * | | | | | | 2,444,209 | | | | | | — | | | | | | — | | |
詹妮弗·麥卡錫(16)
|
| | | | 6,816,604 | | | | | | 1.8% | | | | | | 6,815,304 | | | | | | 1,300 | | | | | | * | | |
詹妮弗·奧迪內(10){BR}
|
| | | | 235,119 | | | | | | * | | | | | | 235,119 | | | | | | — | | | | | | — | | |
約翰·蒙哥馬利(10)(16)
|
| | | | 251,208.546 | | | | | | * | | | | | | 250,702 | | | | | | 506.546 | | | | | | * | | |
約瑟夫·C·沃爾頓和莫莉·E·沃爾頓(17)
|
| | | | 174,987 | | | | | | * | | | | | | 174,987 | | | | | | — | | | | | | — | | |
約瑟夫·格林伯格{BR}
|
| | | | 11,379,790 | | | | | | 3.0% | | | | | | 11,379,790 | | | | | | — | | | | | | — | | |
凱瑟琳·布魯克斯
|
| | | | 119,871 | | | | | | * | | | | | | 119,871 | | | | | | — | | | | | | — | | |
KiwiEnergy,Ltd.(18)
|
| | | | 248,853 | | | | | | * | | | | | | 248,853 | | | | | | — | | | | | | — | | |
勞拉鼓
|
| | | | 356,624 | | | | | | * | | | | | | 356,624 | | | | | | — | | | | | | — | | |
勞倫·福特(Lauren Ford)
|
| | | | 254,688 | | | | | | * | | | | | | 254,688 | | | | | | — | | | | | | — | | |
瑪麗亞·克萊爾·米切爾2012禮品信託基金(19){BR}
|
| | | | 611,052 | | | | | | * | | | | | | 611,052 | | | | | | — | | | | | | — | | |
尼古拉斯·科萊爾·米切爾2012毒藥{BR}
信任(19) |
| | | | 611,052 | | | | | | * | | | | | | 611,052 | | | | | | — | | | | | | — | | |
{BR}尼古拉·阿特金森{BR}
|
| | | | 101,936 | | | | | | * | | | | | | 101,936 | | | | | | — | | | | | | — | | |
歐文·哈蒙德·沃利
|
| | | | 224,796 | | | | | | * | | | | | | 224,796 | | | | | | — | | | | | | — | | |
Piney Point Energy Ventures,LLC(9)
|
| | | | 472,820 | | | | | | * | | | | | | 472,820 | | | | | | — | | | | | | — | | |
{BR}High Red LLC(20){BR}
|
| | | | 8,294,998 | | | | | | 2.2% | | | | | | 8,294,998 | | | | | | — | | | | | | — | | |
理查德·艾倫·肖茨翻轉Ira(21){BR}
|
| | | | 72,131 | | | | | | * | | | | | | 72,131 | | | | | | — | | | | | | — | | |
理查德·K·斯蒂格{BR}
|
| | | | 1,348,165 | | | | | | * | | | | | | 1,348,165 | | | | | | — | | | | | | — | | |
斯特德曼西部家族合夥企業有限公司(22)
|
| | | | 2,073,771 | | | | | | * | | | | | | 2,073,771 | | | | | | — | | | | | | — | | |
斯蒂芬·凱利{BR}
|
| | | | 134,817 | | | | | | * | | | | | | 134,817 | | | | | | — | | | | | | — | | |
蘇珊·M·格林伯格可撤銷信託基金(23)
|
| | | | 595,079 | | | | | | * | | | | | | 595,079 | | | | | | — | | | | | | — | | |
博大基金會(24)
|
| | | | 414,750 | | | | | | * | | | | | | 414,750 | | | | | | — | | | | | | — | | |
名稱{BR}
|
| |
普通股
實益擁有的 發售前(1) |
| |
數量
股份 常見 堅持是{BR} 提供 特此 |
| |
普通股
實益擁有的 完成後 優惠(1) |
| |||||||||||||||||||||
|
數量
個共享 |
| |
百分比
出色的 共享(2) |
| |
數量
個共享 |
| |
百分比
出色的 個共享 |
| ||||||||||||||||||||
大衞和露西爾·帕卡德基金會(25)
|
| | | | 3,317,999 | | | | | | * | | | | | | 3,317,999 | | | | | | — | | | | | | — | | |
湯斯·G·普雷斯勒2012年GTSE家族信託(26)
|
| | | | 41,475 | | | | | | * | | | | | | 41,475 | | | | | | — | | | | | | — | | |
根據《雷切爾·梅隆·沃爾頓遺囑和遺囑彙編》第六條的規定,為詹姆斯·M·沃爾頓(27)的利益而設立的信託基金(27)
|
| | | | 82,951 | | | | | | * | | | | | | 82,951 | | | | | | — | | | | | | — | | |
沃爾頓·米切爾公司(28)
|
| | | | 41,475 | | | | | | * | | | | | | 41,475 | | | | | | — | | | | | | — | | |
韋斯利西部礦業有限公司(29)
|
| | | | 595,079 | | | | | | * | | | | | | 595,079 | | | | | | — | | | | | | — | | |
威廉·伊利·陳諾,III(16)
|
| | | | 359,124 | | | | | | * | | | | | | 356,624 | | | | | | 2,500 | | | | | | * | | |
亞納管理公司(30)
|
| | | | 248,853 | | | | | | * | | | | | | 248,853 | | | | | | — | | | | | | — | | |