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美國證券交易委員會(Securities And Exchange Commission)沒有必要審查這份文件中的信息，也沒有確定它是否準確和完整。 |
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| 美國證券交易委員會
華盛頓特區，20549 表格13F 表格13F信息表 |
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| 第1欄 | 第2欄 | 第3欄 | 第4欄 | 第5欄 | 第6欄 | 第7欄 | 第8欄 | ||||
| 價值 | SRS或 | Sh/ | PUT/ | 投資 | 其他 | 投票權機關 | |||||
| 發行人名稱 | 班級名稱 | CUSIP | (x$1000) | PRN金額 | PRN | 看漲 | 酌處權 | 經理 | 鞋底 | 共享 | 無 |
| 3M | COM | 88579Y101 | 446 | 2,540 | SH | DFND | 1 | 2,540 | 0 | 0 | |
| 雅培實驗室 | COM | 002824100 | 3,577 | 30,276 | SH | DFND | 1 | 30,276 | 0 | 0 | |
| 埃森哲 | SHS A類 | G1151C101 | 1,717 | 5,366 | SH | DFND | 1 | 5,366 | 0 | 0 | |
| Activision Blizzard Inc Common | COM | 00507V109 | 846 | 10,937 | SH | DFND | 1 | 10,937 | 0 | 0 | |
| Adobe Systems Inc. | COM | 00724F101 | 1,321 | 2,294 | SH | DFND | 1 | 2,294 | 0 | 0 | |
| 好事達公司 | COM | 020002101 | 288 | 2,260 | SH | DFND | 1 | 2,260 | 0 | 0 | |
| 字母表公司C類 | CAP STK CL C | 02079K107 | 7,873 | 2,954 | SH | DFND | 1 | 2,954 | 0 | 0 | |
| 奧馳亞 | COM | 02209S103 | 285 | 6,255 | SH | DFND | 1 | 6,255 | 0 | 0 | |
| 亞馬遜通信公司 | COM | 023135106 | 6,232 | 1,897 | SH | DFND | 1 | 1,897 | 0 | 0 | |
| 美國塔樓房地產投資信託基金公司 | COM | 03027X100 | 2,809 | 10,582 | SH | DFND | 1 | 10,582 | 0 | 0 | |
| ADI公司 | COM | 032654105 | 1,528 | 9,124 | SH | DFND | 1 | 9,124 | 0 | 0 | |
| 蘋果電腦公司 | COM | 037833100 | 9,526 | 67,319 | SH | DFND | 1 | 67,319 | 0 | 0 | |
| 美國電話電報公司(AT&T Inc.) | COM | 00206R102 | 629 | 23,281 | SH | DFND | 1 | 23,281 | 0 | 0 | |
| 伯克希爾哈撒韋公司B類新 | CL B新 | 084670702 | 273 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| 貝萊德股份有限公司 | COM | 09247X101 | 1,242 | 1,481 | SH | DFND | 1 | 1,481 | 0 | 0 | |
| 黑石集團(Blackstone Inc.) | COM | 09260D107 | 1,185 | 10,183 | SH | DFND | 1 | 10,183 | 0 | 0 | |
| 波音 | COM | 097023105 | 1,070 | 4,864 | SH | DFND | 1 | 4,864 | 0 | 0 | |
| 百時美施貴寶公司 | COM | 110122108 | 1,420 | 23,991 | SH | DFND | 1 | 23,991 | 0 | 0 | |
| 雪佛龍 | COM | 166764100 | 1,029 | 10,144 | SH | DFND | 1 | 10,144 | 0 | 0 | |
| Chipotle墨西哥燒烤公司Common | COM | 169656105 | 1,943 | 1,069 | SH | DFND | 1 | 1,069 | 0 | 0 | |
| 花旗集團共同新聞 | COM新聞 | 172967424 | 1,266 | 18,038 | SH | DFND | 1 | 18,038 | 0 | 0 | |
| 公民與北方公司 | COM | 172922106 | 6,959 | 275,504 | SH | DFND | 1 | 275,504 | 0 | 0 | |
| 芝加哥商品交易所 | COM | 12572Q105 | 352 | 1,821 | SH | DFND | 1 | 1,821 | 0 | 0 | |
| 可口可樂公司 | COM | 191216100 | 1,364 | 26,000 | SH | DFND | 1 | 26,000 | 0 | 0 | |
| 康卡斯特甲級班 | CL A | 20030N101 | 2,888 | 51,636 | SH | DFND | 1 | 51,636 | 0 | 0 | |
| 社區銀行系統公司 | COM | 203607106 | 357 | 5,216 | SH | DFND | 1 | 5,216 | 0 | 0 | |
| 康寧公司 | COM | 219350105 | 857 | 23,473 | SH | DFND | 1 | 23,473 | 0 | 0 | |
| Corteva Inc. | COM | 22052L104 | 238 | 5,653 | SH | DFND | 1 | 5,653 | 0 | 0 | |
| 好市多(新增) | COM | 22160K105 | 2,811 | 6,256 | SH | DFND | 1 | 6,256 | 0 | 0 | |
| CVS健康公司 | COM | 126650100 | 2,644 | 31,159 | SH | DFND | 1 | 31,159 | 0 | 0 | |
| 丹納赫 | COM | 235851102 | 454 | 1,491 | SH | DFND | 1 | 1,491 | 0 | 0 | |
| 迪爾股份有限公司 | COM | 244199105 | 2,357 | 7,035 | SH | DFND | 1 | 7,035 | 0 | 0 | |
| 迪士尼沃爾特公司 | COM | 254687106 | 1,246 | 7,363 | SH | DFND | 1 | 7,363 | 0 | 0 | |
| 陶氏化學公司 | COM | 260557103 | 346 | 6,008 | SH | DFND | 1 | 6,008 | 0 | 0 | |
| 杜邦公司(DuPont de Nemours Inc.) | COM | 26614N102 | 1,188 | 17,477 | SH | DFND | 1 | 17,477 | 0 | 0 | |
| EBay Inc. | COM | 278642103 | 1,451 | 20,825 | SH | DFND | 1 | 20,825 | 0 | 0 | |
| Ecolab Inc. | COM | 278865100 | 1,114 | 5,338 | SH | DFND | 1 | 5,338 | 0 | 0 | |
| 禮來公司 | COM | 532457108 | 2,412 | 10,441 | SH | DFND | 1 | 10,441 | 0 | 0 | |
| EOG Resources，Inc. | COM | 26875P101 | 1,024 | 12,751 | SH | DFND | 1 | 12,751 | 0 | 0 | |
| 埃克森美孚 | COM | 30231G102 | 2,007 | 34,121 | SH | DFND | 1 | 34,121 | 0 | 0 | |
| Facebook甲級班 | CL A | 30303M102 | 4,180 | 12,317 | SH | DFND | 1 | 12,317 | 0 | 0 | |
| 富達MSCI房地產指數ETF | MSCI RL EST ETF | 316092857 | 16,663 | 548,139 | SH | DFND | 1 | 548,139 | 0 | 0 | |
| 富達自然金融共同基金(Fidelity Natl Financial Common) | FNF組通信 | 31620R303 | 209 | 4,609 | SH | DFND | 1 | 4,609 | 0 | 0 | |
| 富達自然信息通用 | COM | 31620M106 | 233 | 1,918 | SH | DFND | 1 | 1,918 | 0 | 0 | |
| FlexShares晨星全球上游NAT RES指數ETF | MORNSTAR UPSTR | 33939L407 | 16,611 | 453,847 | SH | DFND | 1 | 453,847 | 0 | 0 | |
| 通用動力公司 | COM | 369550108 | 1,668 | 8,510 | SH | DFND | 1 | 8,510 | 0 | 0 | |
| 哈里伯頓公司 | COM | 406216101 | 830 | 38,401 | SH | DFND | 1 | 38,401 | 0 | 0 | |
| 家得寶公司 | COM | 437076102 | 1,721 | 5,243 | SH | DFND | 1 | 5,243 | 0 | 0 | |
| 霍尼韋爾國際公司 | COM | 438516106 | 2,120 | 9,987 | SH | DFND | 1 | 9,987 | 0 | 0 | |
| 伊利諾伊機械 | COM | 452308109 | 298 | 1,442 | SH | DFND | 1 | 1,442 | 0 | 0 | |
| 英特爾 | COM | 458140100 | 1,940 | 36,405 | SH | DFND | 1 | 36,405 | 0 | 0 | |
| 洲際交易所共同 | COM | 45866F104 | 2,121 | 18,476 | SH | DFND | 1 | 18,476 | 0 | 0 | |
| 國際商業機器公司 | COM | 459200101 | 1,546 | 11,125 | SH | DFND | 1 | 11,125 | 0 | 0 | |
| IShares巴克萊MBS債券基金ETF | MBS ETF | 464288588 | 1,761 | 16,284 | SH | DFND | 1 | 16,284 | 0 | 0 | |
| IShares Barclays TIPS債券基金 | TIPS BD ETF | 464287176 | 223 | 1,747 | SH | DFND | 1 | 1,747 | 0 | 0 | |
| IShares Core標準普爾500指數ETF | 核心標準普爾500指數ETF | 464287200 | 431 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| IShares iBoxx$高收益公司債券ETF | IBoxx HI YD ETF | 464288513 | 634 | 7,252 | SH | DFND | 1 | 7,252 | 0 | 0 | |
| IShares摩根大通美元新興市場債券ETF | 摩根大通美元肌電圖 | 464288281 | 15,024 | 136,505 | SH | DFND | 1 | 136,505 | 0 | 0 | |
| IShares Russell 1000 Value ETF | RUS 1000 VAL ETF | 464287598 | 493 | 3,153 | SH | DFND | 1 | 3,153 | 0 | 0 | |
| IShares標準普爾中型股400指數FD | 核心標普MCP ETF | 464287507 | 10,736 | 40,811 | SH | DFND | 1 | 40,811 | 0 | 0 | |
| IShares Trust Russell 1000 Growth ETF | RUS 1000 GW ETF | 464287614 | 1,141 | 4,165 | SH | DFND | 1 | 4,165 | 0 | 0 | |
| 強生 | COM | 478160104 | 2,316 | 14,342 | SH | DFND | 1 | 14,342 | 0 | 0 | |
| 摩根大通 | COM | 46625H100 | 5,208 | 31,817 | SH | DFND | 1 | 31,817 | 0 | 0 | |
| 蘭黛(雅詩蘭黛)Cos Inc A類 | CL A | 518439104 | 2,459 | 8,198 | SH | DFND | 1 | 8,198 | 0 | 0 | |
| 達信律師事務所(Marsh&McLennan Cos Inc.) | COM | 571748102 | 1,070 | 7,067 | SH | DFND | 1 | 7,067 | 0 | 0 | |
| 馬斯科公司(Masco Corp) | COM | 574599106 | 1,355 | 24,389 | SH | DFND | 1 | 24,389 | 0 | 0 | |
| 萬事達甲級班 | CL A | 57636Q104 | 3,072 | 8,835 | SH | DFND | 1 | 8,835 | 0 | 0 | |
| 麥當勞公司 | COM | 580135101 | 1,730 | 7,174 | SH | DFND | 1 | 7,174 | 0 | 0 | |
| 默沙東新聞 | COM | 58933Y105 | 264 | 3,510 | SH | DFND | 1 | 3,510 | 0 | 0 | |
| 微芯片技術公司 | COM | 595017104 | 276 | 1,795 | SH | DFND | 1 | 1,795 | 0 | 0 | |
| 微軟 | COM | 594918104 | 10,065 | 35,701 | SH | DFND | 1 | 35,701 | 0 | 0 | |
| Mondelez Intl Inc.A類 | CL A | 609207105 | 2,219 | 38,138 | SH | DFND | 1 | 38,138 | 0 | 0 | |
| 新紀元能源 | COM | 65339F101 | 1,540 | 19,612 | SH | DFND | 1 | 19,612 | 0 | 0 | |
| 耐克公司B類 | CL B | 654106103 | 2,883 | 19,850 | SH | DFND | 1 | 19,850 | 0 | 0 | |
| 諾福克南方公司 | COM | 655844108 | 1,811 | 7,571 | SH | DFND | 1 | 7,571 | 0 | 0 | |
| 英偉達 | COM | 67066G104 | 3,901 | 18,831 | SH | DFND | 1 | 18,831 | 0 | 0 | |
| 甲骨文 | COM | 68389X105 | 626 | 7,188 | SH | DFND | 1 | 7,188 | 0 | 0 | |
| Palo Alto Networks Inc Common | COM | 697435105 | 1,724 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
| 百事可樂 | COM | 713448108 | 592 | 3,937 | SH | DFND | 1 | 3,937 | 0 | 0 | |
| 輝瑞 | COM | 717081103 | 1,767 | 41,079 | SH | DFND | 1 | 41,079 | 0 | 0 | |
| 菲利普莫里斯 | COM | 718172109 | 362 | 3,823 | SH | DFND | 1 | 3,823 | 0 | 0 | |
| 寶潔 | COM | 742718109 | 2,834 | 20,269 | SH | DFND | 1 | 20,269 | 0 | 0 | |
| 羅克韋爾自動化公司(Rockwell Automation Inc.) | COM | 773903109 | 259 | 880 | SH | DFND | 1 | 880 | 0 | 0 | |
| Roper Industries Inc.New | COM | 776696106 | 497 | 1,115 | SH | DFND | 1 | 1,115 | 0 | 0 | |
| Salesforce.Com | COM | 79466L302 | 2,722 | 10,035 | SH | DFND | 1 | 10,035 | 0 | 0 | |
| 斯倫貝謝有限公司 | COM STK | 806857108 | 785 | 26,478 | SH | DFND | 1 | 26,478 | 0 | 0 | |
| SPDR道瓊斯工業平均指數ETF信託基金 | UT SER 1 | 78467X109 | 860 | 2,543 | SH | DFND | 1 | 2,543 | 0 | 0 | |
| SPDR投資組合長期國債ETF | 投資組合LN TSR | 78464A664 | 415 | 10,046 | SH | DFND | 1 | 10,046 | 0 | 0 | |
| SPDR標準普爾500指數ETF信託基金 | TR單元 | 78462F103 | 1,482 | 3,453 | SH | DFND | 1 | 3,453 | 0 | 0 | |
| 史賽克 | COM | 863667101 | 208 | 787 | SH | DFND | 1 | 787 | 0 | 0 | |
| Sysco公司 | COM | 871829107 | 275 | 3,507 | SH | DFND | 1 | 3,507 | 0 | 0 | |
| 塔吉特 | COM | 87612E106 | 356 | 1,557 | SH | DFND | 1 | 1,557 | 0 | 0 | |
| TJX公司(新) | COM | 872540109 | 1,310 | 19,857 | SH | DFND | 1 | 19,857 | 0 | 0 | |
| Truist金融公司 | COM | 89832Q109 | 2,089 | 35,624 | SH | DFND | 1 | 35,624 | 0 | 0 | |
| 聯合太平洋 | COM | 907818108 | 989 | 5,044 | SH | DFND | 1 | 5,044 | 0 | 0 | |
| UnitedHealth Group，Inc. | COM | 91324P102 | 373 | 955 | SH | DFND | 1 | 955 | 0 | 0 | |
| 先鋒股利增值指數ETF | Div APP ETF | 921908844 | 623 | 4,058 | SH | DFND | 1 | 4,058 | 0 | 0 | |
| 先鋒羅素1000 Growth ETF | VNG RUS1000GRW | 92206C680 | 33,544 | 476,007 | SH | DFND | 1 | 476,007 | 0 | 0 | |
| 先鋒總國際債券指數基金ETF | INT BD ETF合計 | 92203J407 | 1,746 | 30,649 | SH | DFND | 1 | 30,649 | 0 | 0 | |
| 先鋒全球股票指數基金ETF | TT WRLD ST ETF | 922042742 | 204 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
| Verizon Communications | COM | 92343V104 | 932 | 17,260 | SH | DFND | 1 | 17,260 | 0 | 0 | |
| W W Grainger Inc. | COM | 384802104 | 1,533 | 3,901 | SH | DFND | 1 | 3,901 | 0 | 0 | |
| 齊默爾生物科技控股公司(Zimmer Biomet Holdings，Inc.) | COM | 98956P102 | 2,164 | 14,784 | SH | DFND | 1 | 14,784 | 0 | 0 | |