| |
关于将于2024年5月15日举行的股东大会的代理材料可用性的重要通知。
委托书、公司截至2023年12月31日财年的10-K表年度报告和通知可在www.proxyvote.com上查阅。
|
| |
|
EVGo 企业责任与可持续发展
|
| | | | v | | |
|
有关这些代理材料和投票的问题和答案
|
| | | | 1 | | |
|
我为什么要收到这些材料?
|
| | | | 1 | | |
|
我如何参加和参与年会?
|
| | | | 1 | | |
|
谁在为这次代理招标付费?
|
| | | | 1 | | |
|
谁可以在年会上投票?
|
| | | | 1 | | |
|
我该如何投票?
|
| | | | 1 | | |
|
我有多少票?
|
| | | | 2 | | |
|
选票是如何计算的?
|
| | | | 2 | | |
|
如果我不提供具体的投票说明怎么办?
|
| | | | 2 | | |
|
为什么我收到了关于代理材料在互联网上可用性的通知?
|
| | | | 2 | | |
|
如果我收到多张代理卡或投票说明卡,我该怎么办?
|
| | | | 3 | | |
|
什么是经纪人不投票?
|
| | | | 3 | | |
|
批准每项提案需要多少票?
|
| | | | 3 | | |
|
法定人数要求是多少?
|
| | | | 3 | | |
|
提交代理后我可以更改我的投票吗?
|
| | | | 3 | | |
|
我怎样才能知道年会的投票结果?
|
| | | | 4 | | |
|
互联网上有哪些代理材料?
|
| | | | 4 | | |
|
我在哪里可以找到股东名单?
|
| | | | 4 | | |
|
如果我对年会有疑问,可以联系谁?
|
| | | | 4 | | |
|
第 1 号提案 — 董事选举
|
| | | | 5 | | |
|
三类候选人,任期三年,将在 2027 年年会上届满
|
| | | | 5 | | |
|
需要投票才能获得批准
|
| | | | 6 | | |
|
常任董事
|
| | | | 7 | | |
|
第 2 号提案 — 批准独立注册会计师事务所的任命
|
| | | | 9 | | |
|
首席会计师费用和服务
|
| | | | 9 | | |
|
预先批准的政策和程序
|
| | | | 9 | | |
|
需要投票才能获得批准
|
| | | | 9 | | |
|
董事会和委员会;公司治理
|
| | | | 10 | | |
|
概述
|
| | | | 10 | | |
|
董事独立性
|
| | | | 10 | | |
|
董事会会议
|
| | | | 10 | | |
|
董事会领导结构
|
| | | | 10 | | |
|
董事会在风险监督中的作用
|
| | | | 10 | | |
|
董事会委员会
|
| | | | 11 | | |
|
董事会多元化矩阵
|
| | | | 14 | | |
|
薪酬委员会联锁和内部参与
|
| | | | 15 | | |
|
行为准则
|
| | | | 15 | | |
|
股东与董事会的沟通
|
| | | | 15 | | |
|
家庭关系
|
| | | | 15 | | |
|
违规第 16 (a) 条举报
|
| | | | 16 | | |
|
执行官
|
| | | | 17 | | |
|
高管薪酬
|
| | | | 18 | | |
|
薪酬摘要表
|
| | | | 18 | | |
|
薪酬汇总表的叙述性披露
|
| | | | 20 | | |
|
2023 财年年末的杰出股票奖励
|
| | | | 22 | | |
|
其他叙事披露
|
| | | | 25 | | |
|
2023 财年结束后采取的关键薪酬行动
|
| | | | 27 | | |
|
薪酬政策与实践
|
| | | | 28 | | |
|
董事薪酬
|
| | | | 30 | | |
|
根据股权补偿计划获准发行的证券
|
| | | | 32 | | |
|
审计委员会的报告
|
| | | | 33 | | |
|
某些关系和相关交易
|
| | | | 34 | | |
|
EVGo 的关联方交易
|
| | | | 34 | | |
|
与业务合并相关的协议
|
| | | | 34 | | |
|
关联人交易的政策和程序
|
| | | | 37 | | |
|
某些受益所有人和管理层的安全所有权
|
| | | | 39 | | |
|
股东提案
|
| | | | 41 | | |
|
代理材料的持有情况
|
| | | | 42 | | |
|
其他事项
|
| | | | 43 | | |
名称
|
| |
年龄
|
| |
主要职业
|
| |
在 EVGo 的职位
|
| |
董事自
起
|
|
大卫·纳纳斯 (1) | | | 49 | | | LS Power Equity Advisors, LLC 总裁 | | | 董事 | | | 2021 年 7 月 | |
凯瑟琳·莫特拉 (1) (2) (3)
|
| | 50 | | | 已退休;CyrusOne LLC 前执行副总裁兼首席财务官 | | | 董事 | | | 2022年4月 | |
斯科特·格里菲斯 (1) (2) (3)
|
| | 65 | | | 已退休;Zipcar, Inc. 前董事长兼首席执行官 | | | 董事 | | | 2024 年 4 月 | |
名称
|
| |
年龄
|
| |
主要职业
|
| |
在 EVGo 的职位
|
| |
董事自
起
|
|
I 类董事 | | | | | | | | | | | | | |
巴达尔汗 | | | 53 | | | 首席执行官,EVGo | | |
首席执行官
官员兼董事 |
| | 2022年5月 | |
约瑟夫·埃斯特维斯 | | | 63 | | | LS Power 首席财务官 | | | 董事 | | | 2021 年 7 月 | |
彼得·安德森 (1) | | | 35 | | | LS Power 董事总经理 | | | 董事 | | | 2023 年 3 月 | |
二类董事 | | | | | | | | | | | | | |
保罗·西格尔 | | | 49 | | | LS Power 首席执行官 | | | 董事 | | | 2023 年 5 月 | |
Darpan Kapadia | | | 51 | | | LS Power 首席运营官 | | | 董事 | | | 2021 年 7 月 | |
乔纳森·西利格 (1) (2) (3) | | | 51 | | | 已退休;Ridge 前董事长 | | | 董事 | | | 2023 年 5 月 | |
| | |
截至 12 月 31 日的年度,
|
| |||||||||
| | |
2023
|
| |
2022
|
| ||||||
审计费 (1)
|
| | | $ | 1,750,697 | | | | | $ | 2,309,913 | | |
税费 (2)
|
| | | | 120,000 | | | | | | 320,221 | | |
所有其他费用 (3)
|
| | | | 50,000 | | | | | | — | | |
总费用
|
| | | $ | 1,920,697 | | | | | $ | 2,630,134 | | |
|
董事总人数
|
| |
9
|
| | | | | | | | | |
| | |
女
|
| |
男
|
| |
非-
二进制 |
| |
没有
披露 性别 |
| ||||||
第一部分:性别认同
|
| | | | | | | | | | | | | | | | | | |
导演
|
| | | | 1 | | | | | | 8 | | | | | ||||
第二部分:人口背景
|
| | | | | | | | | | | | | | | | | | |
非裔美国人或黑人
|
| | | | | | | | | | | | | | | | | | |
阿拉斯加原住民或美洲原住民
|
| | | | | | | | | | | | | | | | | | |
亚洲人
|
| | | | | | | | | | 2 | | | | | | | | |
西班牙裔或拉丁裔
|
| | | | | | | | | | 1 | | | | | | | | |
夏威夷原住民或太平洋岛民
|
| | | | | | | | | | | | | | | | | | |
White
|
| | | | 1 | | | | | | 5 | | | | | | | | |
两个或更多种族或民族
|
| | | | | | | | | | | | | | | | | | |
LGBTQ+
|
| | | | | | | | | | | | | | | | | | |
未透露人口统计背景
|
| | | | | | | | | | | | | | | | | | |
董事总人数
|
| |
9
|
| | | | | | | | | | | | | |||
| | |
女
|
| |
男
|
| |
非-
二进制 |
| |
没有
披露 性别 |
| ||||||
第一部分:性别认同
|
| | | | | | | | | | | | | | | | | | |
导演
|
| | | | 3 | | | | | | 6 | | | | | | | | |
第二部分:人口背景
|
| | | | | | | | | | | | | | | | | | |
非裔美国人或黑人
|
| | | | | | | | | | 1 | | | | | | | | |
阿拉斯加原住民或美洲原住民
|
| | | | | | | | | | | | | | | | | | |
亚洲人
|
| | | | | | | | | | 2 | | | | | | | | |
西班牙裔或拉丁裔
|
| | | | | | | | | | 1 | | | | | | | | |
夏威夷原住民或太平洋岛民
|
| | | | | | | | | | | | | | | | | | |
White
|
| | | | 3 | | | | | | 2 | | | | | | | | |
两个或更多种族或民族
|
| | | | | | | | | | | | | | | | | | |
LGBTQ+
|
| | | | | | | | | | | | | | | | | | |
未透露人口统计背景
|
| | | | | | | | | | | | | | | | | | |
名称
|
| |
年龄
|
| |
位置
|
|
巴达尔汗 | | |
53
|
| | 首席执行官兼董事 | |
奥尔加·舍沃伦科娃 | | |
36
|
| | 首席财务官 | |
丹尼斯·基什 | | |
60
|
| | 总统 | |
弗朗辛·沙利文 | | |
51
|
| | 首席法务官兼总法律顾问 | |
姓名和主要职位
|
| |
年
|
| |
薪水
($) |
| |
奖励
($) |
| |
库存
奖项 ($)(1) |
| |
选项
奖项 ($)(2) |
| |
非股权
激励计划 补偿 (3) |
| |
所有其他
补偿 ($)(4) |
| |
总计 ($)
|
| ||||||||||||||||||||||||
巴达尔汗
|
| | | | 2023 | | | | | | 79,327(5) | | | | | | — | | | | | | 3,756,299(6) | | | | | | 232,329 | | | | | | 84,155(5) | | | | | | 188,825(7) | | | | | | 4,340,935 | | |
首席执行官兼董事 (5)
|
| | | | |||||||||||||||||||||||||||||||||||||||||||||
凯瑟琳·佐伊
|
| | | | 2023 | | | | | | 500,000 | | | | | | — | | | | | | 1,292,461(8) | | | | | | 9,005,446(8) | | | | | | 500,000 | | | | | | 2,388 | | | | | | 11,300,295 | | |
前首席执行官兼董事
|
| | | | 2022 | | | | | | 500,000 | | | | | | — | | | | | | 2,545,436 | | | | | | 1,124,842 | | | | | | 425,000 | | | | | | 6,821 | | | | | | 4,602,099 | | |
丹尼斯·基什
|
| | | | 2023 | | | | | | 375,000 | | | | | | — | | | | | | 1,333,115 | | | | | | 445,995 | | | | | | 298,474 | | | | | | 1,790 | | | | | | 2,454,374 | | |
总裁兼前首席运营官
|
| | | | 2022 | | | | | | 375,000 | | | | | | — | | | | | | 1,763,128 | | | | | | 449,942 | | | | | | 250,000 | | | | | | 6,640 | | | | | | 2,844,710 | | |
奥尔加·舍沃伦科娃
|
| | | | 2023 | | | | | | 269,234(9) | | | | | | — | | | | | | 1,427,678 | | | | | | 505,461 | | | | | | 265,451 | | | | | | 1,671 | | | | | | 2,469,495 | | |
首席财务官
|
| | | | 2022 | | | | | | 350,000 | | | | | | — | | | | | | 1,405,688 | | | | | | 624,918 | | | | | | 230,000 | | | | | | 6,604 | | | | | | 2,617,210 | | |
被任命为执行官
|
| |
的美元价值
股票期权 |
| |
美元价值
限制性股票单位的 |
| |
美元价值
PSU 的 的 |
| |||||||||
凯瑟琳·佐伊
|
| | | $ | 1,500,000 | | | | | $ | 2,250,000 | | | | | | — | | |
巴达尔汗
|
| | | $ | 232,329 | | | | | $ | 3,348,493 | | | | | $ | 3,000,000 | | |
丹尼斯·基什
|
| | | $ | 600,000 | | | | | $ | 900,000 | | | | | | — | | |
奥尔加·舍沃伦科娃
|
| | | $ | 680,000 | | | | | $ | 1,020,000 | | | | | | — | | |
名称
|
| |
拨款日期
|
| |
期权奖励
|
| |
股票奖励
|
| |||||||||||||||||||||||||||||||||||||||||||||
|
的数量
证券 底层 未行使 选项 (#) 可锻炼 |
| |
的数量
证券 底层 未行使 选项 (#) 不可行使 |
| |
选项
练习 价格 ($) |
| |
选项
到期 日期 |
| |
的数量
股或 个 的单位 那个股票 没有 已获得 (#) |
| |
市场价值
股或 库存单位 还没有 已获得 ($) (1) |
| |
股权激励
计划奖励: 的数量 未赚取的股份, 单位或其他 拥有 的权利 未归属 (#) |
| |
股权激励
计划奖励: 市场或支出 未赚取的价值 股份、单位或 其他权利 尚未归属 ($)(1) |
| ||||||||||||||||||||||||||||||||
凯瑟琳·佐伊 | | | | | 7/26/2021(2) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 99,681 | | | | | | 356,858 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(3) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 66,547 | | | | | | 238,238 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(4) | | | | | | 42,662 | | | | | | 42,662 | | | | | | 12.86 | | | | | | 3/31/2032 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(5) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 130,208 | | | | | | 466,145 | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(6) | | | | | | — | | | | | | 102,669 | | | | | | 7.79 | | | | | | 4/2/2033 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 29,250 | | | | | | 30,750 | | | | | | 10 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 29,250 | | | | | | 30,750 | | | | | | 20 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 29,250 | | | | | | 30,750 | | | | | | 30 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
巴达尔汗 | | | | | 6/9/2022(8) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,562 | | | | | | 12,752 | | | | | | — | | | | | | — | | |
| | | | | 5/18/2023(9) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 29,575 | | | | | | 105,879 | | | | | | — | | | | | | — | | |
| | | | | 11/13/2023(10) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 786,031 | | | | | | 2,813,991 | | | | | | — | | | | | | — | | |
| | | | | 11/13/2023(11) | | | | | | — | | | | | | 118,535 | | | | | | 2.76 | | | | | | 11/12/2033 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 11/13/2023(12) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 704,225 | | | | | | 2,521,125 | | |
丹尼斯·基什 | | | | | 1/25/2022(13) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 62,067 | | | | | | 222,200 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(3) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 53,636 | | | | | | 192,017 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(4) | | | | | | 17,065 | | | | | | 34,130 | | | | | | 12.86 | | | | | | 3/31/2032 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(5) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 156,250 | | | | | | 559,375 | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(6) | | | | | | — | | | | | | 123,203 | | | | | | 7.79 | | | | | | 4/2/2033 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 8/10/2023(14) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 87,934 | | | | | | 314,804 | | | | | | — | | | | | | — | | |
奥尔加·舍沃伦科娃 | | | | | 7/26/2021(2) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 53,164 | | | | | | 190,327 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(3) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 73,500 | | | | | | 263,130 | | | | | | — | | | | | | — | | |
| | | | | 4/1/2022(4) | | | | | | 23,701 | | | | | | 47,403 | | | | | | 12.86 | | | | | | 3/31/2032 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(5) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 177,083 | | | | | | 633,957 | | | | | | — | | | | | | — | | |
| | | | | 4/3/2023(6) | | | | | | — | | | | | | 139,630 | | | | | | 7.79 | | | | | | 4/2/2033 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 8/10/2023(14) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 82,072 | | | | | | 293,818 | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 14,625 | | | | | | 15,375 | | | | | | 10 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 14,625 | | | | | | 15,375 | | | | | | 20 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1/16/2020(7) | | | | | | 14,625 | | | | | | 15,375 | | | | | | 30 | | | | | | 不适用 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
名称
|
| |
已赚取的费用或
以现金支付 ($) |
| |
stock
奖励 ($) (5) (6) |
| |
所有其他
补偿 ($) |
| |
总计 ($)
|
| ||||||||||||
凯特·布兰特 (1)
|
| | | | 21,641 | | | | | | 125,653 | | | | | | — | | | | | | 147,294 | | |
罗德尼·斯莱特 (1)
|
| | | | 29,169 | | | | | | 125,653 | | | | | | — | | | | | | 154,822 | | |
凯瑟琳·莫特拉 (2)
|
| | | | 85,000 | | | | | | 123,032 | | | | | | — | | | | | | 208,032 | | |
乔纳森·西利格
|
| | | | 48,331 | | | | | | 125,405(3) | | | | | | 18,819(4) | | | | | | 192,555 | | |
名称
|
| |
未投资的 RSU
奖项 |
| |||
凯特·布兰特
|
| | | | — | | |
罗德尼·斯莱特
|
| | | | — | | |
凯瑟琳·莫特拉格
|
| | | | 32,360 | | |
乔纳森·西利格
|
| | | | 58,252 | | |
计划类别
|
| |
的数量
类 的 股份 A Common 库存将变成 于 发行 练习 太棒了 选项, 份认股权证和 权限 |
| |
加权平均值
行使价 的未完成 选项, 份认股权证和 权限 |
| |
股票数量
A 类常见 的 剩余库存 可用于 未来发行 低于净值 薪酬计划 (不包括证券 反映在 (a) 列中) |
| |||||||||
| | |
(a)
|
| |
(b)
|
| | | | | | | ||||||
证券持有人批准的股权补偿计划
|
| | | | 10,875,377(1) | | | | | $ | 8.66(2) | | | | | | 20,784,651(3) | | |
股权补偿计划未经证券持有人批准
|
| | | | — | | | | | $ | — | | | | | | — | | |
总计 | | | | | 10,875,377 | | | | | $ | — | | | | | | 20,784,651 | | |
| | |
实益拥有的普通股
|
| |||||||||||||||||||||||||||||||||
| | |
A 类普通股
|
| |
B 类普通股
|
| |
组合投票权 (1)
|
| |||||||||||||||||||||||||||
| | |
数字
|
| |
%
|
| |
数字
|
| |
%
|
| |
数字
|
| |
%
|
| ||||||||||||||||||
5% 股东: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
EVGo 成员控股有限责任公司 (2)
|
| | | | 5,882,352 | | | | | | 5.5 | | | | | | 195,800,000 | | | | | | 100.0% | | | | | | 201,682,352 | | | | | | 66.8% | | |
先锋集团 (3)
|
| | | | 9,661,554 | | | | | | 9.1 | | | | | | — | | | | | | — | | | | | | 9,661,554 | | | | | | 3.2 | | |
贝莱德公司 (4)
|
| | | | 8,268,270 | | | | | | 7.8 | | | | | | — | | | | | | — | | | | | | 8,268,270 | | | | | | 2.7 | | |
董事、董事提名人和指定执行官:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
巴达尔汗 (5)
|
| | | | 50,230 | | | | | | * | | | | | | — | | | | | | — | | | | | | 50,230 | | | | | | * | | |
凯瑟琳·佐伊 (6)
|
| | | | 482,222 | | | | | | * | | | | | | — | | | | | | — | | | | | | 482,222 | | | | | | * | | |
丹尼斯·基什 (7)
|
| | | | 75,197 | | | | | | * | | | | | | — | | | | | | — | | | | | | 75,197 | | | | | | * | | |
奥尔加·舍沃伦科娃 (8)
|
| | | | 175,186 | | | | | | * | | | | | | — | | | | | | — | | | | | | 175,186 | | | | | | * | | |
大卫·纳纳斯 (2)
|
| | | | 5,882,352 | | | | | | 5.5 | | | | | | 195,800,000 | | | | | | 100.0% | | | | | | 201,682,352 | | | | | | 66.8% | | |
约瑟夫·埃斯特维斯
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Darpan Kapadia
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
彼得·安德森
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
保罗·西格尔
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
凯瑟琳·莫特拉 (9)
|
| | | | 45,726 | | | | | | * | | | | | | — | | | | | | — | | | | | | 45,726 | | | | | | * | | |
乔纳森·西利格 (10)
|
| | | | 20,699 | | | | | | * | | | | | | — | | | | | | — | | | | | | 20,699 | | | | | | * | | |
斯科特·格里菲斯
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
现任董事、董事候选人
和执行官作为一个群体 (12) 人) |
| | | | 6,400,720 | | | | | | 6.0% | | | | | | 195,800,000 | | | | | | 100.0% | | | | | | 202,200,720 | | | | | | 67.0% | | |