MDU资源集团,Inc.
煤矿安全信息
多德-弗兰克华尔街改革和消费者保护法案“(”多德-弗兰克法案“)要求发行人在提交给美国证券交易委员会的定期报告中列入有关违反1977年联邦矿山安全和健康法案(”矿业法“)、经2006年”矿山改善和新紧急反应法案“(”矿山安全法“)修订的标准的传票或订单的某些信息。多德-弗兰克法案(Dodd-Frank Act)要求报告以下类型的引用或订单:
1.根据“矿山安全法”第104条发出的可能对煤矿或其他矿山安全或健康危害的因果有重大影响的违法行为的传票。
2.根据“矿山安全法令”第104(B)条发出的命令。当根据第104条发出的传唤没有在传唤或随后的延期所允许的时间内完全取消时,根据本节发布命令。
3.根据“矿山安全法”第104(D)条发出的传票或命令。根据本节发出传票或命令时,如果已确定违规行为是由矿山经营者不遵守标准的不可保证的行为造成的。当矿山经营者被认为实施了比普通疏忽更严重的行为时,就发生了不可担保的失败。
4.根据“矿山安全法”第110(B)(2)条发出的公然违法传票。如果一再或不计后果地反复或鲁莽地努力消除已知的违反强制性健康和安全标准的行为,这种行为被认为是明目张胆的行为,这种违反行为实质上和直接地造成了或合理地预期会导致死亡或严重的身体伤害。
5.根据“矿山安全法令”第107(A)条发出的迫在眉睫的危险命令。迫在眉睫的危险被定义为在煤矿或其他矿井中存在任何条件或做法,而这些条件或做法在这些条件或做法可以得到缓解之前,可以合理地预期会导致死亡或严重的人身伤害。
6.根据“矿山安全法”第104(E)条收到的关于违反或可能存在这种可能对矿山健康和安全标准的前因后果作出重大贡献的违反行为模式的通知。
在截至2021年12月31日的12个月内,本公司的运营子公司均未收到根据矿山安全法的以下章节的报价或订单:104(D)、110(B)(2)或104(E)。在此期间,该公司没有发生与采矿有关的死亡事件。
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MSHA标识号/承包商ID | 第104条S&S引文(#) | 第104(B)条命令(#) | | 第107(A)条命令(#) | 建议的MSHA评估总金额(元) | | 截至最后一天的未决法律诉讼(#) | 期间发起的法律行动(#) | 期间解决的法律行动(#) |
04-00081 | 1 | | — | | | — | | $ | 375 | | | — | | — | | — | |
04-01698 | — | | — | | | — | | 125 | | | — | | — | | — | |
04-05140 | 1 | | — | | | — | | 123 | | | — | | — | | — | |
04-05156 | — | | — | | | — | | 125 | | | — | | — | | — | |
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10-02088 | — | | — | | | — | | — | | | — | | 1 | | 1 | |
10-02089 | — | | — | | | — | | 434 | | | — | | — | | 1 | |
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13-02222 | — | | — | | | — | | 125 | | | — | | — | | — | |
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21-03127 | 1 | | — | | | — | | 655 | | | — | | — | | — | |
21-03133 | — | | — | | | — | | 125 | | | — | | — | | — | |
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21-03219 | — | | — | | | — | | 125 | | | — | | — | | — | |
21-03248 | — | | — | | | — | | 375 | | | — | | — | | — | |
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21-03419 | 1 | | — | | | — | | 487 | | | — | | — | | — | |
21-03502 | — | | — | | | — | | 625 | | | — | | — | | — | |
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21-03572 | 1 | | — | | | — | | 987 | | | — | | — | | — | |
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21-03642 | — | | — | | | — | | 125 | | | — | | — | | — | |
21-03732 | — | | — | | | — | | 125 | | | — | | — | | — | |
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21-03870 | — | | — | | | — | | 371 | | | — | | — | | — | |
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24-00462 | 1 | | — | | | — | | 1,499 | | | — | | — | | — | |
24-00459 | — | | — | | | — | | 125 | | | — | | — | | — | |
24-00478 | — | | — | | | — | | 125 | | | — | | — | | — | |
24-01935 | — | | — | | | — | | 125 | | | — | | — | | — | |
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24-02022 | 1 | | — | | | — | | 1,030 | | | — | | — | | — | |
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24-02414 | — | | — | | | — | | 250 | | | — | | — | | — | |
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32-00774 | 1 | | — | | | — | | 896 | | | — | | — | | — | |
32-00776 | 1 | | — | | | — | | 595 | | | — | | — | | — | |
32-00777 | — | | — | | | — | | 250 | | | — | | — | | — | |
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32-00950 | — | | — | | | — | | 500 | | | — | | — | | — | |
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35-00426 | — | | — | | | — | | 1,113 | | | — | | — | | — | |
35-00463 | — | | — | | | — | | 375 | | | — | | — | | — | |
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35-00512 | — | | — | | | — | | 404 | | | 1 | | 1 | | 1 | |
35-00521 | — | | — | | | — | | 250 | | | — | | — | | — | |
35-02382 | 3 | | — | | | — | | 3,185 | | | 1 | | 1 | | — | |
35-02906 | — | | — | | | — | | 375 | | | — | | — | | — | |
35-02968 | — | | — | | | — | | 771 | | | 2 | | 2 | | 2 | |
35-03022 | — | | — | | | — | | 876 | | | — | | — | | — | |
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35-03321 | — | | — | | | — | | 250 | | | — | | — | | — | |
35-03404 | — | | — | | | — | | 125 | | | — | | — | | — | |
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35-03478 | — | | — | | | — | | 375 | | | — | | — | | — | |
35-03496 | — | | — | | | — | | 603 | | | — | | — | | — | |
35-03505 | — | | — | | | — | | 125 | | | — | | — | | — | |
35-03527 | — | | — | | | — | | 750 | | | — | | — | | — | |
35-03558 | — | | — | | | — | | 774 | | | — | | — | | — | |
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35-03605 | 2 | | — | | | — | | 2,782 | | | — | | — | | — | |
35-03639 | — | | — | | | — | | 125 | | | — | | — | | — | |
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MSHA标识号/承包商ID | 第104条S&S引文(#) | 第104(B)条命令(#) | | 第107(A)条命令(#) | 建议的MSHA评估总金额(元) | | 截至最后一天的未决法律诉讼(#) | 期间发起的法律行动(#) | 期间解决的法律行动(#) |
35-03642 | — | | — | | | — | | 375 | | | — | | — | | — | |
35-03667 | 1 | | — | | | — | | 655 | | | — | | — | | — | |
35-03678 | — | | — | | | — | | 250 | | | — | | — | | — | |
35-03751 | 1 | | — | | | — | | 271 | | | — | | — | | — | |
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35-03380 | — | | — | | | — | | 250 | | | — | | — | | — | |
39-00008 | 2 | | — | | | — | | 2,444 | | | — | | — | | — | |
39-01478 | — | | — | | | — | | 250 | | | — | | — | | — | |
41-02639 | — | | — | | | — | | 123 | | | — | | — | | — | |
41-03931 | 1 | | — | | | — | | 452 | | | — | | 1 | | 1 | |
41-05492 | — | | — | | | — | | 125 | | | — | | — | | — | |
48-00715 | — | | — | | | — | | 125 | | | — | | — | | 2 | |
48-01383 | 2 | | — | | | 1 | | 23,296 | | | 4 | | 4 | | — | |
48-01518 | 3 | | — | | | — | | — | | | — | | — | | — | |
48-01670 | 1 | | — | | | — | | 699 | | | — | | — | | 6 | |
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50-00883 | — | | — | | | — | | 375 | | | — | | — | | — | |
50-01196 | — | | — | | | — | | 750 | | | — | | — | | — | |
51-00036 | 1 | | 1 | | | — | | 4,128 | | | — | | — | | — | |
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51-00242 | — | | — | | | — | | 125 | | | — | | — | | — | |
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| 26 | | 1 | | | 1 | | $ | 58,653 | | | 8 | | 10 | | 14 | |
有待联邦矿山安全与健康审查委员会(委员会)审理的法律行动可能涉及,除其他问题外,经营者对他们从联邦矿山安全与健康管理局(MSHA)收到的传票、命令和处罚提出的挑战,或根据矿业法第105条提出的关于矿工歧视的投诉。以下是可能向委员会提出的法律诉讼类型的简要说明。
·传票和命令之争--经营者、矿工或矿工代表可向委员会提起争辩程序,对MSHA发出的传票或命令提出质疑。
·拟议处罚之争(处罚评估请愿书)--拟议处罚之争是向委员会提出的行政诉讼,对MSHA就传票或命令中所载涉嫌违规行为提出的民事处罚提出质疑。
·赔偿投诉--当矿场因MSHA发布的某些撤回命令而关闭时,有权获得赔偿的矿工可向委员会提出赔偿申诉。诉讼程序的目的是确定被命令闲置的矿工的赔偿金额(如果有的话)。
·对解雇、歧视或干扰的投诉--歧视诉讼是涉及矿工指控他或她因从事受“矿业法”保护的某种活动(如提出安全投诉)而遭受操作员的错误的案件。
·申请临时救济--申请临时救济,不受任何命令的任何修改或终止,或根据“矿产法”第104条发布的任何命令的影响。
·对法官的决定或命令向委员会提出上诉--对法官的决定或命令产生不利影响或感到受屈的人向委员会提出的对法官决定或命令进行酌情审查的申请。
下表反映了截至2021年12月31日委员会待决的法律行动的类型:
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MSHA标识号 | 传票和命令的竞争 | 对拟议罚则的争辩 | 要求赔偿的投诉 | 关于解雇、歧视或干扰的投诉 | 申请临时济助 | 就法官的决定或命令向委员会提出上诉 |
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35-00512 | 1 | | — | | — | | — | | — | | — | |
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35-02382 | 1 | | — | | — | | — | | — | | — | |
35-02968 | 2 | | — | | — | | — | | — | | — | |
48-01383 | 4 | | — | | — | | — | | — | | — | |
| 8 | | — | | — | | — | | — | | — | |