美國
證券交易委員會
華盛頓特區 20549
表單
當前報告
根據1934年證券交易法第13或15(d)條
證券交易法第1934條
報告日期(最早事件報告日期):
(註冊人名稱如章程中所列)
(州或其他司法管轄區) 公司註冊) |
(委員會檔案編號) | (IRS僱主) 識別號) |
(主要執行辦公室地址,包括 郵政編碼)
註冊人的電話號碼,包括
區號:(
不適用
(如果自上次報告以來已更改,前名稱或前地址)
如果本表8-k的提交旨在同時滿足註冊人在以下任何條款下的提交義務,請在下面勾選適當的框 :
根據證券法第425條(17 CFR 230.425)進行的書面通信 | |
根據《交易法》第14a-12條規定(17 CFR 240.14a-12),進行徵集材料 | |
根據交易所法第14d-2(b)條的規定進行的預先開始通信(17 CFR 240.14d-2(b)) | |
根據交易所法第13e-4(c)條款的預開始通信 (17 CFR 240.13e-4(c)) |
根據該法第12(b)條註冊的證券:
每個類別的標題 | 交易標的 | 每個交易所的名稱 註冊的 | ||
請在以下複選框內打勾,表明註冊申請人是否爲《1933年證券法規則》第405條或本章第230.405條或《1934年證券交易所法》第1202.2條或本章第240.12億.2條定義的新興成長型企業。
新興成長
公司
如果是新興成長性企業,請勾選是否選擇使用延長的過渡期以符合任何新的或修訂的財務會計準則,根據《交易法》第13(a)節的規定。
項目 8.01 | 其他事項。 |
如之前披露的,Coliseum Acquisition CORP.(以下簡稱“公司)已安排召開一次特別股東大會, 會議將在2024年12月23日上午9:00於萬享律師事務所召開, 以討論與業務結合相關事項 (以下定義)及(以下簡稱“商業合併會議)和召開一次特別股東大會 會議將在2024年12月23日上午9:00於萬享律師事務所召開,以尋求股東對延期的批准(以下定義) (“延期會議”以及與業務合併會議一起, 會議”).
贖回 反轉
股東 有權在業務合併會議和延期會議期間提交其公開股票進行贖回。 與會議相關的贖回截止日期是2024年12月19日下午5:00,東部時間。 每股公開股票的預計贖回價格約爲$11.39。
公司已決定允許贖回股東通過2024年12月20日下午5:00(東部時間)在會議期間撤銷贖回,且無需道富銀行或其贊助商的批准。股東可以通過聯繫公司的轉賬代理,康廷ental 股票轉倉和信託公司,地址爲紐約州紐約市道富銀行1號,30樓,郵政編碼10004(電子郵件: spacredemptions@continentalstock.com).
Potential Purchases of Public Shares
某些第三方非關聯投資者已表明他們打算在會議之前在公開市場上購買最多約200,000股普通股,並且不會贖回這些股票。尚未就任何此類購買達成明確協議,我們不能保證這些人會購買所有或任何指示的股票。
關於業務組合的更多信息及其查找地點
如先前披露的,Coliseum已於2024年6月25日與Rain Enhancement Technologies, Inc.(「RET」)、Rain Enhancement Technologies Holdco, Inc.(「Holdco」)及其其他相關方簽訂了一項業務組合協議,並於2024年8月22日進行了修訂,該協議規定,在滿足或放棄其中的條件後,Coliseum將完成業務組合 在公司與Rain Enhancement Technologies, Inc.(「業務組合」)之間業務組合將提交Coliseum的股東進行審議。註冊表 表格S-4的註冊聲明(文件編號333-283425)(經修訂的「註冊聲明」)filed by REt and Holdco, which was declared effective by the Securities and Exchange Commission (「SEC」) on December 10, 2024, includes a proxy statement/prospectus that is both the proxy statement of Coliseum and a prospectus of Holdco relating to the shares to be issued in connection with the Business Combination (the 「Proxy Statement/Prospectus」). The definitive Proxy Statement/Prospectus was mailed to Coliseum’s shareholders of record as of November 26, 2024, the record date established for voting on the Business Combination. Coliseum, REt, and/or Holdco may also file other relevant documents regarding the Business Combination with the SEC. This Current Report on Form 8-k and the exhibit hereto do not contain all the information that should be considered concerning the Business Combination and is not intended to form the basis of any investment decision or any other decision in respect of the Business Combination. Before making any voting or investment decision, investors, security holders of REt, Coliseum, and other interested persons are urged to read the Proxy Statement/Prospectus and any amendments or supplements thereto in connection with Coliseum’s solicitation of proxies for its extraordinary meeting of shareholders to be held to approve, among other things, the Business Combination, because these documents will contain important information about Coliseum, REt, Holdco, and the Business Combination.
Investors and security holders will also be able to obtain free copies of the Registration Statement, the Proxy Statement/Prospectus, and all other relevant documents filed or that will be filed with the SEC by Coliseum, RET and/or Holdco through the website maintained by the SEC at www.sec.gov. The documents filed by Coliseum, RET, and/or Holdco with the SEC also may be obtained free of charge upon written request to Coliseum at Coliseum Acquisition Corp., 1180 North Town Center Drive, Suite 100, Las Vegas, Nevada 89144.
Additional Information about the Extension and Where to Find it
Coliseum filed with the SEC a definitive proxy statement dated December 13, 2024 (the “Extension Proxy Statement”) in connection with Coliseum’s solicitation of proxies for the vote by Coliseum shareholders to approve an amendment to the Company’s amended and restated memorandum and articles of association to extend (the “Extension”) the date by which the Company must consummate an initial business combination from December 25, 2024 (the “Termination Date”) to December 31, 2023 and to allow the Company, without another shareholder vote, by resolution of the Company’s board of directors, to elect to further extend such date up to two times for an additional one month each time, until February 28, 2025, provided that Berto LLC or its affiliate or designee deposits into the trust account established in connection with the Company’s initial public offering, as a loan, (i) on or before December 25, 2024, with respect to the initial extension to December 31, 2024, $17,500, and (ii) one business day following the public announcement by the Company disclosing that the board has determined to implement an additional monthly extension, with respect to each such additional extension, $75,000; provided that such Extension would not be implemented if the Company completes its initial business combination on or prior to the Termination Date at the Extension Meeting. The Extension Proxy Statement was mailed to Coliseum’s shareholders of record as of November 26, 2024, the record date established for voting on the Extension. Coliseum may also file other relevant documents regarding the Extension with the SEC. This Current Report on Form 8-K and the exhibit hereto do not contain all the information that should be considered concerning the Extension and is not intended to form the basis of any investment decision or any other decision in respect of the Extension. Before making any voting or investment decision, investors, security holders of Coliseum, and other interested persons are urged to read the Extension Proxy Statement and any amendments or supplements thereto in connection with Coliseum’s solicitation of proxies for its extraordinary meeting of shareholders to be held to approve, among other things, the Extension, because these documents will contain important information about Coliseum and the Extension.
Investors and security holders will also be able to obtain free copies of the Extension Proxy Statement and all other relevant documents filed or that will be filed with the SEC by Coliseum through the website maintained by the SEC at www.sec.gov. The documents filed by Coliseum with the SEC also may be obtained free of charge upon written request to Coliseum at Coliseum Acquisition Corp., 1180 North Town Center Drive, Suite 100, Las Vegas, Nevada 89144.
Participants in the Solicitation
Coliseum, RET, Holdco and their respective directors and executive officers may be deemed to be participants in the solicitation of proxies of Coliseum’s shareholders in connection with the Business Combination. A list of the names of such directors and executive officers, and information regarding their interests in the Business Combination and their ownership of Coliseum’s securities are, or will be, contained in Coliseum’s filings with the SEC, and such information and names of RET’s directors and executive officers is also contained in the Registration Statement, which includes the Proxy Statement/Prospectus. You may obtain free copies of these documents using the sources indicated above.
Coliseum and its respective directors and officers may be deemed to be participants in the solicitation of proxies from shareholders in connection with the Extension. Additional information regarding the identity of these potential participants and their direct or indirect interests, by security holdings or otherwise, is set forth in the Extension Proxy Statement. You may obtain free copies of these documents using the sources indicated above.
Forward-Looking Statements
Certain statements included in this Current Report on Form 8-K and the exhibit hereto are not historical facts but are forward-looking statements. Forward-looking statements generally are accompanied by words such as “may,” “will,” “anticipate,” and similar expressions that predict or indicate future events or trends or that are not statements of historical matters, but the absence of these words does not mean that a statement is not forward-looking. These statements are based on various assumptions, whether or not identified in this Current Report on Form 8-K or the exhibit hereto, and on the current expectations of RET’s and Coliseum’s management and are not predictions of actual performance. These forward-looking statements are provided for illustrative purposes only and are not intended to serve as, and must not be viewed by any investor as, a guarantee, an assurance, a prediction or a definitive statement of factor probability. Actual events and circumstances are difficult or impossible to predict and may differ from assumptions.
Many actual events and circumstances are beyond the control of Coliseum, RET, and Holdco. Some important factors that could cause actual results to differ materially from those in any forward-looking statements could include changes in domestic and foreign business, market, financial, political and legal conditions; the ability of the parties to successfully consummate the Business Combination; the ability to satisfy the conditions to the consummation of the Business Combination, including the approval of the Business Combination by Coliseum’s shareholders and the satisfaction of the minimum cash condition; the amount of redemption requests made by Coliseum’s public shareholders; the effect of the announcement and pendency of the Business Combination on RET’s business; RET’s ability to manage future growth; Holdco’s ability to meet the listing standards of Nasdaq; the failure to obtain, maintain, adequately protect, or enforce RET’s intellectual property rights; the numerous regulatory and legal requirements that RET will need to comply with to operate its business; the concentrated ownership of Holdco’s stock in RET’s principal stockholders; and the other risks presented elsewhere herein and in the Registration Statement. If any of these risks materialize or our assumptions prove incorrect, actual results could differ materially from the results implied by these forward-looking statements. You should carefully consider the risks and uncertainties described in the “Risk Factors” section of the Registration Statement, along with the risks and uncertainties described in the “Risk Factors” section of Coliseum’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and other documents filed by Coliseum, Holdco, and RET from time to time with the SEC. There may be additional risks that neither Coliseum, Holdco, nor RET presently know or that Coliseum, Holdco, and RET currently believe are immaterial that could also cause actual results to differ from those contained in the forward-looking statements.
You are cautioned not to place undue reliance upon any forward-looking statements. Any forward-looking statement speaks only as of the date on which it was made, based on information available as of the date of this Current Report on Form 8-K, and such information may be inaccurate or incomplete. Coliseum, Holdco, and RET expressly disclaim any obligation or undertaking to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by law. Information regarding performance by, or businesses associated with, RET’s or Holdco’s management team or businesses associated with them is presented for informational purposes only. Past performance by RET’s or Holdco’s management team and its affiliates is not a guarantee of future performance. Therefore, you should not place undue reliance on the historical record of the performance of RET’s or Holdco’s management team or businesses associated with them as indicative of RET’s or Holdco’s future performance of an investment or the returns RET or Holdco will, or is likely to, generate going forward.
No Offer or Solicitation
This Current Report on Form 8-K and the exhibit hereto do not constitute an offer to sell or exchange, or the solicitation of an offer to buy or exchange, any securities, or a recommendation to purchase, any securities in any jurisdiction, or the solicitation of any proxy, vote, consent or approval in any jurisdiction with respect to any securities or in connection with the Business Combination or Extension. There shall not be any offer, sale or exchange of any securities of RET, Holdco, or Coliseum in any jurisdiction where, or to any person to whom, such offer, sale or exchange may be unlawful under the laws of the jurisdiction prior to registration or qualification under the securities laws of any such jurisdiction.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
COLISEUM ACQUISITION CORP. | ||
Date: December 19, 2024 | By: |
/s/ Oanh Truong |
Name: | Oanh Truong | |
Title: | Chief Financial Officer and interim Chief Executive Officer |