附錄10.8.2
QUIPt 家用醫療 CORP。
限制性股票單位協議
Quipt Home Medical Corp. 已授予通知中名列的參與者 限制性股票單位的授予通知 ( “授予通知書”) 本受限股票單位協議附帶的, “協議”) 是由受限股票單位組成的獎勵(每個獎勵均爲一個, “單位”) 受限於授予通知和本協議中規定的條款和控件。獎勵是根據Quipt Home Medical Corp. 2024年股權激勵計劃( “計劃”)授予的,在授予日期進行了修訂,其條款在此以引用方式納入。通過簽署授予通知,參與者:(a)確認收到並表示參與者已閱讀並熟悉授予通知、此協議、計劃和 與證券交易委員會註冊公司普通股有關的計劃招股說明書(“普通股”)根據獎勵可發行的 “計劃招募說明書”),(b) 在接受授予通知、此協議和計劃的所有條款和條件的前提下接受獎勵,(c) 同意接受委員會在授予通知、此協議或計劃下任何問題上的所有決定或解釋爲具有約束力、結論性和最終的。
關於授予通知、本協議、計劃或公司在計劃或獎勵管理中使用的任何其他形式的協議或其他文件的所有解釋問題應由委員會判斷。委員會的所有此類判斷均爲最終、具有約束力和決定性的,適用於所有對獎勵有利益的人,除非存在欺詐或不善意行爲。委員會在行使自由裁量權時所作出的任何和所有行動、決定和判斷(除非是根據前述句子判斷解釋問題)均爲最終、具有約束力和決定性的,適用於所有對獎勵有利益的人。任何官員應有權代表公司處理本協議中規定的任何事項、權利、義務或選擇,前提是該官員在有關事項、權利、義務或選擇上具有明顯的權威。
根據本協議獲得的單位應根據授予通知成爲歸屬單位。爲了在所有權變更事件後確定歸屬單位的數量,計算的服務應包括在服務提供時任職爲參與公司的任何公司的所有服務,無論該公司在所有權變更事件之前和之後是否爲參與公司。儘管本協議或授予通知中包含相反條款,授予給加拿大參與者的單位必須在參與者因提供服務而授予單位的年度的第三個日曆年的12月15日之前結算。
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在發生控制權變更的情況下,獎勵應受公司在與控制權變更相關的最終協議的約束。除非委員會根據計劃第13(d)條的規定決定取消獎勵或根據計劃第13.1(e)條規定兌現獎勵,否則存續、繼續、接替或購買實體或其母公司可以在不徵得參與者同意的情況下,完全行使和繼續公司的所有或部分權利和義務,或爲所有或部分的未結單位替代實質上等同的權利,涉及收購方的股票。收購方在本條款中,單位在控制權變更後,如果該單位根據計劃和本協議的條款和條件,賦予權利人接收在控制權變更生效日普通股持有者應得的對價(無論是股票、現金、其他證券或財產或其組合)的權利,則該單位被視爲被假定;如果持有者被提供了對價的選擇,則以大多數普通股持有者所選擇的對價類型爲準。
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however, that if such consideration is not solely common stock of the Acquiror, the Committee may provide for the consideration to be received upon settlement of the Unit to consist solely of common stock of the Acquiror equal in Fair Market Value to the per share consideration received by holders of Stock pursuant to the Change in Control; provided further that the Committee may, in its discretion, determine that a Unit shall or shall not be subject to the same post-closing purchase price adjustments, escrow terms, offset rights, holdback terms, earnouts and similar conditions as the other holders of the Common Shares, subject to any limitations or reductions as may be necessary to comply with Section 409A or Section 424 of the Code. The Award shall terminate and cease to be outstanding effective as of the time of consummation of the Change in Control to the extent that Units subject to the Award are neither assumed or continued by the Acquiror in connection with the Change in Control nor settled as of the time of the Change in Control.
Subject to any required action by the shareholders of the Company, and, in the case of a U.S. Participant, the requirements of Section 409A of the Code, in each case, to the extent applicable, in the event of any change in the Stock effected without receipt of consideration by the Company, whether through merger, consolidation, reorganization, reincorporation, recapitalization, reclassification, stock dividend, stock split, reverse stock split, split-up, split-off, spin-off, combination of shares, exchange of shares, or similar change in the capital structure of the Company, or in the event of payment of a dividend or distribution to the shareholders of the Company in a form other than Stock (other than regular, periodic cash dividends paid on Stock pursuant to the Company’s dividend policy) that has a material effect on the Fair Market Value of Common Shares, appropriate and proportionate adjustments shall be made in the number of Units subject to the Award and/or the number and kind of shares or other property to be issued in settlement of the Award, in order to prevent dilution or enlargement of the Participant’s rights under the Award. For purposes of the foregoing, conversion of any convertible securities of the Company shall not be treated as 「effected without receipt of consideration by the Company.」 Any and all new, substituted or additional securities or other property (other than regular, periodic cash dividends paid on Stock pursuant to the Company’s dividend policy) to which the Participant is entitled by reason of ownership of Units acquired pursuant to this Award will be immediately subject to the provisions of this Award on the same basis as all Units originally acquired hereunder. Any fractional Unit or share resulting from an adjustment pursuant to this Section shall be rounded down to the nearest whole number. Such adjustments shall be determined by the Committee, and its determination shall be final, binding and conclusive.
The Participant shall have no rights as a shareholder with respect to any Common Shares which may be issued in settlement of this Award until the date of the issuance of such shares (as evidenced by the appropriate entry on the books of the Company or of a duly authorized transfer agent of the Company). No adjustment shall be made for dividends, distributions or other rights for which the record date is prior to the date the Common Shares are issued, except as provided in Section 9. If the Participant is an Employee, the Participant understands and acknowledges that, except as otherwise provided in a separate, written employment agreement between a Participating Company and the Participant, the Participant’s employment is for no specified term and, in the case of a U.S. Participant, is 「at will」. Nothing in this Agreement shall
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confer upon the Participant any right to continue in the Service of a Participating Company or interfere in any way with any right of the Participating Company Group to terminate the Participant’s Service as a Director, an Employee or Service Provider, as the case may be, at any time. If the Participant is a Canadian Participant, the Participant’s participation in the Plan is 「voluntary」, in the sense that the Participant is not required to purchase or participate in the Plan with the expectation of (i) employment or continued employment, in the case that the Participant that is an Employee, (ii) appointment, employment, continued appointment or continued employment, in the case that the Participant that is an Officer, or (iii) engagement or continued engagement, in the case that the Participant that is a Service Provider.
The Company may at any time place legends referencing any applicable federal, provincial, state or foreign securities law restrictions on all certificates representing Common Shares issued pursuant to this Agreement. The Participant shall, at the request of the Company, promptly present to the Company any and all certificates representing Common Shares acquired pursuant to this Award in the possession of the Participant in order to carry out the provisions of this Section.
本第12節的全部內容僅適用於參與者爲美國參與者的情況。目的是確保根據本授予而作出的任何選擇、付款或福利,若可能導致第409A節延期補償,均應在各方面符合第409A節的適用要求(包括委員會善意判斷下適用的規定或其他行政指導),以避免不合規所帶來的不利稅務後果。爲了實現對第409A節的合規,以下條款適用:
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