(d)控制权转移。 在完成一个 在亿滋国际的控制权发生变动并且经过特定时期后,如多氏公司投资者服务公司和S&P Global Ratings将债券的评级下调至投资级以下,我们将被要求按101%的债券的以及按行权日起应计但未支付的利息的总面值购回债券。详见“债券说明——控制权变更。”(定义如下),委员会应根据以下小段(i)或(ii)的规定处理这些单位:
(iii)受益人特此根据2016年《保护商业秘密法》(Defend Trade Secrets Act of 2016),18 U.S.C. § 1833(b) 被通知: (i) 个人不会因为向联邦、州或地方政府官员或律师披露商业秘密而在任何联邦或州商业秘密法下承担刑事或民事责任,前提是该披露是在保密的情况下,仅用于报告或调查涉嫌违法行为; (ii) 个人不会因为在诉讼或其他程序中提交的投诉或其他文件中披露商业秘密而在任何联邦或州商业秘密法下承担刑事或民事责任,如果此类提交是在保密状态下进行的;以及 (iii) 如果个人因报告涉嫌违法行为而对雇主提起报复诉讼,个人可以向其律师披露商业秘密,并在法庭程序中使用该商业秘密信息,前提是个人以保密方式提交任何包含商业秘密的文件,并且不根据法院命令披露商业秘密。尽管本协议中有任何相反的条款,本协议中的任何内容均不应:(i) 禁止受益人根据《1934年证券交易法》第21F条或《2002年萨班斯-奥克斯利法》第806条的规定,以及任何其他州或联邦法律或法规的举报保护条款,向任何政府机构或实体报告可能违反联邦法律或法规的行为;或者 (ii) 要求公司在条款(i)中描述的任何报告之前获得通知或批准。
(iv)The Grantee further understands that this Agreement does not limit the Grantee’s ability to communicate with the Equal Employment Opportunity Commission, the National Labor Relations Board, the Occupational Safety and Health Administration, the Securities and Exchange Commission or any other federal, state or local governmental agency or commission (“政府机构”) or otherwise participate in any investigation or proceeding that may be conducted by any Government Agency, including providing documents or other information, without notice to the Company. This
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Agreement also does not limit the Grantee’s right to receive an award for information provided to any Government Agency.
(b) Covenants Not to Solicit and Not to Compete. In consideration for the receipt of the Units pursuant to this Agreement, the Grantee hereby covenants and agrees that Grantee shall not, directly or indirectly, without the prior written consent of the Company:
(i)during Grantee’s Service with the Company or any of its Subsidiaries or Affiliates and for a period of one year commencing upon termination of the Grantee’s Service, solicit, entice, persuade or induce any employee, consultant, agent or independent contractor of the Company or of any of the Subsidiaries or Affiliates of the Company to terminate his or her Service with the Company or such Subsidiary or Affiliate, to become employed by any person, firm or corporation other than the Company or such Subsidiary or Affiliate or approach any such employee, consultant, agent or independent contractor for any of the foregoing purposes; or
(ii) during Grantee’s Service with the Company or any of its Subsidiaries or Affiliates and for a period of one year commencing upon termination of the Grantee’s Service, directly or indirectly own, manage, control, invest or participate in any way in, consult with or render services to or for any person or entity (other than for the Company or any of the Subsidiaries or Affiliates of the Company) which is materially engaged in the Business (“materially” meaning deriving more than 25% of its revenue from the sale of jewelry and watches per year as of the applicable date); provided 受让方有权持有任何在全国证券交易所上市或纳斯达克股票市场交易的公司的任何类别的已发行证券最多1%。