美國
證券及交易委員會
華盛頓特區 20549
表格
目前的報告
根據第13或第15(d)條款
1934年證券交易法第13a-16或15d-16條款
報告日期(最早報告事件日期):
(根據其章程規定的註冊人準確名稱)
(公司註冊所在的州或其他管轄區 1800 Hughes Landing Blvd.(註冊人的地址) |
(委員會 |
(I.R.S. 僱主 身份證號碼) |
(
(註冊者的主要執行辦公室的地址,包括郵政編碼和電話號碼,包括區號)
Not Applicable
(自上次報告以來名稱或地址發生變更,填寫舊名稱或地址)
請在下面的適當方框打「√」,表示本表格 8-K(8-K報告)填報旨在同時適用於以下任何規定下注冊者的提交義務:
根據證券法第12(b)條註冊的證券:
每類證券名稱 |
交易符號 |
每個註冊的交易所的名稱 |
價格爲 $11.50 |
請用√標明註冊人是否屬於1933年證券法規則405條或1934年證券交易法規則120億.2所定義的新興成長型公司。
新興增長公司
如果是新興成長型公司,請通過複選標記表示,如果註冊
人選擇不使用《證券交易法》第13(a)條規定的任何新的或修訂的財務會計準則的延伸過渡期。
項目1.01 | 簽署實質性協議入口 |
在2024年11月13日,春谷 收購corp. II(“公司)召開了公司股東的特別股東大會(“會議)以投票表決一項提案(“Extension Amendment Proposal)通過特別決議,修改公司的修訂和重述備忘錄及章程,之前已通過2024年1月10日的修訂通知(“文章”,經修訂, “修正的章程),將公司完成業務組合的日期修改爲從首次公開募股結束起的36個月內,或由公司的董事會自行決定的更早日期,認爲該日期符合公司的最佳利益(即“Amendment”)。在此使用但未定義的術語,具有公司向美國證券交易委員會提交的最終代理聲明中所規定的含義(即“美國證券交易委員會("SEC")”)於2024年10月10日(即“代理聲明”).
關於會議, 公司和公司的贊助方Spring Valley Acquisition Sponsor II, LLC(“Sponsor)簽署了非贖回協議(每一份稱爲“非贖回協議)與不相關的第三方, 根據該協議,第三方同意不贖回(或有效撤回任何贖回請求)共計1,225,000股A類普通股,面值爲0.0001美元(“A類普通股。)與延長修正提案有關。爲此類A類普通股不贖回的承諾,贊助方同意轉讓共計408,333股創始股份,或不計對價地發行共計408,333股創始股份,並同時由贊助方在公司的首次業務合併完成時沒收408,333股創始股份。到目前爲止,公司的贊助方已簽署了覆蓋共計2,075,000股A類普通股的非贖回協議,並轉讓或發行691,666股創始股份。
前述非贖回協議的摘要並不聲稱完整,其全部內容需參照作爲基準的非贖回協議文本。 Exhibit 10.1 在2024年10月22日的8-k表格的當前報告中,隨附的非贖回協議形式的第一次修正案作爲附件10.2,以及隨附的修訂後的非贖回協議形式作爲附件10.3,均在此引用。
項目5.03 | 公司章程或者章程規定的修改; 會計年度的變更 |
在2024年11月13日, 公司召開會議對延長修訂提案進行投票。延長修訂提案的詳細信息 請參考代理聲明以及2024年10月21日、2024年10月22日、2024年10月28日、2024年10月30日、2024年11月8日和2024年11月12日提交給SEC的代理聲明補充文件。會議上投票的每項提案及最終投票結果如下所示。
此外,在2024年11月14日,公司向開曼群島公司註冊處提交了一份修正公司章程的修正案,以體現股東批准的修正。 修正公司章程的副本已附附錄3.1。
The information disclosed in Item 5.07 of this Current Report with respect to the Amendment is incorporated by reference into this Item 5.03 to the extent required and the foregoing description of the Amended Articles is qualified in its entirety by reference to the amendment to the Company’s Articles, a copy of which is attached as Exhibit 3.1 hereto and is incorporated by reference herein.
Item 5.07 | Submission of Matters to a Vote of Security Holders |
At the Meeting, holders of 20,245,653 ordinary shares (consisting of 20,245,652 Class A ordinary shares, par value $0.0001 (the “Class A ordinary shares”) and one Class B ordinary share) were present in person, virtually over the internet or by proxy, representing 90.77% of the voting power of the Company’s ordinary shares as of October 7, 2024, the record date for the Meeting, and constituting a quorum for the transaction of business.
With a quorum present, the applicable shareholders approved the Extension Amendment Proposal. The voting results for the Extension Amendment Proposal were as follows:
Proposal No. 1 – The Extension Amendment Proposal
For | Against | Abstain | ||
19,768,171 | 477,482 | 0 |
As there were sufficient votes to approve the Extension Amendment Proposal, the “Adjournment Proposal” as described in the Proxy Statement was not presented to shareholders.
Item 8.01 | Other Events |
The information disclosed under Item 1.01, 5.03 and Item 5.07 of this Current Report is incorporated by reference into this Item 8.01.
Redemptions
In connection with the vote to approve the Extension Amendment Proposal, holders of 12,424,337 Class A ordinary shares exercised their right to redeem their Class A ordinary shares for cash at a redemption price of approximately $11.43 per share, for an aggregate redemption amount of approximately $142,010,171. As a result, approximately $25,135,029 remains in the Trust Account and 9,880,095 Class A ordinary shares remain outstanding.
Cautionary Note Regarding Forward-Looking Statements
This Current Report contains statements that are forward-looking and as such are not historical facts. This includes, without limitation, statements regarding the Company’s financial position, business strategy and the plans and objectives of management for future operations. These statements constitute projections, forecasts and forward-looking statements, and are not guarantees of performance. They involve known and unknown risks, uncertainties, assumptions and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied by these statements. Such statements can be identified by the fact that they do not relate strictly to historical or current facts. When used in this Current Report, words such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “strive,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond our control) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements. When the Company discusses its strategies or plans, it is making projections, forecasts or forward-looking statements. Such statements are based on the beliefs of, as well as assumptions made by and information currently available to, the Company’s management. Actual results and shareholders’ value will be affected by a variety of risks and factors, including, without limitation, international, national and local economic conditions, merger, acquisition and business combination risks, financing risks, geo-political risks, acts of terror or war, and those risk factors described under “Item 1A. Risk Factors” of the Company’s Annual Report on Form 10-K filed with the SEC on March 29, 2024, in the Proxy Statement filed in connection with the Meeting and Amendment on October 10, 2024 and in other reports the Company files with the SEC. Many of the risks and factors that will determine these results and shareholders’ value are beyond the Company’s ability to control or predict.
All such forward-looking statements speak only as of the date of this Current Report. The Company expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. All subsequent written or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their entirety by this “Cautionary Note Regarding Forward-Looking Statements” section.
Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits
Number | Description of Exhibits | |
3.1* | Second Amendment to the Amended and Restated Memorandum and Articles of Association. | |
10.1 | Form of Non-Redemption Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on October 22, 2024). | |
10.2* | First Amendment to the Form of Non-Redemption Agreement. | |
10.3* | Amended Form of Non-Redemption Agreement. | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
* Filed herewith.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 14, 2024 | Spring Valley Acquisition Corp. II | |
By: | /s/ Robert Kaplan | |
Name: | Robert Kaplan | |
Title: | Chief Financial Officer and Vice President of Business Development |