假的 0001861522 0001861522 2024-11-14 2024-11-14 ISO417: 美元 xbrli: 股份 ISO417: 美元 xbrli: 股份

 

 

 

美國

證券交易委員會 及交易所

華盛頓特區,20549

 

表單 8-K

 

目前 報告

 

根據第13或15(d)條
1934年證券交易法案

 

報告日期(報告的最早事件日期): 2024年11月14日

 

Kidpik公司。

(根據公司章程所述的註冊人的正確名稱)

 

特拉華州   001-41032   81-3640708
(州或其他管轄區
公司的成立或組織
 

(證券交易所文件編號)

檔案號碼)

 

(美國國稅局雇主識別號碼)

識別號碼

 

200 Park Avenue South, 3樓

紐約, 紐約

  10003
(總執行辦公室地址)   (郵政編碼)

 

申報人的電話號碼,包括區號: (212) 399-2323

 

不適用

(先前的名稱或先前的地址,如果自上次報告以來有更改)

 

若表格8-k的申報旨在同時滿足報告人於下列任何一項條款下的申報義務時(請參閱 A.2. 一般指示),請在下方適當方塊內打勾:

 

根據證券法第425條規定(17 CFR 230.425),書面通信
   
根據交易所法第14a-12條規定(17 CFR 240.14a-12),徵詢資料
   
根據交易所法第14d-2(b)條規定(17 CFR 240.14d-2(b)),開始前通訊
   
根據交易所法第13e-4(c)條規定(17 CFR 240.13e-4(c)),開始前通訊

 

根據該法案第12(b)條紀錄的證券:

 

每個類別的標題   交易標誌   在哪個交易所上市的名字
普通股,每股面值0.001美元   PIK   納斯達克股票市場有限責任公司

 

請勾選以下方框以表明該登記公司是否符合1933年證券法第405條規定中的新興成長型企業(本章第230.405條)或1934年證券交易法第120億2條規定中的新興成長型企業(本章第2401.2億2條)。

 

新興成長型公司

 

如為新興成長企業,則應打勾選項表示申報人已選擇不使用交易所法第13(a)條所提供的任何新或修訂財務會計準則延長過渡期遵守。

 

 

 

 
 

 

項目 2.02 營運及財務狀況結果。

 

2024年11月14日,kidpik corp.公司發布新聞稿,公佈截至2024年9月28日的季度和39周年度財務業績。該新聞稿副本,其中包括此類財務業績摘要,作為8-k表格的附件並參照加入本報告。Kidpik”或“公司的發出了一份關於截至2024年9月28日的季度和39周年度財務業績的新聞稿。這份新聞稿,包含了此類財務業績摘要,作為本8-k表格的附件。 附件 99.1 並將其納入參考。

 

本 機密信息涉及現行報告和 附件 99.1 將不被視為“已提交” 依據美國1934年修訂的證券交易法第18條,本文本不受此條款的限制,亦不應被認為 已納入根據美國1933年修訂或交易法項下的任何檔案,除非在該等檔案中有明確參考。證券交易所法案不得進行並入根據美國1933年修訂或交易法項下的任何檔案,除非在該等檔案中有明確參考。

 

項目 9.01 基本報表和展示。

 

展品 編號。   描述
     
99.1*   kidpik corp.於2024年11月14日的新聞稿
104   本Form 8-K當前報告封面的行內XBRL

 

* 隨附在此。

 

非活跃 超链接

 

本8-k表格中包含任何網站地址,以及相關展示的目的只是作為一個不活躍的文本參考,而非一個活躍的超連結。包含在這些網站中的信息並不屬於或被納入本8-k表格內。

 

 
 

 

前瞻性陳述之警語

 

根據修訂的1934年證券交易法第21E條和1995年《私人證券訴訟改革法案》,本《第8-K表格》和附上的新聞稿中所包含的某些關於非歷史事實的事項屬於前瞻性陳述。PSLRA)。其中包括但不限於有關拟议合并(“合併”)的預期完成、時間和影響的陳述,該合并根據某協議進行,即《合併和重組計劃協議》(隨時修改,該協議由公司和特拉華州公司Nina鞋类公司(“合併協議”)訂立Nina鞋類Kidpik和Nina Footwear旨在關於Kidpik未來營業策略、運營規劃、費用等的預測、估計;以及有關管理層意向、計劃、信念、期望或未來預測等其他聲明。所有前瞻性陳述均不能保證,實際結果可能與預期有重大差異。Kidpik和Nina Footwear不對任何前瞻性陳述作出公開更新的義務,除非法律要求。我們使用「合併子公司forward-looking statement」這樣的詞語預計,” “相信,” “計劃,” “預期,” “項目,” “未來,” “打算,” “會,” “以及類似表達,均与我們或我們的管理有關,旨在識別此類前瞻性陳述。前瞻性陳述既非歷史事實,也非未來業績的保證。” “應該,” “可能” “估計,” “predicts,” “潛力,” “繼續” “guidance,” and similar expressions to identify these forward-looking statements that are intended to be covered by the safe-harbor provisions of the PSLRA. Such forward-looking statements are based on our expectations and involve risks and uncertainties; consequently, actual results may differ materially from those expressed or implied in the statements due to a number of factors, including, but not limited to, the outcome of any legal proceedings that may be instituted against Nina Footwear or Kidpik in connection with the Merger; the inability to complete the Merger, including due to the failure to obtain approval of the stockholders of Kidpik or Nina Footwear, the failure to timely obtain required financial statements or to finalize or clear SEC comments on our proxy statement; delays in obtaining, adverse conditions contained in, or the inability to obtain necessary regulatory approvals or complete regular reviews required to complete the Merger, if any; the inability to recognize the anticipated benefits of the Merger, which may be affected by, among other things, competition, the ability of the combined company to grow and successfully execute on its business plan; costs related to the Merger; changes in the applicable laws or regulations; the possibility that the combined company may be adversely affected by other economic, business, and/or competitive factors; timing to complete the Merger; the combined company’s ability to manage future growth; the combined company’s ability to raise funding; the complexity of numerous regulatory and legal requirements that the combined company needs to comply with to operate its business; the reliance on the combined company’s management; the prior experience and successes of the combined company’s management team are not indicative of any future success; Kidpik’s and the combined company’s ability to meet Nasdaq’s continued listing requirements; Kidpik and the combined company’s ability to maintain the listing of their common stock on Nasdaq, including as a result of the Company’s non-compliance with Nasdaq’s continued listing rules, the fact that Nasdaq has determined to delist Kidpik’s common stock and the outcome of a planned panel hearing with Nasdaq to request additional time to meet Nasdaq’s continued listing requirements; the ability to obtain additional funding, the terms of such funding and potential dilution caused thereby; dilution caused by the conversion of convertible debentures; the continuing effect of changing interest rates and inflation on Kidpik’s and the combined company’s operations, sales, and market for their products; deterioration of the global economic environment; changing interest rates and inflation and Kidpik’s and the combined company’s ability to control costs, including employee wages and benefits and other operating expenses; Kidpik’s decision to cease manufacturing new products; Kidpik’s history of losses; Kidpik’s and the combined company’s ability to maintain current members and customers and grow members and customers; risks associated with the effect of global pandemics, and governmental responses thereto on Kidpik’s and the combined company’s operations, those of Kidpik’s and the combined company’s vendors, Kidpik’s and the combined company’s customers and members and the economy in general; risks associated with Kidpik’s and the combined company’s supply chain and third-party service providers, interruptions in the supply of raw materials and merchandise; increased costs of raw materials, products and shipping costs due to inflation; disruptions at Kidpik’s and the combined company’s warehouse facility and/or of their data or information services, Kidpik’s and the combined company’s ability to locate warehouse and distribution facilities and the lease terms of any such facilities; issues affecting our shipping providers; disruptions to the internet; risks that effect our ability to successfully market Kidpik’s and the combined company’s products to key demographics; the effect of data security breaches, malicious code and/or hackers; increased competition and our ability to maintain and strengthen Kidpik’s and the combined company’s brand name; changes in consumer tastes and preferences and changing fashion trends; material changes and/or terminations of Kidpik’s and the combined company’s relationships with key vendors; significant product returns from customers, excess inventory and Kidpik’s and the combined company’s ability to manage our inventory; the effect of trade restrictions and tariffs, including potential new tariffs as a result of the Trump Administration, increased costs associated therewith, decreased margins and/or decreased availability of products; Kidpik’s and the combined company’s ability to innovate, expand their offerings and compete against competitors which may have greater resources; the fact that Kidpik’s Chief Executive Officer has majority voting control over Kidpik and will have majority control over the combined company; if the use of “cookie” tracking technologies is further restricted, regulated, or blocked, or if changes in technology cause cookies to become less reliable or acceptable as a means of tracking consumer behavior; Kidpik’s and the combined company’s ability to comply with the covenants of future loan and lending agreements and covenants; Kidpik’s and the combined company’s ability to prevent credit card and payment fraud; the risk of unauthorized access to confidential information; Kidpik’s and the combined company’s ability to protect intellectual property and trade secrets, claims from third-parties that Kidpik and/or the combined company have violated their intellectual property or trade secrets and potential lawsuits in connection therewith; Kidpik’s and the combined company’s ability to comply with changing regulations and laws, penalties associated with any non-compliance (inadvertent or otherwise), the effect of new laws or regulations, and Kidpik’s and the combined company’s ability to comply with such new laws or regulations; changes in tax rates; Kidpik’s and the combined company’s reliance and retention of management; the outcome of future lawsuits, litigation, regulatory matters or claims; the fact that Kidpik and the combined company have a limited operating history; the effect of future acquisitions on Kidpik’s and the combined company’s operations and expenses; and others that are included from time to time in filings made by Kidpik with the Securities and Exchange Commission, many of which are beyond the control of Kidpik and the combined company, including, but not limited to, in the “Cautionary Note Regarding Forward-Looking Statements” and “Risk Factors” sections in Kidpik’s Form 10-Ks and Form 10-Qs and in its Form 8-Ks, which it has filed, and files from time to time, with the Securities and Exchange Commission, including, but not limited to its Annual Report on Form 10-k for the year ended December 30, 2023 and its Quarterly Report on Form 10-Q for the quarter ended September 28, 2024. These reports are available at www.sec.gov and on Kidpik’s website at https://investor.kidpik.com/sec-filings. Kidpik cautions that the foregoing list of important factors is not complete. All subsequent written and oral forward-looking statements attributable to Kidpik or any person acting on behalf of Kidpik are expressly qualified in their entirety by the cautionary statements referenced above. Other unknown or unpredictable factors also could have material adverse effects on Kidpik’s and the combined company’s future results and/or could cause their actual results and financial condition to differ materially from those indicated in the forward-looking statements. The forward-looking statements included in this Current Report on Form 8-k and the attached press release are made only as of the date hereof. Kidpik cannot guarantee future results, levels of activity, performance or achievements. Accordingly, you should not place undue reliance on these forward-looking statements. Except as required by law, neither Nina Footwear nor Kidpik undertakes any obligation to update publicly any forward-looking statements for any reason after the date of this Current Report on Form 8-k and the attached press release to conform these statements to actual results or to changes in their expectations. If they update one or more forward-looking statements, no inference should be drawn that they will make additional updates with respect to those or other forward-looking statements.

 

 
 

 

附加信息及查找方式

 

關於擬議的合併,Kidpik打算向證券交易委員會提交正式的代理聲明,代理聲明該聲明將分發給Kidpik普通股的持有人,以便爲Kidpik股東就擬議的合併及其他事項(具體內容見代理聲明)進行代理投票。代理聲明在提交併郵寄給股東時,將包含有關擬議合併及將在Kidpik股東會議上投票的其他事項的重要信息,以批准擬議的合併及其他事項(合併會議)。Kidpik還可能向SEC提交其他與擬議合併相關的文件。建議Kidpik股東和其他相關人員在代理聲明可用時閱讀該聲明,以及任何修訂或補充,因爲它們將包含有關擬議合併的重要信息。當可用時,正式的代理聲明將郵寄給將在擬議合併及合併會議上投票的記錄日期內的Kidpik股東。

 

Kidpik的 股東可以在文件可用時,無償獲取上述文件和Kidpik向SEC提交的其他文件,方法是訪問SEC的網站,網址爲www.sec.gov,或訪問Kidpik的網站,網址爲https://investor.kidpik.com/sec-filings,或者通過郵寄、電子郵件或電話請求Kidpik,地址爲200 Park Avenue South, 3rd Floor, New York, New York 10003;ir@kidpik.com;或撥打(212) 399-2323。

 

參與者 在徵求中

 

Kidpik, Nina Footwear 及其各自的董事、執行官和其他管理層成員和員工可能被視爲參與者 就擬議的合併向Kidpik的股東征集代理人。有關人員的信息 誰可能被視爲參與向Kidpik股東征集與擬議合併有關的代理人 將包含在與擬議合併有關的委託書中(如果有),該委託書將提交給美國證券交易委員會。此外, 有關Kidpik的董事和執行官及其對Kidpik的所有權的信息可在Kidpik的年度報告中找到 2024年4月29日向美國證券交易委員會提交的關於10-K/A表格(第1號修正案)的報告(”已修正 10-K 表格”)。在潛在參與者持有的證券(或此類參與者的身份)發生變化的程度上 自經修訂的10-k表格中包含的信息以來,此類信息已經或將要反映在Kidpik的聲明中 向美國證券交易委員會提交的表格3和4中的所有權變更。您可以使用所示來源免費獲得這些文件的副本 以上。

 

其他 關於代理徵集參與者的信息及其通過證券持有或其他方式的直接和間接利益的描述,將包含在合併協議的代理聲明及其他相關材料中,這些材料將在提交給SEC時提供。投資者在做出任何投票或投資決策之前,應仔細閱讀可用的代理聲明。您可以通過上述來源從Kidpik免費獲取這些文件的副本。

 

不招攬

 

本 通訊僅供信息參考,並不意圖構成代理聲明或募股的徵求, 也不構成對任何證券的代理、同意或授權的徵求,以及不意圖構成出售要約或對出售要約的徵求,或對任何證券的購買或認購要約的徵求,或對任何批准投票的徵求,也不應在任何司法管轄區內進行證券的出售、發佈或轉讓,在該地區,此類要約、徵求或出售在註冊或根據任何該類司法管轄區的證券法的資格之前均爲非法。

 

 
 

 

簽名

 

根據1934年證券交易所法案的要求,本註冊申報書已經得到註冊機構的授權,由簽字人代表正式簽署。

 

日期: 2024年11月14日

 

  Kidpik Corp.
     
  作者: /s/ 以斯拉控股
  姓名: 以斯拉 Dabah
  標題: 首席 執行官