| 表格4 |
美國證券交易委員會 華盛頓特區20549 持權益變更聲明書 根據1934年證券交易法第16(a)條或1940年投資公司法第30(h)條進行申報 或根據1940年投資公司法第30(h)條或1934年證券交易法第16(a)條進行申報 |
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如果不再受第16條的限制，請勾選此框。表格4或表格5的申報事項可能仍需繼續。 見 說明1(b)。 | ||||||||||||||||
| 勾選此方塊以表示已根據發行人股權證券的購買或出售的合約、指示或書面計劃進行交易，旨在滿足10b5-1(c)條規的積極辯護條件。參閱第10條指示。 | |||||||||||||||||
1. 報告人姓名和地址*
(街道)
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2. 發行人名稱
和 逐筆明細或交易代碼
布魯克菲爾德房地產業收入信託股份有限公司 [ NA ] |
5. 報告人與發行人之關係
（勾選適用者）
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3. 最早交易日期
（月/日/年） 11/08/2024 | ||||||||||||||||||||||||||
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4. 如為修訂，原始註冊日期
（月/日/年） |
6. 個人或合併/群體申報（選擇適用的行）
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| 表I - 取得、出售或享有之非衍生證券 | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. 證券名稱（第3項指示） | 2. 交易日期（月/日/年） | 2A. 如有，視同執行日期（月/日/年） | 3. 交易代碼（第8項指示） | 4. 取得的證券（A）或出售的證券（D）（第3、4和5項指示） | 5. 報告交易後擁有的受益證券數量（第3和4項指示） | 6. 持有形式：直接（D）或間接（I）（第4項指示） | 7. 間接受益所有權的性質（第4項指示） | |||
| 編碼 | V | 金額 | （A）或（D） | 價格 | ||||||
| 一等普通股 | 11/08/2024 | J | 25,123,346.212(1)(2) | D | (1)(2) | 18,049(1)(2) | I | BUSI II-C 有限合夥(5)(7) | ||
| E類普通股 | 11/08/2024 | J | 2,173,519.737(1)(2) | D | (1)(2) | 451,765(1)(2) | I | BUSI II-C 有限合夥(5)(7) | ||
| 一等普通股 | 11/08/2024 | J | 643,494(3) | D | (3) | 0(3) | I | BPG經理人控股有限合夥(4)(6)(7) | ||
| C類普通股 | 11/08/2024 | J | 660,286(3) | A | (3) | 660,286(3) | I | BPG經理人控股有限合夥(4)(6)(7) | ||
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表二-已經收購、出售或持有的衍生證券 （例如：puts、calls、warrants、期權、轉換證券） | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. 衍生證券標題（出售人辦法第3步） | 2. 衍生證券轉換或行使價格 | 3. 交易日期（月/日/年） | 3A. 如有，視同執行日期（月/日/年） | 4. 交易編碼（出售人辦法第8步） | 5. 取得的（A）或出售的（D）衍生證券數量（出售人辦法第3、4和5步） | 6. 轉換日期和到期日期（月/日/年） | 7. 衍生證券底層證券的標題和數量（出售人辦法第3和4步） | 8. 衍生證券價格（出售人辦法第5步） | 9. 舉報交易後持有的衍生證券數量（出售人辦法第4步） | 10. 持有形式：直接（D）或間接（I）（出售人辦法第4步） | 11. 間接受益所有權的性質（出售人辦法第4步） | ||||
| 編碼 | V | (A) | (D) | 轉換日期 | 到期日 | 職稱 | 股份的數量或數量 | ||||||||
1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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1. 報告人姓名和地址*
(街道)
與發行人的關係
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| Explanation of Responses: |
| 1. On November 8, 2024, the Issuer entered into that certain Repurchase and Distribution Agreement (the "Repurchase and Distribution Agreement") by and among the Issuer, BUSI II-C L.P. ("BUSI II-C"), Brookfield REIT OP GP LLC and Brookfield REIT Operating Partnership L.P. (the "Operating Partnership"). Pursuant to the Repurchase and Distribution Agreement, (i) BUSI II-C submitted a repurchase request to the Issuer with respect to (a) 25,123,346.212 of its Class I shares of common stock of the Issuer ("Class I Shares"), having a net asset value ("NAV") per share of $11.081 and (b) 2,173,519.737 of its Class E shares of common stock of the Issuer ("Class E Shares"), |
| 2. (Continued from footnote 1) having a NAV per share of $11.068, and (ii) the Issuer, through the Operating Partnership, authorized a distribution in kind to BUSI II-C consisting of: (x) 25,123,346.212 Class I units of the Operating Partnership ("OP Units"), having a NAV per unit of $11.081 and (y) 2,173,519.737 Class E OP Units, having a NAV per unit of $11.068. |
| 3. On November 8, 2024, BPG Manager Holdings L.P. ("BPG LP") exchanged all of its 643,494 Class I Shares (including 3,454 Shares that will be issued on or about November 20, 2024 pursuant to the DRIP) having a NAV of $11.081 per share, resulting in total NAV of $7,130,492.66, for 660,286 Class C shares of common stock of the Issuer ("Class C Shares") having a NAV of $10.799 per share, having a total NAV of $7,130,492.66. |
| 4. Includes shares of the Issuer's common stock that will be issued on or about November 20, 2024 pursuant to the Issuer's dividend reinvestment plan. |
| 5. These shares are held directly by BUSI II-C and indirectly by Brookfield Corporation ("BCORP"), Brookfield Holdings Canada Inc. ("BHC"), Brookfield Corporate Treasury Ltd. ("BCT"), Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), Brookfield Oaktree Holdings, LLC ("OCG LLC"), OCG NTR Holdings, LLC ("OCG NTR") and BUSI II GP-C LLC ("BUSI II GP-C"). BCORP is a holder of common shares of BHC. BHC is the sole shareholder of BCT, which is a holder of Class A units OCG LLC. OCGH GP is the indirect owner of the class B units of OCG LLC. OCG LLC is the sole common shareholder of OCG NTR, which is the managing member of BUSI II GP-C and a limited partner of BUSI II-C. BUSI II GP-C is the general partner of BUSI II-C. |
| 6. These shares are held directly by BPG LP and indirectly by BCORP, Brookfield Asset Management Ltd. ("BAM"), Brookfield Asset Management ULC ("BAM ULC") and BPG Manager Holdings GP ULC ("BPG GP"). BCORP and BAM each hold common shares of BAM ULC, which is the sole member of BPG GP, the general partner of BPG LP. |
| 7. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
| Remarks: |
| The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. As of close of business on November 8, 2024, the Reporting Persons are no longer a beneficial owner of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for the Reporting Persons. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons are filing a separate Form 4. |
| BROOKFIELD CORPORATION, By: /s/ Swati Mandava, Name: Swati Mandava, Title: Managing Director, Legal & Regulatory | 11/13/2024 | |
| BROOKFIELD HOLDINGS CANADA INC., By: /s/ Swati Mandava, Name: Swati Mandava, Title: Director | 11/13/2024 | |
| BROOKFIELD CORPORATE TREASURY LTD., By: /s/ Swati Mandava, Name: Swati Mandava, Title: Director | 11/13/2024 | |
| OAKTREE CAPITAL GROUP HOLDINGS GP, LLC, By: /s/ Richard Ting, Name: Richard Ting, Title: Managing Director and General Counsel | 11/13/2024 | |
| BROOKFIELD OAKTREE HOLDINGS, LLC, By: /s/ Nicholas Goodman, Name: Nicholas Goodman, Title: Chief Executive Officer | 11/13/2024 | |
| OCG NTR HOLDINGS, LLC, By: /s/ Michelle Campbell, Name: Michelle Campbell, Title: Director | 11/13/2024 | |
| BUSI II GP-C LLC, By: /s/ Michelle Campbell, Name: Michelle Campbell, Title: Secretary | 11/13/2024 | |
| BUSI II-C L.P., by its general partner, BUSI II GP-C LLC, By: /s/ Michelle Campbell, Name: Michelle Campbell, Title: Secretary | 11/13/2024 | |
| BPG MANAGER HOLDINGS GP ULC, By: /s/ Valerie Tso, Name: Valerie Tso, Title: President | 11/13/2024 | |
| BPG MANAGER HOLDINGS L.P., by its general partner, BPG Manager Holdings GP ULC, By: /s/ Valerie Tso, Name: Valerie Tso, Title: President | 11/13/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||