美國
證券及交易委員會
華盛頓特區 20549
表格
目前的報告
根據第13或15(d)條
證券交易法1934年
報告日期(最早報告事件日期):
(根據其憲章規定的準確名稱)
(所在州或其他司法管轄區) |
(委員會 |
(美國國內稅務局僱主 識別號碼。 |
(主要行政辦公室的地址,包括 郵政編碼)
註冊人的電話號碼,包括
區號: (
Not Applicable
(如自上次報告以來有所變更,則爲曾用名稱或曾用地址)
根據《證券法》第425條規定的書面通信(17 CFR 230.425)
根據證券法第12(b)條註冊的證券:
每類證券名稱 |
交易標的 |
每個註冊的交易所的名稱 |
價格爲 $11.50 |
請勾選選擇是否註冊機構是1933年證券法規則405條(本章第230.405 條)或1934年證券交易法規則120億.2(本章第2401.2億.2條)定義下的新興成長型公司。
新興增長公司
如果是新興成長型公司,請通過複選標記表示,如果註冊
人選擇不使用《證券交易法》第13(a)條規定的任何新的或修訂的財務會計準則的延伸過渡期。
項目1.01 | 進入重大實質性協議。 |
2024年10月10日,Spring Valley Acquisition Corp. II(以下簡稱「公司」)提交了一份決定性的委託書(以下簡稱「延期委託書」),用於召開原定於2024年10月31日上午10:00 東部時間舉行的股東特別大會(以下簡稱「會議」),以批准,其他事項中,對公司修訂的備忘錄和章程的修改,將公司必須完成首次業務組合的日期(以下簡稱「延期修正提議」)修改爲自首次公開招股結束之日起36個月,或由公司董事會(以下統稱「董事會」)自行決定,並視爲公司最佳利益的較早日期(以下簡稱「修正」)。 本文中使用但未定義的定義用語的含義請參閱延期委託書。
關於公司會議批准延期修正提案,公司的贊助商春谷收購贊助商II,有限責任公司(「贊助商」)與一個無關聯的第三方簽訂了一份不贖回協議(「不贖回協議」),根據該協議,該第三方同意在與延期修正提案相關的情況下,不贖回(或有效撤銷任何贖回請求)600,000股面值0.0001美元的A類普通股(「A類普通股」)。爲了獲得上述不贖回公司的A類普通股的承諾,贊助商同意在公司完成首次業務合併時無償轉讓或導致發行總計200,000股創始股。迄今爲止,公司的贊助商已經與850,000股A類普通股簽署了不贖回協議,以及283,333股創始股的轉讓或發行。
上述非贖回協議的摘要並不聲稱是完整的,且其內容完全以提交的非贖回協議格式爲準, 證物10.1 在2024年10月22日的8-K表格當前報告中並在此處被引入。
項目8.01 | 其他事項。 |
特別股東大會延期
2024年10月28日,公司提交了一份8-k表格的當前報告,宣佈決定將會議推遲到2024年11月8日下午12:00(東部時間),以便公司有更多時間與股東進行交流。2024年11月8日,公司提交了一份8-k表格的當前報告,宣佈決定將會議推遲到2024年11月12日上午11:00(東部時間),以便公司有更多時間與股東進行交流。
公司董事會已決定將會議推遲至2024年11月13日,美國東部時間下午1:30,以便爲公司與股東互動提供額外時間。
關於會議,截至2024年11月11日, 公司已收到贖回13,149,337股A類普通股(「公衆股」)的請求。持有 1,488,429股公衆股的股東未在贖回截止日期之前提交贖回請求。關於會議的推遲,公司已決定不延長公司股東提交贖回請求的截止日期。 贖回截止日期於2024年11月6日下午5:00(東部時間)到期。
The postponed meeting will be held on November 13, 2024, at 1:30 p.m., Eastern Time, at the offices of Kirkland & Ellis LLP, located at 609 Main Street, Suite 4700, Houston, Texas 77002 and conducted remotely by teleconference. Shareholders can attend the postponed meeting by visiting https://www.cstproxy.com/svacii/egm2024. If you do not have access to internet, you can listen only to the meeting by dialing +1 800-450-7155 (toll-free) (or +1 857-999-9155 if you are located outside the United States and Canada (standard rates apply)) and when prompted enter the pin number 4967518#. Please note that you will not be able to vote or ask questions at the Meeting if you choose to participate telephonically.
Cautionary Note Regarding Forward-Looking Statements
This Current Report contains statements that are forward-looking and as such are not historical facts. This includes, without limitation, statements regarding the Company’s financial position, business strategy and the plans and objectives of management for future operations. These statements constitute projections, forecasts and forward-looking statements, and are not guarantees of performance. In addition, any statements that refer to our intent to enter into one or more Non-Redemption Agreements in connection with the Meeting and the expected terms of any Non-Redemption Agreements are forward-looking statements. They involve known and unknown risks, uncertainties, assumptions and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied by these statements. Such statements can be identified by the fact that they do not relate strictly to historical or current facts. When used in this Current Report, words such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “strive,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond our control) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements. When the Company discusses its strategies or plans, it is making projections, forecasts or forward-looking statements. Such statements are based on the beliefs of, as well as assumptions made by and information currently available to, the Company’s management. Actual results and shareholders’ value will be affected by a variety of risks and factors, including, without limitation, international, national and local economic conditions, merger, acquisition and business combination risks, financing risks, geo-political risks, acts of terror or war, and those risk factors described under “Item 1A. Risk Factors” of the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission (the “SEC”) on March 29, 2024, in the Extension Proxy Statement filed in connection with the Meeting and Amendment on October 11, 2024 and in other reports the Company files with the SEC. Many of the risks and factors that will determine these results and shareholders’ value are beyond the Company’s ability to control or predict.
All such forward-looking statements speak only as of the date of this Current Report. The Company expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. All subsequent written or oral forward-looking statements attributable to us or persons acting on the Company’s behalf are qualified in their entirety by this “Cautionary Note Regarding Forward-Looking Statements” section.
Participants in the Solicitation
The Company and its directors and executive officers and other persons may be deemed to be participants in the solicitation of proxies from the Company’s shareholders in respect of the Extension Amendment Proposal and related matters. Information regarding the Company’s directors and executive officers is available in the Company’s Annual Report on Form 10-K filed with the SEC on March 29, 2024. Additional information regarding the participants in the proxy solicitation and a description of their direct and indirect interests are contained in the Extension Proxy Statement.
Additional Information and Where to Find It
The Company urges investors, shareholders and other interested persons to read the Extension Proxy Statement as well as other documents filed by the Company with the SEC, because these documents will contain important information about the Company and the Extension Amendment Proposal. Shareholders may obtain copies of the Extension Proxy Statement, without charge, at the SEC’s website at www.sec.gov or by directing a request to the Company’s proxy solicitor, Sodali & Co., at 333 Ludlow Street, 5th Floor, South Tower, Stamford, CT 06902, (203) 658-9400, Email: SVII@info.sodali.com.
No Offer or Solicitation
This communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
Number | Description of Exhibits | |
10.1 | Form of Non-Redemption Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on October 22, 2024). | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 12, 2024 | Spring Valley Acquisition Corp. II | |
By: | /s/ Robert Kaplan | |
Name: | Robert Kaplan | |
Title: | Chief Financial Officer and Vice President of Business Development |