EX-10.(V)(4) 5 exhibit10v4-comtechxnedrsu.htm EX-10.(V)(4) Document
展品10(v)(4)
###員工授權編號###
 
根據康姆泰克通訊公司2023年股權激勵計劃的限制性股票單位協議

親愛的###PARTICIPANT_NAME###:
 
前言
作爲 Comtech Telecommunications Corp. 的非僱員董事(”公司”),根據 Comtech Telecomunications Corp. 2023 年股權和激勵計劃(”計劃”) 和/或 (ii) 你根據本計劃第 5.9 節作出的選擇,你獲得了 ## #GRANT_DATE ### 的批准 (”授予日期”),根據本計劃和本限制性股票單位協議(本”協議”)、限制性股票單位的數量(”RSU”)如下所述。每個 RSU 代表公司一(1)股普通股,每股面值0.10美元(”普通股”),但須遵守本計劃和本協議的條款和條件。
授予的條款如下:
          1.           限制性股票授予在所有方面受計劃和本協議及其中規定的條款和條件約束,在授予日期,您被授予###TOTAL_AWARDS### RSU("獎勵”).
          2.           兌現獎勵將在授予日期的一週年日完全歸屬;前提是在此歸屬日期之前您未發生董事資格終止(如下所定義)。儘管前述情況,獎勵在您的董事資格終止之前(即)死亡或 (ii) 控制權變更時,將完全歸屬。RSU 歸屬日期將在此處稱爲「歸屬日期」。
在歸屬日期之前的期間,不得進行比例或部分授予,在歸屬日期時才會發生所有授予。
           3.           適用於拖欠餘額的合格住宅客戶的分期付款安排長達12個月。先支付欠款金額的定金,然後通過分期支付剩餘金額,加上常規月度賬單。根據本協議和計劃的條款,您(或您的繼承人,如適用)應在您董事職務終止後六十(60)天內收到一份普通股份,以換取每一筆已授予獎勵的限制性股票單位。大規模沽出股票,套現踰3億港元(結算日期即爲“結算日”). 



展品10(v)(4)
           4.           分紅相等物。 在 RSU 證券的結算日期之前支付的普通股股息將記入您的分紅帳戶(任何記入的金額均爲「分紅等值物」)。 任何現金分紅等值物均不被視爲再投資於普通股,將保持未投資且不帶利息或收益。 您有權接收與現金股息相關的任何分紅等值物,僅當相關 RSU 取得權益時,有關金額的現金股息將在結算日期支付給您,與相關 RSU 結算時。 您有權接收與普通股股息相關的任何分紅等值物,僅當相關 RSU 取得權益時,在相關 RSU 結算的適用結算日期上,您將獲得額外的普通股,數量等於這些分紅等值物,任何碎股將舍入到最接近的整股。 在支付之前,任何分紅等值物將包含在與相關 RSUs 相關的「獎勵」一詞中。
           5.           終止.  除非本協議第2條另有規定,您在董事任期終止時尚未獲得的限制性股票單位(包括任何相應計入的股息等值部分)應在董事任期終止時立即終止並全部被取消。對於本協議,"董事任期終止”指您已經停止擔任公司的董事;但如果您同時停止擔任董事但就任公司或其關聯公司之一的僱員、顧問、獨立承包商或代理人,董事任期終止將不被視爲發生,直至您不再是該公司或其關聯公司的僱員、顧問、獨立承包商或代理人。爲避免疑問,僅當您符合《稅收法案409A第409條》及其規定的「與服務的分離」將視爲發生董事任期終止。
           6.           有害活動在您辭去董事職務或任何RSUs歸屬之後的一年期限內,如果您參與不利活動,董事會可以指示(在此後任何時間內的一年之內)立即取消所有未歸屬的RSUs和所有已歸屬但未支付的RSUs(包括任何相應的股息等值金額)並要求您向公司歸還由RSUs或任何相應的普通股或支付的股息等值金額所獲得的款項。
           7.           轉讓限制除非委員會另有批准,否則獎勵不得通過遺囑或繼承和分配法律以外的方式轉讓。此外,除非委員會另有批准,獎勵不得出售、轉讓、轉讓、指定、抵押、擔保或以其他方式處置(無論是否根據法律或其他方式),且獎勵不得被執行、附加或類似程序所約束。任何試圖出售、轉讓、轉讓、指定、抵押、擔保或以其他方式處置獎勵全部或部分的企圖,或因未經委員會批准而對獎勵實施執行、附加或類似程序而導致對獎勵的任何扣押,根據本處所述的規定不另外經委員會批准,獎勵及其下的所有權利將立即作廢。



展品10(v)(4)
           8.           股東的權利 除非另有明確規定,在您成爲普通股股票的記錄持有人之前,您對獎勵涵蓋的任何普通股份沒有股東的權利。
9. 作爲參與者的權利除非此處另有明確規定,一旦您不再符合計劃的參與者資格,您將沒有權利收到任何新獎勵或涵蓋任何新獎勵的普通股份。除非此處另有明確規定,一旦您不再符合計劃的參與者資格,您將沒有權利收到任何新獎勵或涵蓋任何新獎勵的普通股份。
           10.           計劃控制的規定此授予受制於計劃的所有條款、條件和規定,包括但不限於計劃的修訂條款,並受委員會或董事會制定的與計劃相關的規則、法規和解讀的約束,這些規則、法規和解讀可能隨時生效。此處使用但未在本文內定義的任何大寫術語應具有計劃中所賦予該術語的含義。計劃應適用於本文。如果本授予與計劃的條款、條件和規定存在衝突或不一致,應以計劃爲準,本授予將相應修改。
           11.           Notices.  Any notice or communication given hereunder shall be in writing and shall be deemed to have been duly given when delivered in person, or by United States mail, to the appropriate party at the address set forth below (or such other address as the party shall from time to time specify):
          If to the Company, to:               
                    Comtech Telecommunications Corp.
                    305 N. 54th Street
                    Chandler, AZ 85226
                    Attention:  Secretary
          If to you, to the address indicated at the end of this Agreement.
           12.          Securities Representations.  The grant of the Award and the issuance of shares of Common Stock upon settlement of the Award shall be subject to, and in compliance with, all applicable requirements of federal, state or foreign securities law.  No shares of Common Stock may be issued hereunder if the issuance of such shares would constitute a violation of any applicable federal, state or foreign securities laws or other law or regulations or the requirements of any stock exchange or market system upon which such shares may then be listed.  As a condition to the settlement of the Award, the Company may require you to satisfy any qualifications that may be necessary or appropriate, to evidence compliance with any applicable law or regulation.



Exhibit 10(v)(4)
          The shares of Common Stock are being issued to you and this Agreement is being made by the Company in reliance upon the following express representations and warranties.  By accepting this Award, you acknowledge, represent and warrant that:
                    a.          You have been advised that you may be an “affiliate” within the meaning of Rule 144 under the Securities Act of 1933, as amended (the “Act”) and in this connection the Company is relying in part on your representations set forth in this section.
                    b.          If you are deemed to be an affiliate within the meaning of Rule 144 of the Act, the shares of Common Stock issued to you must be held indefinitely unless an exemption from any applicable resale restrictions is available or the Company files an additional registration statement (or a “re-offer prospectus”) with regard to such shares of Common Stock and the Company is under no obligation to register the shares (or to file a “re-offer prospectus”).
                    c.          If you are deemed to be an affiliate within the meaning of Rule 144 of the Act, you understand that the exemption from registration under Rule 144 will not be available unless (i) a public trading market then exists for the Common Stock, (ii) adequate information concerning the Company is then available to the public, and (iii) other terms and conditions of Rule 144 or any exemption therefrom are complied with; and that any sales of the shares of Common Stock may be made only in limited amounts in accordance with such terms and conditions.
          13.     Power of Attorney. The Company, its successors and assigns, is hereby appointed the attorney-in-fact, with full power of substitution, of you for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instruments which such attorney-in-fact may deem necessary or advisable to accomplish the purposes hereof, which appointment as attorney-in-fact is irrevocable and coupled with an interest.  The Company, as attorney-in-fact for you, may in your name and stead, make and execute all conveyances, assignments and transfers of Common Stock and property provided for herein, and you hereby ratify and confirm that which the Company, as said attorney-in-fact, shall do by virtue hereof.  Nevertheless, you shall, if so requested by the Company, execute and deliver to the Company all such instruments as may, in the judgment of the Company, be advisable for this purpose.
           14.     Miscellaneous.
                 a.        This Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective heirs, personal legal representatives, successors, trustees, administrators, distributees, devisees and legatees. The Company may assign to, and require, any successor (whether direct or indirect, by purchase, merger, consolidation or otherwise) to all or substantially all of the business and/or assets of the Company or any affiliate to which you are rendering services to expressly assume and agree in writing to perform this Agreement.  Notwithstanding the foregoing, you may not assign this Agreement.



Exhibit 10(v)(4)
                 b.        This Award shall not affect in any way the right or power of the Board or stockholders of the Company to make or authorize an adjustment, recapitalization or other change in the capital structure or the business of the Company, any merger or consolidation of the Company or subsidiaries, any issue of bonds, debentures, preferred or prior preference stock ahead of or affecting the Common Stock, the dissolution or liquidation of the Company, any sale or transfer of all or part of its assets or business or any other corporate act or proceeding. The RSUs granted hereunder shall be subject to adjustment in accordance with Section 5.7 of the Plan.
                 c.        This Agreement and the Plan constitute the entire agreement of the parties with respect to this Award of RSUs and supersede in their entirety all prior undertakings and agreements of the Company and you with respect to such Award. No modification or waiver of any of the provisions of this Agreement that is material and adverse to you shall be effective unless in writing and signed by both parties.
                 d.        The failure of any party hereto at any time to require performance by another party of any provision of this Agreement shall not affect the right of such party to require performance of that provision, and any waiver by any party of any breach of any provision of this Agreement shall not be construed as a waiver of any continuing or succeeding breach of such provision, a waiver of the provision itself, or a waiver of any right under this Agreement.
                 e.        The invalidity or unenforceability of any particular provision of this Agreement shall not affect the other provisions hereof and this Agreement shall be construed in all respects as if such invalid or unenforceable provision was omitted.
                 f.        The headings of the sections of this Agreement have been inserted for convenience of reference only and shall in no way restrict or modify any of the terms or provisions hereof.
                 g.        This Agreement shall be construed, interpreted and governed and the legal relationships of the parties determined in accordance with the internal laws of the State of Delaware without reference to rules relating to conflicts of law.
           15.           Right to Terminate Directorship.  Neither the Plan nor the grant of the Award hereunder shall impose any obligations on the Company or an Affiliate and/or the stockholders of the Company to retain you as a director or other service provider, nor shall it impose any obligation on your part to remain as a director or other service provider of the Company or an Affiliate.



Exhibit 10(v)(4)
           16.           Section 409A of the Code. This Award is intended to comply with Section 409A of the Code, and shall be interpreted and construed accordingly. To the extent this Agreement provides for the Award to become vested and be settled upon your termination of employment or service, the applicable shares of Common Stock shall be transferred to you or your beneficiary upon your “separation from service,” within the meaning of Section 409A of the Code; provided that if you are a “specified employee,” within the meaning of Section 409A of the Code, then to the extent the Award constitutes nonqualified deferred compensation, within the meaning of Section 409A of the Code, such shares of Common Stock shall be transferred to you or your beneficiary upon the earlier to occur of (i) the six-month anniversary of such separation from service and (ii) the date of your death.
17. Agreement and Grant Not Effective Unless Accepted. By selecting the "Accept" button below you (i) agree to enter into this Agreement electronically, (ii) agree to the terms and conditions of the Agreement and (iii) acknowledge receipt of a copy of the Plan. Until you select the "Accept" button below, this Award shall not be effective, and if you do not select the "Accept" button within 90 days from the date the Agreement is made available to you electronically this Award is subject to cancellation, in which case, the Award shall be null and void upon such cancellation.