1
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報告人的名稱
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BCTG控股有限責任公司
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2
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如果是一組的成員,請檢查適當的框(見說明書)
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(a)
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☐
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(b)
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☒
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3
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僅供SEC使用
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4
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資金來源(請參見說明)
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無數據
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5
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如果按照2(D)或2(E)項規定需要披露法律訴訟,請複選框
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☐
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6
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公民身份或組織地點
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特拉華州
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每個報告人擁有的受益股數爲
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7
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唯一擁有投票權的股份數量
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6,988,450
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8
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具有共同投票權
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0
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9
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具有唯一處理權
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6,988,450
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10
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具有共同處理權
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0
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11
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每位報告人受益擁有的合計數量
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6,988,450
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12
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若在第(11)列的合計金額不包括某些股份(請參閱說明),請勾選複選框。
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☐
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13
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第(11)列金額所代表的類別所佔的百分比。
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6.5%
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14
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報告人類型(請參閱說明)。
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OO
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1
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NAMES OF REPORTING PERSONS
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MVA Investors, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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108,793
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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108,793
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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108,793
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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0.1%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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1
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NAMES OF REPORTING PERSONS
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Aaron I. Davis
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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32,500
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8
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SHARED VOTING POWER
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6,799,435
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9
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SOLE DISPOSITIVE POWER
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32,500
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10
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SHARED DISPOSITIVE POWER
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6,799,435
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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6,831,935
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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6.4%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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|||
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1
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NAMES OF REPORTING PERSONS
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Boxer Capital Management, LLC
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
|
☐
|
||
(b)
|
☒
|
||||
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|
||||
3
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SEC USE ONLY
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|||
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||||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
|
||
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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6,690,642
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9
|
SOLE DISPOSITIVE POWER
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0
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|||
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||||
10
|
SHARED DISPOSITIVE POWER
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6,690,642
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|||
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|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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6,690,642
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|||
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|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
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|
||||
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|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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6.2%
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
OO, IA
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|||
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Item 2.
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Identity and Background.
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Item 5.
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Interest in Securities of the Issuer.
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Item 7.
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Material to be Filed as Exhibits.
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Exhibit No.
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Description
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Exhibit 4
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Joint Filing Agreement, dated October 28, 2024, among BCTG Holdings, MVA Investors, Mr. Davis and BCM.
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BCTG HOLDINGS, LLC
|
||||
By:
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/s/ Aaron I. Davis | |||
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Name:
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Aaron I. Davis
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||
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Title:
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Manager
|
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MVA INVESTORS, LLC
|
||||
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By:
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/s/ Aaron I. Davis | ||
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Name:
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Aaron I. Davis
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Title:
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Authorized Signatory
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AARON I. DAVIS
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/s/ Aaron I. Davis | |
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Aaron I. Davis, Individually
|
BOXER CAPITAL MANAGEMENT, LLC
|
||||
By:
|
/s/ Aaron I. Davis | |||
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Name:
|
Aaron I. Davis
|
||
|
Title:
|
Managing Member
|
||
BCTG HOLDINGS, LLC
|
||||
By:
|
/s/ Aaron I. Davis | |||
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Name:
|
Aaron I. Davis
|
||
|
Title:
|
Manager
|
||
MVA INVESTORS, LLC
|
||||
|
By:
|
/s/ Aaron I. Davis | ||
|
|
Name:
|
Aaron I. Davis
|
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Title:
|
Authorized Signatory
|
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AARON I. DAVIS
|
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/s/ Aaron I. Davis | |
|
Aaron I. Davis, Individually
|
BOXER CAPITAL MANAGEMENT, LLC
|
||||
By:
|
/s/ Aaron I. Davis | |||
|
Name:
|
Aaron I. Davis
|
||
|
Title:
|
Chief Executive Officer
|
||