根據10月提交給證券交易所的文件 24, 2024
註冊號碼333-
美國
證券交易委員會
華盛頓特區20549
表格S-8
註冊申請書
根據1933年證券法
Indivior PLC
（依憑章程所載的完整登記名稱）
| 英格蘭和威爾士 | 98-1204773 | |||||||
(依據所在地或其他管轄區) 的註冊地或組織地點) | (國稅局雇主識別號碼) 識別號碼) | |||||||
| 10710 Midlothian Turnpike 125室 北切斯特菲爾德，弗吉尼亞州 | 23235 | |||||||
| (總部辦公地址) | （郵政編碼） | |||||||
Indivior 2024長期激勵計劃
Indivior英國儲蓄相關股票期權計劃
Indivior 2024英國儲蓄相關股票選擇計劃
Indivior Group 延期獎金計劃
Indivior PLC美國員工股票購買計劃
（計畫的完整標題）
Jeff Burris
首席法律官
英特維爾股份有限公司
10710 Midlothian Turnpike, 125號套房
維吉尼亞州北切斯特菲爾德，郵政編碼23255
(代理服務者的姓名和地址)
(804) 379-1090
(服務代理的電話號碼，包括區號)
勾選此格以指示登記人是否為大型高速進行申報的申報人、高速進行申報的申報人、非高速進行申報的申報人、較小型報告公司或新興成長公司。請參閱《交易所法令》第120億2條中有關“大型高速進行申報人”、“高速進行申報人”、“較小型報告公司”和“新興成長公司”的定義。
| 大型加速歸檔人 | ☐ | 加速歸檔人 | ☐ | ||||||||
| 非加速歸檔人 | ☒ | 小型報告公司 | ☐ | ||||||||
| 新興成長型企業 | ☒ | ||||||||||
若為新興成長型企業，應勾選此選項，若註冊者選擇不使用根據證券法第7(a)(2)(B)條款提供的任何新的或修訂後的財務會計標準的擴展過渡期符合要求。 ☐
第I部分
第10(a)部分招股文件所需資訊
根據1933年修訂後的《證券法》，本註冊申報書按照《8號S表格的第I部分所要求的所有資訊須包含在第10(a)條的說明書中的要求，省略了該註冊申報書中與第I部分相關的所有資訊，並根據《8號S表格的第I部分的注釋依照1933年證券法第428條的規定省略。包含第I部分指定的資訊的文件將根據1933年證券法第428條(b)(1)條的要求交付給Indivior PLC的員工和參與本註冊申報書涵蓋的計畫的Indivior PLC子公司的員工。這些文件以及根據本註冊申報書第II部分項目3的要求引用的文件合起來，構成符合證券法第10(a)條要求的說明書。
第二部分
註冊聲明所需資訊
项目3。 參考書面的合併
以下列出的報告或文件已提交給美國證券交易委員會（“委員會”）由Indivior PLC（“登記者”）提交，除非後續提交的文件或報告取代為止，本報告概因參照。
(a)在2024年3月6日提交給委員會的截至2023年12月31日的年度20-F表的報告（“2023年年度報告”）；
(b)於2024年3月21日提交給委員會的6-k表格（關於聘任非執行董事的報告）;
(c)附錄99.2至申報人於2024年4月25日向委員會提交的6-k表格。
(d)隨附於2024年7月25日提交給委員會的6-k表格的99.2展品;
(e)於2024年10月24日向委員會提交的6-k表格中的99.2展品;
(f)根據委員會於2023年6月9日宣布生效的20-F表格中所載的申報人普通股描述，由文件2.2附件至2023年年度報告中所更新的申報人普通股描述，包括為更新、更改或修改該描述而提交的任何修正或報告。
所有文件根據1934年修訂的證券交易法第13(a)、13(c)、14和15(d)條的規定，於本註冊申報書之日期後並在提交本註冊申報書之後的有效修正申報書之前提交，並指示所有已發行的證券已售出或註銷所有尚未售出的證券的文件，應被視為被參照並納入本註冊申報書中，並自提交此類文件之日起成為其一部分。
根據6-k表格提交給委員會的報告，只有當該6-k表格中明確聲明已納入本登記文件中時，才被視為已納入本登記聲明中。
項目 4。 證券描述。
不適用。
第五項。具名專家及法律顧問的利益。
不適用
第六項。 董事和高級管理人員的賠償。
根據英格蘭法律，在下述條件下，任何旨在免除公司董事（在任何程度上）於與公司有關的任何過失、違約、職務違法或違信行為而將其附帶的任何責任，均視為無效。
根據某些例外情況，英國法律不允許註冊人對任何與其有關的董事因疏忽、違約、職務違反或違反信託所產生的任何責任進行賠償。
例外情況允許登記人：（1）購買並保持董事和高級管理人員保險，保險其董事或“相關公司”的董事（即，登記人的子公司的公司）
對公司所屬之任何董事存在的任何疏忽、違約、違反職責或違反trust所帶來的任何責任；(2)提供一項合格的第三方保障條款，允許申報人賠償其董事及關聯公司的董事遭第三方提起訴訟時的費用（包括法律費用和任何不利判斷的金額），但不包括(a)在刑事訴訟或公司或關聯公司提起的民事訴訟中未能成功進行的辯護的法律費用，或者指定的部分特定救濟措施的法律費用，有關法院拒絕授予救濟，(b)刑事訴訟中課以的罰款，以及(c)監管機構課以的處罰；(3)向董事發放貸款，以支付其在民事和刑事訴訟中所支出的費用（即使是由公司本身提起的訴訟），或者支付在申請特定救濟時所支出的費用，但要求貸款條款應在進行辯護或救濟申請不成功的情況下予以償還；及(4)提供一項合格的退休金計劃保障條款，允許公司賠償作為職業退休金計劃受託人的一家公司的董事在其作為該計劃受託人的活動中發生的責任（須遵守某些例外情況）。
Under the Registrant’s articles of association, subject to applicable legislation, including the provisions of the UK Companies Act 2006 (as set out above), the Registrant may do any or all of the following:
i.indemnify every director or former director of the Registrant or of any associated company against any liability; and
ii.purchase and maintain insurance against any liability for any director or former director of the Registrant or any associated company.
Under the Registrant’s articles of association, a director or former director of the Registrant or of any associated company will not be accountable to the Registrant or its shareholders for any benefit provided pursuant to the provision of any permitted indemnity or insurance, and any recipient of such a benefit will not be disqualified from being or becoming a director of the Registrant.
The Registrant has entered into a Deed of Indemnity with its directors. Pursuant to the Deed of Indemnity, the Registrant has agreed to indemnify each director in respect of all losses arising out of or in connection with any proceedings brought or threatened against the director in any jurisdiction for negligence, default, breach of duty, breach of trust or otherwise, or relating to any application for relief by the director (under sections 661(3) or 661(4) or section 1157 of the UK Companies Act 2006), in connection with the director’s acts or omissions while in the course of acting or purporting to act as a director of the Registrant or any of its subsidiaries or any other company in which the Registrant is legally or beneficially interested and in respect of which the director’s appointment as a director is related to the director’s appointment as a director of the Registrant or which otherwise arises by virtue of the director holding or having held such a position.
The Registrant maintains directors and officers insurance coverage, which, subject to policy terms and limitations, is expected to include coverage to reimburse the Registrant for amounts that it may be required or permitted by law to pay directors or officers of the Registrant.
Item 7. Exemption from Registration Claimed.
Not applicable.
Item 8. Exhibits
The exhibits listed on the exhibit index at the end of this Registration Statement are included in this Registration Statement.
| Exhibit No. | Description | |||||||
| 3.1 | ||||||||
| 4.1 | ||||||||
| 5.1* | Opinion of Freshfields Bruckhaus Deringer LLP, counsel to the Registrant, regarding the legality of the securities being offered hereby (including consent). | |||||||
| 23.1* | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm for the Registrant. | |||||||
| 23.2* | Consent of Freshfields Bruckhaus Deringer LLP (included in Exhibit 5.1). | |||||||
| 24.1* | ||||||||
| 99.1* | ||||||||
| 99.2 | ||||||||
| 99.3* | ||||||||
| 99.4* | ||||||||
| 99.5* | ||||||||
| 107* | ||||||||
__________________
*Filed herewith
Item 9. Undertakings.
(a)The undersigned Registrant hereby undertakes:
(1)To file, during any period in which offers or sales are being made, a post-effective amendment to the Registration Statement:
(i)To include any prospectus required by Section 10(a)(3) of the Securities Act;
(ii)To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of of Filing Fee Tables" or "Calculation of Registration Fee” table, as applicable, in the effective Registration Statement; and
(iii)To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the
Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in the Registration Statement.
(2)That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3)To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(b)The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(c)Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of North Chesterfield, State of Virginia on the 2nd day of October, 2024.
| Indivior PLC | ||||||||
| By: | /s/ Ryan Preblick | |||||||
| Name: | Ryan Preblick | |||||||
| Title: | Chief Financial Officer | |||||||
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints each of Ryan Preblick and Jeff Burris as such person’s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any and all amendments to the Registration Statement, including post-effective amendments, and registration statements filed pursuant to Rule 462 under the Securities Act, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission, and does hereby grant unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agent, or any substitute therefor, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities indicated on the 2nd day of October, 2024:
| Name | Title | ||||||||||
By: | /s/ Mark Crossley | Chief Executive Officer and Director | |||||||||
Mark Crossley | (Principal Executive Officer) | ||||||||||
By: | /s/ Ryan Preblick | Chief Financial Officer and Director | |||||||||
Ryan Preblick | (Principal Financial Officer) | ||||||||||
By: | /s/ Woodrow Anderson | Group Controller | |||||||||
Woodrow Anderson | (Principal Accounting Officer) | ||||||||||
By: | /s/ Graham Hetherington | Director | |||||||||
Graham Hetherington | |||||||||||
By: | /s/ Peter Bains | Director | |||||||||
Peter Bains | |||||||||||
By: | /s/ Keith Humphreys | Director | |||||||||
| Keith Humphreys | |||||||||||
By: | /s/ Joanna Le Couilliard | Director | |||||||||
Joanna Le Couilliard | |||||||||||
By: | /s/ Jerome Lande | Director | |||||||||
Jerome Lande | |||||||||||
By: | /s/ Barbara Ryan | Director | |||||||||
Barbara Ryan | |||||||||||
By: | /s/ Mark Stejbach | Director | |||||||||
Mark Stejbach | |||||||||||
By: | /s/ Juliet Thompson | Director | |||||||||
Juliet Thompson | |||||||||||
By: | /s/ David Wheadon | Director | |||||||||
David Wheadon | |||||||||||