SC 13G/A 1 d10980700_13g-a.htm

 

美國

證券和交易所委員會

華盛頓特區20549

 

13G表

 

根據1934年證券交易法

(修訂編號3)*

 

 

rlj lodging trust
(發行人名稱)

 

 

$1.95 系列 A 累積可轉換優先股,每股面值 $0.01
(證券種類名稱)

 

 

74965L200
(CUSIP編號)

 

 

2024年10月3日
(需要提交本聲明的事項的日期)

 

 

請在適用的方框內打勾,以指定採用的規則依據提交此表格:

[X] Rule 13d-1(b)

 

[ ]規則13d-1(c)

 

[_]規則13d-1(d)

 

__________

* 其餘部分將填寫有關報告人首次提交此表格以關於證券項目類別的主題的披露的任何後續修改,並且會改變前一個封面頁所提供的披露信息。

本封面其餘部分所需的信息,不應視爲根據1934年證券交易法("法案")的第18條規定而必須"提交"或否則受到該法案規定的任何責任,但須遵守該法案的所有其他規定(但請參閱註釋)。

 

 
 

 

CUSIP 號碼 74965L200    

 

     
1. 舉報人姓名  
     
  基礎設施資本顧問有限責任公司  
     
2. 如果是群組的成員,請選中相應的複選框(參見說明)
    (a) [_]
    (b) [_]
3. 僅限秒鐘使用  
     
     
4. 公民身份或組織地點  
     
  紐約  
     
每位申報人實益擁有的股份數量
     
5. 唯一的投票權  
     
  0  
     
6. 共享投票權  
     
  0  
     
7. 唯一的處置力  
     
  0  
     
8. 共享的處置力  
     
  0  
     
9. 每個申報人實際擁有的總金額
     
  0  
     
10. 如果第 (9) 行中的總金額不包括某些股票,請選中複選框(參見說明)  
    [_]
     
11. 用行中的金額表示的類別百分比 (9)  
     
  0%  
     
12. 舉報人類型(見說明)  
     
  是的,也是  
 
 

 

CUSIP編號 74965L200    

 

     
1.

舉報人姓名

 

 
  Virtus InfraCap 美國優先股ETF,一系列 ETFI 系列信託 I  
     
2. 如果是群組的成員,請選中相應的複選框(參見說明)
    (a) [_]
    (b) [_]
     
3. 僅限秒鐘使用  
     
     
4. 公民身份或組織地點  
     
  特拉華  
     
每位申報人實益擁有的股份數量
     
5. 唯一的投票權  
     
  0  
     
6. 共享投票權  
     
  1,298,884    
     
7. 唯一的處置力  
     
  0  
     
8. 共享的處置力  
     
  1,298,884    
     
9. 每個申報人實際擁有的總金額
     
  1,298,884    
     
10. 如果第 (9) 行中的總金額不包括某些股票,請選中複選框(參見說明)  
    [_]
     
11. 用行中的金額表示的類別百分比 (9)  
     
  10.1%  
     
12. 舉報人類型(見說明)  
     
  IV,也是  

 

 
 

 

CUSIP編號 74965L200    

 

     
1.

舉報人姓名

 

 
  傑伊哈特菲爾德  
     
2. 如果是群組的成員,請選中相應的複選框(參見說明)
    (a) [_]
    (b) [_]
     
3. 僅限秒鐘使用  
     
     
4. 公民身份或組織地點  
     
  美利堅合衆國  
     
每位申報人實益擁有的股份數量
     
5. 唯一的投票權  
     
  0  
     
6. 共享投票權  
     
  0  
     
7. 唯一的處置力  
     
  0  
     
8. 共享的處置力  
     
  0  
     
9. 每個申報人實際擁有的總金額
     
  0  
     
10. 如果第 (9) 行中的總金額不包括某些股票,請選中複選框(參見說明)  
    [_]
     
11. 用行中的金額表示的類別百分比 (9)  
     
  0%  
     
12. 舉報人類型(見說明)  
     
 

在,HC

 

 
 
 

 

CUSIP編號 74965L200    

 

     
1.

舉報人姓名

 

 
  InfraCap股票收益基金ETF,一系列投資組合信託  
     
2. 如果是群組的成員,請選中相應的複選框(參見說明)
    (a) [_]
    (b) [_]
     
3. 僅限秒鐘使用  
     
     
4. 公民身份或組織地點  
     
  特拉華  
     
每位申報人實益擁有的股份數量
     
5. 唯一的投票權  
     
  0  
     
6. 共享投票權  
     
  44,158  
     
7. 唯一的處置力  
     
  0  
     
8. 共享的處置力  
     
  44,158  
     
9. 每個申報人實際擁有的總金額
     
  44,158  
     
10. 如果第 (9) 行中的總金額不包括某些股票,請選中複選框(參見說明)  
    [_]
     
11. 用行中的金額表示的類別百分比 (9)  
     
  0.3%  
     
12. 舉報人類型(見說明)  
     
  IV,也是  

 

 
 

 

CUSIP No 74965L200    

 

       
Item 1. (a). Name of Issuer:  
       
    RLJ Lodging Trust  
       
  (b). Address of Issuer's Principal Executive Offices:  
       
   

 

7373 Wisconsin Avenue, Suite 1500

Bethesda, Maryland 20814

United States of America

 
       
       
Item 2. (a). Name of Person Filing:  
       
   

Infrastructure Capital Advisors, LLC

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I

Jay Hatfield

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust

 
       
  (b). Address of Principal Business Office, or if None, Residence:  
       
   

Infrastructure Capital Advisors, LLC

1325 Avenue of the Americas, 28th Floor

New York, New York 10019

United States of America

 

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I

c/o Infrastructure Capital Advisors, LLC

1325 Avenue of the Americas, 28th Floor

New York, New York 10019

United States of America

 

Jay Hatfield

c/o Infrastructure Capital Advisors, LLC

1325 Avenue of the Americas, 28th Floor

New York, New York 10019

United States of America

 

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust

c/o Infrastructure Capital Advisors, LLC

1325 Avenue of the Americas, 28th Floor

New York, New York 10019

United States of America

 
       
  (c) Citizenship:  
       
   

Infrastructure Capital Advisors, LLC – New York

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – Delaware

Jay Hatfield – United States of America

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – Delaware

 
       
  (d).   Title of Class of Securities:  
       
    $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share  
 

   
  (e). CUSIP Number:  
       
    74965L200  

 

 
 

 

 

 

Item 3.   If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
       
  (a) [_] Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c).
       
  (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
       
  (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
       
  (d) [X] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) [X] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
       
  (f) [_] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
       
  (g) [X] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
       
  (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
       
  (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j)   [_] Group, in accordance with s.240.13d-1(b)(1)(ii)(J).

 

 
Item 4. Ownership.
 
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   
  (a)   Amount beneficially owned:
     
   

Infrastructure Capital Advisors, LLC – 0

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884

Jay Hatfield – 0

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158

 

     
  (b)   Percent of class:
     
   

Infrastructure Capital Advisors, LLC – 0%

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 10.1%

Jay Hatfield – 0%

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0.3%

 

     
       
  (c)   Number of shares as to which the person has:  
       
    (i) Sole power to vote or to direct the vote    
     

 

Infrastructure Capital Advisors, LLC – 0

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 0

Jay Hatfield – 0

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0

 

   
    (ii)   Shared power to vote or to direct the vote      
     

 

Infrastructure Capital Advisors, LLC – 0

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884

Jay Hatfield – 0

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158

 

   
    (iii) Sole power to dispose or to direct the disposition of      
     

 

Infrastructure Capital Advisors, LLC – 0

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 0

Jay Hatfield – 0

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0

 

   
    (iv)   Shared power to dispose or to direct the disposition of      
     

 

Infrastructure Capital Advisors, LLC – 0

Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884

Jay Hatfield – 0

InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158

 

   
               

 

Item 5. Ownership of Five Percent or Less of a Class.
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
   
  N/A

 

 

 
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
   
  If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified.  A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
   
  All of the shares of $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share reported in this Schedule 13G are held in the accounts of Infrastructure Capital Advisors, LLC’s clients, none of which, other than Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I, individually owns more than 5% of the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share.
   
 
 

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
   
  If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary.  If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
   
  N/A
 

 

 

Item 8. Identification and Classification of Members of the Group.
   
  If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group.  If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
   
  N/A
 

 

 

Item 9. Notice of Dissolution of Group.
   
  Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity.  See Item 5.
   
  N/A
 

 

 

Item 10. Certification.
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

 

 

 

 

 
 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  October 18, 2024
  (Date)

 

 

  Infrastructure Capital Advisors, LLC*
   
  By:  /s/ Samuel Caffrey-Agoglia
  Samuel Caffrey-Agoglia
  General Counsel and Chief Compliance Officer
 

 

 

  Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I*
   
  By:  /s/ Samuel Caffrey-Agoglia
 

Samuel Caffrey-Agoglia

General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its subadviser

   
   
 

Jay Hatfield*

 

/s/ Jay Hatfield

Jay Hatfield

 

  InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust
   
  By:  /s/ Samuel Caffrey-Agoglia
 

Samuel Caffrey-Agoglia

General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its adviser

 

* This Reporting Person disclaims beneficial ownership in the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share, except to the extent of his or its pecuniary interest therein.

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).

 

 
 

Exhibit A

AGREEMENT

 

The undersigned agree that this Amendment 3 to Schedule 13G dated October 18, 2024 relating to the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share, of RLJ Lodging Trust shall be filed on behalf of the undersigned.

 

 

 

 

  Infrastructure Capital Advisors, LLC
   
  By:  /s/ Samuel Caffrey-Agoglia
  Samuel Caffrey-Agoglia
  General Counsel and Chief Compliance Officer
 

 

 

  Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I
   
  By:  /s/ Samuel Caffrey-Agoglia
 

Samuel Caffrey-Agoglia

General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its subadviser

   
   
 

Jay Hatfield

 

/s/ Jay Hatfield

Jay Hatfield

 

  InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust
   
  By:  /s/ Samuel Caffrey-Agoglia
 

Samuel Caffrey-Agoglia

General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its adviser