美国
证券和交易所委员会
华盛顿特区20549
13G表
根据1934年证券交易法
(修订编号3)*
rlj lodging trust |
(发行人名称) |
$1.95 系列 A 累积可转换优先股,每股面值 $0.01 |
(证券种类名称) |
74965L200 |
(CUSIP编号) |
2024年10月3日 |
(需要提交本声明的事项的日期) |
请在适用的方框内打勾,以指定采用的规则依据提交此表格:
[X] Rule 13d-1(b)
[ ]规则13d-1(c)
[_]规则13d-1(d)
__________
* 其余部分将填写有关报告人首次提交此表格以关于证券项目类别的主题的披露的任何后续修改,并且会改变前一个封面页所提供的披露信息。
本封面其余部分所需的信息,不应视为根据1934年证券交易法("法案")的第18条规定而必须"提交"或否则受到该法案规定的任何责任,但须遵守该法案的所有其他规定(但请参阅注释)。
CUSIP 号码 | 74965L200 |
1. | 举报人姓名 | |
基础设施资本顾问有限责任公司 | ||
2. | 如果是群组的成员,请选中相应的复选框(参见说明) | |
(a) [_] | ||
(b) [_] | ||
3. | 仅限秒钟使用 | |
4. | 公民身份或组织地点 | |
纽约 | ||
每位申报人实益拥有的股份数量 | ||
5. | 唯一的投票权 | |
0 | ||
6. | 共享投票权 | |
0 | ||
7. | 唯一的处置力 | |
0 | ||
8. | 共享的处置力 | |
0 | ||
9. | 每个申报人实际拥有的总金额 | |
0 | ||
10. | 如果第 (9) 行中的总金额不包括某些股票,请选中复选框(参见说明) | |
[_] | ||
11. | 用行中的金额表示的类别百分比 (9) | |
0% | ||
12. | 举报人类型(见说明) | |
是的,也是 |
CUSIP编号 | 74965L200 |
1. |
举报人姓名
|
|
Virtus InfraCap 美国优先股ETF,一系列 ETFI 系列信托 I | ||
2. | 如果是群组的成员,请选中相应的复选框(参见说明) | |
(a) [_] | ||
(b) [_] | ||
3. | 仅限秒钟使用 | |
4. | 公民身份或组织地点 | |
特拉华 | ||
每位申报人实益拥有的股份数量 | ||
5. | 唯一的投票权 | |
0 | ||
6. | 共享投票权 | |
1,298,884 | ||
7. | 唯一的处置力 | |
0 | ||
8. | 共享的处置力 | |
1,298,884 | ||
9. | 每个申报人实际拥有的总金额 | |
1,298,884 | ||
10. | 如果第 (9) 行中的总金额不包括某些股票,请选中复选框(参见说明) | |
[_] | ||
11. | 用行中的金额表示的类别百分比 (9) | |
10.1% | ||
12. | 举报人类型(见说明) | |
IV,也是 |
CUSIP编号 | 74965L200 |
1. |
举报人姓名
|
|
杰伊哈特菲尔德 | ||
2. | 如果是群组的成员,请选中相应的复选框(参见说明) | |
(a) [_] | ||
(b) [_] | ||
3. | 仅限秒钟使用 | |
4. | 公民身份或组织地点 | |
美利坚合众国 | ||
每位申报人实益拥有的股份数量 | ||
5. | 唯一的投票权 | |
0 | ||
6. | 共享投票权 | |
0 | ||
7. | 唯一的处置力 | |
0 | ||
8. | 共享的处置力 | |
0 | ||
9. | 每个申报人实际拥有的总金额 | |
0 | ||
10. | 如果第 (9) 行中的总金额不包括某些股票,请选中复选框(参见说明) | |
[_] | ||
11. | 用行中的金额表示的类别百分比 (9) | |
0% | ||
12. | 举报人类型(见说明) | |
在,HC
|
CUSIP编号 | 74965L200 |
1. |
举报人姓名
|
|
InfraCap股票收益基金ETF,一系列投资组合信托 | ||
2. | 如果是群组的成员,请选中相应的复选框(参见说明) | |
(a) [_] | ||
(b) [_] | ||
3. | 仅限秒钟使用 | |
4. | 公民身份或组织地点 | |
特拉华 | ||
每位申报人实益拥有的股份数量 | ||
5. | 唯一的投票权 | |
0 | ||
6. | 共享投票权 | |
44,158 | ||
7. | 唯一的处置力 | |
0 | ||
8. | 共享的处置力 | |
44,158 | ||
9. | 每个申报人实际拥有的总金额 | |
44,158 | ||
10. | 如果第 (9) 行中的总金额不包括某些股票,请选中复选框(参见说明) | |
[_] | ||
11. | 用行中的金额表示的类别百分比 (9) | |
0.3% | ||
12. | 举报人类型(见说明) | |
IV,也是 |
CUSIP No | 74965L200 |
Item 1. | (a). | Name of Issuer: | |
RLJ Lodging Trust | |||
(b). | Address of Issuer's Principal Executive Offices: | ||
7373 Wisconsin Avenue, Suite 1500 Bethesda, Maryland 20814 United States of America |
|||
Item 2. | (a). | Name of Person Filing: | |
Infrastructure Capital Advisors, LLC Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I Jay Hatfield InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust |
|||
(b). | Address of Principal Business Office, or if None, Residence: | ||
Infrastructure Capital Advisors, LLC 1325 Avenue of the Americas, 28th Floor New York, New York 10019 United States of America
Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I c/o Infrastructure Capital Advisors, LLC 1325 Avenue of the Americas, 28th Floor New York, New York 10019 United States of America
Jay Hatfield c/o Infrastructure Capital Advisors, LLC 1325 Avenue of the Americas, 28th Floor New York, New York 10019 United States of America
InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust c/o Infrastructure Capital Advisors, LLC 1325 Avenue of the Americas, 28th Floor New York, New York 10019 United States of America |
|||
(c) | Citizenship: | ||
Infrastructure Capital Advisors, LLC – New York Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – Delaware Jay Hatfield – United States of America InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – Delaware |
|||
(d). | Title of Class of Securities: | ||
$1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share | |||
(e). | CUSIP Number: | ||
74965L200 |
Item 3. | If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a | ||
(a) | [_] | Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). | |
(b) | [_] | Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). | |
(c) | [_] | Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). | |
(d) | [X] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | [X] | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
(f) | [_] | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
(g) | [X] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | [_] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); | |
(i) | [_] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [_] | Group, in accordance with s.240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership. | ||||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||||
(a) | Amount beneficially owned: | ||||||
Infrastructure Capital Advisors, LLC – 0 Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884 Jay Hatfield – 0 InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158
| |||||||
(b) | Percent of class: | ||||||
Infrastructure Capital Advisors, LLC – 0% Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 10.1% Jay Hatfield – 0% InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0.3%
| |||||||
(c) | Number of shares as to which the person has: | ||||||
(i) | Sole power to vote or to direct the vote | ||||||
Infrastructure Capital Advisors, LLC – 0 Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 0 Jay Hatfield – 0 InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0
|
|||||||
(ii) | Shared power to vote or to direct the vote | ||||||
Infrastructure Capital Advisors, LLC – 0 Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884 Jay Hatfield – 0 InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158
|
|||||||
(iii) | Sole power to dispose or to direct the disposition of | ||||||
Infrastructure Capital Advisors, LLC – 0 Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 0 Jay Hatfield – 0 InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 0
|
|||||||
(iv) | Shared power to dispose or to direct the disposition of | ||||||
Infrastructure Capital Advisors, LLC – 0 Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I – 1,298,884 Jay Hatfield – 0 InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust – 44,158
|
|||||||
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | |
N/A | |
|
|
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. | |
All of the shares of $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share reported in this Schedule 13G are held in the accounts of Infrastructure Capital Advisors, LLC’s clients, none of which, other than Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I, individually owns more than 5% of the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share. | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. | |
N/A | |
| |
Item 8. | Identification and Classification of Members of the Group. |
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. | |
N/A | |
| |
Item 9. | Notice of Dissolution of Group. |
Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. | |
N/A | |
| |
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
October 18, 2024 | |
(Date) |
Infrastructure Capital Advisors, LLC* | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia | |
General Counsel and Chief Compliance Officer | |
| |
Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I* | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its subadviser | |
Jay Hatfield*
/s/ Jay Hatfield Jay Hatfield
| |
InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its adviser |
* This Reporting Person disclaims beneficial ownership in the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share, except to the extent of his or its pecuniary interest therein.
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit A
AGREEMENT
The undersigned agree that this Amendment 3 to Schedule 13G dated October 18, 2024 relating to the $1.95 Series A Cumulative Convertible Preferred Shares, par value $0.01 per share, of RLJ Lodging Trust shall be filed on behalf of the undersigned.
Infrastructure Capital Advisors, LLC | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia | |
General Counsel and Chief Compliance Officer | |
| |
Virtus InfraCap U.S. Preferred Stock ETF, a Series of ETFis Series Trust I | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its subadviser | |
Jay Hatfield
/s/ Jay Hatfield Jay Hatfield
| |
InfraCap Equity Income Fund ETF, a series of Series Portfolios Trust | |
By: /s/ Samuel Caffrey-Agoglia | |
Samuel Caffrey-Agoglia General Counsel and Chief Compliance Officer of Infrastructure Capital Advisors, LLC, its adviser | |