SC 13G 1 POLEU_13G_20240910.htm SCHEDULE 13G

 

美國

證券交易委員會

華盛頓特區20549

 

13G表格

（規則13d-102）

 

根據1934年證券交易法

 

Andretti Acquisition corp. II

（發行人名稱）

 

單位

（證券種類名稱）

 

G26745110**

（CUSIP編號）

 

2024年9月6日

（要求提交此聲明的事件日期）

 

請選擇適用的規則以指定提交此表格的規則：

 

13d-1（b）規則¨
13d-1（c）規則x
13d-1（d）規則¨

 

*此封面的其餘部分將填寫有關證券主題類別的報告人的初始申報和任何包含可能更改以前封面所提供的披露信息的後續修正案。

 

發行單位的CUSIP編號如上所示

 

此封面其餘所需的信息，不會被視爲根據證券交易法案第18條的「申報」，也不會受到法案該部分的責任約束，但將受到法案的全部其他規定的約束（不過，請參見注釋）。

 

(續下頁)

(第1頁，共12頁)

 

 
 

 

CUSIP編號。G26745110** 13G表格 第2/12頁

 

1

報告人名稱

 

K2 Principal基金，有限合夥制

 
2 如果是一組的成員，請檢查適當的框（見說明書）

(a) ¨

(b) ¨

3 僅供SEC使用
 
4

公民身份或組織地點

加拿大安大略省

所擁有的股份數目

有益的

擁有人

每個報告人的：

個人擁有

 5

唯一擁有投票權的股份數量

   -0-

6

具有共同投票權

    1,500,000

7

具有唯一處理權

   -0-

8

具有共同處理權

 1,500,000

9

每位報告人受益擁有的合計數量

    1,500,000

 
10

勾選如果第9行中的合計金額不包括某些股份

¨

11

第9行金額佔整個類別的百分比

6.52%

12

報告人類型

PN

 

  

 
 
CUSIP編號。G26745110** 13G表格 第3/12頁

  

1

報告人名稱

 

K2 Genpar 2017股份有限公司

 
2 如果是一組的成員，請檢查適當的框（見說明書）

(a) ¨

(b) ¨

3 僅供SEC使用
 
4

公民身份或組織地點

加拿大安大略省

所擁有的股份數目

有益的

擁有人

每個報告人的：

個人擁有

 5

唯一擁有投票權的股份數量

   -0-

6

具有共同投票權

    1,500,000

7

具有唯一處理權

   -0-

8

具有共同處理權

 1,500,000

9

每位報告人受益擁有的合計數量

    1,500,000

 
10

勾選如果第9行中的合計金額不包括某些股份

¨

11

第9行金額佔整個類別的百分比

6.52%

12

報告人類型

CO

 

 
 
CUSIP編號。G26745110** 13G表格 第4頁，共12頁

 

1

報告人名稱

 

股權投資肖恩·基梅爾有限公司。

 
2 如果是一組的成員，請檢查適當的框（見說明書）

(a) ¨

(b) ¨

3 僅供SEC使用
 
4

公民身份或組織地點

加拿大安大略省

所擁有的股份數目

有益的

擁有人

每個報告人的：

個人擁有

 5

唯一擁有投票權的股份數量

   -0-

6

具有共同投票權

    1,500,000

7

具有唯一處理權

   -0-

8

具有共同處理權

    1,500,000

9

每位報告人受益擁有的合計數量

   1,500,000

 
10

勾選如果第9行中的合計金額不包括某些股份

¨

11

第9行金額佔整個類別的百分比

6.52%

12

報告人類型

CO

 

 
 
CUSIP編號。G26745110** 13G表格 第5頁，共12頁

 

1

報告人名稱

 

K2及合作伙伴投資管理公司

 
2 如果是一組的成員，請檢查適當的框（見說明書）

(a) ¨

(b) ¨

3 僅供SEC使用
 
4

公民身份或組織地點

加拿大安大略省

所擁有的股份數目

有益的

擁有人

每個報告人的：

個人擁有

 5

唯一擁有投票權的股份數量

   -0-

6

具有共同投票權

    1,500,000

7

具有唯一處理權

   -0-

8

具有共同處理權

    1,500,000

9

每位報告人受益擁有的合計數量

   1,500,000

 
10

勾選如果第9行中的合計金額不包括某些股份

¨

11

第9行金額佔整個類別的百分比

6.52%

12

報告人類型

CO

  

 
 
CUSIP編號。G26745110** 13G表格 第6頁，共12頁

  

項目1（a）。發行人名稱：

 

發行方的名稱是Andretti Acquisition corp. II

 

項目1(b)。發行人主要執行辦公室地址：

 

公司的首席行政辦公室位於印第安納波利斯市錫安斯維爾路7615號，郵編46268

 

項目2(a)。提交人姓名：

 

提交本聲明的人員爲Shawn Kimel Investments, Inc.，一個安大略省公司（「SKI」），The K2 Principal Fund，L.P.，一個安大略有限合夥公司（「基金」），K2 Genpar 2017 Inc.，一個安大略省公司，基金的普通合夥人（「Genpar 2017」），以及K2＆Associates Investment Management Inc.，一個安大略省公司（「K2＆Associates」）。SKI，基金，Genpar2017和K2＆Associates一起構成（「報告人」）。

 

Kimel先生是SKI的總裁。

Sikorski先生是Genpar 2017的秘書，也是K2＆Associates的總裁。 K2＆Associates是SKI直接擁有66.5％股權的子公司，也是該基金的投資經理。

 

第2(b)項。主要營業處或住處的地址：

 

每個報告人的主營辦事處地址都位於多倫多安大略省布盧爾街西2號801室，郵編M4W 3E2

 

第2(c)項。國籍：

 

Kimel先生是加拿大公民。

Sikorski先生是加拿大公民。

 

這基金是安大略省有限合夥企業。

 

SKI和GenPar 2017 Inc以及K2＆Associates各自都是安大略省的一家公司。

 

第2(d)項。證券類別：

 

單位

 

第2(e)項。CUSIP編號：

 

G26745110**

 

 
CUSIP編號。G26745110** 13G表格 第7頁，共12頁

  

第3項。如果根據§§240.13d-1(b)、240.13d-2(b)或(c)提出此聲明，請檢查提交人是否爲：

 

(a)¨ 根據法案第15條（15 U.S.C. 78o）註冊的經紀人或經銷商；

 

(b)¨   Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)¨   Insurance company defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)¨   Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)¨   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f)¨     An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g)¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

 

(j)¨    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k)¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:________________.

 

 
 
CUSIP No.  G26745110** Schedule 13G Page 8 of 12 Pages

  

Item 4. Ownership:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

The K2 Principal Fund, L.P.

 

(a) Amount beneficially owned: 1,500,000
(b) Percent of class: 6.52%
(c) Number of shares as to which the person has:

  (i)   Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 1,500,000
  (iii)   Sole power to dispose or direct the disposition of: 0
  (iv)   Shared power to dispose or direct the disposition of: 1,500,000

 

K2 Genpar 2017 Inc.

 

(a) Amount beneficially owned: 1,500,000
(b) Percent of class: 6.52%
(c) Number of shares as to which the person has:

  (i) Sole power to vote or direct the vote: 0
  (ii) Shared power to vote or direct the vote: 1,500,000
  (iii) Sole power to dispose or direct the disposition of: 0
  (iv) Shared power to dispose or direct the disposition of: 1,500,000

 

SHAWN KIMEL INVESTMENTS, INC.

 

(a) Amount beneficially owned: 1,500,000
(b) Percent of class: 6.52%
(c) Number of shares as to which the person has:

  (i) Sole power to vote or direct the vote: 0
  (ii) Shared power to vote or direct the vote: 1,500,000
  (iii) Sole power to dispose or direct the disposition of: 0
  (iv) Shared power to dispose or direct the disposition of: 1,500,000

 

 

 
CUSIP No.  G26745110** Schedule 13G Page 9 of 12 Pages

  

K2 & Associates Investment Management Inc..

 

(a) Amount beneficially owned: 1,500,000
(b) Percent of class: 6.52%
(c) Number of shares as to which the person has:

  (i) Sole power to vote or direct the vote: 0
  (ii) Shared power to vote or direct the vote: 1,500,000
  (iii) Sole power to dispose or direct the disposition of: 0
  (iv) Shared power to dispose or direct the disposition of: 1,500,000

 

1,500,000 Units held of record (and may be deemed to be beneficially owned) by The K2 Principal Fund, L.P. See Item 2(a) above for a description of the corporate structure of the Reporting Persons. Each of the Reporting Persons may be deemed to be beneficial owners of the 1,500,000 shares of the Issuer's Units that are held by The K2 Principal Fund, L.P. Mr.Kimel is President of SKI. Mr. Todd Sikorki is Secretary of GenPar 2017 and President of K2 & ASSOCIATES, and exercises ultimate voting and investment powers over the 1,500,000 shares of the Issuer's Units that are held of record by The K2 Principal Fund, L.P

 

The percentages used in this Schedule 13G are calculated based upon 23,000,000 ordinary shares issued and outstanding as of September 06, 2024, as reported in the companies S1/A filed with the SEC on September 05, 2024.

 

Item 5.         Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]

 

Item 6.         Ownership of More Than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.         Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8.         Identification and Classification of Members of the Group.

 

Not applicable.

 

 
 

 

CUSIP No.  G26745110** Schedule 13G Page 10 of 12 Pages

 

Item 9.         Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.        Certification.

 

Each of the Reporting Persons hereby makes the following certification:

By signing below each Reporting Person certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

CUSIP No.  G26745110** Schedule 13G Page 11 of 12 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 10, 2024

  THE K2 PRINCIPAL FUND, L.P.
     
  By: K2 Genpar 2017 Inc., its General Partner
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    Secretary
     
     
  K2 Genpar 2017 Inc.
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    Secretary
     
  SHAWN KIMEL INVESTMENTS, INC.
     
  By: /s/ Shawn Kimel
    Shawn Kimel
    President
     
     
  /s/ Todd Sikorki
  K2 & ASSOCIATES INVESTMENT MANAGEMENT INC.
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    President
     

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

CUSIP No.  G26745110** Schedule 13G Page 12 of 12 Pages

 

Exhibit 1

 

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

 

Date: September 10, 2024

  THE K2 PRINCIPAL FUND, L.P.
     
  By: K2 Genpar 2017 Inc., its General Partner
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    Secretary
     
     
  K2 Genpar 2017 Inc.
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    Secretary
     
  SHAWN KIMEL INVESTMENTS, INC.
     
  By: /s/Shawn Kimel
    Shawn Kimel
    President
     
     
  K2 & ASSOCIATES INVESTMENT MANAGEMENT INC.
     
  By: /s/ Todd Sikorki
    Todd Sikorki
    President