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美國
證券交易委員會
華盛頓特區20549
表格 8-K
目前報告
根據第13或第15(d)條款
1934年證券交易所法案
報告日期(最早報告事件日期): 2024年8月14日
_________________________________________________________________
第一公民銀行股份有限公司。
(根據其章程指定的註冊人正式名稱)
特拉華州 001-16715 56-1528994 (成立的州或其他地區)
公司登記證明書)
(報告書文件號碼) (國稅局雇主身份識別號碼)
六福道 4300 號 羅利 北卡罗来纳州 27609 (主要行政辦事處地址) (郵遞區號)
註冊人的電話號碼,包括區號:(919 ) 716-7000
________________________________________________________________________________
(如果自上次報告以來更改了前名或前地址)
如下方框表示,如表8-K記錄同時滿足在以下條款下登記人的提交要求: ☐ 根據證券法第425條規定(17 CFR 230.425),書面通信 ☐ 根據交易所法案第14a-12條(17 CFR 240.14a-12),徵詢資料。 ☐ 根據交易所法案(17 CFR 240.14d-2(b)),進行預先開始的通信 ☐ 根據《交易所法》第13e-4(c)條(17 CFR 240.13e-4(c)),在展開前的通信。
根據1934年證券交易法第12(b)條,註冊的證券
每種類別的名稱 交易符號 每個註冊交易所的名稱 A類普通股,面值1美元 FCNCA 納斯達克全球貨幣選擇市場 存托憑證,每份代表5.375%的不累積永久優先股A系列1/40的權益 FCNCP 納斯達克全球貨幣選擇市場 5.625%的不累積永久優先股C系列
FCNCO 納斯達克全球貨幣選擇市場
請用勾選符號表示申報人是否符合《1933年證券法》第405條(第230.405章)或《1934年證券交易法》第120億2條(第2401.2億2章)中對新興成長企業的定義。
新興成長型企業 ☐
如果一家新興成長型公司,請用勾選標記表示該申報人已選擇不使用根據證交所法案13(a)條款提供的任何新的或修訂過的財務會計準則的延長過渡期。 ☐
項目8.01。其他事件。
First Citizens BancShares, Inc.(以下簡稱“我們”、“我方”或“BancShares”)就此次提交的現行報告書8-k(以下簡稱“本報告”)對我們在2024年2月23日向美國證券交易委員會(以下簡稱“SEC”)提交的截至2023年12月31日的年度報告書10-k(以下簡稱“我們的2023年10-K”)中包括的某些歷史財務信息及相關公示進行回顧性修訂,以符合下文所述的部門報告變更。
在我們的2023年10-K表格中,部門披露包括通用銀行、商業銀行、矽谷銀行、鐵路部門和企業的財務業績。正如我們於2024年5月9日向美國證券交易委員會提交的2024年第一季度季報表格10-Q中所披露的,我們在2024年第一季度對我們的部門報告進行了以下更改:
• 矽谷銀行(“SVB”)的私人銀行和財富管理元件被整合到已包括其他財富管理活動的綜合銀行部門中;
• 由於它的客戶主要涉及關鍵創新市場的商業客戶、股權投資和創投客戶,因此SVb板塊改名為SVb商業。
• 原本屬於綜合銀行部門的全國數字化銀行平台「Direct Bank」已轉移至企業銀行部門,該部門已包括借款和代理存款。
所有板塊的第二季度和第一季度10-Q表格中的分段披露和相關信息已經遵循了我們可報告分段的上述變更。
本報告第9.01項所附之附錄99.1所述內容已納入本報告中,因應我們經營部門變更,本公司2023年度10-K表格的以下項目已進行回顧性修改:
• 第一部分,項目1。業務,
• 第 II 部分,項目 7。管理層對財務狀況和營運結果的討論和分析,以及
• 第二部分,第8項。基本報表和補充資料。
此報告,包括附件 99.1,不反映我們提交 2023 年 10-K 表格後發生的活動或事件,並且不 modify 或更新我們 2023 年 10-K 表格中的信息或披露,除了反映上述的分段報告變更。本報告中的信息,包括附件 99.1,應與我們的 2023 年 10-K 表格,我們 2024 年 6 月 30 日和 3 月 31 日的 10-Q 表格以及我們後續在 SEC 提交的其他文件一起閱讀。
第9.01項。基本報表和展品。
(d) 展品 本報告附帶以下展品:
展覽編號。 描述 23.1 99.1 104 交互式數據文件封面(嵌入在內聯XBRL文檔中)
簽名
根據1934年修訂後的證券交易法的要求,本公司已經授權下面的人員代表本公司簽署本報告。
第一公民銀行股份有限公司。 (註冊者) 日期: 2024年8月14日 作者: /s/ Craig L. Nix 名稱:Craig L. Nix 職稱:致富金融(臨時代碼) 官方人員