share_log

DJ WMIH Files 8K - Director, Officer or Compensation Filing >WMIH

DJ WMIH Files 8K - Director, Officer or Compensation Filing >WMIH

DJ WMIH文件8K-董事、高級管理人員或薪酬文件>WMIH
道琼斯 ·  2018/08/01 18:12

DJ WMIH Files 8K - Director, Officer or Compensation Filing >WMIH

DJ WMIH文件8K-董事、高級管理人員或薪酬文件>WMIH



WMIH Corp. (WMIH) filed a Form 8K - Director, Officer or Compensation Filing - with the U.S Securities and Exchange Commission on July 31, 2018.

WMIH Corp.(WMIH Corp.)於2018年7月31日向美國證券交易委員會(U.S.Securities and Exchange Commission)提交了一份8K表格-董事、高級管理人員或薪酬申請。



Closing Date Changes to the Company's Board of Directors

公司董事會截止日期變更

Immediately following the Effective Time, Jay Bray, Robert Gidel, Roy Guthrie and Michael D. Malone were appointed to WMIH's Board of Directors. Mr. Bray was also appointed as President and Chief Executive Officer, replacing William C. Gallagher in this role.

緊接着,傑伊·佈雷、羅伯特·吉德爾、羅伊·格思裏和邁克爾·D·馬龍被任命為WMIH董事會成員。佈雷先生還被任命為總裁兼首席執行官,接替威廉·C·加拉格爾(William C.Gallagher)擔任這一職務。

Mr. Bray (age 51) was appointed as both a director and chairman of the Board, as well as President and Chief Executive Officer of WMIH on July 31, 2018. Immediately prior to the Effective Time, Mr. Bray had served as Nationstar's Chairman of the Board since July 1, 2016. Mr. Bray has served as Nationstar's President since June 2015 and as Chief Executive Officer since February 2012, prior to which he served as Nationstar's Executive Vice President and Chief Financial Officer from May 2011 to February 2012. In addition, he has served as the President of Nationstar's wholly-owned subsidiary, Nationstar Mortgage LLC, since July 2011, as the Chief Executive Officer of Nationstar Mortgage LLC since October 2011, as the Chief Financial Officer of Nationstar Mortgage LLC from the time he joined Nationstar in May 2000 until September 2012, as a Manager of Nationstar Mortgage LLC since October 2011, as the Executive Chairman of Xome Holdings LLC since September 2015 and as a director of another subsidiary, Nationstar Capital Corporation, since March 2010. Mr. Bray has more than 25 years of experience in the mortgage servicing and originations industry. From 1988 to 1994, he worked with Arthur Andersen in Atlanta, Georgia, where he served as an audit manager from 1992 to 1994. From 1994 to 2000, Mr. Bray held a variety of leadership roles at Bank of America and predecessor entities, where he managed the Asset Backed Securitization process for mortgage-related products, developed and implemented a secondary execution strategy and profitability plan and managed investment banking relationships, secondary marketing operations and investor relations. Additionally, Mr. Bray led the portfolio acquisition, pricing and modeling group at Bank of America. Mr. Bray is a Certified Public Accountant in the State of Georgia. Mr. Bray's in-depth experience and understanding of financial services qualify him to serve as director, chairman of the Board, president and chief executive officer of WMIH.

佈雷先生(51歲)於2018年7月31日被任命為WMIH的董事和董事長,以及總裁兼首席執行官。就在生效時間之前,佈雷自2016年7月1日以來一直擔任Nationstar的董事會主席。佈雷先生自2015年6月起擔任Nationstar總裁,自2012年2月起擔任首席執行官,此前他於2011年5月至2012年2月擔任Nationstar執行副總裁兼首席財務官。此外,自2011年7月以來,他一直擔任Nationstar全資子公司Nationstar Mortgage LLC的總裁,自2011年10月以來擔任Nationstar Mortgage LLC的首席執行官,自2000年5月至2012年9月加入Nationstar Mortgage LLC以來擔任Nationstar Mortgage LLC的首席財務官,自2011年10月以來擔任Nationstar Mortgage LLC的經理,自2015年9月以來擔任Xome Holdings LLC的執行主席,並擔任另一家子公司的董事。佈雷先生在抵押貸款服務和發端行業擁有超過25年的經驗。1988年至1994年,他在佐治亞州亞特蘭大與阿瑟·安德森共事,1992年至1994年在那裏擔任審計經理。從1994年到2000年,Bray先生在美國銀行及其前身實體擔任過各種領導職務,在那裏他管理抵押貸款相關產品的資產擔保證券化流程,開發和實施二級執行戰略和盈利計劃,並管理投資銀行關係、二級營銷業務和投資者關係。此外,佈雷領導了投資組合的收購, 美國銀行的定價和建模小組。佈雷先生是佐治亞州的註冊會計師。佈雷先生對金融服務的深入經驗和理解使他有資格擔任WMIH的董事、董事長、總裁和首席執行官。

Mr. Gidel (age 66) was appointed as a director on July 31, 2018. Mr. Gidel has been a principal in Liberty Partners, LLC, a company that invests in both private and publicly-traded real estate and finance focused operating companies, since 1998. Mr. Gidel was President & Chief Executive Officer of Ginn Development Company, LLC, one of the largest privately-held developers of resort communities and private clubs in the Southeast, from 2007 until 2009. Immediately prior to the Effective Time, Mr. Gidel had served as a member of Nationstar's board of directors since 2012. Mr. Gidel was also appointed as a member of the audit & risk committee, the compensation committee and the nominating & governance committee of the Board on July 31, 2018. Mr. Gidel is not a director of any other public company. Within the past five years, Mr. Gidel has served on the boards of DDR Corp. and Nationstar Mortgage Holdings Inc. Mr. Gidel is a National Association of Corporate Directors Board Leadership Fellow and his extensive experience in real estate finance and private equity, as well as wide-ranging prior experience as a director qualify him to serve as a WMIH director.

吉德爾先生(66歲)於2018年7月31日被任命為董事。自1998年以來,吉德爾一直是Liberty Partners,LLC的負責人。Liberty Partners,LLC是一家投資於私人和上市房地產以及專注於金融的運營公司的公司。吉德爾先生在2007年至2009年期間擔任吉恩發展公司(Ginn Development Company,LLC)總裁兼首席執行官,該公司是東南部最大的私人持股度假村社區和私人俱樂部開發商之一。就在生效時間之前,吉德爾自2012年以來一直擔任Nationstar的董事會成員。吉德爾先生還於2018年7月31日被任命為董事會審計與風險委員會、薪酬委員會和提名與治理委員會的成員。吉德爾不是任何其他上市公司的董事。在過去五年中,吉德爾曾在DDR公司和Nationstar Mortgage Holdings Inc的董事會任職。吉德爾是全美公司董事協會董事會領導成員,他在房地產金融和私募股權方面的豐富經驗以及豐富的董事經驗使他有資格擔任WMIH董事。

Mr. Guthrie (age 65) was appointed as Lead Director on July 31, 2018. Mr. Guthrie has been the Chief Executive Officer of Renovate America, Inc. (a privately-held corporation), which provides an energy efficiency and renewable energy home improvement financing platform, since October 2017. Mr. Guthrie was Executive Vice President of Discover Financial Services, a direct banking and payment services company, from 2005 to 2012; he previously served as Chief Financial Officer from 2005 to 2011 and as Treasurer from 2009 to 2010. Mr. Guthrie was President & Chief Executive Officer of CitiFinancial International, LTD, a consumer finance business of Citigroup Inc., from 2000 to 2004, serving on Citigroup's Management Committee throughout this period. Mr. Guthrie was also Chief Financial Officer of Associates First Capital Corporation from 1996 to 2000, while it was a public company, and he served as a member of its board of directors from 1998 to 2000. Immediately prior to the Effective Time, Mr. Guthrie had served as a member of Nationstar's board of directors since 2012. Mr. Guthrie was also appointed as a member of the audit & risk committee and the compensation committee of the Board on July 31, 2018. Mr. Guthrie currently serves on the boards of OneMain Holdings, Inc. and Synchrony Financial. Within the past five years, Mr. Guthrie has served on the boards of Garrison Capital, Inc. and Lifelock, Inc. Mr. Guthrie's valuable expertise in financial services as well as extensive experience as an executive officer and director of public companies qualify him to serve as a WMIH director.

格思裏先生(65歲)於2018年7月31日被任命為首席董事。自2017年10月以來,格思裏先生一直擔任Reovate America,Inc.(一傢俬人持股公司)的首席執行官,該公司提供能效和可再生能源家裝融資平台。格思裏先生於2005年至2012年擔任直接銀行和支付服務公司Discover Financial Services的執行副總裁;2005年至2011年擔任首席財務官,2009年至2010年擔任財務主管。格思裏先生於2000年至2004年擔任花旗集團的消費金融業務花旗金融國際有限公司總裁兼首席執行官,在此期間一直在花旗集團管理委員會任職。格思裏先生在1996年至2000年擔任Associates First Capital Corporation的首席財務官,當時該公司是一家上市公司,並於1998年至2000年擔任董事會成員。就在生效時間之前,格思裏自2012年以來一直擔任Nationstar董事會成員。2018年7月31日,格思裏先生還被任命為董事會審計與風險委員會和薪酬委員會的成員。格思裏先生目前在OneMain控股公司和Synchrony Financial公司的董事會任職。在過去的五年中,格思裏先生曾在加里森資本公司和Lifelock公司的董事會任職。格思裏先生在金融服務方面的寶貴專業知識以及在上市公司擔任高管和董事的豐富經驗使他有資格擔任WMIH董事。

Mr. Malone (age 64) was appointed as a director on July 31, 2018. Mr. Malone is the former Managing Director of Fortress Investment Group LLC, a global investment management group and an affiliate of WMIH stockholder, FIF HE Holdings LLC, a position he held from February 2008 until February 2012, where he led the Charlotte, North Carolina office and was responsible for the business of the capital formation group in the southeast and southwest regions of the United States. Mr. Malone retired from Bank of America in November 2007, after nearly 24 years of service as Senior Executive Banker and Managing Director. Over those years Mr. Malone worked in and ran a number of investment banking businesses for the bank and its subsidiary, Banc of America Securities LLC, including real estate, gaming, lodging, leisure and the financial sponsors businesses. Mr. Malone was also appointed as a member of the audit & risk committee, the compensation committee and the nominating & corporate governance committee of the Board on July 31, 2018. Immediately prior to the Effective Time, Mr. Malone had served as a member of Nationstar's board of directors since 2012. Mr. Malone currently serves on the boards of New Senior Investment Group and Walker & Dunlop, Inc. Within the past five years, Mr. Malone has served on the board of Morgans Hotel Group Co.

馬龍先生(64歲)於2018年7月31日被任命為董事。馬龍先生是全球投資管理集團堡壘投資集團的前董事總經理,也是WMIH股東FIF HE Holdings LLC的附屬公司,他在2008年2月至2012年2月期間擔任該職位,領導北卡羅來納州夏洛特市辦事處,負責美國東南和西南部地區的資本形成集團業務。馬龍先生在擔任高級執行銀行家和董事總經理近24年後,於2007年11月從美國銀行退休。多年來,馬龍曾在摩根大通及其子公司美國銀行證券有限責任公司(Bank Of America Securities LLC)從事和經營多項投資銀行業務,包括房地產、博彩、住宿、休閒和金融贊助商業務。馬龍先生還於2018年7月31日被任命為董事會審計與風險委員會、薪酬委員會和提名與公司治理委員會的成員。就在生效時間之前,馬龍自2012年以來一直擔任Nationstar的董事會成員。馬龍先生目前在New High Investment Group和Walker&Dunlop,Inc.的董事會任職。在過去的五年裏,馬龍先生曾在摩根酒店集團有限公司的董事會任職。

The Board has determined that each of Mr. Gidel, Mr. Guthrie and Mr. Malone, as well as the existing WMIH directors Christopher J. Harrington, Tagar C. Olson and Steven D. Scheiwe, is "independent" for purposes of NASDAQ's governance listing standards (specifically, NASDAQ Listing Rule 5605(a)(2)). Messrs. Bray, Gidel, Guthrie and Malone will each enter into a customary indemnification agreement. Messrs. Gidel, Guthrie and Malone will receive compensation as non-employee directors for their service on the Board in accordance with the terms to be established by the Board.

董事會認定,吉德爾先生、格思裏先生和馬龍先生以及WMIH的現任董事Christopher J.Harrington、Tagar C.Olson和Steven D.Scheiwe,就納斯達克的治理上市標準(特別是納斯達克上市規則5605(A)(2))而言,都是“獨立的”。佈雷、吉德爾、格思裏和馬龍將各自簽訂一份慣常的賠償協議。吉德爾、格思裏和馬龍先生將根據董事會確定的條款,作為非僱員董事獲得他們在董事會任職的報酬。

There are no arrangements or understandings between any of Mr. Bray, Mr. Gidel, Mr. Guthrie and Mr. Malone and any other persons pursuant to which any of them was selected as a director of the Company. None of Mr. Bray, Mr. Gidel, Mr. Guthrie and Mr. Malone has any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.

佈雷先生、吉德爾先生、格思裏先生及馬龍先生與任何其他人士之間並無任何安排或諒解,根據該等安排或諒解,彼等中任何一人獲選為本公司董事。佈雷先生、吉德爾先生、格思裏先生和馬龍先生在根據S-K規則第404(A)項要求披露的任何交易中均無直接或間接重大利益關係。

Also, on July 31, 2018, pursuant to Section 2.14 of the Merger Agreement, four of the Company's seven directors, separately advised the Nominating Committee and the Board of their decision to resign upon the Effective Time as follows: William C. Gallagher, Chief Executive Officer and director of the Company, who has served on the Board since 2015; Diane B. Glossman, director, Chairwoman of the Compensation Committee and member of the Audit Committee and Nominating and Corporate Governance Committee, who has served on the Board since 2012;

此外,2018年7月31日,根據合併協議第2.14條,公司七名董事中的四名分別向提名委員會和董事會提出辭職決定,其生效時間如下:自2015年以來一直在董事會任職的公司首席執行官兼董事William C.Gallagher;自2012年以來一直在董事會任職的董事、薪酬委員會主席兼審計委員會和提名與公司治理委員會成員Diane B.Glossman;

Michael J. Renoff, director and member of the Audit Committee, who has served on the Board since 2012; and Michael L. Willingham, director, Chairman of the Audit Committee and member of the Compensation Committee, and the Nominating and Corporate Governance Committee, who has served on the Board since 2012. Each of Messrs. Gallagher, Renoff and Willingham and Ms. Glossman have confirmed that their decision to resign is not the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices, or for any of the other reasons requiring further disclosure under Item 5.02(a) of Form 8-K. In connection with the resignations of Messrs. Renoff and Willingham and Ms. Glossman, the Board approved the acceleration of any unvested shares of restricted stock, conditioned upon the occurrence of the Effective Time.

自2012年以來一直在董事會任職的審計委員會董事兼成員Michael J.Renoff;以及自2012年以來一直在董事會任職的董事、審計委員會主席兼薪酬委員會成員Michael L.Willingham以及提名和公司治理委員會成員Michael L.Willingham。加拉格爾先生、雷諾夫先生、威林厄姆先生和格洛斯曼女士均已證實,他們辭職的決定並不是因為在與公司的經營、政策或做法有關的任何問題上與公司存在任何分歧,也不是因為其他任何需要根據Form 8-K第5.02(A)項進一步披露的原因。關於雷諾夫先生、威林厄姆先生和格洛斯曼女士的辭職,董事會批准加速發行任何未歸屬的限制性股票,條件是生效時間已到。

Closing Date Changes to the Company's Officers

公司高級管理人員的截止日期更改

In addition to the appointment of Mr.

除了任命李嘉誠先生外,他還被任命為

...This item was truncated.

...此項目已被截斷。



The full text of this SEC filing can be retrieved at: http://www.sec.gov/Archives/edgar/data/933136/000119312518233630/d578017d8k.htm

本證券交易委員會文件全文可在以下網址查閲:http://www.sec.gov/Archives/edgar/data/933136/000119312518233630/d578017d8k.htm



Any exhibits and associated documents for this SEC filing can be retrieved at: http://www.sec.gov/Archives/edgar/data/933136/000119312518233630/0001193125-18-233630-index.htm

本證券交易委員會備案文件的任何證物和相關文件均可在以下網址檢索:http://www.sec.gov/Archives/edgar/data/933136/000119312518233630/0001193125-18-233630-index.htm



Public companies must file a Form 8-K, or current report, with the SEC generally within four days of any event that could materially affect a company's financial position or the value of its shares.

上市公司通常必須在任何可能對公司財務狀況或股票價值產生重大影響的事件發生後四天內向證券交易委員會提交一份8-K表格或當前報告。




(END) Dow Jones Newswires

(完)道瓊通訊社

August 01, 2018 06:12 ET (10:12 GMT)

2018年8月1日東部時間06:12(格林尼治標準時間10:12)

Copyright (c) 2018 Dow Jones & Company, Inc.

版權所有(C)2018年道瓊斯公司

譯文內容由第三人軟體翻譯。


以上內容僅用作資訊或教育之目的,不構成與富途相關的任何投資建議。富途竭力但無法保證上述全部內容的真實性、準確性和原創性。
    搶先評論