Davidson Kempner Capital Management LP : Form 8.3 - International Paper Company
Davidson Kempner Capital Management LP : Form 8.3 - International Paper Company
FORM 8.3
FORm 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
對相關證券持有1%或以上權益的人員的公開持倉披露/交易披露
對相關證券持有1%或以上權益的人員的公開持倉披露/交易披露
收購守則第8.3條（以下簡稱「守則」）
1. KEY INFORMATION
1. 關鍵信息
| (a) Full name of discloser: | Davidson Kempner Capital Management LP |
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
International Paper Company |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
03/01/2025 |
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
Yes, Smith (DS) plc |
| (a) 披露者的全名： | Davidson Kempner Capital Management LP |
| (b) 如果與1(a)不同，披露的權益和開空頭寸的所有者或控制者： 提名或工具公司的命名不夠充分。對於一個信託，必須明確受託人、設立人和受益人。 |
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| (c) 本表格所涉及的要約人/受要約人名稱： 每個要約方/接收方請使用單獨的表格 |
國際紙業公司 |
| (d) 如果與要約方/受要約方相關的豁免基金經理，請說明並明確要約方/受要約方的身份： | |
| (e) 持有日期/進行交易： For an opening position disclosure, state the latest practicable date prior to the disclosure |
03/01/2025 |
| (f) 除了上面1(c)中的公司，披露者是否還針對要約的其他各方進行披露？ 如果這是現金報價或可能的現金報價，請註明"不適用" |
是的，Smith (DS) plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
2. 披露人的職位
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
如果需要披露的持倉或認購權涉及到在1(c)中提到的要約人或受要約方的多個類別的相關證券，則請針對每個附加類別的相關證券複製表2(a)或(b)（視情況而定）。
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
（a）在交易（如有）後相關的接受要約方或要約人的證券的利益和空頭頭寸。
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Class of relevant security: |
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| Interests | Short positions | |||
| Number | % | Number | % | |
| (1) Relevant securities owned and/or controlled: | 350,000 | 0.10 | 2,634,666 | 0.76 |
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(2) Cash-settled derivatives: |
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| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||
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TOTAL: |
350,000 | 0.10 | 2,634,666 | 0.76 |
| 相關證券的類別： |
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| 興趣 | 開空頭頭寸 | |||
| 號碼 | % | 號碼 | % | |
| (1) 相關的證券擁有和/或控制： | 350,000 | 0.10 | 2,634,666 | 0.76 |
| （2）現金結算衍生品： |
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| (3) 股票結算衍生品（包括期權）和買賣協議： | ||||
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總計: |
350,000 | 0.10 | 2,634,666 | 0.76 |
All interests and all short positions should be disclosed.
所有利息和所有開空頭頭寸應予以披露。
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
任何未平倉的股票結算衍生品頭寸（包括交易期權）或購買或出售相關證券的協議的詳細信息，應在補充表格8（未平倉頭寸）中提供。
(b) Rights to subscribe for new securities (including directors' and other employee options)
(b) 認購新證券的權利（包括董事和其他員工的期權）
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
| 與認購權存在相關的證券類別： | |
| 詳細信息，包括相關權利的性質和相關百分比： |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
3. 披露者的交易（如有）
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
如果對1(c)中提到的要約人或受要約人進行了多於一種類別的相關證券交易，請爲每個額外類別的相關證券交易複製表格3(a)、(b)、(c)或(d)（視情況而定）。
The currency of all prices and other monetary amounts should be stated.
所有價格和其他貨幣金額的貨幣應予以說明。
(a) Purchases and sales
(a) 購買和銷售
| Class of relevant security |
Purchase/sale |
Number of securities | Price per unit |
| Common Stock | Purchase | 10,000 | USD 53.0767 |
| Common Stock | Purchase | 2,409 | USD 52.8463 |
| Common Stock | Purchase | 1,134 | USD 52.8435 |
| Common Stock | Purchase | 1,109 | USD 52.8602 |
| Common Stock | Purchase | 690 | USD 52.8391 |
| Common Stock | Purchase | 520 | USD 52.8285 |
| Common Stock | Purchase | 60 | USD 52.8050 |
| Common Stock | Purchase | 28 | USD 52.8850 |
| Common Stock | Purchase | 300 | USD 52.8867 |
| Common Stock | Purchase | 18,750 | USD 52.8767 |
| 相關安防類別 | 購買/銷售 |
證券數量 | 每單位價格 |
| 普通股 | 購買 | 10,000 | 美元指數 53.0767 |
| 普通股 | 購買 | 2,409 | 美元指數 52.8463 |
| 普通股 | 購買 | 1,134 | 美元指數 52.8435 |
| 普通股 | 購買 | 1,109 | 美元指數 52.8602 |
| 普通股 | 購買 | 690 | 美元指數 52.8391 |
| 普通股 | 購買 | 520 | 美元指數 52.8285 |
| 普通股 | 購買 | 60 | 美元指數 52.8050 |
| 普通股 | 購買 | 28 | 美元指數 52.8850 |
| 普通股 | 購買 | 300 | 美元指數 52.8867 |
| 普通股 | 購買 | 18,750 | 美元指數 52.8767 |
(b) Cash-settled derivative transactions
(b) 現金結算衍生交易
| Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
| 相關安防類別 | 產品描述 例如：差價合約 |
交易性質 例如開多/開空，增加/減少多頭/淡倉 |
參考證券數量 | 每單位價格 |
(c) Stock-settled derivative transactions (including options)
(c) 以股票結算的衍生品交易（包括期權）
(i) Writing, selling, purchasing or varying
(i) 寫作、出售、購買或變更
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
| 相關安防類別 | 產品描述，例如：看漲期權 | 書寫、購買、出售、變更等。 | 與期權相關的安防數量 | 每單位的行使價格 | Type 例如，美國，歐洲等。 |
到期日 | 每單位支付/收取的期權金額 |
(ii) Exercise
(ii) 行使
| Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
| 相關安防類別 | 產品描述 例如，看漲期權 |
行使/已行使對抗 | 證券數量 | 每單位的行使價格 |
(d) Other dealings (including subscribing for new securities)
(d) 其他交易（包括認購新證券）
| Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
| 相關安防類別 | 交易性質 例如：訂閱，轉換 |
詳情 | 每單位價格（如適用） |
4. OTHER INFORMATION
4. 其他信息
(a) Indemnity and other dealing arrangements
(a) 賠償和其他交易安排
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| None |
| 任何與相關證券有關的賠償或選擇安排的詳細信息，或任何正式或非正式的協議或諒解，這可能誘使披露方與要約方或與要約方行動一致的任何人進行交易或避免交易: 不可撤銷的承諾和意向書不應包括在內。如果沒有此類協議、安排或理解，請說明「無」 |
| 無 |
(b) Agreements, arrangements or understandings relating to options or derivatives
(b) 關於期權或衍生品的協議、安排或理解
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Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
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None |
| 任何與披露方和其他任何人之間有關的正式或非正式的協議、安排或諒解的詳細信息，涉及到： (i) 任何相關證券在任何期權下的投票權；或 (ii) 任何衍生品所涉及的相關證券的投票權或未來的收購或處置： 如果沒有這樣的協議、安排或諒解，請說明 "無" |
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無 |
(c) Attachments
(c) 附件
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| 是否附有補充表格8（持倉情況）？ | 不 |
| Date of disclosure: | 06/01/2025 |
| Contact name: | Alex McMillan |
| Telephone number: | 646 282 5805 |
| 披露日期： | 06/01/2025 |
| 聯繫人姓名： | 亞歷克斯·麥克米倫 |
| 電話號碼： | 646 282 5805 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
根據規則8的規定，公衆披露必須向監管信息服務作出。
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
小組的市場監測部門可以就本規程的披露要求提供諮詢，電話爲 +44 (0)20 7638 0129。
The Code can be viewed on the Panel's website at .
代碼可以在面板網站上查看。
譯文內容由第三人軟體翻譯。
