LPL Financial Reports Monthly Activity for October 2024
LPL Financial Reports Monthly Activity for October 2024
Total organic net new assets for October were $8.3 billion, translating to a 6.2% annualized growth rate. This included $1.0 billion of assets that off-boarded as part of the previously disclosed planned separation from misaligned large OSJs. Excluding these assets, organic net new assets were $9.3 billion, translating to a 7.0% annualized growth rate.SAN DIEGO, Nov. 21, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company"), today released its monthly activity report for October 2024.
聖地亞哥，2024年11月21日（全球新聞社）-- LPL 財務公司 有限責任公司（「lpl financial」），lpl financial控股有限公司的全資子公司（納斯達克：lpla）（「公司」）今天發佈了2024年10月的月度活動報告。
Total advisory and brokerage assets at the end of October were $1.67 trillion, an increase of $81.2 billion, or 5.1%, compared to the end of September 2024.
截至10月底，諮詢和券商資產總額爲1.67萬億美元，較2024年9月底增加812億美元，增長5.1%。
Total net new assets for October were $96.6 billion, which included $88.0 billion of acquired net new assets resulting from the acquisition of Atria Wealth Solutions, Inc. ("Atria") and $0.3 billion of acquired net new assets resulting from Liquidity & Succession activity.
十月份的總淨新資產爲966億美元，其中包括因收購Atria Wealth Solutions, Inc. ("Atria")而獲得的880億美元淨新資產，以及因流動性和繼承活動而獲得的3億美元淨新資產。
Total organic net new assets for October were $8.3 billion, translating to a 6.2% annualized growth rate. This included $1.0 billion of assets that off-boarded as part of the previously disclosed planned separation from misaligned large OSJs. Excluding these assets, organic net new assets were $9.3 billion, translating to a 7.0% annualized growth rate.
十月份的總有機淨新資產爲83億美元，對應6.2%的年增長率。其中包括作爲先前披露的與錯配的大型OSJs分離計劃的一部分而下板的10億美元資產。在排除這些資產後，有機淨新資產爲93億美元，對應7.0%的年增長率。
Total organic net new advisory assets were $8.8 billion, translating to a 11.9% annualized growth rate. Excluding the off-boarded assets from misaligned large OSJs, total organic net new advisory assets were $9.1 billion, translating to a 12.2% annualized growth rate.
十月份的總有機淨諮詢資產爲88億美元，對應11.9%的年增長率。在排除與錯配的大型OSJs下板的資產後，總有機淨諮詢資產爲91億美元，對應12.2%的年增長率。
Total client cash balances at the end of October were $48.3 billion, an increase of $2.5 billion compared to the end of September 2024. This included $2.3 billion resulting from the acquisition of Atria. Net buying in October was $12.5 billion.
十月份末的總客戶現金餘額爲483億美元，比2024年9月末增加25億美元。其中包括因收購Atria而獲得的23億美元。十月份的淨買入爲125億美元。
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(End of period $ in billions, unless noted) |
October | September | Change | October | Change | |
| 2024 | 2024 | M/M | 2023 | Y/Y | ||
| Advisory and Brokerage Assets | ||||||
| Advisory assets | 910.6 | 892.0 | 2.1% | 653.6 | 39.3% | |
| Brokerage assets | 762.7 | 700.1 | 8.9% | 565.8 | 34.8% | |
| Total Advisory and Brokerage Assets | 1,673.3 | 1,592.1 | 5.1% | 1,219.4 | 37.2% | |
| Organic Net New Assets | ||||||
| Organic net new advisory assets | 8.8 | 11.0 | n/m | 5.7 | n/m | |
| Organic net new brokerage assets | (0.5) | 0.5 | n/m | 1.5 | n/m | |
| Total Organic Net New Assets | 8.3 | 11.4 | n/m | 7.2 | n/m | |
| Acquired Net New Assets | ||||||
| Acquired net new advisory assets | 21.3 | 0.2 | n/m | 0.0 | n/m | |
| Acquired net new brokerage assets | 67.0 | 0.1 | n/m | 0.0 | n/m | |
| Total Acquired Net New Assets | 88.3 | 0.3 | n/m | 0.0 | n/m | |
| Total Net New Assets | ||||||
| Net new advisory assets | 30.1 | 11.2 | n/m | 5.7 | n/m | |
| Net new brokerage assets | 66.5 | 0.5 | n/m | 1.5 | n/m | |
| Total Net New Assets | 96.6 | 11.7 | n/m | 7.2 | n/m | |
| Net brokerage to advisory conversions | 1.1 | 1.2 | n/m | 0.8 | n/m | |
| Client Cash Balances | ||||||
| Insured cash account sweep | 34.7 | 32.1 | 8.1% | 33.5 | 3.6% | |
| Deposit cash account sweep | 9.7 | 9.6 | 1.0% | 9.0 | 7.8% | |
| Total Bank Sweep | 44.4 | 41.7 | 6.5% | 42.5 | 4.5% | |
| Money market sweep | 2.6 | 2.3 | 13.0% | 2.4 | 8.3% | |
| Total Client Cash Sweep Held by Third Parties | 47.0 | 44.0 | 6.8% | 44.9 | 4.7% | |
| Client cash account(1) | 1.3 | 1.8 | (27.8%) | 1.7 | (23.5%) | |
| Total Client Cash Balances | 48.3 | 45.8 | 5.5% | 46.6 | 3.6% | |
| Net buy (sell) activity | 12.5 | 12.2 | n/m | 10.7 | n/m | |
| Market Drivers | ||||||
| S&P 500 Index (end of period) | 5,705 | 5,762 | (1.0%) | 4,194 | 36.0% | |
| Russell 2000 Index (end of period) | 2,197 | 2,230 | (1.5%) | 1,662 | 32.1% | |
| Fed Funds daily effective rate (average bps) | 483 | 513 | (5.8%) | 533 | (9.4%) | |
| （期末金額以十億美元計，除非另有說明） |
十月 | 九月 | 變化 | 十月 | 變化 | |
| 2024 | 2024 | 環比 | 2023 | 年/年 | ||
| 諮詢和券商資產 | ||||||
| 諮詢資產 | 910.6 | 892.0 | 2.1% | 653.6 | 39.3% | |
| 券商資產 | 762.7 | 8.9% | 565.8 | 34.8% | ||
| 資產管理和券商總資產 | 1,673.3 | 1,592.1 | 5.1% | 1,219.4 | 37.2% | |
| 有機淨新增資產 | ||||||
| 有機淨新諮詢資產 | 8.8 | 11.0 | n/m | 5.7 | n/m | |
| 有機淨新增券商資產 | (0.5) | 0.5 | n/m | 1.5 | n/m | |
| 總有機淨新增資產 | 8.3 | 11.4 | n/m | 7.2 | n/m | |
| 收購的淨新增資產 | ||||||
| 收購了淨新的諮詢資產 | 21.3 | 0.2 | n/m | 0.0 | n/m | |
| 獲得了新的券商資產 | 67.0 | 0.1 | n/m | 0.0 | n/m | |
| 總獲取淨新資產 | 88.3 | 0.3 | n/m | 0.0 | n/m | |
| 總淨新增資產 | ||||||
| 淨新的諮詢資產 | 30.1 | 11.2 | n/m | 5.7 | n/m | |
| 淨新的券商資產 | 66.5 | 0.5 | n/m | 1.5 | n/m | |
| 總淨新增資產 | 96.6 | 11.7 | n/m | 7.2 | n/m | |
| 券商到諮詢的淨轉化 | 1.1 | 1.2 | n/m | 0.8 | n/m | |
| 客戶現金餘額 | ||||||
| 保險現金帳戶掃描 | 34.7 | 32.1 | 8.1% | 33.5 | 3.6% | |
| 存款現金帳戶掃描 | 9.7 | 9.6 | 1.0% | 9.0 | 7.8% | |
| 總銀行託管 | 44.4 | 41.7 | 6.5% | 42.5 | 4.5% | |
| 貨幣市場掃描 | 2.6 | 2.3 | 13.0% | 2.4 | 8.3% | |
| 第三方持有的客戶現金清算總額 | 47.0 | 44.0 | 6.8% | 44.9 | 4.7% | |
| 客戶現金帳戶(1) | 1.3 | 1.8 | (27.8%) | 1.7 | (23.5%) | |
| 客戶現金餘額總額 | 48.3 | 45.8 | 5.5% | 46.6 | 3.6% | |
| 資金淨買入（賣出）活動 | 12.5 | 不可抗力：由於我們不能夠控制的任何原因導致我們未能履行本協議項下的任何義務，或者未能按期履行本協議項下的任何義務，我們不承擔任何責任。這包括但不限於：上帝之手、任何通訊、計算機設施、傳輸、網絡安全事件、清算或結算設施、工業行動、戰爭、內戰、敵對行動（無論是否宣戰）、流行病、大流行病、革命、叛亂、內亂、政府或超國家機構或當局的行爲和規定或任何相關監管或自我監管組織的規則或任何此類機構、當局或組織因任何原因未能履行其義務。我們將及時向您提供導致這種履行延遲或不履行的原因，或未能履行我們在本協議項下的義務，並盡力協助您找到替代託管人，如果上述任何事件阻止我們履行本協議項下的義務。 | n/m | 10.7 | n/m | |
| 市場驅動因素 | ||||||
| 標準普爾500指數（期末） | 5,705 | 5,762 | (1.0%) | 4,194 | 36.0% | |
| 羅素2000指數（期末） | 2,197 | 2,230 | (1.5%) | 1,662 | 32.1% | |
| 聯邦基金每日有效利率（平均點子） | 483 | 513 | (5.8%) | 533 | (9.4%) | |
Note: Totals may not foot due to rounding.
(1) During the first quarter of 2024, the Company updated its definition of client cash account balances to exclude other client payables. Prior period disclosures have been updated to reflect this change as applicable.
注：由於四捨五入可能導致合計不正確。
(1) 在2024年第一季度，公司更新了客戶現金帳戶餘額的定義，不包括其他客戶應付款項。已根據需要更新了以前的期間披露。
For additional information regarding these and other LPL Financial business metrics, please refer to the Company's most recent earnings announcement, which is available in the quarterly results section of investor.lpl.com.
有關lpl financial和其他業務指標的更多信息，請參閱公司的 最新盈利公告，該功能可在投資者.lpl.com網站上找到 季度成績 section of 投資者.lpl.com.
Contacts
聯繫方式
Investor Relations
investor.relations@lplfinancial.com
投資者關係
investor.relations@lplfinancial.com
Media Relations
media.relations@lplfinancial.com
媒體關係
media.relations@lplfinancial.com
About LPL Financial
關於LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 28,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $1.7 trillion in brokerage and advisory assets on behalf of approximately 6 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit .
lpl financial控股公司（納斯達克：LPLA）是美國增長最快的财富管理公司之一。作爲金融顧問市場的領導者，LPL支持逾28,000名金融顧問和約1,200家金融機構的财富管理業務，代表約600萬美國人管理着約1.7萬億美元的券商和諮詢資產。該公司提供各種顧問關聯模式、投資解決方案、金融科技工具和實踐管理服務，確保顧問和機構有靈活性選擇業務模式、服務和科技資源，從而運營繁榮的業務。有關LPL的更多信息，請訪問。
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC.
透過券商LPL Financial LLC（「LPL Financial」）提供的證券和諮詢服務，一家註冊投資顧問。成員FINRA/SIPC。
LPL Financial and its affiliated companies provide financial services only from the United States.
lpl financial及其關聯公司僅從美國提供金融服務。
Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
在本文中，"金融顧問"和"顧問"一詞均用於指與LPL Financial關聯的註冊代表和/或投資顧問代表。
We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.
我們會在網站的""或""部分定期披露可能對股東重要的信息。投資者關係計劃議程新聞稿部分。
譯文內容由第三人軟體翻譯。
