According to Zhitong Finance App News, Huatai Securities (06886) issued an announcement. According to the achievement of company-level performance conditions and the achievement of individual performance conditions for the incentive target, the sales restrictions were lifted at the end of the second sales restriction period as follows:

(1) The 595 people lifted the sales restrictions and all met the sales restrictions, and a total of 11.25 million restricted stocks falling under the second sales restriction period were all lifted. Among them, 10 directors and senior management lifted sales restrictions totaling 1.759 million shares; 585 other core executives lifted the sales restrictions for a total of 9.501 million shares.

(2) The conditions for lifting the sales restrictions were not fully met by 135 people. Out of a total of 2.266,300 restricted shares belonging to the second sales restriction period, 2.27,800 shares were lifted, and the remaining 258,500 shares were repurchased and cancelled by the company.

In addition, one person terminated the labor relationship with the company due to a job transfer. According to the relevant provisions of Chapter 13 of the “Incentive Plan”, the company can lift the number of restricted shares according to the actual length of service, and the sales restrictions are lifted in accordance with the corresponding batch of sales restrictions cancellation arrangements. Restricted stocks that have not yet been lifted are repurchased and cancelled by the company. This person's 2022 personal performance assessment results met the standards. The total number of restricted shares that can be lifted after conversion is 12,151 shares. The remaining 41,449 shares that have not yet been lifted were repurchased and cancelled by the company.

In summary, the total number of restricted stocks whose sales restrictions can be lifted is 13.27 million shares, accounting for about 0.15% of the company's total share capital at present.