Netcapital Applies For Broker-Dealer License To Increase Potential Revenue Generation
Netcapital Applies For Broker-Dealer License To Increase Potential Revenue Generation
- Company intends to expand service offerings to include Reg A+ and Reg D deals and broker-dealer partnerships
- 公司打算擴大服務範圍，將Reg A+和Reg D交易以及經紀商與交易商的合作伙伴關係包括在內
Netcapital Inc. (NASDAQ:NCPL, NCPLW))))) (the "Company"), a digital private capital markets ecosystem, today announced that its wholly-owned subsidiary, Netcapital Securities Inc., has applied for broker-dealer registration with the Financial Industry Regulatory Authority ("FINRA"). This marks a significant step in the Company's evolution as it looks to expand upon its current service offerings and support private companies with larger and later stage financings than are currently permitted under Regulation Crowdfunding ("Reg CF").
數字私人資本市場生態系統Netcapital Inc.（納斯達克股票代碼：NCPL，NCPLW）））（“公司”）今天宣佈，其全資子公司網資本證券公司已向金融業監管局（“FINRA”）申請經紀交易商註冊。這標誌着公司發展邁出了重要的一步，因爲該公司希望擴大其當前的服務範圍，爲私營公司提供比監管衆籌（“Reg CF”）目前允許的更大和更晚的融資。
Netcapital believes that by having a registered broker-dealer, it will create opportunities to expand its revenue base by:
Netcapital認爲，通過註冊的經紀交易商，它將通過以下方式爲擴大收入基礎創造機會：
1. Hosting and generating additional fees from Reg A+ and Reg D offerings on the Netcapital platform. Under Reg A+, companies can raise up to $75 million from accredited and non-accredited investors every 12 months (versus $5 million permitted under Reg CF). Additionally, under Reg D 506(c), companies can raise unlimited amounts of capital from accredited investors using general solicitation.
1。在Netcapital平台上託管Reg A+和Reg D產品並從中產生額外費用。根據Reg A+，公司每12個月可以從合格和非經認可的投資者那裏籌集高達7500萬美元的資金（而Reg CF允許的資金爲500萬美元）。此外，根據Reg D 506（c），公司可以使用普通招標從合格投資者那裏籌集無限量的資金。
2. Earning additional fees in connection with offerings that may result from the introduction of clients to other FINRA broker-dealers.
2。通過向其他FINRA經紀交易商介紹客戶可能產生的與產品相關的額外費用。
3. Expanding Netcapital's distribution capabilities by leveraging strategic partnerships with other broker-dealers to distribute offerings of issuers that utilize the Netcapital platform to a wider range of investors in order to maximize market penetration and optimize capital raising efforts.
3.通過利用與其他經紀交易商的戰略合作伙伴關係，將利用Netcapital平台的發行人發行的產品分發給更廣泛的投資者，從而擴大Netcapital的分銷能力，以最大限度地提高市場滲透率並優化籌資工作。
"We believe that this represents a significant step for Netcapital. We continue to seek to build out our service offerings for investors seeking opportunities and for companies aiming to raise capital, while expanding our ecosystem and addressable market," said Martin Kay, CEO of Netcapital Inc. "This is an important component of our growth strategy, and furthers the value proposition for our shareholders."
“我們認爲，這是Netcapital邁出的重要一步。我們將繼續尋求爲尋求機會的投資者和旨在籌集資金的公司提供服務，同時擴大我們的生態系統和潛在市場，” Netcapital Inc.首席執行官馬丁·凱說，“這是我們增長戰略的重要組成部分，也進一步推動了股東的價值主張。”
Netcapital Securities Inc.'s application to become a registered broker-dealer remains subject to regulatory approval and/or licensing from the Financial Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). No assurance can be given as to when or if such approvals may be granted or when, if at all, Netcapital will be able to expand the services it offers.
網資本證券公司。”成爲註冊經紀交易商的申請仍需獲得金融監管局（FINRA）和證券交易委員會（SEC）的監管批准和/或許可。無法保證何時或是否可以獲得此類批准，也無法保證Netcapital何時（如果有的話）能夠擴展其提供的服務。
譯文內容由第三人軟體翻譯。