CITIC Securities (06030.HK) issued an announcement. The relevant company and CITIC China Securities Capital Management Co., Ltd. (CITIC Capital), a wholly-owned subsidiary, received the China Securities Regulatory Commission (China Securities Regulatory Commission) “Notice of Case Filing” (Securities Regulatory Commission No. 03720240049, Securities Regulatory Filing No. 0032024018) and the China Securities Regulatory Commission's “Advance Notice of Administrative Penalty” (penalty word [2024] No. 56) on April 19, 2024. On April 30, 2024, the company received the “Administrative Penalty Decision” ([2024] No. 45) from the China Securities Regulatory Commission.
中信证券(06030.HK)收到中国证券监督管理委员会《行政处罚决定书》
CITIC Securities (06030.HK) received the “Administrative Penalty Decision” from the China Securities Regulatory Commission
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