PetVivo Holdings Inc To Terminate ATM Sales Agreement, Dated As Of August 23, 2023 Between Co And With ThinkEquity LLC
PetVivo Holdings Inc To Terminate ATM Sales Agreement, Dated As Of August 23, 2023 Between Co And With ThinkEquity LLC
- SEC Filing
PetVivo Holdings, Inc. (the "Company") and ThinkEquity, LLC mutually agreed to terminate the ATM Sales Agreement, dated as of August 23, 2023 (the "ATM Agreement") between the Company and with ThinkEquity LLC (the "Agent"), effective as of March 7, 2024. Subject to the terms and conditions of the ATM Agreement, the Company could from time to time offer and sell shares of the Company's common stock having an aggregate offering price of up to $2,500,000 through the Agent in "at-the-market offerings" as defined in Rule 415 of the Securities Act of 1933, as amended. Prior to termination, the Company issued and sold 674,000 shares of its common stock under the ATM Agreement, raising net proceeds of $959,033.
-美国证券交易委员会备案
PetVivo Holdings, Inc.（“公司”）和ThinkeQuity, LLC共同同意终止公司与ThinkeQuity LLC（“代理人”）之间自2023年8月23日起生效的自动柜员机销售协议（“自动柜员机协议”），该协议自2024年3月7日起生效。根据自动柜员机协议的条款和条件，公司可以根据经修订的1933年《证券法》第415条的规定，不时通过代理人在 “市场发行” 中发行和出售总发行价不超过250万美元的公司普通股。在终止之前，公司根据自动柜员机协议发行并出售了674,000股普通股，净收益为959,033美元。
The foregoing description of the ATM Agreement is not complete and is qualified in its entirety by reference to the full text of the ATM Agreement, a copy of which was filed as Exhibit 10.1 to the Company's Current Report on Form 8-K (File No. 001-40715) filed with the Securities and Exchange Commission on August 23, 2023 and incorporated here by reference.
上述对自动柜员机协议的描述并不完整，并参照了自动柜员机协议的全文进行了全面限定，该协议的副本作为公司于2023年8月23日向美国证券交易委员会提交的8-K表最新报告（文件编号001-40715）的附录10.1提交，并以引用方式纳入此处。
译文内容由第三方软件翻译。