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California Nanotechnologies Announces Closing of Non-Brokered Private Placement and Shares for Debt Exchange

California Nanotechnologies Announces Closing of Non-Brokered Private Placement and Shares for Debt Exchange

加州納米技術公司宣佈完成非經紀私募配售和股票以進行債務交換
newsfile ·  2023/10/31 05:00

Los Angeles, California--(Newsfile Corp. - October 30, 2023) - California Nanotechnologies Corp. (TSXV: CNO) (OTC Pink: CANOF) ("Cal Nano" or the "Company") is pleased to announce the closing of its previously-announced non-brokered private placement for aggregate gross proceeds of C$1,500,000.00 (the "Offering"). Under the Offering, the Company sold 10,000,000 Units of the Company (each, a "Unit"), which included full exercise of the over-allotment option, at a price of C$0.15 per Unit.

加利福尼亞州洛杉磯-(Newsfile Corp.-2023年10月30日)-加利福尼亞納米技術公司(TSXV:CNO)(場外粉色:CANOF)(“Cal Nano“或”公司“)高興地宣佈結束其先前宣佈的非經紀私募,總收益為1,500,000.00加元(”供奉)。根據發售,本公司出售本公司10,000,000個單位(分別為單位“),包括全面行使超額配售選擇權,價格為每單位0.15加元。

Each Unit consists of one (1) common share in the capital of the Company (each, a "Common Share") and one half (0.5) of one Common Share purchase warrant (each whole warrant, a "Warrant"). Each Warrant shall entitle the holder to acquire one (1) additional Common Share at an exercise price of C$0.25 at any time on or before October 30, 2025.

每個單位由公司股本中的一(1)股普通股組成(每股普通股)及一份普通股認購權證的一半(0.5)(每份完整認股權證,一份搜查令每份認股權證應使持有人有權在2025年10月30日或之前的任何時間,以0.25加元的行使價額外購買一(1)股普通股。

The securities in the Offering were offered by way of the "listed issuer" exemption under National Instrument 45-106 - Prospectus Exemptions (the "Listed Issuer Financing Exemption") in all of the provinces of Canada, with the exception of Quebec. The Common Shares and Warrants underlying the Units are freely tradeable and are not subject to a hold period pursuant to applicable Canadian securities laws.

是次發售的證券以“上市發行人”豁免方式發售。國家文書45-106-招股說明書豁免(“上市發行人融資豁免“)在加拿大除魁北克以外的所有省份。普通股和認股權證可以自由交易,不受適用的加拿大證券法規定的持有期的限制。

The Company intends to use the net proceeds of the Offering for growing its customer base, acquisitions of equipment and expansion of capacity, and for general corporate and working capital purposes, as further described in the Company's offering document under the Listed Issuer Financing Exemption dated September 14, 2023. The Offering is subject to the receipt of all necessary regulatory and other approvals, including the receipt of final approval from the TSX Venture Exchange (the "TSXV"). Finder's fees in the aggregate cash amount of C$22,673.50, equivalent to 5.5% of the gross proceeds of certain subscriptions under the Offering, were paid to eligible finders. No finder's warrants or similar securities were issued in connection with the Offering.

本公司擬將發售所得款項淨額用於擴大客戶基礎、購置設備及擴大產能,以及作一般公司及營運資金用途,詳情請參閱日期為2023年9月14日的上市發行人融資豁免下的發售檔案。本次發行須獲得所有必要的監管和其他批准,包括獲得多倫多證券交易所創業板(The TSX Venture Exchange)的最終批准。TSXV“)。發現者手續費總額為22,673.50加元,相當於根據發售部分認購的總收益的5.5%,已支付給合資格的發現者。並無與發售相關的發現者認股權證或類似證券發行。

In addition, the Company is pleased to announce the closing of the previously announced shares for debt settlement (the "Debt Settlement") with Omni-Lite Industries Canada Inc. ("Omni-Lite"), as described in the Company's news releases dated September 12, 2023, January 31, 2023, May 24, 2022, and September 14, 2023. The Company cancelled C$180,000 of debt owing to Omni-Lite through the issuance of 1,200,000 Common Shares at a deemed price of C$0.15. The Debt Settlement is subject to the receipt of all necessary regulatory and other approvals, including the receipt of final approval from the TSXV. Following the Debt Settlement, Omni-Lite now owns or controls an aggregate of 7,204,970 Common Shares, representing approximately 16.6% of the Company's issued and outstanding shares on a fully and partially diluted basis. In satisfaction of the requirements of National Instrument 62-104 - Take-Over Bids and Issuer Bids and National Instrument 62-103 - The Early Warning System and Related Take-Over Bid and Insider Reporting Issues, an early warning report respecting the acquisition of Common Shares by Omni-Lite will be filed under the Company's SEDAR+ Profile at . The acquisition of Common Shares was completed for investment purposes. Depending on market and other conditions, Omni-Lite may from time to time in the future increase or decrease their ownership, control or direction over securities of the Company, through market transactions, private agreements, or otherwise.

此外,本公司欣然宣佈關閉先前公佈的股份以清償債務(“清償債務“)與Omni-Lite Industries Canada Inc.Omni-Lite“),如公司於2023年9月12日、2023年1月31日、2022年5月24日和2023年9月14日發佈的新聞稿中所述。該公司通過發行1,200,000股普通股,取消了欠Omni-Lite的180,000加元債務,認購價為0.15加元。債務清償取決於收到所有必要的監管和其他批准,包括收到TSXV的最終批准。債務清償後,Omni-Lite現在擁有或控制總計7,204,970股普通股,在完全和部分稀釋的基礎上,約佔公司已發行和已發行股份的16.6%。為滿足國家儀器62-104的要求-接管投標和發行人投標和國家儀器62-103-預警系統和相關的收購競標和內幕報告問題,關於Omni-Lite收購普通股的早期預警報告將在公司的SEDAR+簡介下提交,網址為。普通股的收購是出於投資目的完成的。根據市場和其他條件,Omni-Lite未來可能會不時通過市場交易、私人協定或其他方式增加或減少其對公司證券的所有權、控制權或方向。

Eric Eyerman, Roger Dent, and Sebastien Goulet (the "Offering Insiders") purchased an aggregate of 3,586,666 Units under the Offering, representing approximately 35.9% of the Offering. In addition, Omni-Lite has received 1,200,000 Common Shares in connection with the Debt Settlement. The issuance of securities to Offering Insiders and Omni-Lite is considered a "related party transaction" as defined under the policies of the TSXV and Multilateral Instrument 61-101 - Protection of Minority Security Holders in Special Transactions ("MI 61-101"). The Company is relying on exemptions from the minority shareholder approval and formal valuation requirements applicable to the related party transactions under sections 5.5(a) and 5.7(1)(a), respectively, of MI 61-101, as neither the fair market value of the securities to be acquired by the Offering Insiders and Omni Lite, nor the consideration to be paid by such Offering Insiders and Omni-Lite exceeds 25% of the Company's market capitalization. The securities issued to the Offering Insiders and Omni-Lite will be subject to a hold period of four months and one day in accordance with the policies of the TSX Venture Exchange (the "TSXV"). The Company did not file a material change report containing all of the disclosure required by MI 61-101 more than 21 days before the expected closing date of the Offering and Debt Settlement as the aforementioned insider participation had not been confirmed at that time, and the Company wished to close the Offering and Debt Settlement as expeditiously as possible.

埃裡克·艾爾曼、羅傑·登特和塞巴斯蒂安·古萊特(The向內部人士提供服務“)根據發售購入合共3,586,666個單位,約佔發售的35.9%。此外,Omni-Lite已收到1,200,000股與債務清償有關的普通股。向發售內部人士及Omni-Lite發行證券被視為”關聯方交易“,定義見TSXV及多邊文書61-101的政策-在特殊交易中保護少數族裔證券持有人(“MI 61-101”)。本公司依據MI 61-101第5.5(A)及5.7(1)(A)條分別適用於關聯方交易的小股東批准及正式估值要求而獲豁免,因為發售內幕人士及Omni Lite將收購的證券的公平市值或該等發售內幕人士及Omni-Lite將支付的代價均不超過本公司市值的25%。根據多倫多證券交易所創業板交易所(The TSX Venture Exchange)的政策,向發售內部人士和Omni-Lite發行的證券將有四個月零一天的持有期。TSXV由於上述內部人士參與當時尚未獲確認,本公司並未於預期發售及清償債務截止日期前21天提交載有MI 61-101規定的所有披露資料的重大變更報告,而本公司希望儘快完成發售及清償債務。

The securities described herein have not been registered under the U.S. Securities Act, or any state securities laws, and accordingly may not be offered or sold within the United States except in compliance with the registration requirements of the U.S. Securities Act and applicable state securities requirements or pursuant to exemptions therefrom. This press release does not constitute an offer to sell or a solicitation to buy any securities in any jurisdiction.

本文中描述的證券未根據美國證券法或任何州證券法進行註冊,因此,除非符合美國證券法和適用的州證券要求的註冊要求或根據其豁免,否則不得在美國境內發行或銷售。本新聞稿不構成在任何司法管轄區出售或邀請購買任何證券的要約。

About California Nanotechnologies Corp.

加州納米技術公司簡介

At Cal Nano, we envision a world in which our advanced technologies are used to help make the most innovative products on this planet and beyond. We are trusted by global leaders to help push the boundaries of applied material science by utilizing our unique technical expertise and vision. Headquartered in Los Angeles, California, Cal Nano hosts a complement of advanced processing and testing capabilities for materials research and production needs. Customers range from Fortune 500 companies to startups with programs spanning aerospace, renewable energy, defense, and semiconductors.

在Cal Nano,我們展望了一個世界,在這個世界裡,我們的先進技術被用來幫助製造地球上和地球以外最具創新性的產品。我們受到全球領導者的信任,利用我們獨特的技術專長和遠見,幫助推動應用材料科學的邊界。Cal Nano總部設在加利福尼亞州洛杉磯,擁有一系列先進的加工和測試能力,以滿足材料研究和生產需求。客戶範圍從財富500強公司到專案涵蓋航空航太、可再生能源、國防和半導體的初創公司。

For more information:

有關詳細資訊,請參閱:

California Nanotechnologies Corp.
Eric Eyerman, CEO
T: +1 (562) 991-5211
info@calnanocorp.com

加州納米技術公司
埃裡克·艾爾曼,首席執行官
電話:+1(562)991-5211
郵箱:Info@calnanocorp.com

Otis Investor Relations Inc.
Brandon Chow, Principal & Founder
T: +1 (647) 598-8815
brandon@otisir.com

奧的斯投資者關係公司。
Brandon Chow,校長兼創始人
電話:+1(647)598-8815
郵箱:brandon@tisir.com

Reader Advisory

讀者建議

Except for statements of historical fact, this news release contains certain "forward-looking information" within the meaning of applicable securities law. Forward-looking information is frequently characterized by words such as "plan", "expect", "project", "intend", "believe", "anticipate", "estimate" and other similar words, or statements that certain events or conditions "may" or "will" occur. In particular, forward-looking information in this press release includes, but is not limited to the expected future performance of the Company, statements concerning the Company's expectations with respect to the Offering, regulatory approval for the Offering, the anticipated use of the net proceeds from the Offering, the receipt of all necessary approvals, including the approval of the TSXV (and the timing thereof), and future plans of third parties, including Omni-Lite. Although we believe that the expectations reflected in the forward-looking information are reasonable, there can be no assurance that such expectations will prove to be correct. We cannot guarantee future results, performance or achievements. Consequently, there is no representation that the actual results achieved will be the same, in whole or in part, as those set out in the forward-looking information. Forward-looking information is based on the opinions and estimates of management at the date the statements are made, and are subject to a variety of risks and uncertainties and other factors that could cause actual events or results to differ materially from those anticipated in the forward-looking information. Some of the risks and other factors that could cause the results to differ materially from those expressed in the forward-looking information include, but are not limited to: general economic conditions in Canada, the United States and globally; industry conditions, governmental regulation, including environmental regulation; unanticipated operating events or performance; failure to obtain industry partner and other third party consents and approvals, if and when required; the availability of capital on acceptable terms; the need to obtain required approvals from regulatory authorities, including approval for the Offering; stock market volatility; competition for, among other things, capital, skilled personnel and supplies; changes in tax laws; and the other risk factors disclosed under our profile on SEDAR+ at . Readers are cautioned that this list of risk factors should not be construed as exhaustive.

除了對歷史事實的陳述外,本新聞稿還包含適用證券法意義上的某些“前瞻性資訊”。前瞻性資訊的特點常常是“計劃”、“預期”、“專案”、“打算”、“相信”、“預期”、“估計”等類似詞語,或某些事件或條件“可能”或“將”發生的陳述。特別是,本新聞稿中的前瞻性資訊包括但不限於公司對此次發行的預期、對此次發行的監管批准、對此次發行所得資金淨額的預期使用、包括多倫多證券交易所(TSXV)的批准(及其時間)在內的所有必要批准的收到,以及包括Omni-Lite在內的第三方的未來計劃的陳述。儘管我們認為前瞻性資訊中反映的預期是合理的,但不能保證這種預期將被證明是正確的。我們不能保證未來的結果、表現或成就。因此,沒有證據表明所取得的實際成果將全部或部分與前瞻性資訊中所述的結果相同。前瞻性資訊基於管理層在作出陳述之日的意見和估計,受各種風險、不確定因素和其他因素的影響,這些因素可能會導致實際事件或結果與前瞻性資訊中預期的大不相同。可能導致結果與前瞻性資訊中表述的結果大不相同的一些風險和其他因素包括但不限於:加拿大、美國和全球的總體經濟狀況;行業狀況、政府監管,包括環境監管;意想不到的經營事件或業績;未能在需要時獲得行業合作夥伴和其他第三方的同意和批准;以可接受的條件獲得資本的可用性;需要獲得監管機構的必要批准,包括髮行的批准;股市波動;對資本、技能人員和供應等的競爭;稅法的變化;以及我們在SEDAR+AT上的個人資料中披露的其他風險因素。提醒讀者,這份風險因素清單不應被解釋為詳盡無遺。

The forward-looking information contained in this news release is expressly qualified by this cautionary statement. We undertake no duty to update any of the forward-looking information to conform such information to actual results or to changes in our expectations except as otherwise required by applicable securities legislation. Readers are cautioned not to place undue reliance on forward-looking information.

本新聞稿中包含的前瞻性資訊明確地受到這一警示聲明的限制。除非適用的證券法規另有要求,否則我們沒有義務更新任何前瞻性資訊,以使這些資訊與實際結果或我們預期的變化保持一致。告誡讀者不要過度依賴前瞻性資訊。

Neither TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release.

多倫多證券交易所風險交易所及其監管服務提供商(該術語在多倫多證券交易所的政策中定義)均不對本新聞稿的充分性或準確性承擔責任。

/NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES/

/不分發給美國新聞通訊社或在美國傳播/

To view the source version of this press release, please visit

要查看本新聞稿的源版本,請訪問

譯文內容由第三人軟體翻譯。


以上內容僅用作資訊或教育之目的,不構成與富途相關的任何投資建議。富途竭力但無法保證上述全部內容的真實性、準確性和原創性。
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