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EnSync Files 8K - Director, Officer or Compensation Filing >ESNC

EnSync Files 8K - Director, Officer or Compensation Filing >ESNC

EnSync文件8K-董事、高級管理人員或薪酬備案>ESNC
道琼斯 ·  2019/01/25 21:01

DJ EnSync Files 8K - Director, Officer or Compensation Filing >ESNC

DJ EnSync文件8K-董事、高級管理人員或薪酬備案>ESNC



EnSync Inc. (ESNC) filed a Form 8K - Director, Officer or Compensation Filing - with the U.S Securities and Exchange Commission on January 23, 2019.

EnSync Inc.(ESNC)於2019年1月23日向美國證券交易委員會(U.S.Securities and Exchange Commission)提交了8K表格-董事、高級管理人員或薪酬申請。



On January 23, 2019, Bradley Hansen notified the Company of his resignation as the Company's Chief Executive Officer and as a member of the Board of Directors (the "Board") and all other corporate positions with EnSync, Inc. (the "Company").

2019年1月23日,布拉德利·漢森通知公司辭去公司首席執行官和董事會成員一職,並辭去EnSync,Inc.(本公司)的所有其他公司職位。

On January 23, 2019, the Company entered into a retention agreement with Novo Advisors ("Novo") pursuant to which Novo will provide various restructuring advisory and consulting services to the Company. In connection therewith, Sandeep Gupta was appointed interim Chief Executive Officer and Chief Restructuring Officer. Mr. Gupta was also appointed to the Company's Board of Directors as a Class II director with a term expiring at the Company's 2021 annual shareholders meeting.

於2019年1月23日,本公司與Novo Advisors(“Novo”)訂立保留協議,據此Novo將向本公司提供各項重組顧問及顧問服務。為此,桑迪普·古普塔被任命為臨時首席執行官兼首席重組官。古普塔先生還被任命為公司董事會第二類董事,任期將於公司2021年年度股東大會結束。

Mr. Gupta, age 51, is a principal and founder of Novo Advisors and his expertise ranges from the development of short-term liquidity forecasts, break-even analyses, and performance/profit improvement studies to mergers and acquisitions and liquidation analyses for healthy and distressed businesses across a wide array of industries. Prior to founding Novo Advisors Mr. Gupta was a Managing Director in FTI Consulting's Corporate Finance practice based in Chicago. There Mr. Gupta assisted clients in stabilizing businesses experiencing a liquidity crisis and improving financial performance both in an advisory capacity and on an interim management basis.

現年51歲的古普塔先生是Novo Advisors的負責人和創始人,他的專長範圍從開發短期流動性預測、盈虧平衡分析和業績/利潤改善研究,到為各行各業健康和陷入困境的企業進行併購和清算分析。在創建Novo Advisors之前,古普塔先生是位於芝加哥的FTI Consulting公司財務業務的常務董事。在那裏,古普塔先生以顧問和臨時管理層的身份協助客户穩定正在經歷流動性危機的企業,並改善財務業績。

Before joining FTI in 2007, Mr. Gupta spent eight years with Silverman Consulting, a boutique restructuring advisory firm based in Chicago where he gained many of his aforementioned skills. Prior to Silverman, Mr. Gupta was an operational and strategy consultant for two years with Arthur D. Little. Mr. Gupta also has six years of experience as an engineer for Exelon Corporation's Commonwealth Edison power generation business in Chicago.

在2007年加入FTI之前,古普塔在Silverman Consulting工作了八年,這是一家總部位於芝加哥的精品重組諮詢公司,他在那裏獲得了許多前述技能。在加入Silverman之前,古普塔先生在Arthur D.Little擔任了兩年的運營和戰略顧問。古普塔先生還在埃克斯隆公司位於芝加哥的英聯邦愛迪生髮電業務擔任了六年的工程師。

Mr. Gupta holds an M.B.A. in Finance and Business Strategy from the University of Chicago and a B.S. in Mechanical Engineering from the University of Illinois at Chicago. Mr. Gupta is a member of the Chicago chapter of the Association for Corporate Growth and has most recently passed all three parts of the Certified Turnaround Professional exam.

古普塔先生擁有芝加哥大學金融與商業戰略碩士學位和伊利諾伊大學芝加哥分校機械工程學士學位。古普塔先生是公司成長協會芝加哥分會的成員,最近通過了認證扭虧為盈專業人員考試的所有三個部分。



The full text of this SEC filing can be retrieved at: http://www.sec.gov/Archives/edgar/data/1140310/000114420419002725/tv511592_8-k.htm

本證券交易委員會文件全文可在以下網址查閲:http://www.sec.gov/Archives/edgar/data/1140310/000114420419002725/tv511592_8-k.htm



Any exhibits and associated documents for this SEC filing can be retrieved at: http://www.sec.gov/Archives/edgar/data/1140310/000114420419002725/0001144204-19-002725-index.htm

本證券交易委員會備案文件的任何證物和相關文件均可在以下網址檢索:http://www.sec.gov/Archives/edgar/data/1140310/000114420419002725/0001144204-19-002725-index.htm



Public companies must file a Form 8-K, or current report, with the SEC generally within four days of any event that could materially affect a company's financial position or the value of its shares.

上市公司通常必須在任何可能對公司財務狀況或股票價值產生重大影響的事件發生後四天內向證券交易委員會提交一份8-K表格或當前報告。




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January 25, 2019 08:01 ET (13:01 GMT)

2019年1月25日東部時間08:01(格林尼治標準時間13:01)

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