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Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)

Bakkt Holdings | SC 13D/A:超過5%持股股東披露文件(修正)-Intercontinental Exchange, Inc.(57.0%),Intercontinental Exchange Holdings, Inc.(57.0%)
美股SEC公告 ·  07/09 18:10

牛牛AI助理已提取核心訊息

Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
Intercontinental Exchange, Inc. (ICE), a Delaware corporation, and its subsidiary Intercontinental Exchange Holdings, Inc. (ICEH), have jointly filed Amendment No. 5 to the Schedule 13D, reporting a significant ownership stake in Bakkt Holdings, Inc. As of July 6, 2024, ICE and ICEH collectively own 7,914,472 shares, representing 57.0% of the class, which includes both Class A and Class V common stock. This ownership percentage is based on the total number of shares outstanding as of May 8, 2024, as reported in Bakkt Holdings' Quarterly Report. The filing indicates that ICEH's voting power is limited to 30% due to a Voting Agreement, provided they and their affiliates own 50% or more of the total voting power of Bakkt Holdings. Additionally, the amendment reports that the Acquired Warrants became exercisable within 60 days as of the filing date, and therefore, ICE and ICEH are deemed to have beneficial ownership of the Class A Common Stock underlying the Acquired Warrants. No transactions in Class A or Class V Common Stock were reported by ICE or ICEH in the past 60 days.
美國洲際交易所股份有限公司(ICE),一家特拉華州的公司,及其子公司洲際交易所控股公司(ICEH)共同提交了第5次修改後的13D表格修正聲明,報告其對Bakkt Holdings,Inc.的重要股權。截至2024年7月6日,ICE和ICEH共持有7,914,472股,代表該等級別的所有A類和V類普通股的57.0%。該所有權百分比基於截至2024年5月8日報告在Bakkt Holdings季度報告中的總流通股數。該文件表明,鑑於一項投票協議規定(即如果他們及其附屬公司擁有Bakkt Holdings總投票權的50%或更多,則ICEH的表決權受到限制,其中ICE和ICEH不得超過30%)。此外,修改聲明報告獲取的權證在提交日期後60天內變得可行行權,因此ICE和ICEH被視爲對獲取的權證下的A類普通股具有有益所有權。過去60天內,ICE或ICEH未報告任何A類或V類普通股交易。
美國洲際交易所股份有限公司(ICE),一家特拉華州的公司,及其子公司洲際交易所控股公司(ICEH)共同提交了第5次修改後的13D表格修正聲明,報告其對Bakkt Holdings,Inc.的重要股權。截至2024年7月6日,ICE和ICEH共持有7,914,472股,代表該等級別的所有A類和V類普通股的57.0%。該所有權百分比基於截至2024年5月8日報告在Bakkt Holdings季度報告中的總流通股數。該文件表明,鑑於一項投票協議規定(即如果他們及其附屬公司擁有Bakkt Holdings總投票權的50%或更多,則ICEH的表決權受到限制,其中ICE和ICEH不得超過30%)。此外,修改聲明報告獲取的權證在提交日期後60天內變得可行行權,因此ICE和ICEH被視爲對獲取的權證下的A類普通股具有有益所有權。過去60天內,ICE或ICEH未報告任何A類或V類普通股交易。

譯文內容由第三人軟體翻譯。


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