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Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)

Bakkt Holdings | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)

Bakkt Holdings | SC 13D/A：超過5%持股股東披露文件(修正)-Intercontinental Exchange, Inc.(55.6%),Intercontinental Exchange Holdings, Inc.(55.6%)
美股sec公告 ·  04/30 09:10
牛牛AI助理已提取核心訊息
Intercontinental Exchange, Inc. (ICE), a significant shareholder in Bakkt Holdings, Inc., filed an amendment to its Schedule 13D with the U.S. Securities and Exchange Commission (SEC) on April 25, 2024, indicating a change in its ownership stake. The filing, known as Amendment No. 4, reports that ICE now beneficially owns 7,453,112 shares of Bakkt Holdings, representing 55.6% of the company's common stock. This ownership percentage is subject to a voting agreement that limits ICE's voting power to 30% as long as it and its affiliates own 50% or more of the total voting power of Bakkt Holdings. The amendment reflects the 1-for-25 reverse stock split executed by Bakkt Holdings on April 26, 2024. Additionally, the amendment details the acquisition of Class A Common Stock and warrants by...Show More
Intercontinental Exchange, Inc. (ICE), a significant shareholder in Bakkt Holdings, Inc., filed an amendment to its Schedule 13D with the U.S. Securities and Exchange Commission (SEC) on April 25, 2024, indicating a change in its ownership stake. The filing, known as Amendment No. 4, reports that ICE now beneficially owns 7,453,112 shares of Bakkt Holdings, representing 55.6% of the company's common stock. This ownership percentage is subject to a voting agreement that limits ICE's voting power to 30% as long as it and its affiliates own 50% or more of the total voting power of Bakkt Holdings. The amendment reflects the 1-for-25 reverse stock split executed by Bakkt Holdings on April 26, 2024. Additionally, the amendment details the acquisition of Class A Common Stock and warrants by ICEH during the Subsequent Closing under the Securities Purchase Agreement on April 25, 2024. The acquired warrants are not exercisable until September 4, 2024. The filing also includes an amendment to the Surviving Company LLC Agreement in connection with the reverse stock split. The amendment is part of a series of filings that began with the initial Schedule 13D filed on October 21, 2021, and includes subsequent amendments filed on May 5, 2022, April 28, 2023, and March 4, 2024.
Bakkt Holdings, Inc. 的重要股東洲際交易所（ICE）於2024年4月25日向美國證券交易委員會（SEC）提交了附表13D的修正案，表明其所有權發生了變化。這份名爲第4號修正案的文件報告稱，ICE現在實益擁有Bakkt Holdings的7,453,112股股票，佔該公司普通股的55.6％。該所有權百分比受投票協議的約束，該協議將ICE的投票權限制爲30％，前提是ICE及其關聯公司擁有Bakkt Holdings總投票權的50％或以上。該修正案反映了Bakkt Holdings於2024年4月26日執行的1比25的反向股票拆分。此外，該修正案詳細介紹了ICEH在2024年4月...展開全部
Bakkt Holdings, Inc. 的重要股東洲際交易所（ICE）於2024年4月25日向美國證券交易委員會（SEC）提交了附表13D的修正案，表明其所有權發生了變化。這份名爲第4號修正案的文件報告稱，ICE現在實益擁有Bakkt Holdings的7,453,112股股票，佔該公司普通股的55.6％。該所有權百分比受投票協議的約束，該協議將ICE的投票權限制爲30％，前提是ICE及其關聯公司擁有Bakkt Holdings總投票權的50％或以上。該修正案反映了Bakkt Holdings於2024年4月26日執行的1比25的反向股票拆分。此外，該修正案詳細介紹了ICEH在2024年4月25日證券購買協議下的後續收盤中收購A類普通股和認股權證。收購的認股權證要到2024年9月4日才能行使。該文件還包括對與反向股票拆分有關的《倖存公司有限責任公司協議》的修正案。該修正案是從2021年10月21日提交的初始附表13D開始的一系列文件的一部分，其中包括隨後於2022年5月5日、2023年4月28日和2024年3月4日提交的修正案。

該公告為獨立文件：

獨立文件1  查看翻譯

獨立文件2  查看翻譯

獨立文件3  查看翻譯

譯文內容由第三人軟體翻譯。


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