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RiskOn International | 3: Initial statement of beneficial ownership of securities-Officer Gintz Douglas

RiskOn International | 3:首次持股聲明-高管 Gintz Douglas

美股sec公告 ·  02/07 07:33
牛牛AI助理已提取核心訊息
Douglas Gintz, the Chief Technology Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Gintz acquired 87.50 shares of RiskOn International's Series C Convertible Preferred Stock. This acquisition was part of a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Gintz. The Series C shares, which are convertible into common stock at a rate determined by a set conversion price, are subject to beneficial ownership limitations and are not convertible until one day after a record date for shareholder approval. The conversion rights are also contingent on the Nasdaq Stock Market's 19.9% beneficial ownership rule without shareholder approval. The filing also notes that the Series C Convertible Preferred Stock has no expiration date and that the conversion price may be adjusted under certain conditions, such as a qualified financing event for RiskOn International.
Douglas Gintz, the Chief Technology Officer of RiskOn International, filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Gintz acquired 87.50 shares of RiskOn International's Series C Convertible Preferred Stock. This acquisition was part of a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Gintz. The Series C shares, which are convertible into common stock at a rate determined by a set conversion price, are subject to beneficial ownership limitations and are not convertible until one day after a record date for shareholder approval. The conversion rights are also contingent on the Nasdaq Stock Market's 19.9% beneficial ownership rule without shareholder approval. The filing also notes that the Series C Convertible Preferred Stock has no expiration date and that the conversion price may be adjusted under certain conditions, such as a qualified financing event for RiskOn International.
RiskON International首席技術官道格拉斯·金茨於2024年2月6日向美國證券交易委員會提交了初步的證券實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明,金茨收購了Riskon InternationalC系列可轉換優先股的87.50股。此次收購是涉及Ault Alliance, Inc.、Bitnile.com公司和包括Gintz在內的某些少數股東的股票交換協議的一部分。C系列股票可按設定的轉換價格確定的利率轉換爲普通股,受實益所有權限制,並且要等到創紀錄的股東批准日期後的第二天才能兌換。轉換權還取決於納斯達克股票市場未經股東批准的19.9%的受益所有權規則。該文件還指出,C系列可轉換優先股沒有到期日,轉換價格可能會在某些條件下進行調整,例如RiskON International的合格融資活動。
RiskON International首席技術官道格拉斯·金茨於2024年2月6日向美國證券交易委員會提交了初步的證券實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明,金茨收購了Riskon InternationalC系列可轉換優先股的87.50股。此次收購是涉及Ault Alliance, Inc.、Bitnile.com公司和包括Gintz在內的某些少數股東的股票交換協議的一部分。C系列股票可按設定的轉換價格確定的利率轉換爲普通股,受實益所有權限制,並且要等到創紀錄的股東批准日期後的第二天才能兌換。轉換權還取決於納斯達克股票市場未經股東批准的19.9%的受益所有權規則。該文件還指出,C系列可轉換優先股沒有到期日,轉換價格可能會在某些條件下進行調整,例如RiskON International的合格融資活動。

譯文內容由第三人軟體翻譯。


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