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Netcapital | SC 13G: Statement of acquisition of beneficial ownership by individuals-Armistice Capital, LLC(9.99%),Steven Boyd(9.99%)

Netcapital | SC 13G:超過5%持股股東披露文件-Armistice Capital, LLC(9.99%),Steven Boyd(9.99%)

SEC announcement ·  02/15 04:50
牛牛AI助理已提取核心訊息
On December 31, 2023, Armistice Capital, LLC and its managing member Steven Boyd filed a Schedule 13G with the SEC, disclosing a 9.99% ownership stake in Netcapital Inc., amounting to 1,487,138 shares. The filing indicates that this ownership is shared, with neither party having sole voting or dispositive power. The shares are held by the Master Fund, which is managed by Armistice Capital, and as such, Armistice Capital and Boyd may be deemed to beneficially own the securities held by the Master Fund. The Master Fund, however, disclaims beneficial ownership of the securities due to its inability to vote or dispose of them independently. The filing was made in accordance with Rule 13d-1(b) of the Securities Exchange Act of 1934, which applies to investment advisers and parent holding companies or control persons. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital Inc.
On December 31, 2023, Armistice Capital, LLC and its managing member Steven Boyd filed a Schedule 13G with the SEC, disclosing a 9.99% ownership stake in Netcapital Inc., amounting to 1,487,138 shares. The filing indicates that this ownership is shared, with neither party having sole voting or dispositive power. The shares are held by the Master Fund, which is managed by Armistice Capital, and as such, Armistice Capital and Boyd may be deemed to beneficially own the securities held by the Master Fund. The Master Fund, however, disclaims beneficial ownership of the securities due to its inability to vote or dispose of them independently. The filing was made in accordance with Rule 13d-1(b) of the Securities Exchange Act of 1934, which applies to investment advisers and parent holding companies or control persons. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital Inc.
2023年12月31日,停戰資本有限責任公司及其管理成員史蒂芬·博伊德向美國證券交易委員會提交了附表13G,披露了Netcapital Inc. 9.99%的所有權,共計1,487,138股。該文件表明,該所有權是共享的,任何一方都沒有唯一的投票權或處置權。這些股票由停戰資本管理的主基金持有,因此,停戰資本和博伊德可能被視爲受益擁有主基金持有的證券。但是,由於無法獨立投票或處置這些證券,主基金宣佈放棄對證券的實益所有權。該文件是根據1934年《證券交易法》第13d-1(b)條提交的,該規則適用於投資顧問和母控股公司或控制人。該文件稱,這些股票是在正常業務過程中收購的,不是爲了改變或影響Netcapital Inc的控制權。
2023年12月31日,停戰資本有限責任公司及其管理成員史蒂芬·博伊德向美國證券交易委員會提交了附表13G,披露了Netcapital Inc. 9.99%的所有權,共計1,487,138股。該文件表明,該所有權是共享的,任何一方都沒有唯一的投票權或處置權。這些股票由停戰資本管理的主基金持有,因此,停戰資本和博伊德可能被視爲受益擁有主基金持有的證券。但是,由於無法獨立投票或處置這些證券,主基金宣佈放棄對證券的實益所有權。該文件是根據1934年《證券交易法》第13d-1(b)條提交的,該規則適用於投資顧問和母控股公司或控制人。該文件稱,這些股票是在正常業務過程中收購的,不是爲了改變或影響Netcapital Inc的控制權。

譯文內容由第三人軟體翻譯。


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