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Cingulate | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Peter J. Werth(19.99%),Werth Family Investment Associates LLC(19.96%)

Cingulate | SC 13D/A:超過5%持股股東披露文件(修正)-Peter J. Werth(19.99%),Werth Family Investment Associates LLC(19.96%)

美股sec公告 ·  02/09 19:34
牛牛AI助理已提取核心訊息
On February 6, 2024, Peter J. Werth and Werth Family Investment Associates LLC filed an amendment to their Schedule 13D with the SEC, disclosing a significant ownership stake in Cingulate Inc. The filing, which is an update to previous submissions, reports that Peter J. Werth may be deemed to beneficially own 958,440 shares of Cingulate's common stock, representing 19.99% of the company. This ownership includes direct holdings, stock options, and warrants. Werth Family Investment Associates LLC, managed by Werth, holds a similar stake of 956,672 shares, also representing 19.96% of the company. The reported ownership percentages are based on 3,977,171 shares of Cingulate's common stock outstanding as of February 7, 2024, after a 1-for-20 reverse stock split effective on November 30, 2023. The filing also notes that certain pre-funded warrants held by Werth and his associated LLC are subject to a beneficial ownership limitation blocker, preventing ownership exceeding 19.99% post-exercise of the warrants. The amendment does not reflect any other transactions in the company's securities within the past sixty days prior to the filing date.
On February 6, 2024, Peter J. Werth and Werth Family Investment Associates LLC filed an amendment to their Schedule 13D with the SEC, disclosing a significant ownership stake in Cingulate Inc. The filing, which is an update to previous submissions, reports that Peter J. Werth may be deemed to beneficially own 958,440 shares of Cingulate's common stock, representing 19.99% of the company. This ownership includes direct holdings, stock options, and warrants. Werth Family Investment Associates LLC, managed by Werth, holds a similar stake of 956,672 shares, also representing 19.96% of the company. The reported ownership percentages are based on 3,977,171 shares of Cingulate's common stock outstanding as of February 7, 2024, after a 1-for-20 reverse stock split effective on November 30, 2023. The filing also notes that certain pre-funded warrants held by Werth and his associated LLC are subject to a beneficial ownership limitation blocker, preventing ownership exceeding 19.99% post-exercise of the warrants. The amendment does not reflect any other transactions in the company's securities within the past sixty days prior to the filing date.
2024年2月6日,彼得·沃斯和Werth Family Investment Associates LLC向美國證券交易委員會提交了附表13D的修正案,披露了Cingulate Inc.的重要所有權。該文件是對先前提交的材料的更新,報告稱,彼得·沃斯可能被視爲實益擁有辛古拉特958,440股普通股,佔該公司19.99%的股份。這種所有權包括直接持股、股票期權和認股權證。由Werth管理的Werth Family Investment Associates LLC持有類似的956,672股股份,也佔該公司19.96%的股份。報告的所有權百分比基於截至2024年2月7日Cingulate已發行的...展開全部
2024年2月6日,彼得·沃斯和Werth Family Investment Associates LLC向美國證券交易委員會提交了附表13D的修正案,披露了Cingulate Inc.的重要所有權。該文件是對先前提交的材料的更新,報告稱,彼得·沃斯可能被視爲實益擁有辛古拉特958,440股普通股,佔該公司19.99%的股份。這種所有權包括直接持股、股票期權和認股權證。由Werth管理的Werth Family Investment Associates LLC持有類似的956,672股股份,也佔該公司19.96%的股份。報告的所有權百分比基於截至2024年2月7日Cingulate已發行的3,977,171股普通股,此前進行了2023年11月30日生效的1比20的反向股票拆分。該文件還指出,Werth及其關聯有限責任公司持有的某些預先注資的認股權證受到實益所有權限制的限制,從而防止認股權證行使後所有權超過19.99%。該修正案未反映申請日前過去六十天內公司證券的任何其他交易。

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