牛牛AI助理已提取核心訊息
On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed a Schedule 13G with the Securities and Exchange Commission, disclosing their beneficial ownership in Cyngn Inc. The filing indicates that Empery Asset Management, LP holds a significant number of shares and warrants in Cyngn Inc., which upon full exercise of the warrants, would represent 9.99% of the company's issued and outstanding common stock. However, due to contractual limitations known as 'blockers', the actual beneficial ownership is less than this percentage. The blockers prevent the reporting persons from exercising warrants that would result in ownership exceeding 4.99% of the outstanding shares for common warrants, and 9.99% for pre-funded warrants. The filing was made pursuant...Show More
On December 31, 2023, Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe, filed a Schedule 13G with the Securities and Exchange Commission, disclosing their beneficial ownership in Cyngn Inc. The filing indicates that Empery Asset Management, LP holds a significant number of shares and warrants in Cyngn Inc., which upon full exercise of the warrants, would represent 9.99% of the company's issued and outstanding common stock. However, due to contractual limitations known as 'blockers', the actual beneficial ownership is less than this percentage. The blockers prevent the reporting persons from exercising warrants that would result in ownership exceeding 4.99% of the outstanding shares for common warrants, and 9.99% for pre-funded warrants. The filing was made pursuant to Rule 13d-1(b) indicating that Empery Asset Management is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. The filing asserts that the shares and warrants were not acquired for the purpose of changing or influencing the control of Cyngn Inc. and were not held in connection with any transaction having such purpose or effect.
2023年12月31日,Empery Asset Management, LP及其管理成員瑞安·萊恩和馬丁·霍向美國證券交易委員會提交了附表13G,披露了他們在Cyngn Inc.的實益所有權。該文件顯示,Empery Asset Management, LP持有Cyngn Inc.的大量股票和認股權證,在全面行使認股權證後,Cyngn Inc.將佔該公司已發行和流通普通股的9.99%。但是,由於被稱爲 “封鎖” 的合同限制,實際受益所有權低於該百分比。封鎖措施阻止申報人行使認股權證,認股權證的所有權將超過普通認股權證已發行股份的4.99%,預先注資認股權證的所有權超過9.99%。該文件是根據...展開全部
2023年12月31日,Empery Asset Management, LP及其管理成員瑞安·萊恩和馬丁·霍向美國證券交易委員會提交了附表13G,披露了他們在Cyngn Inc.的實益所有權。該文件顯示,Empery Asset Management, LP持有Cyngn Inc.的大量股票和認股權證,在全面行使認股權證後,Cyngn Inc.將佔該公司已發行和流通普通股的9.99%。但是,由於被稱爲 “封鎖” 的合同限制,實際受益所有權低於該百分比。封鎖措施阻止申報人行使認股權證,認股權證的所有權將超過普通認股權證已發行股份的4.99%,預先注資認股權證的所有權超過9.99%。該文件是根據第13d-1(b)條提交的,表明Empery Asset Management是根據1940年《投資顧問法》第203條註冊的投資顧問。該文件稱,收購這些股票和認股權證不是爲了改變或影響Cyngn Inc.的控制權,也不是與任何具有此類目的或效果的交易有關而持有的。
有用
沒用