JP Morgan Affiliates Agree To Pay $151M To Resolve SEC Enforcement Actions
JP Morgan Affiliates Agree To Pay $151M To Resolve SEC Enforcement Actions
摩根大通關聯公司同意支付15100萬美元以解決SEC的執行行動
Without admitting or denying the findings in the SEC's orders, the two affiliates agreed to pay more than $151 million in combined civil penalties and voluntary payments to investors to resolve four of the actions.
在不承認或否認SEC命令中的發現的情況下，這兩個子公司同意支付超過15100萬美元的合併民事罰款和自願支付給投資者，從而解決了四項訴訟。
The SEC did not impose a penalty in one of the actions, taken against JPMS, because JPMS cooperated in the investigation and undertook remedial measures.
SEC在針對JPMS採取的一項行動中並未處以罰款，因爲JPMS在調查中進行了合作並採取了糾正措施。
譯文內容由第三人軟體翻譯。
以上內容僅用作資訊或教育之目的，不構成與富途相關的任何投資建議。富途竭力但無法保證上述全部內容的真實性、準確性和原創性。
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