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Citigroup Pays $138K Fine For Reporting Errors: Report

Citigroup Pays $138K Fine For Reporting Errors: Report

花旗集團因報告錯誤支付了13.8萬美元的罰款:報告
Benzinga ·  18:24

Citigroup Inc. (NYSE:C) shares are trading higher today. The bank reportedly agreed with the Bourse de Montreal to settle claims of failing to report large options contract positions.

花旗集團股票(NYSE:C)今日交易價格上漲。該銀行據報道已與蒙特利爾證交所達成協議,解決未報告大型期權合同頭寸的問題。

The exchange noted that Citigroup lacked a system to ensure employee compliance with reporting rules, reported Reuters.

證交所指出,花旗集團缺乏確保員工遵守報告規則的系統,路透社報道。

As part of the settlement, Citi will pay a $138,000 fine and $10,600 in related costs.

作爲協議的一部分,花旗將支付13.8萬美元的罰款和10,600美元的相關成本。

Last week, the U.S. bank regulator Federal Reserve Board and the Office of the Comptroller of the Currency (OCC) have fined Citigroup $135.6 million for failing to comply with a 2020 enforcement action.

上週,美國銀行監管機構聯邦儲備委員會和美國國家銀行業監督管理局對花旗銀行罰款1.356億美元,原因是未能遵守2020年執行行動。

The fine includes the $60.6 million fine from the Federal Reserve and additional penalties imposed by the OCC.

罰款包括聯邦儲備銀行的6060萬美元罰款和國家控制人辦公室施加的額外罰款。

This penalty is part of a larger effort, coordinated with the Office of the (OCC), to address ongoing issues with Citigroup's data quality management and risk controls.

這筆罰款是與國家控制人辦公室(OCC)協調的更大的努力的一部分,以解決花旗銀行數據質量管理和風險控制方面的持續問題。

Recently, Citigroup reported second-quarter FY24 revenue growth of 4% Y/Y to $20.14 billion, beating the analyst consensus estimate of $20.07 billion and EPS of $1.52 beat the analyst consensus estimate of $1.39.

近期,花旗銀行第二季度FY24營收增長4% YoY至201.4億美元,超過分析師共識預期的200.7億美元及每股收益1.52美元,超過分析師共識預期的1.39美元。

Citigroup stock has gained more than 36% in the last 12 months. Investors can gain access to the stock via First Trust Nasdaq Bank ETF (NASDAQ:FTXO) and Opal Dividend Income ETF (NYSE:DIVZ).

花旗股票在過去12個月中上漲超過36%。投資者可以通過First Trust納斯達克銀行ETF(納斯達克:FTXO)和Opal分紅收入ETF(紐約證交所:DIVZ)獲得該股票。

Also Read: Citigroup's Growth Streak Continues: Analysts Unpack Q2 Insights

另請閱讀:花旗集團的增長持續:分析師解讀Q2見解

Price Action: C shares are down 0.15% at $64.79 premarket at the last check on Friday.

價格行動:最近在星期五的最後一次檢查時,C股下跌0.15%至64.79美元的盤前交易。

Disclaimer: This content was partially produced with the help of AI tools and was reviewed and published by Benzinga editors.

免責聲明:本內容部分使用人工智能工具生成,並經Benzinga編輯審核發佈。

Image via Shutterstock

圖片來自shutterstock。

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