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DelphX Announces Closing of Non-Brokered Unit Private Placement

DelphX Announces Closing of Non-Brokered Unit Private Placement

DelphX宣佈完成非經紀人定向增發單位
newsfile ·  06/24 20:59

Toronto, Ontario--(Newsfile Corp. - June 24, 2024) - DelphX Capital Markets Inc. (TSXV: DELX) (OTCQB: DPXCF) ("DelphX"), a leader in the development of new classes of structured products for the fixed income market, announces that it has closed its previously announced fully subscribed non-brokered private placement, issuing 2,650,000 units (the "Units") at a subscription price of C$0.08 per Unit, for gross proceeds of C$212,000 ("the Offering"). Each Unit consists of one common share ("Common Share") and one Common Share purchase warrant ("Warrant"). Each Warrant entitles the holder to purchase one Common Share at a price of $0.20, for a period of five years from the date of issuance.

加拿大安大略省多倫多--(新聞稿公司-2024年6月24日)- DelphX資本市場公司 (tsxv: DELX) (OTCQB: DPXCF) ("DelphX新興結構產品開發領導者DelphX資本市場公司(DelphX)宣佈已結束之前宣佈的完全認購的非經紀定向增發,發行了2,650,000個單位(“單位”),認購價格爲每個單位0.08加元,募集毛收入爲212,000加元(“本次發行”)。每個單位包括一個普通股(“普通股”)和一個普通股認購權(“權證”)。每個權證使持有人有權以0.20美元的價格在發行後5年內購買一個普通股。

An insider participated in the Offering subscribing for 650,000 Units, and as a result the Offering is considered a "related party transaction" within the meaning of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions ("MI 61-101") and TSXV Policy 5.9 - Protection of Minority Security Holders in Special Transactions. However, DelphX has relied on the exemptions from the formal valuation and minority approval requirements of MI 61-101 contained in sections 5.5(a) and 5.7(1)(a) of MI 61-101 in respect of related party participation, as neither the fair market value of the securities issued to insiders nor the cash consideration paid for such securities exceeded 25% of DelphX's market capitalization. A material change report was not filed more than 21 days prior to closing of the Offering as the participation of insiders in the Offering and the extent of such participation was not finalized until shortly prior to the completion of the Offering.

內部人士認購了650,000個單位,因此本次發行被視爲《多邊工具 61-101保護少數派股東特殊交易法規》(“MI 61-101”)和TSXV政策5.9 - 保護少數派股東特殊交易的“相關方交易”。但是,DelphX已依靠MI 61-101第5.5(a)和5.7(1)(a)條中有關相關方參與的形式估值和少數派批准要求的豁免權,因爲由於內部人員發行的證券的公允市場價值和支付的現金對價均未超過DelphX市值的25%。由於內部人員參與本次發行及其程度直至本次發行結束前不久才確認,因此在本次發行結算之前未遞交重大變更報告。

In connection with the Offering, DelphX will pay cash finder's fees of $3,640 and issue 45,500 finders' warrants (the "Finders' Warrants") to AlphaNorth Asset Management, an eligible finder. The Finders' Warrants will be exercisable at C$0.20 each for a period of five years after issuance.

關於本次發行,DelphX將支付3,640美元的現金髮現費,並向AlphaNorth Asset Management發行45,500張發現權證(“發現權證”),作爲合格發現人。發現權證將在發行後5年內,以每股0.20加元的價格行權。

The Offering has been conditionally accepted by the TSX Venture Exchange, and completion of the Offering is subject to the fulfilment or satisfaction of certain customary requirements and final acceptance by the TSX Venture Exchange. The securities issued pursuant to the Offering will be subject to a hold period of four months plus one day from the date of issuance.

本次發行已被TSX Venture Exchange有條件地接受,並且發行完成僅受到某些慣例要求的滿足或達到和TSX Venture Exchange的最終接受的限制。根據本次發行發行的證券將受到從發行日起的四個月加一天的持有期限制。

DelphX intends to use the net proceeds from the Offering in connection with general corporate purposes.

DelphX打算將本次發行的淨收益用於一般企業用途。

About DelphX Capital Markets Inc.

關於DelphX資本市場公司。

DelphX is a technology and financial services company focused on developing and distributing the next generation of structured products. Through its special purpose vehicle Quantem LLC, the Company enables fixed income dealers to offer new private placement securities that provide mitigation of spread and capital charge losses when downgrades occur, while allowing for attractive returns. The new DelphX securities will enable dealers and their qualified institutional investors (QIBs) accounts to competitively structure, sell and make markets in:

DelphX是一家專注於開發和分銷下一代結構性產品的科技和金融服務公司。通過特殊目的實體Quantem LLC,該公司使固定收益交易員能夠提供新的私募債券,以在降級發生時提供利差和資本費用損失的減輕,同時提供有吸引力的回報。新的DelphX證券將使交易員及其合格機構投資者(QIB)帳户能夠在以下方面進行有競爭力的結構化、銷售和市場交易:

  • Collateralized put options (CPOs) that provide secured rating downgrade protection for underlying corporate bonds;
  • 提供下限擔保的看跌期權(CPOs),爲基礎公司債券提供保險範疇;
  • Collateralized reference notes (CRNs) that enable investors to take on a capped rating downgrade exposure of an underlying security in exchange for attractive returns.
  • 提供抵押參考票據(CRNs),以有限度地承擔基礎證券的評級下調風險,同時換取回報。

All CPOs and CRNs are fully collateralized and held in custody by BNY Mellon. CPOs and CRNs are proprietary products created and owned by DelphX Capital Markets.

所有CPO和CRN均由BNY Mellon進行充分擔保和保管。 CPO和CRN是由DelphX資本市場公司創建和擁有的專有產品。

For more information about DelphX, please visit .

資本市場公司DelphX Capital Markets Inc.(TSXV:DELX)(OTCQB:DPXCF)

Mark Forney, Corporate Development
DelphX Capital Markets Inc.
mark.forney@delphx.com
(718) 509-2160

馬克·福尼,企業發展
DelphX資本市場公司。
mark.forney@delphx.com
(718)509-2160

Neither the TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in the policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release.

tsxv的監管服務提供商(在其政策中定義該術語)對本公告的充分性或準確性不承擔責任。

譯文內容由第三人軟體翻譯。


以上內容僅用作資訊或教育之目的,不構成與富途相關的任何投資建議。富途竭力但無法保證上述全部內容的真實性、準確性和原創性。
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