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On March 6, 2024, ZyVersa Therapeutics, Inc., a biopharmaceutical company, received a Letter of Reprimand from the Nasdaq Staff for not complying with certain listing rules during its July 2023 public offering of common stock and warrants. The offering was deemed not to meet the definition of a 'Public Offering' under Nasdaq's rules because it was priced below the 'Minimum Price' and exceeded 20% of the outstanding shares without prior stockholder approval. Additionally, the company's repricing of warrants in July and September 2023 was aggregated with the offering, further reducing the offering price below the minimum threshold. Despite these issues, the Nasdaq Staff concluded that the company did not intentionally avoid compliance and noted no history of similar non-compliance. As a result...Show More
On March 6, 2024, ZyVersa Therapeutics, Inc., a biopharmaceutical company, received a Letter of Reprimand from the Nasdaq Staff for not complying with certain listing rules during its July 2023 public offering of common stock and warrants. The offering was deemed not to meet the definition of a 'Public Offering' under Nasdaq's rules because it was priced below the 'Minimum Price' and exceeded 20% of the outstanding shares without prior stockholder approval. Additionally, the company's repricing of warrants in July and September 2023 was aggregated with the offering, further reducing the offering price below the minimum threshold. Despite these issues, the Nasdaq Staff concluded that the company did not intentionally avoid compliance and noted no history of similar non-compliance. As a result, no further action is required from ZyVersa Therapeutics following the Letter of Reprimand. Separately, the company is addressing a Bid Price Deficiency with Nasdaq and has proposed a reverse stock split to rectify the issue. The company has filed a preliminary proxy statement for a special stockholders' meeting on April 17, 2024, to seek approval for the reverse stock split. However, ZyVersa Therapeutics is optimistic that the split may not be necessary due to positive investor sentiment following recent pharmacological data and the upcoming initiation of a phase 2a clinical trial for a diabetic kidney disease treatment, which may increase the stock price above the $1.00 minimum bid price required by Nasdaq.
2024年3月6日，生物製藥公司ZyVersa Therapeutics, Inc. 因在2023年7月普通股和認股權證公開發行期間未遵守某些上市規則而收到納斯達克工作人員的譴責信。此次發行被認爲不符合納斯達克規則中 “公開發行” 的定義，因爲其定價低於 “最低價格”，並且未經股東事先批准，超過了已發行股票的20％。此外，該公司在2023年7月和9月的認股權證重新定價與本次發行相結合，進一步將發行價格降至最低門檻以下。儘管存在這些問題，但納斯達克工作人員得出結論，該公司並不是故意逃避合規的，也沒有發現類似違規行爲的歷史。因此，在發出譴責信後，無需ZyVersa Therapeutics採取進一...展開全部
2024年3月6日，生物製藥公司ZyVersa Therapeutics, Inc. 因在2023年7月普通股和認股權證公開發行期間未遵守某些上市規則而收到納斯達克工作人員的譴責信。此次發行被認爲不符合納斯達克規則中 “公開發行” 的定義，因爲其定價低於 “最低價格”，並且未經股東事先批准，超過了已發行股票的20％。此外，該公司在2023年7月和9月的認股權證重新定價與本次發行相結合，進一步將發行價格降至最低門檻以下。儘管存在這些問題，但納斯達克工作人員得出結論，該公司並不是故意逃避合規的，也沒有發現類似違規行爲的歷史。因此，在發出譴責信後，無需ZyVersa Therapeutics採取進一步行動。另外，該公司正在解決納斯達克的投標價格缺陷問題，並提議進行反向股票拆分以糾正該問題。該公司已爲2024年4月17日的特別股東大會提交了初步委託書，以尋求反向股票拆分的批准。但是，ZyVersa Therapeutics樂觀地認爲，由於最近的藥理數據以及即將啓動的糖尿病腎臟疾病治療的2a期臨床試驗之後，投資者情緒樂觀，分拆可能沒有必要，這可能會使股價上漲至納斯達克要求的1.00美元的最低出價以上。
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