share_log

RiskOn International | 3: Initial statement of beneficial ownership of securities-Officer Pulsipher Kayson C.

RiskOn International | 3:首次持股聲明-高管 Pulsipher Kayson C.

美股sec公告 ·  02/07 07:33
牛牛AI助理已提取核心訊息
Kayson C. Pulsipher, the Chief Financial Officer of RiskOn International, Inc., filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Pulsipher beneficially owns Series C Convertible Preferred Stock in RiskOn International, which is convertible into 11,667 shares of common stock at a price of $7.50 per share. This ownership stake was acquired through a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Pulsipher. The Series C stock is convertible one day after the record date for shareholder approval of the agreement, subject to Nasdaq's 19.9% beneficial ownership limitation without shareholder approval. The conversion price is subject to adjustments, potentially including a decrease if RiskOn International closes a qualified financing of at least $25 million at a lower share price.
Kayson C. Pulsipher, the Chief Financial Officer of RiskOn International, Inc., filed an Initial Statement of Beneficial Ownership of Securities with the SEC on February 6, 2024. The filing, required under Section 16(a) of the Securities Exchange Act of 1934, indicates that Pulsipher beneficially owns Series C Convertible Preferred Stock in RiskOn International, which is convertible into 11,667 shares of common stock at a price of $7.50 per share. This ownership stake was acquired through a Share Exchange Agreement involving Ault Alliance, Inc., BitNile.com, Inc., and certain minority shareholders, including Pulsipher. The Series C stock is convertible one day after the record date for shareholder approval of the agreement, subject to Nasdaq's 19.9% beneficial ownership limitation without shareholder approval. The conversion price is subject to adjustments, potentially including a decrease if RiskOn International closes a qualified financing of at least $25 million at a lower share price.
RiskON International, Inc. 首席財務官凱森·普爾西弗於2024年2月6日向美國證券交易委員會提交了初步的證券實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明,普爾西弗實益擁有RiskON International的C系列可轉換優先股,該股可轉換爲11,667股普通股,價格爲每股7.50美元。該所有權是通過股份交換協議收購的,該協議涉及Ault Alliance, Inc.、Bitnile.com公司和包括Pulsipher在內的某些少數股東。C系列股票可在股東批准協議的記錄日期後的第二天進行兌換,但未經股東批准,受納斯達克19.9%的受益所有權限制。轉換價格可能會有調整,可能包括如果Riskon International以較低的股價完成至少2500萬美元的合格融資,則可能包括下調。
RiskON International, Inc. 首席財務官凱森·普爾西弗於2024年2月6日向美國證券交易委員會提交了初步的證券實益所有權聲明。根據1934年《證券交易法》第16(a)條的要求,該文件表明,普爾西弗實益擁有RiskON International的C系列可轉換優先股,該股可轉換爲11,667股普通股,價格爲每股7.50美元。該所有權是通過股份交換協議收購的,該協議涉及Ault Alliance, Inc.、Bitnile.com公司和包括Pulsipher在內的某些少數股東。C系列股票可在股東批准協議的記錄日期後的第二天進行兌換,但未經股東批准,受納斯達克19.9%的受益所有權限制。轉換價格可能會有調整,可能包括如果Riskon International以較低的股價完成至少2500萬美元的合格融資,則可能包括下調。

譯文內容由第三人軟體翻譯。


牛牛AI助手部分由第三方人工智慧模型基於資訊內容自動產生,只对除中国内地以外的地区提供。


以上內容僅用作資訊或教育之目的,不構成與富途相關的任何投資建議。富途竭力但無法保證上述全部內容的真實性、準確性和原創性。