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Seelos Therapeutics | D: Filing D

Seelos Therapeutics | D:發行公告

美股sec公告 ·  02/15 05:57
牛牛AI助理已提取核心訊息
Seelos Therapeutics, Inc., a biotechnology company incorporated in Nevada and based in New York, has filed a Form D with the U.S. Securities and Exchange Commission (SEC) on February 14, 2024, indicating a new notice of an exempt offering of securities. The filing reveals that the company is offering options, warrants, or other rights to acquire another security, with the total offering amount listed as $3,574,468. This amount represents the aggregate exercise price of warrants to purchase shares of the company's common stock, which were issued in connection with a registered direct offering. The date of the first sale is reported as January 30, 2024, and the offering is not intended to last more than one year. Seelos Therapeutics has claimed an exemption...Show More
Seelos Therapeutics, Inc., a biotechnology company incorporated in Nevada and based in New York, has filed a Form D with the U.S. Securities and Exchange Commission (SEC) on February 14, 2024, indicating a new notice of an exempt offering of securities. The filing reveals that the company is offering options, warrants, or other rights to acquire another security, with the total offering amount listed as $3,574,468. This amount represents the aggregate exercise price of warrants to purchase shares of the company's common stock, which were issued in connection with a registered direct offering. The date of the first sale is reported as January 30, 2024, and the offering is not intended to last more than one year. Seelos Therapeutics has claimed an exemption under Rule 506(b) and has not yet sold any securities in this offering. The company has also disclosed sales commission expenses estimated at $280,000 and finder's fees of $65,000. The proceeds from the offering are not intended for payments to any executive officers, directors, or promoters. The filing includes signatures from key executives, including Michael Golembiewski, the Chief Financial Officer of Seelos Therapeutics.
Seelos Therapeutics, Inc. 是一家在內華達州註冊成立、總部位於紐約的生物技術公司,已於2024年2月14日向美國證券交易委員會(SEC)提交了D表格,顯示了豁免發行證券的新通知。該文件顯示,該公司正在提供期權、認股權證或其他權利以收購另一隻證券,總髮行金額爲3574,468美元。該金額代表購買公司普通股認股權證的總行使價,該認股權證是與註冊直接發行有關的。據報道,首次銷售的日期爲2024年1月30日,本次發行的持續時間不超過一年。Seelos Therapeutics已根據第506(b)條申請豁免,並且尚未在本次發行中出售任何證券。該公司還披露了估計爲28萬美元的銷售佣金支出和65,000美元的發現費。此次發行的收益不用於支付給任何執行官、董事或發起人。該文件包括包括Seelos Therapeutics首席財務官邁克爾·戈倫比耶夫斯基在內的主要高管的簽名。
Seelos Therapeutics, Inc. 是一家在內華達州註冊成立、總部位於紐約的生物技術公司,已於2024年2月14日向美國證券交易委員會(SEC)提交了D表格,顯示了豁免發行證券的新通知。該文件顯示,該公司正在提供期權、認股權證或其他權利以收購另一隻證券,總髮行金額爲3574,468美元。該金額代表購買公司普通股認股權證的總行使價,該認股權證是與註冊直接發行有關的。據報道,首次銷售的日期爲2024年1月30日,本次發行的持續時間不超過一年。Seelos Therapeutics已根據第506(b)條申請豁免,並且尚未在本次發行中出售任何證券。該公司還披露了估計爲28萬美元的銷售佣金支出和65,000美元的發現費。此次發行的收益不用於支付給任何執行官、董事或發起人。該文件包括包括Seelos Therapeutics首席財務官邁克爾·戈倫比耶夫斯基在內的主要高管的簽名。

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