On December 13, the Peking Securities Regulatory Bureau's website released a decision to issue a warning letter as an administrative regulatory measure against Zhongyue Capital Management Co., Ltd. According to the investigation, the company's managed "Zhongyue Strategic Preferred Fund No. 2" and "Zhongyue Customized Fund No. 2" had security accounts that, on February 6, 2024, increased shareholding in Dong Yi Ri Sheng Home Decoration Group (hereinafter referred to as Dong Yi Ri Sheng) by 1,926,600 shares, resulting in a holding ratio of 5.0127%. When the shareholding in Dong Yi Ri Sheng reached 5%, trading was not halted. Between May 22 and 23, 2024, the aforementioned funds collectively Sold 10,009,860 shares of Dong Yi Ri Sheng, leading to a holding ratio of 2.6267%, and trading was not halted when the shareholding in Dong Yi Ri Sheng fell below 5%. Furthermore, the company, as a shareholder holding more than 5% of Dong Yi Ri Sheng, engaged in short-term trading behavior, selling shares within six months of buying Dong Yi Ri Sheng stocks. In accordance with relevant regulations, the Peking Securities Regulatory Bureau has decided to take administrative regulatory measures against the company by issuing a warning letter, and the related circumstances will be recorded in the integrity archives of the securities and futures market.
北京证监局:对中阅资本管理股份公司出具警示函
Peking Securities Regulatory Bureau: Issues a warning letter to Zhongyue Capital Management Co., Ltd.
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