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顺博合金:非独立董事王启因涉嫌违反证券法律法规等违规行为被重庆证监局出具警示函

Stock Star ·  Jan 15 17:00

证券之星消息,1月15日顺博合金公开信息显示,非独立董事王启因涉嫌违反证券法律法规,未依法履行其他职责被重庆证监局出具警示函。

详细违规行为如下:
经查,你担任重庆顺博铝合金股份有限公司(以下简称顺博合金)董事期间,你女儿自2024年10月29日至2024年10月31日累计买入顺博合金股票79,300股,累计卖出顺博合金股票79,300股。

处罚决定如下:
我局决定对你采取出具警示函的行政监管措施,并记入证券期货市场诚信档案。

以上内容为证券之星据公开信息整理,由智能算法生成(网信算备310104345710301240019号),不构成投资建议。

The above content is for informational or educational purposes only and does not constitute any investment advice related to Futu. Although we strive to ensure the truthfulness, accuracy, and originality of all such content, we cannot guarantee it.
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