道氏技术董事长荣继华、总经理张翼、财务总监胡东杰、董事会秘书吴楠，未按照《上市公司信息披露管理办法》第四条的规定履行勤勉尽责义务，对公司上述行为负有主要责任。其中，荣继华、张翼、胡东杰对公司上述所有违规行为负有主要责任，吴楠对公司上述第一项违规行为负有主要责任。根据《上市公司信息披露管理办法》第五十二条的规定，我局决定对广东道氏技术股份有限公司、荣继华、张翼、胡东杰、吴楠采取出具警示函的行政监管措施。公司及相关责任人应认真吸取教训，采取有效措施切实整改，杜绝此类违规行为再次发生，并于收到本决定书30日内向我局提交书面报告，并抄报深圳证券交易所。Guangdong Dowstone Technology (300409.SZ) announced that the company recently received a notice from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission...
According to the Zhito Finance APP, Guangdong Dowstone Technology (300409.SZ) announced that the company recently received a decision from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission, titled 'Decision on Taking Warning Measures Against Guangdong Dowstone Technology Co., Ltd., Rong Jihua, Zhang Yi, Hu Dongjie, and Wu Nan,' and is now announcing the relevant situation as follows:
‘Guangdong Dowstone Technology Co., Ltd., Rong Jihua, Zhang Yi, Hu Dongjie, and Wu Nan: According to the 'Rules for On-Site Inspection of Listed Companies' (CSRC Announcement [2022] No. 21) and other regulations, our bureau conducted an on-site inspection of Guangdong Dowstone Technology Co., Ltd. (hereinafter referred to as Dowstone Technology or the company) and found the following violations: 1. Improper use and management of raised funds. 2. Inaccurate disclosure of prepaid items.
The Chairman of Dowstone Technology, Rong Jihua, General Manager Zhang Yi, Chief Financial Officer Hu Dongjie, and Secretary of the Board of Directors Wu Nan, failed to fulfill their duty of diligence and responsibility in accordance with Article 4 of the 'Administrative Measures for Information Disclosure of Listed Companies,' and bear primary responsibility for the company's aforementioned actions. Among them, Rong Jihua, Zhang Yi, and Hu Dongjie bear primary responsibility for all of the company's aforementioned violations, while Wu Nan bears primary responsibility for the company's first violation. According to Article 52 of the 'Administrative Measures for Information Disclosure of Listed Companies,' our bureau has decided to impose warning administrative supervision measures on Guangdong Dowstone Technology Co., Ltd., Rong Jihua, Zhang Yi, Hu Dongjie, and Wu Nan. The company and related responsible persons should earnestly learn from this lesson, take effective measures to rectify the situation, prevent the recurrence of such violations, and submit a written report to our bureau within 30 days of receiving this decision, with a copy sent to the Shenzhen Stock Exchange.
